| Literature DB >> 34720690 |
Sreejith Aravindakshan1,2, Timothy J Krupnik2, Sumona Shahrin1,2, Pablo Tittonell3,4, Kadambot H M Siddique5, Lenora Ditzler1, Jeroen C J Groot1,6,7.
Abstract
Appreciating and dealing with the plurality of farmers' perceptions and their contextual knowledge and perspectives of the functioning and performance of their agroecosystems-in other words, their 'mental models'-is central for appropriate and sustainable agricultural development. In this respect, the sustainable development goals (SDGs) aim to eradicate poverty and food insecurity by 2030 by envisioning social inclusivity that incorporates the preferences and knowledge of key stakeholders, including farmers. Agricultural development interventions and policies directed at sustainable intensification (SI), however, do not sufficiently account for farmers' perceptions, beliefs, priorities, or interests. Considering two contrasting agroecological systems in coastal Bangladesh, we used a fuzzy cognitive mapping (FCM)-based simulation and sensitivity analysis of mental models of respondents of different farm types from 240 farm households. The employed FCM mental models were able to (1) capture farmers' perception of farming system concepts and relationships for each farm type and (2) assess the impact of external interventions (drivers) on cropping intensification and food security. We decomposed the FCM models' variance into the first-order sensitivity index (SVI) and total sensitivity index (TSI) using a winding stairs algorithm. Both within and outside polder areas, the highest TSIs (35-68%) were observed for effects of agricultural extension on changes in other concepts in the map, particularly food security and income (SI indicators), indicating the importance of extension programs for SI. Outside polders, drainage and micro-credit were also influential; within polders, the availability of micro-credit appears to affect farmer perceptions of SI indicators more than drainage. This study demonstrated the importance of reflection on the differing perspectives of farmers both within and outside polders to identify entry points for development interventions. In addition, the study underscores the need for micro-farming systems-level research to assess the context-based feasibility of introduced interventions as perceived by farmers of different farm types. SUPPLEMENTARY INFORMATION: The online version contains supplementary material available at 10.1007/s10668-021-01342-y.Entities:
Keywords: Semi-quantitative approach; Socio-cognitive model; Sustainable intensification; Systems analysis; Winding stairs
Year: 2021 PMID: 34720690 PMCID: PMC8550745 DOI: 10.1007/s10668-021-01342-y
Source DB: PubMed Journal: Environ Dev Sustain ISSN: 1387-585X Impact factor: 3.219
Fig. 1Stylized pictorial overview of grouping individual mental models to form collective mental models used in this study. C and C are two example concepts represented by cyan and purple boxes, respectively. The relationship between C and C is indicated by lines with double-sided arrows. The relationship strengths between C and C for ‘n’ number of individual farmers are given by the values X, X,…, X, and the collective community mental model is the average of individual values X, X,…, X, given as (Σ X)/n
Fig. 2Map of the study districts showing the location of surveyed farmer communities, denoted by red circles
Fig. 3Results of the typology analysis for farms (a) outside and (b) within polders along the first two principal components. MRAO = Marginal farms with rice–aquaculture systems and off-farm income; MRPAO = Marginal farms with rice–pulse–aquaculture systems and off-farm income; SRPAS = Small sharecropping farms with rice–pulse–aquaculture systems; SRPO = Small farms with rice–aquaculture systems and off-farm income
