Dennis McGonagle1,2, Mary F Kearney3, Anthony O'Regan4, James S O'Donnell5, Luca Quartuccio6, Abdulla Watad1,7,8, Charles Bridgewood1. 1. Leeds Institute of Rheumatic and Musculoskeletal Medicine, University of Leeds, Leeds, UK. 2. National Institute for Health Research Leeds Biomedical Research Centre, Leeds Teaching Hospitals, Leeds, UK. 3. HIV Dynamics and Replication Program, National Cancer Institute National Institutes of Health, Bethesda, MD, USA. 4. Department of Respiratory Medicine, Galway University Hospitals, National University of Ireland, Galway, Ireland. 5. Irish Centre for Vascular Biology, School of Pharmacy and Biomolecular Sciences, Royal College of Surgeons in Ireland, Dublin, Ireland. 6. Department of Medicine, Clinic of Rheumatology, University of Udine, Udine, Italy. 7. Department of Medicine B, Rhumatology Unit and Zabludowicz Center for Autoimmune Diseases, Sheba Medical Center, Tel-Hashomer, Ramat-Gan, Israel. 8. Sackler Faculty of Medicine, Tel-Aviv University, Tel-Aviv, Israel.
Abstract
In patients with moderate-to-severe COVID-19 pneumonia, an aberrant post-viral alveolitis with excessive inflammatory responses and immunothrombosis underpins use of immunomodulatory therapy (eg, corticosteroids and interleukin-6 receptor antagonism). By contrast, immunosuppression in individuals with mild COVID-19 who do not require oxygen therapy or in those with critical disease undergoing prolonged ventilation is of no proven benefit. Furthermore, a window of opportunity is thought to exist for timely immunosuppression in patients with moderate-to-severe COVID-19 pneumonia shortly after clinical presentation. In this Viewpoint, we explore the shortcomings of a universal immunosuppression approach in patients with moderate-to-severe COVID-19 due to disease heterogeneity related to ongoing SARS-CoV-2 replication, which can manifest as RNAaemia in some patients treated with immunotherapy. By contrast, immunomodulatory therapy has overall benefits in patients with rapid SARS-CoV-2 clearance, via blunting of multifaceted, excessive innate immune responses in the lungs, potentially uncontrolled T-cell responses, possible autoimmune responses, and immunothrombosis. We highlight this therapeutic dichotomy to better understand the immunopathology of moderate-to-severe COVID-19, particularly the role of RNAaemia, and to refine therapy choices.
In patients with moderate-to-severe COVID-19 pneumonia, an aberrant post-viral alveolitis with excessive inflammatory responses and immunothrombosis underpins use of immunomodulatory therapy (eg, corticosteroids and interleukin-6 receptor antagonism). By contrast, immunosuppression in individuals with mild COVID-19 who do not require oxygen therapy or in those with critical disease undergoing prolonged ventilation is of no proven benefit. Furthermore, a window of opportunity is thought to exist for timely immunosuppression in patients with moderate-to-severe COVID-19 pneumonia shortly after clinical presentation. In this Viewpoint, we explore the shortcomings of a universal immunosuppression approach in patients with moderate-to-severe COVID-19 due to disease heterogeneity related to ongoing SARS-CoV-2 replication, which can manifest as RNAaemia in some patients treated with immunotherapy. By contrast, immunomodulatory therapy has overall benefits in patients with rapid SARS-CoV-2 clearance, via blunting of multifaceted, excessive innate immune responses in the lungs, potentially uncontrolled T-cell responses, possible autoimmune responses, and immunothrombosis. We highlight this therapeutic dichotomy to better understand the immunopathology of moderate-to-severe COVID-19, particularly the role of RNAaemia, and to refine therapy choices.
There is ongoing interest in understanding the link between SARS-CoV-2 infection and inappropriate or excessive immune responses, which might contribute substantially to mortality from COVID-19. These responses were first reported in early 2020, when cases of severe systemic inflammation with coagulopathy, which were superficially reminiscent of cytokine storm syndromes, were described.2, 3, 4 A common example of a cytokine storm syndrome is macrophage activation syndrome, which encompasses a consumptive bleeding diathesis termed disseminated intravascular coagulation.2, 3, 5 The observation of high levels of systemic inflammation with elevated concentrations of C-reactive protein, ferritin, and serum cytokines; cytopenias; and suspected cardiac immune toxicity, in conjunction with coagulopathy, in patients with severe COVID-19 also suggested a cytokine storm with macrophage activation syndrome.6, 7, 8 Detection of SARS-CoV-2 RNA in oropharyngeal swab tests for only 8–10 days following SARS-CoV-2 infection, as well as hyperinflammation with increased risk of mortality in the subsequent weeks, also supported the concept of a hyperactivation of the immune system in the post-viral replication phase, which could be modified therapeutically.9, 10 This apparent post-infectious inflammation is of considerable interest to rheumatologists, who are familiar with treating conditions such as post-infection inflammation and macrophage activation syndrome.Data from open-label studies of patients with severe COVID-19 treated with tocilizumab, the first licenced interleukin (IL)-6 receptor blocker, and the efficacy of tocilizumab in treating cytokine storm syndrome associated with chimeric antigen receptor (CAR) T-cell therapy, invigorated a global trial agenda of clinical trials to test immunomodulatory therapy in patients with COVID-19 pneumonia.11, 12 As data from randomised controlled trials on immunomodulatory therapy in patients with COVID-19 have emerged, including corticosteroid and IL-6 receptor blockade strategies,12, 14 the benefits have proven to be modest compared with the benefit of these therapies in