Vaibhav Tripathi1, Pallavi Bharadwaj2. 1. Department of Psychological and Brain Sciences, Boston University, Boston, MA 02215, USA. 2. Laboratory for Information Design and Systems, Massachusetts Institute of Technology, Cambridge, MA 02139, USA.
Abstract
Yoga as a practice and philosophy of life has been followed for more than 4500 years with known evidence of yogic practices in the Indus Valley Civilization. The last few decades have seen a resurgence in the utility of yoga and meditation as a practice with growing scientific evidence behind it. Significant scientific literature has been published, illustrating the benefits of yogic practices including 'asana', 'pranayama' and 'dhyana' on mental and physical well-being. Electrophysiological and recent functional magnetic resonance imaging (fMRI) studies have found explicit neural signatures for yogic practices. In this article, we present a review of the philosophy of yoga, based on the dualistic 'Sankhya' school, as applied to consciousness summarized by Patanjali in his yoga sutras followed by a discussion on the five 'vritti' (modulations of mind), the practice of 'pratyahara', 'dharana', 'dhyana', different states of 'samadhi', and 'samapatti'. We formulate the yogic theory of consciousness (YTC), a cohesive theory that can model both external modulations and internal states of the mind. We propose that attention, sleep and mind wandering should be understood as unique modulatory states of the mind. YTC allows us to model the external states, internal states of meditation, 'samadhi' and even the disorders of consciousness. Furthermore, we list some testable neuroscientific hypotheses that could be answered using YTC and analyse the benefits, outcomes and possible limitations.
Yoga as a practice and philosophy of life has been followed for more than 4500 years with known evidence of yogic practices in the Indus Valley Civilization. The last few decades have seen a resurgence in the utility of yoga and meditation as a practice with growing scientific evidence behind it. Significant scientific literature has been published, illustrating the benefits of yogic practices including 'asana', 'pranayama' and 'dhyana' on mental and physical well-being. Electrophysiological and recent functional magnetic resonance imaging (fMRI) studies have found explicit neural signatures for yogic practices. In this article, we present a review of the philosophy of yoga, based on the dualistic 'Sankhya' school, as applied to consciousness summarized by Patanjali in his yoga sutras followed by a discussion on the five 'vritti' (modulations of mind), the practice of 'pratyahara', 'dharana', 'dhyana', different states of 'samadhi', and 'samapatti'. We formulate the yogic theory of consciousness (YTC), a cohesive theory that can model both external modulations and internal states of the mind. We propose that attention, sleep and mind wandering should be understood as unique modulatory states of the mind. YTC allows us to model the external states, internal states of meditation, 'samadhi' and even the disorders of consciousness. Furthermore, we list some testable neuroscientific hypotheses that could be answered using YTC and analyse the benefits, outcomes and possible limitations.
The quest to understand consciousness has been an old one. Questions about our existence,
‘Who am I?’, ‘What is the world?’ and ‘Why is there something rather than nothing?’, have
baffled philosophers for centuries. A plethora of philosophical systems were developed in
India to answer these questions, which eventually condensed into six orthodox schools and at
least four unorthodox schools (Box 1). Sankhya
school dealt with the nature of reality broken down into its constituent parts (Box 2). Yoga emerged as a more practical philosophy
to realize the true reality and has been practised since the Indus Valley Civilization. The
philosophy matured for a few 1000 years when the rules and principles were compiled into the
brief sutras by Patanjali (Box 3).Consciousness as a field of study gained momentum in the Western world when Descartes
described the mind–body problem and stated the popular statement, ‘I think therefore I am’.
The development of electroencephalogram (EEG) and other medical devices made it possible to
record people when they apparently lost consciousness either during sleep (Borbély ) or altered their
states during anaesthesia (Akeju ) or meditation (Travis and Keith Wallace
1999; Baijal and Srinivasan 2010). Crick and
Koch stimulated an interest in the field with their works (Crick and Koch 1990, 2003).The recent development of neuroimaging and stimulation modalities like fMRI, transcranial
magnetic stimulation (TMS) and transcranial direct current stimulation (tDCS) increased the
quest to understand our different states of consciousness, and many theories have been
developed to allow for better experiments including integrated information theory (IIT)
(Tononi ), higher-order
theories (Lau and Rosenthal 2011), global workspace
theory (Dehaene and Changeux 2011), and recent ones
like attention schema theory (AST) (Graziano 2020)
and dendritic integration theory (Aru ; Bachmann ).
Although the current theories offer many explanations for the different day-to-day
experiences, they do not discuss or explain away the internal states as experienced during
meditation, samadhi or even sleep.The current theories tackle the question of consciousness as that associated with qualia or
experience and try to answer the questions of the kind, ‘What is it like?’. According to
yogic thought, consciousness is not just the experience but a fundamental aspect of nature
that enables the experience of a being. We formulate a theory called the yogic theory of
consciousness (YTC), which is based on sankhya and yoga philosophy. There have been attempts
to utilize the postulates of yoga to explain meditation (Awasthi 2013; Nash ; Aravinda Prabhu and Bhat 2013; Bærentsen 2015; Raffone
), which are not applied to the study of
consciousness. Other studies have looked at meditation and consciousness (Raffone and Srinivasan 2010; Manuello ) but were limited to Buddhist
traditions and conceptions. Instead of taking the materialistic emergent approach to mind,
consciousness and intelligence, sankhya takes a comprehensive approach to the description of
the world. Sankhya postulates that the reality is composed of consciousness (‘Purusha’),
also called seer, soul, brahman, etc., and nature (‘Prakriti’). The approach is convergent
to what some philosophers suggest consciousness being a fundamental property (Kastrup 2018) which forms the basis of experience and it
can not be explained as an emergent property of matter (Chalmers 1995).YTC proposes that mind and seer are separate entities. The mind is emergent in nature, and
it depends upon the number and type of sensory data streams an organism can receive (sense
organs) and the number of ways it can act (action organs). Tanmatras or the sensitivity and
sensory specificity of sense organs separate the individuals within species and across
species to have a different percept of the world. The consciousness of an organism includes
the role of the sense organs, action organs, mind along with intellect, ego and memory
systems which represent the internal faculties, and the seer which is the seat of awareness.
YTC can be generically applied to different animals as recent studies have demonstrated that
a wide variety of animals including corvids display consciousness (Nieder ; Birch ).YTC includes the concept of modulations of mind like sleep, memory, mind wandering,
perception and inference, which suggests that the mind is aligned with the seer unless the
mind is in one of these modulations. Meditation and finer states like ‘samadhi’ can occur
when the mind reins in the modulations and becomes aware of the seer. Being established in
the seer consciousness has been the goal for self-realization according to the yogic
texts.In this paper, we first introduce the organization of consciousness utilizing the
sankhya–yoga philosophies in our YTC model followed by a discussion on the modulations of
mind and how activity and connectivity of systems of the YTC model could result in these
modulations. We then describe various internal states as experienced during yoga and the
finer states of ‘samadhi’ with an explanation of how they can be modelled using YTC and
propose some experiments to test such states. We discuss how YTC can explain various
disorders of consciousness. We end by listing some predictions we can make using the YTC
model and the description of modulations, internal states and finer states. YTC is one of
the first theories of consciousness that integrate both internal and external states and can
provide testable predictions and experiments to establish these results.