Farm types identified in the study area
| Outside polders | Within polders | ||
|---|---|---|---|
| Cluster OP-1 | Marginal farms with rice–aquaculture systems and off-farm income (MRAO) | Cluster WP-1 | Marginal farms with rice–pulse–aquaculture systems and off-farm income (MRPAO) |
| Cluster OP-2 | Marginal farms with rice–pulse–aquaculture systems and off-farm income (MRPAO) | Cluster WP-2 | Small farms with rice–aquaculture systems and off-farm income (SRPO) |
| Cluster OP-3 | Small sharecropping farms with rice–pulse–aquaculture systems (SRPAS) | Cluster WP-3 | Small sharecropping farms with rice–pulse–aquaculture systems (SRPAS) |
Fig. 4Aggregate irrigation–farm–household system Fuzzy cognitive mapping for outside polder farm types (A) Marginal farms with rice–aquaculture systems and off-farm income, (B) MRPAO= Marginal farms with rice–pulse–aquaculture systems and off-farm income, (C) Small sharecropping farms with rice–pulse–aquaculture systems. The system drivers—identified as external transmitter variables that are subject to state changes (natural or intentional intervention)—are indicated by looped arrows and are outlined in black. To better understand the Fuzzy cognitive mapping, concepts are grouped into color-coded categories based on their function within the system, i.e., information resource, land/water quality, household resources and welfare, market conditions, water resources, and land use types. Values in boxed concepts represent the baseline values applied in the winding stairs sensitivity analysis (WSSA). Values within the box outside boxes correspond to current state while (0, 1) indicates the minimum and maximum range of simulation in the WSSA
Fig. 5Aggregate irrigation–farm–household system Fuzzy cognitive mapping for within polder farm types: (D) marginal farms with rice–pulse–aquaculture systems and off-farm income, (E) small farms with rice–aquaculture systems and off-farm income, (F) small sharecropping farms with rice–pulse–aquaculture systems. The system drivers—identified as external transmitter variables that are subject to state changes (natural or intentional intervention)—are indicated by looped arrows and are outlined in black. To better understand the Fuzzy cognitive mapping, concepts are grouped into color-coded categories based on their function within the system, i.e., information resource, land/water quality, household resources and welfare, market conditions, water resources, and land use types. Values in boxed concepts represent the baseline values applied in the winding stairs sensitivity analysis (WSSA). Values within the box outside boxes correspond to current state, while (0, 1) indicates the minimum and maximum range of simulation in the WSSA
Description of the concepts and drivers in the baseline fuzzy cognitive mapping, as conceptualized by farmers in coastal areas of south-central Bangladesh, during focus group discussions
| Concept | Concept type | Concept group/indicators | Description |
|---|---|---|---|
| Extension | Driver | Information source | Agricultural advisory or information services received by farmers from public or private agencies |
| Drainage | Driver | Land/water quality | Removal of excess water present in farm fields via hand- or back-hoe dug drainage channels. Drainage is necessary in low-lying areas of coastal Bangladesh, where waterlogging can hamper production of mungbean, lathyrus (grass pea) and vegetables |
| Salinity | Driver | Land/water quality | Increasing water salinity that intrudes into cropland and affects soils |
| Income | Receiver/transmitter | Sustainable intensification (household welfare) | Total household income of a farm household, comprising farm and non-farm income, and remittances |