patients with genuine cytokine storm syndromes, in whom they can be curative. The most encouraging randomised controlled trial in patients with severe COVID-19 pneumonia showed an incremental benefit, with a 4% reduction in mortality when tocilizumab was added to corticosteroids—far lower than that seen with similar strategies for CAR T-cell therapy-associated cytokine storm syndromes. The benefits of corticosteroid or IL-6 receptor blockade in patients with COVID-19 have not been replicated in every study,15, 16 indicating an incomplete understanding of disease mechanisms and disease heterogeneity. Although tocilizumab has been widely heralded as efficacious in patients with COVID-19 on the basis of large, open-label platform trials, small randomised controlled trials have not shown a survival benefit of the drug. Beyond corticosteroids, IL-6 receptor blockade, and antagonism of the Janus kinase (JAK) pathway,17, 18 there is insufficient evidence for other immunomodulatory therapies (including IL-1 antagonism) due to the relative paucity of data from large, phase 3 clinical trials; therefore, we do not discuss immunomodulatory therapies further.In this Viewpoint, we contend that much of the heterogeneity in benefit of immunotherapy is linked to ongoing SARS-CoV-2 replication in a subgroup of patients (figure 1
). We focus on patients with moderate-to-severe COVID-19, rather than on those with mild disease who do not require oxygen therapy or those with critical disease undergoing prolonged ventilation, in whom immunotherapy can be less effective (figure 1). Whereas immunotherapy seems to show overall benefits at the population level, we argue that a window of opportunity for immunotherapy might not exist universally in patients with moderate-to-severe COVID-19, because unrestrained viral replication is still taking place in some. We frame our arguments through the established concept that SARS-CoV-2-related alveolitis triggers an intrapulmonary macrophage activation syndrome-like state with a distinctive immunothrombosis of the lung (termed pulmonary intravascular coagulopathy). This pathology has been supported by single-cell analysis of bronchoalveolar fluid from patients with severe COVID-19, and intrapulmonary macrophage activation has been confirmed.19, 20 We propose that immunotherapy would improve survival only in clinical settings in which excessive innate and adaptive immune responses (including autoimmune responses) occur in the context of rapid control of SARS-CoV-2 replication. We argue that distinguishing ongoing infection in the alveolar territory, which manifests as RNAaemia, from excessive inflammatory responses and immunothrombosis occurring after clearance of infection, could be useful to improve survival.
Figure 1
Viral clearance and immunosuppression recommendations in patients with COVID-19
Patients with mild COVID-19 who do not need oxygen therapy might be immunocompetent and in an early phase of a self-limiting disease with minimal viral replication. Immunosuppression might increase viral replication and is of no benefit in these patients. In patients with moderate or severe COVID-19 who are not mechanically ventilated, some immunosuppression strategies might be beneficial, although optimal strategies await definition. Most of these patients clear the virus by day 8–11; however, some patients with ongoing viral replication might not benefit from immunosuppression. For critically ill patients with COVID-19 who are mechanically ventilated, post-mortem studies have reported extensive fibrosis, lung destruction, and associated pulmonary infarction; therefore, immunosuppression therapy might not be beneficial. ARDS=acute respiratory distress syndrome.
Viral clearance and immunosuppression recommendations in patients with COVID-19Patients with mild COVID-19 who do not need oxygen therapy might be immunocompetent and in an early phase of a self-limiting disease with minimal viral replication. Immunosuppression might increase viral replication and is of no benefit in these patients. In patients with moderate or severe COVID-19 who are not mechanically ventilated, some immunosuppression strategies might be beneficial, although optimal strategies await definition. Most of these patients clear the virus by day 8–11; however, some patients with ongoing viral replication might not benefit from immunosuppression. For critically ill patients with COVID-19 who are mechanically ventilated, post-mortem studies have reported extensive fibrosis, lung destruction, and associated pulmonary infarction; therefore, immunosuppression therapy might not be beneficial. ARDS=acute respiratory distress syndrome.
Ongoing active SARS-CoV-2 infection
At the beginning of the COVID-19 pandemic, studies from China indicated that the duration of viral shedding as detected by RT-PCR (not direct viral cultivation) was 7–11 days from illness onset (figure 2
).10, 21 Consequently, the view emerged that a post-viral alveolitis and hyperinflammation state could be effectively targeted with immunomodulatory strategies.22, 23 However, some patients hospitalised with severe COVID-19 pneumonia had detectable viral RNA in the blood (termed RNAaemia) that persisted for several weeks after initial infection.6, 24, 25 Other studies have also corroborated viral RNA detection in the respiratory and gastrointestinal tract for over 20 days in some patients with severe COVID-19,26, 27 with increased viral shedding from the nasopharynx during the second week. A prospective study of 267 endotracheal aspirates from 90 patients with COVID-19 who required ventilation showed that persistent detection of SARS-CoV-2 by RT-PCR at 6 weeks after the onset of symptoms strongly equated with mortality; therefore, it is difficult to conceptualise a window of opportunity for early therapy initiation in this patient group.