Box 1: Indian philosophical systems
Indian philosophical system starting with the Vedas illumined in various Upanishads became
concentrated in six major schools not necessarily independent of each other. Indian thought
was divided into six schools of philosophy—‘Nyaya’, ‘Vaisheshika’, ‘Sankhya’, ‘Yoga’,
‘Mimansa’ and ‘Vedanta’, which highlighted various aspects of reality and the association of
living beings with that reality. Other schools of philosophy also emerged in India which did
not consider the Vedas as a means of knowledge and were considered unorthodox schools
including Buddhism, Jainism, ‘Charvaka’ and ‘Ajivika’.The ‘Nyaya’ school, one of the oldest schools of philosophy, emphasized the use of logic
and reasoning to arrive at any conclusion about the world. The purpose of the senses was to
gain knowledge of the world. ‘Nyaya’ school emphasized epistemology or the ways to acquire
knowledge about the world. It relied on four out of the six means to gain knowledge
(epistemes)—‘Pramaana’/observation, ‘Anumaana’/inference, ‘Agama’/written testimony and
‘Upamaana’/comparison and excluded derivation and negative proof.‘Vaisheshika’ was expounded by Kanada, one of the earliest atomists. He explained the
reality as having different types of ‘padarathas’/categories by which any matter could be
understood namely substance, quality, activity, commonness, particularity and connectedness.
Kanada also integrates the concept of space, time and mind. ‘Vaisheshika’ also deals with
the theories of motion, epistemology, ontology, the description of ‘dharma’, a case for
‘atman’ or soul, and discussions on enlightenment and ‘moksha’ (Kak 2016).‘Sankhya’ school enumerated and categorized reality in its constituent parts. It was a
dualistic school that emphasized that the unmanifest reality (‘Purusha’) interacts with the
manifest reality (‘Prakriti’), and upon its interaction forgets its true nature and believes
that the purpose of the human existence is to realize the true nature of themselves, which
is the ‘Purusha’ and not the creation (‘Prakriti’).Yoga is the school of practice and illumines the way of realizing ‘Purusha’ being one with
our true nature by slowly clearing away the seeds of identification with the ‘Prakriti’
through dedicated practice upon which the false association drops and one gets enlightened
and realizes its true nature (Virupakshananda 1995;
Shankar and Ravi 2010).‘Mimansa’ school focused on the concept of ‘Dharma’, loosely translated as duty of an
individual, and described and studied the ritualistic practices as mentioned in the
Vedas.‘Vedanta’, which translates to the ‘end of the Vedas’, summarizes the knowledge of the
Vedas as expressed in various Upanishads which are philosophical discussions on the nature
of reality. Badrayana wrote the Brahma Sutras or the Vedanta Sutras which is a terse set of
aphorisms that deal with the existence and nature of reality, concept of soul or atman,
relation with Brahman, the purpose of life and the theories of cause and effect.
Box 2: Sankhya philosophy
Sankhya is an enumerationist philosophy aimed at characterization and specification of
parts of existence and reality. Sankhya is a dualistic approach to reality where
consciousness or ‘Purusha’ along with ‘Prakriti’ exists. The ‘Prakriti’ is manifested as
various ‘tattvas’ or part of reality. First being the ‘Mahat tattva’ or intelligence of the
nature which abstracts as ‘Buddhi’ or intellect in individual organisms. ‘Ahankara’
separates the reality in the five ‘bhootas’ or elements: air, water, earth, fire and space.
And the other aspect of this division is the ‘Manas’/mind which also incorporates memory.
This mind develops further into the organs of action, senses and tanmatras. There are five
of each. The five tanmatras of taste, touch, smell, sound and sight are associated with the
corresponding sense organs tongue, skin, nose, ears and eyes which in turn are associated
with the five elements of water, space, earth, air and fire. Three ‘gunas’ or quality rule
in the nature: ‘Sattva’ which brings harmony, lightness and balance; ‘Rajas guna’ which is
responsible for the activity, change, energy and transformation; and ‘Tamas guna’ which
represents dullness and inertia. The five elements are associated, with the ‘prakriti’ being
affected by the ‘tamas guna’, and ‘rajas guna’ brings about a transformation in these
elements and makes them a part of the mind, sense and action organs which are due to the
action of ‘sattva guna’. The ‘gunas’ or quality are associated with different states of the
mind and body. These are classified into three: ‘sattva’ causing lightness and balance,
‘rajas’ leading to restlessness, activity, aggression and ‘tamas’ causing dullness, lethargy
and inertia.The goal of the human birth, ‘Sankhya’ postulates, is the end of suffering or ‘dukha’
through breaking the bondage of the ‘ahamkara’ and realizing the true nature of ‘Purusha’ or
the seer/soul/atman and not of the ‘Prakriti’ or nature.
Box 3: Yoga sutras
The ‘Sutra’ or aphorism system of exposition as practised in ancient India was used to
summarize the conceptual understanding to as little syllables as possible without being
repetitive and being as terse and condensed. The systems allowed easy transmission of
knowledge but being terse were prone to incorrect interpretations. The ‘Sankhya’ philosophy
is summarized in 72 ‘sutras’ (Virupakshananda 1995)
whereas the Brahma ‘sutras’ are expounded in 555 ‘sutras’ (Vireswarananda 1936). Yoga is the practice-focused philosophy aimed at the
reduction of misery, increase of joy and eventual enlightenment through realization and
being firmly established in the nature of the seer. Misery is attributed to seeds of
ignorance (‘Avidya’) or impressions that the subject is different from the world. There are
196 ‘sutras’ divided into four chapters. The first chapter describes the different
modulations of mind, internal states, types of ‘samadhi’, and coming to the state of yoga
through practice and dispassion. It also lists out some techniques to help a quivering mind
settle down when faced by various obstacles. The second chapter talks about the practice in
more detail, what to practice and how to practice; it describes the eight limbs of
yoga—‘Yama’, ‘Niyama’, ‘Asana’, ‘Pranayama’, ‘Pratyahara’, ‘Dharana’, ‘Dhyana’ and
‘Samadhi’. The state of ‘samadhi’ has many finer nuances explained in the main text.
‘Samadhi’ allows to burn the seeds of ignorance and get established more and more in the
true nature of the seer which is bliss, joy and peace.Chapter three relates to the abilities gained through the practice of ‘Dharana’, ‘Dhyana’
and ‘Samadhi’, and the final chapter talks about the method and the process towards
‘kaivalya’ or enlightenment when the fetters of ignorance or ego have left the mind and it
can totally become one with the seer.
Organization of consciousness
According to ‘Sankhya’ philosophy (Virupakshananda
1995), the world is composed of consciousness (Seer/‘Purusha’) and creation
(‘Prakriti’) which itself is the total of twenty-four ‘tattvas’ including the sense organs,
‘tanmatras’, action organs, elements, mind, intellect and ego along with memory. In our YTC,
we extend this philosophy into a model as illustrated in Fig.
1 which represent the various faculties of each individual. The sense organs bring
in data and knowledge about the world, filtered through the ‘Tanmatras’ or
sensitivity/sensory specificity of each sense organ (not shown separately but built into the
abstraction of the sense organs). The way we have thought of is that sense organs are not
just the physical organs of sense but also includes the regions in the brain which are
specific to the processing of each sense. For example, the eyes, retinal ganglion cells,
lateral geniculate nucleus and then onto the early and late visual cortex are all abstracted
as the visual sense organ. The mind composes and interacts with these senses and make
decisions based on the intellect subsystem along with memory and ego subsystems and then
sends the output signal to the motor organs which form an abstraction including the motor
cortex, parts of the cerebellum (for simplicity not included in the figure) and the
peripheral nervous system.
Figure 1.