| Food security | Receiver | Sustainable intensification (household welfare) | Condition in which all members of a household, at all times, have physical and economic access to sufficient food to meet their dietary needs and food preferences for an active and healthy life |
| Fertilizer access | Receiver/transmitter | Household resources | Farmers’ access to outlets selling fertilizers and the financial means to do so |
| Hired labor | Receiver/transmitter | Household resources | Hired laborers paid by the farmer to conduct farm operations (e.g., land preparation, transplanting, weeding, harvesting) |
| Market prices of irrigated crops | Driver | Market conditions | Farm-gate price paid for irrigated crops (i.e., |
| Market prices of rainfed crops | Driver | Market conditions | Farm-gate price paid for rainfed crops (i.e., mungbean and lathyrus (grass pea)) |
| Micro-credit | Driver | Market conditions | Access to and ability of the farmer to avail financial loans for funding crop production activities |
| Canal dredging | Driver | Water resources | Excavation and removal of silt and sediments accumulated in irrigation canals to improve the flow of irrigation water to farmers’ fields. Dredging is usually carried out by government or non-governmental agencies |
| Capacity to irrigate | Receiver/transmitter | Water resources | Ability of the farmer to irrigate crop fields, further determined by access to finance and irrigation service provision |
| Canal water level | Receiver/transmitter | Water resources | Level of water flowing through irrigation canal during the dry |
| Sluice control | Receiver | Water resources | Management of sluice gates to open or close canals to allow water flow. Often controlled by individuals or groups in a community |
| Irrigated crops | Receiver/transmitter | Land use type | |
| Rainfed crops | Receiver/transmitter | Land use type | Mungbean and lathyrus (grass pea); commonly cultivated without irrigation in the |
| Fallow land | Receiver/transmitter | Land use type | Land left uncultivated during the dry |
| Share cropping | Receiver/transmitter | Land use type | Practice in which a landowner permits a farmer to use the land for crop production, in return for a share of the crops harvested. Commonly, ~ 30–40% of the harvest is shared by the tenant farmer with the landowner. Most farmers in the Barisal division are share-croppers |
Note: Concept groups/categories are based on Smith et al. (2017) and discussion with key informants from BARI
Network metrics for baseline concept maps of farming systems in south-central Bangladesh, disaggregated by study environments and farm types
| Metrics | Outside polder area | Within polder area | ||||
|---|---|---|---|---|---|---|
| MRAO | MRPAO | SRPAS | MRPAO | SRPO | SRPAS | |
| Number of concepts | 17.00 | 17.00 | 17.00 | 18.00 | 18.00 | 18.00 |
| Number of relations | 44.00 | 44.00 | 44.00 | 47.00 | 47.00 | 47.00 |
| Density (clustering coefficient) | 0.16 | 0.16 | 0.16 | 0.15 | 0.15 | 0.15 |
| Hierarchy index | 0.07 | 0.07 | 0.08 | 0.07 | 0.07 | 0.06 |
| Number of transmitters | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| Number of receivers | 1.00 | 1.00 | 1.00 | 1.00 | 1.00 | 1.00 |
| Number of ordinary concepts | 16.00 | 16.00 | 16.00 | 17.00 | 17.00 | 17.00 |
Notes: MRAO marginal farms with rice–aquaculture systems and off-farm income, MRPAO marginal farms with rice–pulse–aquaculture systems and off-farm income, SRPAS small sharecropping farms with rice–pulse–aquaculture systems, SRPO small farms with rice–aquaculture systems and off-farm income
Difference in fuzzy cognitive mapping of farming communities within and outside polder areas of coastal Bangladesh