Figure 2
Optimal trajectory of COVID-19 pneumonia
Typically, SARS-CoV-2 alveolar infection proceeds with a viral phase, an inflammatory phase, and an associated immunothrombotic phase. In severe disease, ARDS can develop. In patients who are otherwise immunocompetent, obesity and other cardiovascular risk factors can lead to cardiopulmonary system decompensation. ARDS=acute respiratory distress syndrome.
Optimal trajectory of COVID-19 pneumoniaTypically, SARS-CoV-2 alveolar infection proceeds with a viral phase, an inflammatory phase, and an associated immunothrombotic phase. In severe disease, ARDS can develop. In patients who are otherwise immunocompetent, obesity and other cardiovascular risk factors can lead to cardiopulmonary system decompensation. ARDS=acute respiratory distress syndrome.Viral RNA in respiratory tract secretions or in the blood, as detected by PCR, does not necessarily equate to active viral replication, and therapeutic suppression of innate immune responses to viral nucleic acids could be beneficial, provided viral replication is no longer occurring. Although this concept was not well understood at the outset of the COVID-19 pandemic, several studies have since directly investigated active viral replication of SARS-CoV-2 in individuals who are immunocompetent or immunosuppressed, using virological culture techniques that are considered to be the gold standard (table
). In one study, only 29% of RT-PCR-positive SARS-CoV-2 cases had cultivatable virus, although this did not last beyond 8 days, and most patients included in the study had mild COVID-19. The positivity rate in oropharyngeal cultures from otherwise healthy people with mild COVID-19 was 74% at 1 week and 20% at 2 weeks. In another study, viral cultivation was more difficult in patients with moderate-to-severe COVID-19 older than 41 years, perhaps indicating excessive immune responses following viral clearance in some cases. In that study, the risk of infection from respiratory secretions declined considerably to 6% in patients with mild-to-moderate disease after 10 days. In another study of 129 patients hospitalised with severe PCR-positive COVID-19, infectious viral particle shedding from the upper airways was detected by viral cultures in only 23 (18%) patients and correlated with RT-PCR viral loads of more than 10 million copies per mL. The median duration of infectious virus shedding was 8 days after symptom onset; the probability of cultivating infectious virual was below 5% after a duration of symptoms of 15 days. Increases in the number of anti-SARS-CoV-2 antibodies correlated with an inability to detect infectious virus.
Table
Viral replication of SARS-CoV-2 in patients with COVID-19 pneumonia
PCR at 1 week
PCR at 2 weeks
Viral culture
Oropharynx
+++
+
Detectable in <80% of cultures at week 1, but in only <6% after 10 days; might persist for weeks in immunosuppressed patients
Airways (endotrachael tube aspirate)
+++
++
+
Blood
Negative in mild or moderate COVID-19; variably positive in severe COVID-19 (+ or ++)
Negative in mild or moderate COVID-19; variably positive in severe COVID-19 (+ or ++)
No culture attainable in any group; infection of endothelial cells in vitro not usually attainable
+, ++, and +++ refer to the strength of the positivity of PCR. The magnitude of elevation by RT-PCR in the blood is 3–4 logs lower than in the oropharynx or airways. Viral detection by PCR at low-cycle thresholds is associated with SARS-CoV-2 replication, especially in the oropharynx and airways during the first week of infection. By contrast, little evidence exists for replication in the circulation.
Viral replication of SARS-CoV-2 in patients with COVID-19 pneumonia+, ++, and +++ refer to the strength of the positivity of PCR. The magnitude of elevation by RT-PCR in the blood is 3–4 logs lower than in the oropharynx or airways. Viral detection by PCR at low-cycle thresholds is associated with SARS-CoV-2 replication, especially in the oropharynx and airways during the first week of infection. By contrast, little evidence exists for replication in the circulation.At the population level, patients with moderate-to-severe COVID-19 are generally immunocompetent, unlike patients with cancer who have been treated with chemotherapy and are considered to be immunodeficient (figure 3
). In patients with cancer receiving chemotherapy who are concomitantly infected with SARS-CoV-2, replication-competent virus was retrievable from the upper airways for 3–8 weeks after symptom onset.32, 33 Several other studies have provided evidence for ongoing SARS-CoV-2 replication in patients with severe COVID-19 pneumonia or in those receiving therapeutic immunosuppression. However, ongoing viral replication has generally been overlooked in therapy decisions for critically ill patients, in whom prompt immunosuppression is likely to worsen outcomes in the face of potentially rampant viral replication (figure 3).33, 34, 35
Figure 3
Factors and mechanisms causing prolonged viral replication in the alveolar territory
(A) Factors leading to prolonged viral replication include pre-existent, unrecognised immunodeficiency states, such as type-1 interferon pathway defects, immunosuppression regimens in autoimmune diseases, organ transplantation settings, cancer-related immunosuppression or chemotherapy, or the administration of corticosteroid therapy in patients not requiring oxygen. (B) Potential mechanisms underlying benefit of immunosuppression in patients with controlled SARS-CoV-2 viral replication. Given that most mortality occurs 2 weeks from onset of infection, at a stage when viral replication might be less of a consideration, it has been suggested that helper T-cell cytokine responses in the pulmonary compartment might contribute to high local concentrations of proinflammatory cytokines, which drive macrophage and neutrophil activation, and immunothrombosis. Excessive cytotoxic CD8 T-cell responses, leading to alveolar pneumocyte killing and diffuse alveolar damage, have been suspected but not proven. Additionally, the effects of ageing, with a reduced robustness of adaptive immunity and an increased reliance on innate immune mechanisms via IL-6, IL-8, and IL-1, are considered to be important factors in severe pneumonia. Furthermore, post-viral cytokine storm scenarios might occasionally occur, although this is not well defined. IL=interleukin. JAK=Janus kinase.