Yogic theory of mind and consciousness: A) The organization of consciousness according
to YTC. Sense and action organs represent external faculties that enable interaction
with the world. In this and subsequent figures, the direction of the arrows represents
the flow of information or cause–effect relationship, the width of the connecting arrow
depicts the strength of the connection, faded region and arrows represent a temporary
reduction in activity and connection, respectively, and a broken arrow represents
disconnection whereas red cross represents damaged physical connection. B) Sense organs
comprise external senses like taste, touch, smell, sight and hearing, and internal
senses like nociception (pain), proprioception, interoception and balance. Tanmatras or
sensitivity and specificity of each sense organ is an internal property and not
described in the figure here. Brain regions like occipital cortex are considered a part
of the sense organ in the YTC, similarly for the somatosensory cortex, auditory cortex
and olfactory region. C) Action organs of movement, hold/grasp/push, speech, excretion
and procreation are represented in the motor cortex which is considered part of the
action organs in YTC. D) Internal faculties of the intellect, ego and memory interact
through the mind. The mind constitutes the default network and the attention network
(not all regions of the networks are represented in the figure). The intellect is
represented in the prefrontal cortex also called cognitive control network (which
includes frontoparietal control network; not all regions are represented in the figure)
and the ego (self-referencing) in the medial prefrontal cortex (mPFC). The hippocampus
and amygdala are the regions associated with memory. All these faculties working in
conjunction perceive, cognize, think, remember and act. Seer, separate from the others,
is the centre for awareness.
Yogic theory of mind and consciousness: A) The organization of consciousness according
to YTC. Sense and action organs represent external faculties that enable interaction
with the world. In this and subsequent figures, the direction of the arrows represents
the flow of information or cause–effect relationship, the width of the connecting arrow
depicts the strength of the connection, faded region and arrows represent a temporary
reduction in activity and connection, respectively, and a broken arrow represents
disconnection whereas red cross represents damaged physical connection. B) Sense organs
comprise external senses like taste, touch, smell, sight and hearing, and internal
senses like nociception (pain), proprioception, interoception and balance. Tanmatras or
sensitivity and specificity of each sense organ is an internal property and not
described in the figure here. Brain regions like occipital cortex are considered a part
of the sense organ in the YTC, similarly for the somatosensory cortex, auditory cortex
and olfactory region. C) Action organs of movement, hold/grasp/push, speech, excretion
and procreation are represented in the motor cortex which is considered part of the
action organs in YTC. D) Internal faculties of the intellect, ego and memory interact
through the mind. The mind constitutes the default network and the attention network
(not all regions of the networks are represented in the figure). The intellect is
represented in the prefrontal cortex also called cognitive control network (which
includes frontoparietal control network; not all regions are represented in the figure)
and the ego (self-referencing) in the medial prefrontal cortex (mPFC). The hippocampus
and amygdala are the regions associated with memory. All these faculties working in
conjunction perceive, cognize, think, remember and act. Seer, separate from the others,
is the centre for awareness.As compared to the ‘Sankhya’ model described in Box
2 which refers to the twenty-four ‘tattvas’ related to external sense perceptions
in humans, we have also included the internal sense organs in the YTC model. And our
abstraction can be generalized over different species of animals and not just humans.
Although we have not shown subcortical regions in the representations on Fig. 1, they are assumed to be a part of the sense organs.
We look closely at each individual system in the sections below.
Sense organs
We perceive the external world through the five senses of touch, taste, sight, smell and
sound and the internal world through nociception, proprioception, balance and interoception.
The sense organs as abstracted in the YTC model are not just the sensory receptors but
composed of the whole hierarchical processing involved, including the receptors, ganglion
cells and peripheral nervous system, to the thalamus and the brain. For the visual sense,
higher areas like the V4/V8, medial temporal (MT) and intraparietal sulcus are also
included. Similarly, for the auditory sense, ears, cochlea and thalamus up to the auditory
cortex are all abstracted in the model.
Tanmatras
The concept of ‘Tanmatras’ is unique to ‘Sankhya’ and represents the subtle dimension of
the senses. The idea of ‘tanmatras’ has been unexplored in consciousness sciences and in our
model, we consider ‘tanmatras’ as composed of two aspects: specificity and sensitivity of a
sense organ. Sensitivity refers to the range of sensory data to which the sense organ can
respond, e.g. humans have a hearing frequency of 20 Hz to 20 kHz and dogs have a sensitive
olfactory sense with up to 40 times more receptors than humans (Porter ; Craven ). Specificity determines the amount of sense
data required to trigger a conscious perception of that sense. The sensitivity and
specificity which determine the corresponding ‘tanmatras’ can change across species and even
within individuals of the same species. Specificity of sense organs would depend on
modulations (explained in the following section) including attention, inference, mind
wandering and sleep. Attention has been shown to modulate perception (Carrasco ; Ling and Carrasco 2006) via amplification of signals specific to a sensory type,
time and location.
Action organs
The organs of action include the limbs, speech, organs of excretion and procreation and
also all the muscular movements that can be done consciously. From the motor cortex to the
peripheral nervous system, the regions responsible for motion or movement are a part of the
organs of action. Although we have not shown the cerebellum in Fig. 1, it is an important part of the process of action even though the absence
of it (Yu ) has not shown
much difference in cognitive abilities but only slightly impaired motor functions.
Internal faculties
Mind
The mind is a subsystem of the internal faculties. Along with intellect, ego and memory
system, it works in close conjunction to create a continuity of perception and aids in
planning, cognition, sensory integration and intention to move. Mind is the higher-order
region that can deploy attention through the dorsal attention network (DAN) to amplify
signals from the sensory systems to gain more knowledge of the world or it can go into
mind wandering, imagination and thinking about the past and the future. Mind is the
central system when we expect someone to be conscious. A lot of published studies
interpret consciousness as the mind but yogic texts separate the mind from the other
faculties. The mind assumes the form of its contents and when engaged with the outside
world (scenery), it forgets the awareness of the seer. Desires arise in the mind along
with the myriad of thoughts, intuition and creativity. It is affected by the modulations
and loses track of the seer in the process. Yoga sutras point out that the time spent in
modulations by the mind prevents it from completely experiencing the reality in the
present moment now. All the practices and teachings of the yoga philosophy are aimed at
reducing these modulations of the mind and removing the seeds or impressions in the memory
which cause the mind to go into these modulations again and again. Through consistent
practice of the eight limbs of yoga, the modulations of the mind get more and more
restrained, which result in better concentration, an increase in joy and the feeling of
oneness with the world.The mind is best represented as composed of the default network [posterior cingulate
cortex, temporoparietal junction (TPJ) and temporopolar cortex] and the attention network
(parietal cortex and frontal eye fields). A lot of studies assign the seat of
consciousness as the posterior parietal cortex (Koch
) but we argue that instead it is the seat of the
mind. The research paradigm that is targeted to the study of the seer actually studies the
mind.According to YTC, the development of mind is closely linked to the number and type of
sense organs, their associated ‘tanmatras’, and the number and type of action organs.
Organisms with different sense organs, action organs and ‘tanmatras’ will have a
‘different’ or ‘unique’ internal faculties. The mind of a dog that has a different
‘tanmatra’ for olfactory sensations would have different mental processes than humans or
even dolphins which could sense bands of electromagnetic waves that we cannot. The mind is
unique to every organism and we should not expect direct correlations in the neural
processing and signatures across species until we fix the three—sense organs, action
organs and ‘tanmatras’. We should expect to see conserved principles across species but
any cross-species analysis should not be wildly extrapolated. The development of the mind
across species can be an important step in understanding the limits of conscious
processing.
Intellect
The intellect subsystem is a part of the internal faculties and is related to
decision-making, filtering thoughts that come up in the mind and are represented by the
Cognitive Control Network.