| Relationships between concepts in the system | Outside polders | Within polders | |||
|---|---|---|---|---|---|
| Mean | SD | Mean | SD | ||
| Market prices (irrigated crops)—irrigated crops area | 0.257 | 0.229 | 0.410 | 0.338 | 0.001** |
| Market prices (rainfed crops)—rainfed crops area | 0.385 | 0.267 | 0.448 | 0.315 | 0.385 |
| Micro-credit—capacity to irrigate | 0.588 | 0.355 | 0.756 | 0.341 | 0.000*** |
| Micro-credit—fertilizer access | 0.576 | 0.366 | 0.807 | 0.310 | 0.000*** |
| Agricultural extension—capacity to irrigate | 0.651 | 0.346 | 0.712 | 0.353 | 0.101 |
| Agricultural extension—irrigated crops area | 0.616 | 0.371 | 0.769 | 0.251 | 0.002** |
| Agricultural extension—rainfed crops area | 0.597 | 0.357 | 0.554 | 0.396 | 0.547 |
| Drainage—irrigated crops area | 0.343 | 0.221 | 0.326 | 0.214 | 0.555 |
| Drainage—rainfed crops area | 0.381 | 0.362 | 0.368 | 0.348 | 0.806 |
| Canal dredging—canal water level | 0.794 | 0.373 | 0.639 | 0.379 | 0.000*** |
| Irrigated crops area—rainfed crops area | –0.344 | 0.551 | –0.387 | 0.524 | 0.631 |
| Irrigated crops area—household income | 0.317 | 0.226 | 0.412 | 0.289 | 0.027* |
| Irrigated crops area—food security | 0.291 | 0.226 | 0.460 | 0.305 | 0.000*** |
| Irrigated crops area—fallow | –0.467 | 0.310 | –0.345 | 0.282 | 0.000*** |
| Rainfed crops area—irrigated crops area | –0.344 | 0.551 | –0.387 | 0.524 | 0.631 |
| Rainfed crops area—household income | 0.560 | 0.169 | 0.685 | 0.193 | 0.000*** |
| Rainfed crops area—food security | 0.432 | 0.328 | 0.582 | 0.279 | 0.002** |
| Rainfed crops area—fallow | –0.463 | 0.319 | –0.431 | 0.340 | 0.304 |
| Fallow—irrigated crops area | –0.454 | 0.308 | –0.287 | 0.278 | 0.000*** |
| Fallow—rainfed crops area | –0.388 | 0.301 | –0.343 | 0.292 | 0.183 |
| Access to fertilizer—irrigated crops area | 0.292 | 0.286 | 0.474 | 0.321 | 0.000*** |
| Access to fertilizer—rainfed crops area | 0.203 | 0.266 | 0.348 | 0.245 | 0.000*** |
| Hired labor—irrigated crops area | 0.315 | 0.313 | 0.373 | 0.322 | 0.183 |
| Hired labor—rainfed crops area | 0.371 | 0.281 | 0.437 | 0.254 | 0.241 |
| Sluice gate control—canal water level | 0.653 | 0.426 | 0.688 | 0.443 | 0.449 |
| Canal water level—capacity to irrigate | 0.689 | 0.371 | 0.668 | 0.378 | 0.794 |
| Capacity to irrigate—sharecropping | 0.398 | 0.411 | 0.475 | 0.416 | 0.174 |
| Sharecropping—irrigated crops area | 0.314 | 0.165 | 0.285 | 0.163 | 0.228 |
| Sharecropping—rainfed crops area | 0.474 | 0.272 | 0.427 | 0.293 | 0.170 |
| Household income—capacity to irrigate | 0.521 | 0.325 | 0.465 | 0.344 | 0.264 |
| Household income—access to fertilizer | 0.468 | 0.391 | 0.512 | 0.417 | 0.377 |
| Household income—hired labor | 0.464 | 0.357 | 0.466 | 0.373 | 0.914 |
| Household income—sluice gate control | 0.191 | 0.358 | 0.352 | 0.378 | 0.002** |
| Household income—sharecropping | 0.539 | 0.408 | 0.479 | 0.405 | 0.264 |
| Household income—food security | 0.689 | 0.327 | 0.643 | 0.350 | 0.346 |
Mean mean values of relationship weights, SD standard deviation
Notes: Differences between fuzzy cognitive maps assessed by Kruskal–Wallis H test; *, **, and *** indicate significance at the 10%, 5%, and 1% levels, respectively
Fig. 6Stabilization of the state values of each concept in the fuzzy cognitive mapping of farm types outside polders: (a) MRAO = marginal farms with rice–aquaculture systems and off-farm income, (b) MRPAO = marginal farms with rice–pulse–aquaculture systems and off-farm income, (c) SRPAS = small sharecropping farms with rice–pulse–aquaculture systems, and within polders, (d) MRPAO = marginal farms with rice–pulse–aquaculture systems and off-farm income, (e) SRPO = small farms with rice–aquaculture systems and off-farm income and (f) SRPAS = small sharecropping farms with rice–pulse–aquaculture systems after 100 iterations