Factors and mechanisms causing prolonged viral replication in the alveolar territory(A) Factors leading to prolonged viral replication include pre-existent, unrecognised immunodeficiency states, such as type-1 interferon pathway defects, immunosuppression regimens in autoimmune diseases, organ transplantation settings, cancer-related immunosuppression or chemotherapy, or the administration of corticosteroid therapy in patients not requiring oxygen. (B) Potential mechanisms underlying benefit of immunosuppression in patients with controlled SARS-CoV-2 viral replication. Given that most mortality occurs 2 weeks from onset of infection, at a stage when viral replication might be less of a consideration, it has been suggested that helper T-cell cytokine responses in the pulmonary compartment might contribute to high local concentrations of proinflammatory cytokines, which drive macrophage and neutrophil activation, and immunothrombosis. Excessive cytotoxic CD8 T-cell responses, leading to alveolar pneumocyte killing and diffuse alveolar damage, have been suspected but not proven. Additionally, the effects of ageing, with a reduced robustness of adaptive immunity and an increased reliance on innate immune mechanisms via IL-6, IL-8, and IL-1, are considered to be important factors in severe pneumonia. Furthermore, post-viral cytokine storm scenarios might occasionally occur, although this is not well defined. IL=interleukin. JAK=Janus kinase.The viral reservoir in these patients is poorly understood; however, its persistence over weeks might be linked to permissive bronchial mucosal or upper airway environment, and an inability to kill virus-infected cells.35, 36 In addition to patients with COVID-19 receiving chemotherapy for cancer, studies using RT-PCR showed higher amounts of SARS-CoV-2 RNA in patients with acute respiratory distress syndrome (ARDS) treated with corticosteroids compared with those treated with standard of care. High viral loads are associated with immunosuppression, as well as extended stay in intensive care, and prolonged intubation, but the relationship between viral load and mortality remains controversial.
Cytokine elevation in moderate-to-severe COVID-19 pneumonia and RNAaemia
The magnitude of elevation in serum IL-6 concentrations in patients with moderate-to-severe COVID-19 is in the range of 100 pg/mL or less, compared with approximately 10 000 pg/mL typically observed in cytokine storm syndromes in patients receiving CAR T-cell therapy. Low IL-6 concentrations have been used to stratify patients with COVID-19 with a good prognosis who do not require anti-cytokine therapy. However, high serum cytokine concentrations might be linked to ongoing SARS-CoV-2 viral replication.39, 40, 41 The concept that active viral replication might be detrimental in patients with severe COVID-19 is supported by the early termination of several studies on IL-6 receptor blockade, in which increased mortality was reported in the group receiving tocilizumab. Additionally, data from a meta-analysis of trials suggested that tocilizumab was less effective in patients requiring ventilation than in those not requiring ventilation (figure 3). One study reported that only seven (4%) of 168 patients with severe SARS-CoV-2 infection had elevations in serum cytokines indicative of cytokine storm, and that these elevations were of a lower magnitude than in patients with severe influenza infection, challenging the concept of a systemic cytokine storm and highlighting pulmonary-centred pathology in patients with severe COVID-19.A key observation in patients with severe COVID-19 is that RNAaemia or detectable SARS-CoV-2 RNA in the blood, but not proven cultivable virus, is linked to serum concentrations of IL-6 up to 10 times higher than in patients without RNAaemia. In a study of 192 patients with severe COVID-19, 71 (37%) had RNAaemia (defined as a positive result by real-time PCR for E, RdRp, or N genes in plasma samples at any timepoint), which was associated with increased risk of invasive mechanical ventilation support, admission into intensive care, multi-organ dysfunction, and death. Baseline disease severity, baseline corticosteroid use, and viral titre were also associated with risk of death in the same study. Furthermore, heavily infected secretory cells of the human airway epithelium expressed IL-6 abundantly. Modest RNAaemia (as compared with elevated RNA concentrations measured by PCR of respiratory secretions), has been associated with high IL-6 concentrations and mortality in critically ill patients with COVID-19 pneumonia (table 1).47, 48 Patients with COVID-19 and RNAaemia had higher viral loads in respiratory secretion samples than did those without RNAaemia, and high plasma RNAaemia has been associated with severe COVID-19 requiring admission to intensive care.50, 51It is incompletely understood how RT-PCR positivity for SARS-CoV-2 in upper respiratory tract secretions aligns with cultivable virus in the alveolar territory, and this is a major consideration for therapy. Worryingly, ongoing SARS-CoV-2 replication in the alveolar compartment is expected to drive potentially lethal, diffuse alveolar damage with adjacent immunothrombosis, as well as development of ARDS (figure 3). Direct measurement of alveolar infection is not possible; however, RNAaemia in patients critically ill with COVID-19 could be a surrogate for severe alveolitis with damage to the alveolar–vascular barrier. This theory is supported by post-mortem reports describing SARS-CoV-2 in the damaged alveolar compartment by use of electron microscopy, RNAscope assays, and SARS-CoV-2 protein immunohistochemistry, which point to active alveolar viral replication in patients with late-stage COVID-19. However, the presence of viral protein or viral nucleic acid in post-mortem examinations does not necessarily equate to actual viral replication at the time of sampling. Nevertheless, bronchoalveolar lavage from patients with COVID-19 in intensive care showed viral particles inside mononuclear cells through electron transmission microscopy, confirmed by immunostaining of antiviral capsid and spike antibodies. Collectively, these findings support the idea that unrestrained viral replication is a credible factor that could account for the heterogeneity of outcomes in clinical trials of patients with severe COVID-19 pneumonia.