Memory
Memory subsystem centred in the hippocampus and amygdala is associated with memory
formation but there are evidence of the wide-scale cortical involvement in long-term
memories. A ton of work have been done in this field with regard to the actual dynamics of
memory formation, extinction, affect-based memories, spatial memories, etc. (Gabrieli 1998). In our model, memory holds the
information for any event. It is also related to one of the modulations of the mind; when
the connectivity between the mind (default network) and the memory region is high, the
mind spends a lot of time thinking about the past.
Ego
Ego subsystem is associated with self-referential processing, risk-taking and centred
around the mPFC. Many studies put it as a part of the default network (Christoff ) but it is
closely linked with the mind, intellect and memory. Damages to this region have shown
reduced risk aversion (Spaniol ). We further hypothesize that increased connectivity between the ego and
default subsystems could be linked to narcissistic personality traits.
Seer
Seer is the finest aspect of consciousness and represents the seat of awareness. It
perceives the world through the mind which is affected by modulations. Yogic texts relate to
it as the source of conscious awareness, joy and happiness. Self-realization or ‘kaivalya’
is found when the practitioner becomes totally aware of the seer through the reduction of
memories and modulations. Indian philosophers consider the realization of the seer as one of
the most important goals of life (Shankar and Ravi
2010; Vivekananda 2018). We are of the
thought that current neuroscientific research has looked into the aspects of the mind and
the modulations of the mind but has not investigated the neural correlates of the seer.
Research into the meditation techniques especially where the modulations do not exist in the
mind (‘Nirvichara/Nirvikalpa Samadhi’) can show a better understanding of the seer.
Modulations of mind
The purpose of yoga as a practice is to silence the modulations (‘vrittis’) of the mind so
that the mind can be established in the seer. These modulations can be either painful or
not. When the modulations are active, the mind is engaged with the scenery (sense organs or
knowledge related to sense organs). Yoga sutras (Hartranft
2003; Shankar and Ravi 2010; Vivekananda 2018) propose the presence of five
modulations: proof or means of knowledge (‘Pramaana’), wrong understanding of knowledge
(‘Viparyaya’), imagination (‘Vikalpa’), sleep (‘Nidra’) and memory (‘Smriti’). ‘Pramaana’ or
means of knowledge can be of three types as accepted in the sankhya and yoga philosophical
schools: perception/‘Pratayksha’, inference/‘Anumaana’ and documented
evidence/‘Agama/Shabd’. ‘Pratyaksha’ means gaining knowledge through the sense organs
directly, ‘anumaana’ means making an inference on the information captured through the sense
organs and ‘shabd’ means utilizing the evidence documented by an authentic source. An
example is cited in many Indian philosophical texts to describe the three: consider being in
a forest, and you see smoke—you infer that there should be a fire nearby
(‘Anumaana’/Inference). As you go nearer, you visually confirm the presence of fire
(‘Pratayksha’/Perception). You know from knowledge gained from experience or documented
evidence (‘Shabd’) that covering the fire up can extinguish it by cutting the oxygen source.
The means of knowledge takes the mind away from the seer and thus engaged in the scenery.
The other modulations ‘Viparaya’ is wrong knowledge not based on the true form of an object.
Example: You cross the street and a few people start laughing and you think to yourself if
they were laughing at you? ‘Vikalpa’ or imagination follows from word and knowledge of the
word but devoid of any object. Memory (‘smriti’) or remembering the past, reliving the
experiences from the past, or thinking about events from the past which do not exist now is
also considered a modulation of the mind along with sleep/‘nidra’ where the mind has no
content (Hartranft 2003; Shankar and Ravi 2010; Vivekananda
2018).
Sleep as a modulation
Sleep has been understood to be a state of consciousness where there are no contents of the
mind yet sleep research have depicted that it is a very active process, from waste clearance
by the flow of cerebrospinal fluid (CSF) (Xie
) and sleep spindles (Ujma ) to memory consolidation via neural slow waves.
Both the processes were found to be related (Fultz
) recently. Papers have proposed that local sleep can
occur during wakefulness and may be responsible for attentional lapses (Andrillon ). The yoga sutras
classify sleep as a modulation of the mind which not only occurs once or twice during the
day/night for an extended period but also small short bursts or local periods of sleep. We
argue that sleep is not a different state of consciousness but a modulation of the mind. It
is a physical process required by the body to carry out maintenance activities but expert
meditators and yogis have been suggested to reduce the need for sleep through years of
practice (Kaul ). The
research is lacking in this domain as only recently scientists have started to piece
together the importance of sleep in our lives (Xie
; Fultz
) but how yogic practice can reduce the need for
sleep needs to be studied carefully. We also propose that local sleep and extended sleep
during the night time would have similar characteristics in terms of neural patterns
especially in the mind subsystem [default network (DN) and DAN regions]. We describe the
rapid eye movement (REM) and deep dreamless non-REM states using YTC in Fig. 2.
Figure 2.
Sleep as a modulation of mind: our model argues that instead of understanding sleep as
an altered or different state of consciousness, it should be thought of as a modulation
of the mind where A) the mind either has no content (deep dreamless sleep), the
connections with the sense and action organs are reduced and the internal faculties have
decreased communication with each other and also have reduced activity. B) REM phase of
sleep involves vivid dreams and occurs every 90–120 minutes where memory consolidation
happens along with CSF recycling (Fultz et al.
2019). In our model, the mind and the memory subsystems are strongly connected
during the REM phase with some activity in motor organs and possibly some in the visual
regions.
Sleep as a modulation of mind: our model argues that instead of understanding sleep as
an altered or different state of consciousness, it should be thought of as a modulation
of the mind where A) the mind either has no content (deep dreamless sleep), the
connections with the sense and action organs are reduced and the internal faculties have
decreased communication with each other and also have reduced activity. B) REM phase of
sleep involves vivid dreams and occurs every 90–120 minutes where memory consolidation
happens along with CSF recycling (Fultz et al.
2019). In our model, the mind and the memory subsystems are strongly connected
during the REM phase with some activity in motor organs and possibly some in the visual
regions.
Attention as a modulation
Attention has been researched extensively over the last few decades. Attention has been
shown to alter perception (Carrasco ; Ling and Carrasco 2006) by amplifying
the signals at the focus of attention and attenuating other signals. Yoga sutras consider
attention as a means of gaining information and knowledge about the world which in turn
alters our perception of the world (Carrasco
). Attention is thought of as a modulation of the
mind as it takes the mind away from the seer which is the source of awareness to the
scenery. Attention modulates the content of the mind. Yoga texts have described the role of
attention in practices like ‘dharana’ and ‘dhyana’ and suggest that intense attention to any
one of the sensory streams reduces all other modulations of the mind and the mind becomes
alert and focused. Awareness and attention are often confused. We believe that attention is
a process of the mind regulated with the DAN and required dedicated resources from the
brain, and engages effort so much so that people prefer pain over attending for long
durations or harder tasks (Vogel ). However, awareness is the property of the consciousness in general and seer
in particular. We are always aware and only during the times of modulations our awareness
reduces. Awareness can also be thought of as salience and may have possible correlates in
the ventral attention or salience network.