Total sensitivity index (%) of interventions/drivers on system indicators, such as food security, farmer income, fallow land, farm area under irrigated (IRC) and rainfed crops (RFC), and capacity to irrigate in fuzzy cognitive mapping of farm types outside the polders
| Drivers | Capacity to irrigate | Fallow land | Irrigated crops | Rainfed crops | Food security | Income | ||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| MRAO | MRPAO | SRPAS | MRAO | MRPAO | SRPAS | MRAO | MRPAO | SRPAS | MRAO | MRPAO | SRPAS | MRAO | MRPAO | SRPAS | MRAO | MRPAO | SRPAS | |
| Agricultural extension | ||||||||||||||||||
| Micro-credit | 1.30 | 2.40 | 11.91 | 7.10 | 5.50 | |||||||||||||
| Drainage | ||||||||||||||||||
| Current market prices of rainfed crops | 1.60 | 2.41 | 2.43 | 3.60 | 4.44 | 4.70 | 1.40 | 1.70 | 1.50 | 4.50 | 5.70 | 6.10 | 4.60 | 5.91 | ||||
| Current market prices of irrigated crops | 0.21 | 0.2 | 0.11 | 0.90 | 0.91 | 0.30 | 2.10 | 2.1 | 0.80 | 0.10 | 0.00 | 0.00 | 0.60 | 0.70 | 0.20 | 0.60 | 0.50 | 0.20 |
| Canal dredging | 9.00 | 14.10 | 5.00 | 1.70 | 4.90 | 1.60 | 3.30 | 7.50 | 2.31 | 0.00 | 1.00 | 0.50 | 1.32 | 4.10 | 1.30 | 1.31 | 3.70 | 1.42 |
Notes: Jansen (winding stairs) method performed using the winding stairs sensitivity algorithm (WSSA). Total sensitivity index (TSI) gives total order variance of a driver on the FCM model output—ceteris paribus. The three drivers with the maximum TSI percentage for each indicator for each farm type are indicated in bold
MRAO marginal farms with rice–aquaculture systems and off-farm income, MRPAO marginal farms with rice–pulse–aquaculture systems and off-farm income, SRPAS small sharecropping farms with rice–pulse–aquaculture systems, SRPO small farms with rice–aquaculture systems and off-farm income
Total sensitivity index (%) of interventions/drivers on system indicators such as food security, farmer income, area fallow land, farm area under irrigated (IRC) and rainfed crops (RFC), and capacity to irrigate in the fuzzy cognitive mapping of farm types within the polders
| Drivers | Capacity to irrigate | Fallow land | Irrigated crops | Rainfed crops | Food security | Income | ||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| MRPAO | SRPO | SRPAS | MRPAO | SRPO | SRPAS | MRPAO | SRPO | SRPAS | MRPAO | SRPO | SRPAS | MRPAO | SRPO | SRPAS | MRPAO | SRPO | SRPAS | |
| Agricultural extension | ||||||||||||||||||
| Micro-credit | ||||||||||||||||||
| Drainage | 3.50 | 6.20 | 1.50 | 2.53 | 2.90 | 16.90 | 1.20 | 2.51 | 2.50 | |||||||||
| Current market prices of rainfed crops | 0.50 | 5.00 | 1.50 | 2.90 | 8.50 | 0.50 | 3.80 | 4.50 | 2.30 | 9.20 | 2.50 | 10.41 | ||||||
| Current market prices of irrigated crops | 0.00 | 0.50 | 0.30 | 0.10 | 1.50 | 0.40 | 0.60 | 3.40 | 1.40 | 0.00 | 0.00 | 0.40 | 0.20 | 1.30 | 0.50 | 0.11 | 1.01 | 0.50 |
| Canal dredging | 2.10 | 2.20 | 0.51 | 3.91 | 3.11 | 0.91 | 1.40 | 1.00 | 0.00 | 2.40 | 2.00 | 0.63 | 2.32 | 1.90 | 0.60 | |||
| Soil and water salinity | 4.00 | 3.40 | 1.40 | 7.60 | 4.10 | 2.20 | 5.40 | 2.91 | 1.60 | 8.50 | 5.70 | 3.21 | 7.20 | 4.20 | 2.10 | 7.30 | 4.40 | 2.10 |
Notes: Jansen (winding stairs) method performed using the winding stairs sensitivity algorithm (WSSA). Total sensitivity index (TSI) gives total order variance of a driver on the FCM model output—ceteris paribus. The three drivers with the maximum TSI percentage for each indicator for each farm type are indicated in bold
MRAO marginal farms with rice–aquaculture systems and off-farm income, MRPAO marginal farms with rice–pulse–aquaculture systems and off-farm income, SRPAS small sharecropping farms with rice–pulse–aquaculture systems, SRPO small farms with rice–aquaculture systems and off-farm income