Immunodeficiency states and SARS-CoV-2 persistence
Autoinflammatory syndromes and autoimmune diseases might be intimately intertwined with primary immunodeficiency states. For example, genetic defects in the perforin pathway machinery in primary haemophagocytoic lymphohistiocytosis are linked to simultaneous immunodeficiency in CD8+ T cells and natural killer cells, immune dysregulation, and a hyperinflammatory state;56, 57 such scenarios are uncommon in COVID-19, although some studies have shown heterozygous mutations in the perforin pathway in patients with severe COVID-19.58, 59 Loss-of-function mutations in genes involved in interferon signalling pathways (including toll-like receptors) have also been reported.60, 61 Genome-wide association studies in patients with severe COVID-19 have also indicated dysregulation of the interferon pathway in critically ill patients, including single-nucleotide polymorphisms in OAS1, OAS2, and OAS3 genes, and adjacent to TYK2 and IFNAR2, although the precise functional correlates of these polymorphisms need further evaluation. In general, studies showing absence of measurable interferon in critical cases of COVID-19 attest to the multifaceted mechanisms in which SARS-CoV-2 can disable antiviral interferon responses.Acquired immunodeficiency states, such as those secondary to prolonged corticosteroid treatment, B-cell depleting therapy, or immunosuppressive drugs (eg, calcineurin inhibitors, mycophenolate, azathioprine), have marked effects on T-cell function in patients with rheumatological conditions, and these states have been associated with an increased risk of COVID-19-related mortality.64, 65 Likewise, pan-cytokine inhibition with corticosteroids in patients with mild COVID-19 was associated with increased mortality. Collectively, these factors are likely to contribute to ongoing viral replication, which might be a major challenge in selecting patients for immunosuppression and means that consideration of early immunomodulatory therapy in patients with moderate-to-severe COVID-19 pneumonia needs careful re-evaluation (figure 3). This challenge is already well recognised with respect to hepatitis B virus reactivation in patients receiving rituximab-containing regimens during lymphoma therapy. Although haematologists pay close attention to active viral infection when treating patients with primary haemophagocytic lymphohistiocytosis, scant consideration has been given to virus-induced immunodeficiency or underlying, unrecognised immunodeficiency in the context of moderate-to-severe COVID-19, in which a one-size-fits-all approach has been used (figure 3). By contrast, the history of cryoglobulinaemia related to hepatitis C virus has shown that immunosuppressive treatments are not deleterious, even in the presence of increased viral replication. In patients with moderate-to-severe COVID-19 pneumonia, the evidence to date suggests that immunosuppression in the context of active replication of SARS-CoV-2, which quickly damages the alveolar territory and causes rapidly developing diffuse alveolar damage, might be detrimental.
ARDS development during immunosuppression in COVID-19
Patients hospitalised with COVID-19 might require high-dependency respiratory support, given that many of these patients meet the ARDS Berlin Definition of diffuse pulmonary infiltrates and severe disease (PaO2 <100 mm Hg or FiO2 <100%) not explained by fluid overload. In patients with ARDS without COVID-19, the role of corticosteroid treatment remains controversial. Pre-emptive or late use of corticosteroids in these patients is not beneficial and could be harmful, with late use probably reflecting the ineffectiveness of immunosuppression in the setting of fibroproliferative or fibrotic ARDS. A meta-analysis of trials in patients with severe COVID-19 found that combination therapy with corticosteroids plus tocilizumab was not efficacious in patients on invasive mechanical ventilation, many of whom probably had ARDS.Although our understanding of the lung pathology in ARDS is based on post-mortem samples rather than on ante-mortem studies, the data suggest that ARDS is linked to diffuse alveolar damage in most cases.71, 72 Another major pathological finding is that the diffuse immunothrombosis seen in severe COVID-19 pneumonia is completely distinctive to that seen in disseminated intravascular coagulation. Regardless of nuanced pathological differences, most patients who die from severe COVID-19 respiratory failure ultimately show loss of lung compliance and the pathology of ARDS, suggesting that regardless of whether the genesis is viral pneumonia or vascular thrombosis associated with evolving ARDS, the final pathway is similar. Unremitting viral alveolitis secondary to immunodeficiency or immunosuppression might also fuel the associated development of ARDS (figure 3).