Mind wandering as a modulation
We set our mind to a task at hand, maybe reading this paper or doing some analysis and the
mind starts to drift and some thoughts come up of the past and some imaginations about the
future, we may think about what someone said or imagine what would one do in a situation if
it shows up. We all have observed the mind wandering but the awareness of the wandering mind
comes after the mind has gone off for some time. We suddenly realize that we have not done
anything or probably missed out on some parts of the conversations with someone. YTC
considers mind wandering as a modulation composed of ‘Vikalpa’ or imagination which could be
constrained or spontaneous. It is separate from ‘Smriti’, which is a remembrance of events,
and from ‘Viparyaya’ where the mind perceives and infers incorrectly. There have been recent
attempts to study mind wandering (Smith
; O’Callaghan
; Christoff
; Schacter
; Scheibner
) but still, it is in its nascent stage. Current
neuroscientific research on the mind wandering contextualize thoughts either generated
spontaneously or deliberately and with constrained focused towards a task at hand (Christoff ). Frontoparietal
control network can exert deliberate control over the thoughts but spontaneous thoughts are
generated in the middle temporal lobe (MTL) subsystem of the DN. The core network of the DN
comprising posterior cingulate cortex and posterior inferior parietal lobule automatically
constraints the thoughts related to the individual. The activity of the brain during wakeful
rest is found to be in two prominent states (Karapanagiotidis ), which correspond to the
modulations of memory (‘smriti’) and imagination (‘vikalpa’).Mind wandering is usually thought of as noise in the mind and behaviourally estimated out
using reaction times and accuracy on task. But such experiments and studies ignore the state
of mind wandering, an important aspect of the mind. When we understand that mind wandering
and attention are modulations of the mind (as illustrated in Fig. 3), it can help us design better behavioural experiments. Although the study
of mind wandering is dispersed and there are no cohesive methods to detect when the mind
wandered without probing (Weinstein 2018), we believe
that full neural correlates of consciousness would include both the neural correlates of
attention and mind wandering.
Figure 3.
Mind wandering and attention as modulations of the mind: A) When the mind is engaged in
the memory or the remembrance of the past events, the sensory data are unattended to and
the mind engages strongly with the memory system, and the connectivity with the seer is
reduced. B) During imagination or vikalpa, a word or a thought in the mind starts a
stream of self-referential processing involving the ego and the intellect subsystems
with sensory data unattended and awareness from the seer reduced. C) During wrong
knowledge of a percept, the connectivity with the intellect, memory systems and sense
organs is increased whereas it decreases with the seer subsystem. D) Sensory attention
or perceptual proof (Pratayksha Pramaana) where the connectivity between the mind and
the seer decreases, and the mind engages with the outside world through the sense
organs, increasing the sensitivity and specificity of the incoming sensory signals, and
the signals from the memory regions are also reduced.
Mind wandering and attention as modulations of the mind: A) When the mind is engaged in
the memory or the remembrance of the past events, the sensory data are unattended to and
the mind engages strongly with the memory system, and the connectivity with the seer is
reduced. B) During imagination or vikalpa, a word or a thought in the mind starts a
stream of self-referential processing involving the ego and the intellect subsystems
with sensory data unattended and awareness from the seer reduced. C) During wrong
knowledge of a percept, the connectivity with the intellect, memory systems and sense
organs is increased whereas it decreases with the seer subsystem. D) Sensory attention
or perceptual proof (Pratayksha Pramaana) where the connectivity between the mind and
the seer decreases, and the mind engages with the outside world through the sense
organs, increasing the sensitivity and specificity of the incoming sensory signals, and
the signals from the memory regions are also reduced.
Internal states of yoga
The different states of mind and consciousness according to YTC are listed in Table 1. When the mind is not in the five modulations, it
is not seeking knowledge about the world and is not engaged in self-referential processing,
imagination, incorrect knowledge, sleep or memory, it is said to be in the state of yoga.
There are further states of ‘dharana’, ‘dhyana’, ‘samadhi’ and ‘samapatti’. The state of
‘samadhi’ is further divided into ‘sabeeja samadhi’ and ‘nirbeeja samadhi’. The latter is
experienced after years of practice and is considered a goal for yogis and practitioners but
the former has nuances and subtle states within it. We would look closely at each of these
states and how YTC can model and experimentally investigate them. Buddhist literature also
mentions the state of ‘Jhanas’ (Hagerty
) or ‘dhyana’ in Sanskrit which are probably close or
similar to the states described here as mentioned in the yoga sutras (Flood 2013; Rose 2016). A
meta-analysis found some differences (Tomasino
) between the states but additional neuroscientific
evidence is warranted to compare the different traditions objectively.
Table 1.
The different states of mind and consciousness.
S. No
State
Type
1
Nidra (sleep)
Modulation
2
Smriti (memory)
Modulation
3
Pramaana (proof)
Modulation
3.1
Pratayksha (perception)
Modulation
3.2
Anumaana (inference)
Modulation
3.3
Shabd (documented evidence)
Modulation
4
Viparyaya (wrong knowledge)
Modulation
5
Vikalpa (imagination)
Modulation
6
Pratyahara
Yoga
7
Dharana
Yoga
8
Dhyana
Yoga
9
Samapatti
Yoga
10
Samadhi Sabeeja (with seeds)
Samadhi
10.1
Sampragyat (with awareness)
Samadhi
10.1.1
Savichara (with thoughts)
Samadhi
10.1.2
Nirvichara (without thoughts)
Samadhi
10.1.3
Savitarka (with logic)
Samadhi
10.1.4
Nirvitarka (without logic)
Samadhi
10.1.5
Anand (with bliss)
Samadhi
10.1.6
Asmita Arupa (with I-ness)
Samadhi
10.2
Pragyapoorvak (arising out of awareness)
Samadhi
10.2.1
Shraddha (faith)
Samadhi
10.2.2
Veerya (valour)
Samadhi
10.2.3
Smriti (remembrance)
Samadhi
10.2.4
Prakriti Laya (synced with nature)
Samadhi
11
Samadhi Nirbeeja (without seeds)
Kaivalya
The different states of mind and consciousness.
Internal states
‘Pratyahara’ is the process of taking the attention and the mind from the external sense
objects to internal senses like proprioception and interoception which allows the reduction
of modulations and serves as a process to go into the finer and less perturbed states of
‘dhyana’ and ‘samadhi’.‘Dharana’ (concentration) is another internal state where through taking attention to a
fixed location the modulations of the mind are reined in. Different yoga and meditation
practices have used various methods for ‘dharana’ including attention to parts of the body,
specific locations such as ‘chakras’ or ganglions, sensations of the body, attention to
breathing, unbroken attention to a point (‘trataka’), repeated chanting/‘japa’, etc. (Deepeshwar ). All the
subsystems of the mind and consciousness are active with attention to internal or external
sense organs and the modulations begin to reduce. Attention regions are active along with
amplification signals to one of the senses. Default mode activity has reduced and
disconnects with the attention network.‘Dhyana’ or meditation is the state achieved when the modulations have reduced, with only
one content of mind which is continuous and not changing. There is no impulse to act, the
connection with the action organs is reduced and other systems are active but the mind is
coming back to a singular content. We can think of it as an attractor state of a dynamical
system (Bærentsen 2015). The attention network is
still active but the amplification of the sensory signals have decreased. The default mode
system has reduced activity and decreased connectivity within the network and with attention
network (Nash ; Raffone ). Thalamocortical
signals from the multiple demand regions of the thalamus have reduced the firing rate in the
cortex (Aru ; Bachmann ). Alpha and Theta
power increase in deep states of meditation (Travis and
Keith Wallace 1999; Baijal and Srinivasan
2010) and hemispheric band power synchronizes (Bhaskar ).‘Samadhi’ is staying in the state of ‘dhyana’ long enough that the content of the mind
disappears; there can be thoughts, some logic, feelings of bliss and joy, and sense of
I-ness but the mind has no continuous content. It is an equanimous state where there are no
modulations: mind wandering, memory or sleep. Default mode activity is low and disconnected,
the attention network activity has also reduced and the sensory signals are attenuated.‘Samapatti’ is a trait feature that is achieved after practice for many years: perception
of the world is clear and the mind does not wander, there is no local sleep and affective
stimuli do not create strong memories (PYS 1.41). Experienced meditators and yogis stay in
the state of samapatti where the default mode activity and connectivity with valence regions
and memory regions are reduced. ‘Asana’ or posture practice can also bring in a temporary
state of ‘samapatti’ (PYS 2.47) wherein putting effort and letting go takes the mind
temporarily to the state of ‘samapatti’. We have demonstrated in Fig. 4 how these internal states would be modelled by YTC.
Figure 4.
Description of the internal states according to the YTC: A) Pratyahara translates to
giving alternate food to senses; the attention is drawn from all the external senses to
internal sense perceptions. B) Dharana or concentration is a practice to take attention
to an object, a sensation in the body, a repeated word or mantra, but with a singular
focus on one object or location, the signals to which the mind then amplifies. C) Dhyana
or meditation happens when the modulations start subsiding and the intellect and memory
become less connected to the mind. The content of the mind is singular and continuous.
D) Samadhi or transcendence is an equanimous state where the mind drops the content it
is holding onto during dhyana, modulations have subsided and focused onto the seer
(aware of simply being), and the inputs from sense organs are still coming but not
changing the content of the mind. E) Samapatti is a state of being aware of both the
seer and the scenery; modulations are subsided and impressions or memory not active as
not many associative memories are formed.
Description of the internal states according to the YTC: A) Pratyahara translates to
giving alternate food to senses; the attention is drawn from all the external senses to
internal sense perceptions. B) Dharana or concentration is a practice to take attention
to an object, a sensation in the body, a repeated word or mantra, but with a singular
focus on one object or location, the signals to which the mind then amplifies. C) Dhyana
or meditation happens when the modulations start subsiding and the intellect and memory
become less connected to the mind. The content of the mind is singular and continuous.
D) Samadhi or transcendence is an equanimous state where the mind drops the content it
is holding onto during dhyana, modulations have subsided and focused onto the seer
(aware of simply being), and the inputs from sense organs are still coming but not
changing the content of the mind. E) Samapatti is a state of being aware of both the
seer and the scenery; modulations are subsided and impressions or memory not active as
not many associative memories are formed.
States of samadhi
‘Samadhi’ has multiple nuanced states as mentioned in Table
1 and illustrated using YTC in Fig. 5. We can
first describe two types of ‘samadhi’
Figure 5.
Description of the finer states of Samadhi: A) Sampragayat Samadhi: state of samadhi or
equanimity with awareness wherein sensory activity decreases, spontaneous thoughts
arise, some logic about the mind and body can form and be accompanied with the feeling
of elation and joy with a sensation of ‘I am experiencing’ or ‘I am being’. B)
Pragyapoorvak Samadhi: a state that comes after awareness and can be invoked using
memory of an event, valour or faith. Runner’s high, deep religious and spiritual
experiences come under this classification of Samadhi. C) Nirvichara Samadhi is a state
similar to (A) but without spontaneous thoughts, and similarly a state is called
Nirvitarka Samadhi which does not involve any logic in the mind. D) All these states of
samadhi come under Sabeeja Samadhi which means a state of equanimity where the memory,
impressions and seeds are still active whereas Nirbeeja Samadhi is a state that one goes
beyond the limits of the mind and memory and is free from any impressions or seeds, also
called as state of enlightenment of Kaivalya where only the seer remains and the feeling
of oneness with the whole creation is observed.
Description of the finer states of Samadhi: A) Sampragayat Samadhi: state of samadhi or
equanimity with awareness wherein sensory activity decreases, spontaneous thoughts
arise, some logic about the mind and body can form and be accompanied with the feeling
of elation and joy with a sensation of ‘I am experiencing’ or ‘I am being’. B)
Pragyapoorvak Samadhi: a state that comes after awareness and can be invoked using
memory of an event, valour or faith. Runner’s high, deep religious and spiritual
experiences come under this classification of Samadhi. C) Nirvichara Samadhi is a state
similar to (A) but without spontaneous thoughts, and similarly a state is called
Nirvitarka Samadhi which does not involve any logic in the mind. D) All these states of
samadhi come under Sabeeja Samadhi which means a state of equanimity where the memory,
impressions and seeds are still active whereas Nirbeeja Samadhi is a state that one goes
beyond the limits of the mind and memory and is free from any impressions or seeds, also
called as state of enlightenment of Kaivalya where only the seer remains and the feeling
of oneness with the whole creation is observed.‘Sabeeja Samadhi’: The states of ‘samadhi’ with the seeds of ignorance; they are
further divided into‘Sampragyat Samadhi’: State with awareness where one can observe spontaneous
thoughts, special logic about oneself, feeling of bliss and joy and the mind is
established with the seer, it is further divided into‘Savichara’: with spontaneous thoughts, we propose that in such a state, the
MTL subsystem of DN would be active.‘Nirvichara’: without spontaneous thoughts and no firing of the DN–MTL
subsystem.‘Savitarka’: with special logic, frontoparietal network and cognitive network
would be active and connected with default network.‘Nirvitarka’: without special logic, frontoparietal network would be inactive
and disconnected.‘Asmita Arupa’: with a feeling of I-ness, the mPFC would be active with
connectivity with default and attention regions.‘Anand’: with feelings of bliss and joy.‘Pragyapoorvak Samadhi’: The states of ‘samadhi’ which are reached by being aware
and in the state of action where the mind spontaneously drops off the modulations
and becomes one with the seer.‘Shraddha’: a spontaneous state of ‘samadhi’ reached during intense periods of
religious or spiritual activity.‘Veerya’: When valour is invoked, it brings in about a spontaneous state of
being aware of the self and the seer.‘Smriti’: Memory of a deep experience of ‘samadhi’ can itself take one into
samadhi.‘Prakriti Laya’: When we see a beautiful sunset across the ocean and the mind
totally settles in, for brief moments ‘prakriti laya samadhi’ occurs, which
translates to being in unison with nature.‘Nirbeeja Samadhi’: The state of samadhi where there are no seeds of ignorance left and
the modulations of mind have ended; the individual is totally one with the creation
‘kaivalya’ or enlightenment is experienced.
Neural correlates of consciousness
How and why we have any experience is expressed as the hard problem of consciousness (Chalmers 1995). How could matter come together and form
experiences is still unclear. The materialist perspective postulates that consciousness
should be an emergent property which develops out of the complex computations in the
billions of neurons that the human brain possesses. But, the recent studies on corvids
(Nieder ) and other
animals (Birch ) suggest
that animals with an entirely different and much smaller brain structure can still possess
consciousness. Either different number and configurations of neurons can bring together a
similar emergent property or the circuitry required to bring emergence is not as
complicated.YTC considers consciousness to be a fundamental property of life but the mind to be an
emergent process out of configuration of the sense and action organs. Higher-order processes
involve the intellect, ego and memory subsystems (represented in the cognitive control
system, mPFC and hippocampus) along with the mind. As different species possess different
attributes of intelligence, sense and action organs, we can expect their internal faculties
to have different properties as compared to humans like corvids engage nidopallium
caudolaterale in higher cognition (Nieder
) whereas mammals utilize PFC for intelligent
behaviours. The separation between the neural correlates of consciousness and neural
correlates of mind and other internal faculties can help us understand the specific role of
these faculties to create a cohesive cognitive unit.Then, what are the neural correlates of consciousness? According to our model, the seer is
deeply integrated with the mind. Any study that can help us understand the seer or the seat
of consciousness (according to the yogic model) and determine its physical correlates will
be limited by the state of the mind. If we have the neuroscientific correlates of all the
states of the mind, then when the mind is switched off, it can help us detect the physical
correlates of the mind without the confounds of the mind. Two processes of Nirbeeja Samadhi
and general anaesthesia switch off the mind, and neuroscientific and biological signatures
of these states can help determine the physical correlate of the seer. General anaesthesia
although easy to administer causes chemical-based increase or decrease in Gamma-Aminobutyric
Acid (GABA) or N-methyl-D-aspartate (NMDA) receptors, whereas ‘Nirbeeja Samadhi’ comes
through years of training and thus is more natural and would involve long-term changes in
the brain that can sustain the state closest to pure awareness and not affected by the
modulations and activity of the mind.