Treating immune responses when SARS-CoV-2 viral replication is contained
Despite the tentative link between corticosteroid use and viral replication, as measured by RNAaemia and elevated concentrations of IL-6, some types of immunotherapy seem to improve survival from severe COVID-19 at the population level. Having addressed ongoing active viral replication, it is worth discussing the scenarios in which viral replication is controlled or restricted, yet an exaggerated immune response occurs and manifests with immunothrombosis, which helps to contain dissemination of viral nucleic acids (figure 3). Pulmonary immunothrombosis is evident in over 90% of severe COVID-19 cases, occurs independent of disease duration, and is more prevalent in COVID-19 than in influenza.71, 75 This pulmonary immunopathology has been well described and termed as pulmonary intravascular coagulopathy, as opposed to overt disseminated intravascular coagulation.73, 76Multiple molecular mechanisms have been shown to connect inflammation and coagulation under the integrated umbrella of immunothrombosis, which include dynamic bidirectional crosstalk between coagulation and inflammation in vivo. Conversely, activated coagulation proteases are able to cleave cell-surface receptors and can thereby trigger proinflammatory signalling pathways in various cell types, including macrophages, endothelial cells, and platelets. Besides endotheliopathy, which appears to occur independent of direct viral infection, several processes might contribute to pulmonary intravascular coagulopathy, including platelet activation, formation of neutrophil extracellular traps (NETosis), complement activation, and downregulation of fibrinolysis. Consistent with this multifactorial process, distinctive clot morphologies have been characterised in patients with severe COVID-19, including the presence of abundant necrotic neutrophils, free DNA, and platelet-rich areas with elevated megakaryocyte numbers. Megakaryocytes typically occur in the bone marrow and lungs under physiological conditions; however, the number of CD61-positive megakaryocytes was reported to be significantly higher in the lungs of patients with COVID-19 pneumonia than in patients with ARDS without COVID-19, suggesting active platelet production, aggregation, and consumption. Independently, peripheral blood neutrophilia and systemic neutrophil activation have also been consistently linked to poor prognosis in cases of severe COVID-19.80, 81 This dysregulated, local immunothrombosis seems to occur independent of disease duration and has specific deleterious effects on the monolayer lining of endothelial cells within the pulmonary microvasculature.71, 75A key consideration is that infection might be compartmentalised to the alveolar compartment, with endothelial and associated vascular thrombosis occurring independent of infection and compartmentalisation between sites. Electron microscope studies claiming direct viral infection of the pulmonary endothelium have been strongly challenged, with some suggesting that the morphology of cellular organelles was misinterpretated as SARS-CoV-2. The general inability to culture SARS-CoV-2 in endothelial cells raises the possibility that the endothelial orchestration of vascular damage might occur solely via severe inflammation and multifaceted, injurious immune mechanisms.83, 84, 85 The effect of ACE2 receptor expression on the severity of COVID-19 pneumonia remains unclear, but it is probably not linked to the endothelium given the resistance of the endothelium to SARS-CoV-2 infection.85, 86 RNAaemia does not seem to occur in mild COVID-19 due to sparing of the alveolar territory or possibly because of viral containment by immunothrombosis.73, 87 The presence of SARS-CoV-2 RNA in the plasma of severely ill, but not mildly ill, patients supports the idea that the alveolar–vascular barrier breaks down, resulting in viral RNA dissemination and systemic immunothrombosis (figure 4
).51, 88
Figure 4
RNAaemia and therapy considerations
(A) In patients who rapidly clear the virus, the ongoing immune response might contribute to alveolar hypoxaemia and adjacent immunothrombosis. This group is marked by an absence of both viral replication in the airways and of RNAaemia, and these patients are likely to respond better to therapy than are those with ongoing viral replication. (B) In patients with extensive ongoing alveolitis, severe damage to the alveolar–vascular barrier and associated immune responses occur, mediated by the virus. This group has RNAaemia due to the combination of viral replication and barrier disruption, and viral material in the systemic circulation might contribute directly to other organ damage via distant immunothrombosis and further activation of the immune system. RNAaemia might be especially high due to viral replication, and this group might respond badly to further immunosuppression. (C) In patients with severe alveolitis, the alveolar–vascular barrier is extensively damaged and viral debris, including RNA, is released into the systemic circulation. It is possible that this group has detectable RNAaemia, which is not sustained, with RNAaemia decreasing or disappearing on serial measurements. This group might benefit from immunosuppression because RNAaemia represents released viral debris via the damaged alveolar capillary barrier following the active replication phase.
RNAaemia and therapy considerations(A) In patients who rapidly clear the virus, the ongoing immune response might contribute to alveolar hypoxaemia and adjacent immunothrombosis. This group is marked by an absence of both viral replication in the airways and of RNAaemia, and these patients are likely to respond better to therapy than are those with ongoing viral replication. (B) In patients with extensive ongoing alveolitis, severe damage to the alveolar–vascular barrier and associated immune responses occur, mediated by the virus. This group has RNAaemia due to the combination of viral replication and barrier disruption, and viral material in the systemic circulation might contribute directly to other organ damage via distant immunothrombosis and further activation of the immune system. RNAaemia might be especially high due to viral replication, and this group might respond badly to further immunosuppression. (C) In patients with severe alveolitis, the alveolar–vascular barrier is extensively damaged and viral debris, including RNA, is released into the systemic circulation. It is possible that this group has detectable RNAaemia, which is not sustained, with RNAaemia decreasing or disappearing on serial measurements. This group might benefit from immunosuppression because RNAaemia represents released viral debris via the damaged alveolar capillary barrier following the active replication phase.We have argued that this complex and prognostically relevant immunothrombosis without viral replication, especially in the vascular compartment, could partially explain the benefits of immunomodulatory therapy when used in the post-viral replication phase in patients with severe COVID-19 pneumonia. Unlike with immunomodulatory therapy, a therapeutic dose of anticoagulation with heparin did not improve outcomes in patients with severe or critical COVID-19, and their risk of major bleeding was increased (3·7% in treated patients vs 1·8% in controls), which supports the pre-eminence of immunothrombosis. However, in patients with mild COVID-19, full-dose anticoagulation conferred a small survival advantage. This scenario is similar to Behçet's disease, whereby thromboinflammation requires immunotherapy rather than anticoagulation.