Disorders and altered states of consciousness and YTC
Accidents, injuries or disorders can cause altered states of consciousness. Traumatic brain
injury, coma and locked-in syndrome are some of the conditions that can cause a different
than normal consciousness (Bayne ). Local anaesthesia can totally remove the pain (Purdon ). General anaesthesia can cause total
blankness and the subjects do not even recall how much time has passed in such a state
(Brown ). There has
been no concrete solution for this aspect from the theoretical standpoint. Here, we argue
(as illustrated in Fig. 6) that under these two
mechanisms of reduced integration between the systems, either the activity in a system is
reduced or the systems are disconnected. Using perturbational complexity index (PCI; Casali ), which uses TMS
along with EEG, we can test the integration between the various subsystems of YTC model as
stated in Fig. 1A. Locked-in syndrome causes the
disconnect with the action organs and the patient is unable to move any part of the body
other than the eyes. Coma results in the decrease in the amount of sensory information
coming in to the patient but totally disconnected action organs. Local anaesthesia results
in the disconnection of nociception in specific parts whereas general anaesthesia causes a
reduction of integration across systems but with local neuronal activity within
networks.
Figure 6.
Explanation of disorders or altered states of consciousness using the YTC model. A)
Locked-in syndrome is represented by the lack of motor movements but the subject is
conscious; we propose that the connection with the motor organs is severed, resulting in
a conscious and aware subject with no movement. B) Comatose patients have been shown to
have a degree or level of consciousness of sensory percepts although they cannot move.
In our model, we suggest that there is a disconnection with the action organs and
reduced connections with the sense organs; some senses might be more damaged than
others. Although there are different types of coma, we represent here a case where there
is no damage to the internal faculties. Some other forms of coma, resulting from injury,
built up of toxins and irregular functioning of the internal faculties of mind,
intellect, ego and memory, may have a range of symptoms and corresponding relation to
the level of consciousness. C) General anaesthesia using chemicals like ketamine and
propofol has been researched extensively; we hypothesize that the sense, action organs
and the internal faculties are all shut in the sense that there is no long-range
communication across the subsystems and activity is reduced within the subsystem. D)
Local anaesthesia results in the temporary disconnection with the specific sense organs
including the sense of pain (nociception) which results in reduced signals from the
sedated part of the body.
Explanation of disorders or altered states of consciousness using the YTC model. A)
Locked-in syndrome is represented by the lack of motor movements but the subject is
conscious; we propose that the connection with the motor organs is severed, resulting in
a conscious and aware subject with no movement. B) Comatose patients have been shown to
have a degree or level of consciousness of sensory percepts although they cannot move.
In our model, we suggest that there is a disconnection with the action organs and
reduced connections with the sense organs; some senses might be more damaged than
others. Although there are different types of coma, we represent here a case where there
is no damage to the internal faculties. Some other forms of coma, resulting from injury,
built up of toxins and irregular functioning of the internal faculties of mind,
intellect, ego and memory, may have a range of symptoms and corresponding relation to
the level of consciousness. C) General anaesthesia using chemicals like ketamine and
propofol has been researched extensively; we hypothesize that the sense, action organs
and the internal faculties are all shut in the sense that there is no long-range
communication across the subsystems and activity is reduced within the subsystem. D)
Local anaesthesia results in the temporary disconnection with the specific sense organs
including the sense of pain (nociception) which results in reduced signals from the
sedated part of the body.
Loss of cerebellum
Cerebellum has always been thought to be related to motor processing but recent studies
have started to find more involved role in cognition (Brissenden ; Bostan
and Strick 2018). Researchers have argued the specific contributions of the
cerebellum to consciousness. A subject was found to be living healthily without a cerebellum
with only minor motor problems (Yu ). In our model, cerebellum is not included in the internal faculties and hence
play no specific role in the mind, intellect, memory, ego or as the seer. We might need to
include the cerebellum as the exact function of it becomes clear. It might be involved in
the intellect network, the mind network or the ego network separately as some functional
connectivity studies have suggested (Buckner
). More work is required to establish the exact role
of the cerebellum in motor, cognition and consciousness.
Damage to prefrontal cortex
The case of Phineas Gage has depicted the role of PFCs in behaviour and self-control. As
the intellect and ego network are found in the frontal regions, according to YTC, we posit
that the mind of such a person would be intact but the intellect and ego faculty would be
damaged and can cause changes in personality and make the patient unable to do various
cognitive tasks.
Split brain patients
Corpus callosotomy, or separation of the two hemispheres of the brain, has been used as a
treatment for severe cases of epilepsy. It results in very peculiar observations like when
an object is placed on the left visual field of a patient, it can detect the object and even
draw the object using the left hand but cannot say it out loud as the left visual field is
represented on the right hemisphere of the brain which in turn does not communicate with the
left hemisphere which is related to speech and vocalization. For such cases, using the YTC
model, we suggest that the mind subsystem would be its.
Predictions
YTC provides us a tiered model of understanding the external world, internal faculties
which perceive and act upon the world, and the innermost faculty or the seer which is aware
of the world. The concept of bringing together the modulations of the mind along with inner
states of meditation and yoga can provide a better interpretation of various phenomena.
Can machines be conscious?
According to ‘Sankhya’ philosophy the world including the action organs, sense organs and
the internal faculties are emergent properties of the nature. As our devices become more and
more complex with increasing levels of abstraction, it would be possible to create machine
analogues of sense organs and motor organs. Recent advances in deep learning (DL) has
allowed high-performing visual systems which can be extended to other sensory systems as
well. The progress in robotics, bio-inspired prosthetic and brain–computer interfaces can
allow us to replicate our motor functionalities better. DL has already conquered the field
of computer games with systems like AlphaGo and AlphaStar (Silver ; Vinyals
), so it is quite possible that the intellect network
could be created. Other aspects of ‘Prakriti’ like the mind, memory and ego technically
could be machine replaceable given in the coming decades we understand the dynamics of these
networks across species. As the seer is the fundamental aspect of reality, a machine
analogue is not possible but hybrid systems can have the possibility of consciousness
according to the Sankhya understanding.
Qualia through region stimulation
A persistent question that has been asked to the different theories of consciousness: ‘Why
are qualia invoked when specific brain regions are activated?’ (Balduzzi and Tononi 2009) Stimulation through TMS or tDCS to frontal eye
field region, MT, V4/V8 and other regions can invoke the qualia for faces, motion and
colour, respectively (Valero-Cabré ). According to the YTC-based organization of consciousness, these regions are
a part of the sense organs. Hierarchical processing enables regions to be receptive to
certain features more than others. Activation through techniques like TMS or tDCS,
perpetuate signals downstream which could otherwise come from the subsequent sense organ. We
can further extend this to suggest that a similar kind of stimulation of processing regions
in the auditory or somatosensory regions can invoke qualia of various features of sound.