Excessive adaptive and innate immune responses in COVID-19
In patients with COVID-19 in whom active virus replication is controlled, various mechanisms have been suggested to explain how immunotherapy controls immunothrombosis. With respect to humoral immunity directed by B cells, production of a multiplicity of anti-cytokine, anti-endothelial, and other autoantibodies has been reported.91, 92 Extensive pulmonary infarction and tissue necrosis in the presence of abundant viral RNA and other adjuvants is likely to result in temporary failure of immunological tolerance against many self-proteins, with emergence of multiple autoantibodies. Such a transient autoimmune process is well recognised following tissue infarction in other settings, such as myocardial infarction or stroke.93, 94 Likewise, extensive pulmonary infarction, viral infection, and tissue necrosis might be key factors in the secondary production of anti-interferon and other autoantibodies that characterise moderate-to-severe COVID-19. If this is the case, immunosuppression of the secondary autoantibody responses might be of little value in moderate-to-severe COVID-19. However, the presence of anti-endothelial cell autoantibodies in patients with severe COVID-19 was shown to trigger NETosis and facilitate venous thrombosis in murine models. In another COVID-19 mouse model, such autoantibodies were shown to be immunosuppressive and exacerbate disease (figure 3). It is therefore possible that suppression of some of the plethora of autoantibodies reported in severe COVID-19 might be a factor in the beneficial effects of immunotherapy.In cases of COVID-19 in which antiviral T-cell responses become detrimental, it is probable that immunosuppression blunts this response (figure 3). An attractive theory—based on the timing of viral clearance from day 10 onwards in many patients with COVID-19, which broadly correlates with the timing of emerging T–cell responses—is that the potential success of corticosteroid therapy is linked to the taming of overzealous CD4+ and CD8+ T-cell responses. Therefore, the excessive production of T-helper (Th)-1 cytokines in the lungs and CD8+ T-cell cytotoxicity could be driving immunopathology. One study, in which single-cell RNA sequences were analysed from the airways of patients with COVID-19, reported cytotoxic T cells with perforin and granzyme production in the vicinity of stressed pulmonary epithelial cells, suggesting a link between epithelial cell infectivity and adjacent lymphocyte toxicity. An obvious question is whether or not suppression of T-cell killing of infected pneumocytes might be beneficial in this scenario (figure 4). This notion is relevant because, experimentally, a low level of infection of type 2 pneumocytes with influenza A virus has not been shown to be detrimental to the functional activity of the cells (including cell division). Consequently, excessive cytotoxic T cell-mediated elimination of type 2 pneumocytes, which are stem cells for the alveolus, might be detrimental and could contribute to diffuse alveolar damage with ARDS development.Older patients (aged >80 years) are at increased risk of poor outcomes from COVID-19 pneumonia and, in general, do not have robust T-cell and B-cell responses. This patient group also shows immunosenescence and an increased magnitude of inflammation driven by the innate immune system (also known as inflammaging), which probably underscores pathogen–host interactions that drive tissue damage and immunothrombosis (figure 3). Functional assays of samples from patients with severe COVID-19 showed reduced production of T-cell-derived cytokines (eg, IFNγ, IL-17, and IL-22) and prominent T-cell exhaustion in critically ill patients, whereas innate immune responses were intact or increased.
Future directions and conclusions
In this Viewpoint, we have focused on patients with moderate-to-severe COVID-19 pneumonia who are thought to represent the best target group for immunotherapy, given that patients with mild COVID-19 or those who are critically ill and mechanically ventilated with extensive tissue destruction might not respond to these agents. Timing treatment with respect to the clinical phase of the disease, and not delaying such treatment for too long, are considered to be key potential factors in the selection of patients who are most likely to respond to immunotherapy. However, a roadmap for therapy stratification needs to be thoroughly evaluated, especially because some patients with rapidly progressing disease can have unrestrained viral replication. This patient group, who have poor prognosis related to ongoing viral replication, seems to be hidden among the larger subgroup of patients with COVID-19 who are responsive to immunotherapy, a factor that might be important in blunting immunotherapy responses, rendering them modest, incremental, or even futile.We have reviewed the evidence suggesting that RNAaemia in patients with comparatively high elevations in cytokine concentrations probably reflects ongoing viral replication, and it is unlikely that these patients will respond to immunosuppression. Strategies to differentiate this patient group and to establish the PCR cycle threshold for detection of viral RNA or identify viral antigenaemia could resolve the question of whether immunosuppression should be completely avoided in these patients and anti-SARS-CoV-2 antibody cocktails and antiviral therapies would be more appropriate. Given that our understanding of the immunopathogenesis of COVID-19 has improved greatly over the past 18 months, we advocate for a careful, simultaneous evaluation of blood inflammatory markers and the magnitude and persistence of RNAaemia to formally identify which patients might optimally respond to therapy (figure 4). High initial RNAaemia or persistent RNAaemia might be indicators to exclusively pursue standard-of-care with antiviral therapy strategies, including anti-spike antibody cocktails and RNA transcriptase antagonism.The cellular and molecular mechanisms underscoring the beneficial effects of immunotherapy are likely to be multifaceted, including innate and adaptive immune mechanisms that remain incompletely understood. However, it is probable that the beneficial effects of immunotherapy are limited to the post-viral alveolitis phase of COVID-19 and that identifying the patient group with ongoing viral replication in the alveolar territory should help to optimise use of immunosuppressive therapy. It is possible that immunosuppression in patients with moderate-to-severe COVID-19 and marked inflammatory responses might facilitate viral replication and medium-term and long-term lung damage; long-term survival studies in such patients are needed.
Search strategy and selection criteria
We searched PubMed using the search terms “COVID-19”, “SARS-CoV-2”, “RNAaemia”, “Viral replication”, “Immunosuppression”, “Immunothrombosis”, “ARDS”, and “Lung tissue injury”. We also searched “IL-6”, “IL-1”, “Tocilizumab”, “Anakinra“, “Dexamethasone”, and “Baricitinib” in a separate search, and reviewed publications that reported data on these terms. We limited our search to articles that were published in English between Dec 22, 2019, and July 30, 2021.
Authors: Eric Y Wang; Tianyang Mao; Jon Klein; Yile Dai; John D Huck; Jillian R Jaycox; Feimei Liu; Ting Zhou; Benjamin Israelow; Patrick Wong; Andreas Coppi; Carolina Lucas; Julio Silva; Ji Eun Oh; Eric Song; Emily S Perotti; Neil S Zheng; Suzanne Fischer; Melissa Campbell; John B Fournier; Anne L Wyllie; Chantal B F Vogels; Isabel M Ott; Chaney C Kalinich; Mary E Petrone; Anne E Watkins; Charles Dela Cruz; Shelli F Farhadian; Wade L Schulz; Shuangge Ma; Nathan D Grubaugh; Albert I Ko; Akiko Iwasaki; Aaron M Ring Journal: Nature Date: 2021-05-19 Impact factor: 49.962
Authors: Dieter Munker; Andreas Osterman; Hans Stubbe; Maximilian Muenchhoff; Tobias Veit; Tobias Weinberger; Michaela Barnikel; Jan-Niclas Mumm; Katrin Milger; Elham Khatamzas; Sarah Klauss; Clemens Scherer; Johannes C Hellmuth; Clemens Giessen-Jung; Michael Zoller; Tobias Herold; Stephanie Stecher; Enrico N de Toni; Christian Schulz; Nikolaus Kneidinger; Oliver T Keppler; Jürgen Behr; Julia Mayerle; Stefan Munker Journal: Eur Respir J Date: 2021-07-20 Impact factor: 16.671
Authors: Peter Horby; Wei Shen Lim; Jonathan R Emberson; Marion Mafham; Jennifer L Bell; Louise Linsell; Natalie Staplin; Christopher Brightling; Andrew Ustianowski; Einas Elmahi; Benjamin Prudon; Christopher Green; Timothy Felton; David Chadwick; Kanchan Rege; Christopher Fegan; Lucy C Chappell; Saul N Faust; Thomas Jaki; Katie Jeffery; Alan Montgomery; Kathryn Rowan; Edmund Juszczak; J Kenneth Baillie; Richard Haynes; Martin J Landray Journal: N Engl J Med Date: 2020-07-17 Impact factor: 91.245
Authors: Jesse Fajnzylber; James Regan; Kendyll Coxen; Heather Corry; Colline Wong; Alexandra Rosenthal; Daniel Worrall; Francoise Giguel; Alicja Piechocka-Trocha; Caroline Atyeo; Stephanie Fischinger; Andrew Chan; Keith T Flaherty; Kathryn Hall; Michael Dougan; Edward T Ryan; Elizabeth Gillespie; Rida Chishti; Yijia Li; Nikolaus Jilg; Dusan Hanidziar; Rebecca M Baron; Lindsey Baden; Athe M Tsibris; Katrina A Armstrong; Daniel R Kuritzkes; Galit Alter; Bruce D Walker; Xu Yu; Jonathan Z Li Journal: Nat Commun Date: 2020-10-30 Impact factor: 14.919
Authors: Raquel Almansa; Jose María Eiros; David de Gonzalo-Calvo; Tamara Postigo; Alicia Ortega; Raul Lopez-Izquierdo; Anna Moncusí-Moix; Clara Gort-Paniello; Marta Dominguez-Gil; Amanda de la Fuente; Laura González-González; Tania Luis-García; Nadia García-Mateo; Ana P Tedim; Fátima Rodríguez-Jara; Noelia Jorge; Jessica González; Gerard Torres; Oliver Norberto Gutiérrez-Pérez; Maria José Villegas; Sonia Campo; Eva Ayllon; Tomás Ruiz Albi; Julio de Frutos Arribas; Ainhoa Arroyo Domingo; Jesica Abadia-Otero; Julia Gómez Barquero; Wysali Trapiello; Luis Javier Garcia Frade; Luis Inglada; Felix Del Campo; Jesús F Bermejo-Martin; Ferran Barbé; Antoni Torres Journal: Clin Microbiol Infect Date: 2022-05-30 Impact factor: 13.310
Authors: James F M Meaney; James S O'Donnell; Charles Bridgewood; Joseph Harbison; Dennis McGonagle Journal: Stroke Date: 2022-05-11 Impact factor: 10.170