True resting state
Serendipitous discovery of the default network activation in the brain during no task
condition (Raichle ;
Gusnard and Raichle 2001; Buckner ; Buckner and DiNicola 2019) created a whole field of neuroimaging known as
resting-state functional connectivity (Fox
). It led to the development of biomarkers for
different conditions like Parkinson’s and attention deficit hyperactivity disorder (Sørensen ). Still, after
25 years of the discovery, the actual cause for the default network activity during resting
state and its anticorrelations with the DAN (Fox
) has not been found. Recent attempts discover the
role of high-cofluctuation activity being responsible for the connectivity patterns during
resting state (Esfahlani ). Other approaches have signified the role of intrinsic processing and mind
wandering for the activation of the default network (Christoff ). But we truly do not know the reason
behind the default activity of the brain.Understanding the modulations of the mind as specified in the YTC can help us detect a true
resting state which would be free of imagination, mind wandering and other modulations. We
predict that in such a state the overall default mode network activity would be reduced as
compared to ‘normal’ resting state and explicit intrinsic processing paradigms (Andrews-Hanna 2012).
‘Viparyaya’, ‘Anumaana’ and temporoparietal junction
The TPJ has been found to be involved in theory of mind (TOM) (Saxe and Kanwisher 2003) and has been termed as the ability to think what
the other person is thinking. The modulation of Viparyaya or incorrect knowledge is closely
associated with TOM. Engaging in the thought of what the others are thinking is inference.
As recent studies have suggested the role of TPJ in prediction (Koster-Hale and Saxe 2013), we hypothesize that tasks that can invoke
‘viparyaya’/wrong knowledge about an object or ‘anumaana’/inference about some
non-perceptual object should activate the TPJ.
Role of language in intrinsic processing
Yoga sutras specify the role of language, and the understanding of language as a precursor
to imaginative thoughts, unconstrained thinking and mind wandering (PYS 1.9). We propose
that tasks that invoke the language regions would have effects on the default network. The
connectivity between the language and default network would be predictive of cognitive
health; the higher the connectivity, the more the mind would be prone to mind wandering and
vice versa. The connectivity differences between the language and default mode network can
be found in meditators as compared to non-meditating healthy controls. Bilingual and
multilingual people might have differences in connectivity between these regions as compared
to monolingual people.
Perturbational complexity index of various modulations and internal states
Casali devised the PCI
(Casali ) which
utilizes activation using TMS followed by detection of brain waves using EEG to find if
perturbation of a brain system causes changes in the activity of the stimulated region. We
propose that the different internal states of ‘dhyana’, ‘dharana’, ‘samadhi’ and different
types of ‘samadhi’ as stated in Table 1 would have
different PCI values and EEG-based brain states.
Relation to current theories of consciousness
YTC can work well in conjunction with the current theories of consciousness. The integrated
information theory (IIT) (Oizumi ; Tononi )
lays down axiomatic rules of how information integrates and determines through complex
computations the amount of consciousness in each system (Koch ). The sense organs in YTC integrate sensory
information across multiple modalities and hence, YTC can implement IIT. IIT is limited in
its perspective as it does not take into consideration action organs. Evolutionarily, the
purpose of consciousness should not be only the integration of information but also planning
and movement. From the bottom up, it would be hard to prove or disprove IIT in its current
shape but extended format coupled with YTC can give it a lot of power. YTC also incorporates
the concepts of higher-order theories (Brown
) and global workspace theory (Dehaene and Changeux 2011) in the sense that the internal faculties of
intellect, memory and ego are higher-order regions which interact with the mind which
integrates information from the senses and composes and relays movement onto the action
organs. The thalamocortical theory or the dendritic integration theory (Aru ; Bachmann ) provides the framework of the
integration between the sense organs through the thalamus and the mind network. Although
some parts of the AST (Graziano 2020; Graziano ) especially the
portrayal of the seer as just a schema to aid in attention does not fit with the YTC but the
generation of schemas of attention as a modulation integrates well with YTC.
Limitations of YTC
YTC as a theory does not focus on the phenomenology aspect of consciousness. All conscious
percepts are considered as contents of mind derived from the sense organs with specific
‘tanmatras’. The theory also does not consider aspects of affect and emotion.
Conclusions
We present a neuroscientific perspective of the YTC as presented in the yoga sutras of
Patanjali and the ‘Sankhya’ philosophy. From the first person perspective, reality is
classified as ‘Purusha’ and ‘Prakriti’ [composed of the ego, mind, intellect, sense organs,
action organs, subtle sense dimensions (‘tanmatras’) and elements]. The ‘Purusha’ is the
seer or self or the consciousness, and the mind interacts with the world through the organs
of action and perception. We present that the development of the mind depends on the number
and type of sense and action organs and the ‘tanmatras’ (sensory specificity) which can
allow us to better model mind and consciousness of other species. We also suggest that
species specific findings may not be generalizable.The mind acts as a gateway to the perceived world for the seer. The mind has modulations
like attention, inference, memory, sleep, imagination and wrong knowledge which alter
perception, and thus the conscious awareness of the percept. Attentional modulations affect
perception and the content of the mind is enhanced at the cost of non-attended stimuli.
Active-inference-based modulations affect our sensory signals as well as motor responses.
Mind wandering through imagination, wrong knowledge and memory modulates the intrinsic and
self-referential processing at the cost of extrinsic modulations and in turn affects
consciousness.The practice of yoga is having a say over these modulations and truly ‘perceive’ our
consciousness. Modern scientific literature on meditation has suggested the presence of
unique neurobiological signatures for such states. We elucidate the different states of mind
like ‘Dhyana’, ‘Dharana’ and ‘Samadhi’ and characterize them which can help improve current
approaches to neuroscience of yoga and meditation. Our specification of the internal and
external states of mind can better our understanding of the neural correlates of
consciousness.Our theory is one of the first to integrate the aspects of organization, evolution and
development of mind, modulations of mind and how it affects perceptual consciousness, and
intrinsic states of meditation in a cohesive structure. YTC is an overarching theory and
works in conjunction with the current neuroscientific theories of consciousness which
addresses specific parts of the understanding of mind and consciousness.
Box 4: Glossary
‘Sankhya’: Enumerationist Indian philosophical system which breaks down the reality in its
constituent parts.‘Yoga’: Indian philosophical school associated with the practice of achieving enlightenment
and taking over the illusion of the mind relation with the scenery.‘Tanmatras’: Subtle sense organs which can be thought of the combination of range of each
sense organ in terms of physical reality it captures (for a species) and the specificity of
sense organs (for each individual).‘Mann/Manas’: Mind.‘Buddhi’: Intellect, an individualized abstraction of Mahat which is the intelligence of
the nature.‘Ahankara’: Ego sense which gives the illusion of separation of one individual from the
other.‘Samadhi’: State of equanimity with or without perception.‘Samapatti’: State of equanimity with perception.‘Chitta’: Individualized consciousness comprising the intellect, ego, mind and memory.
Authors: Oluwaseun Akeju; Andrew H Song; Allison E Hamilos; Kara J Pavone; Francisco J Flores; Emery N Brown; Patrick L Purdon Journal: Clin Neurophysiol Date: 2016-03-16 Impact factor: 3.708
Authors: Farnaz Zamani Esfahlani; Youngheun Jo; Joshua Faskowitz; Lisa Byrge; Daniel P Kennedy; Olaf Sporns; Richard F Betzel Journal: Proc Natl Acad Sci U S A Date: 2020-10-22 Impact factor: 11.205