Effect of Cannabidiol on Interictal Epileptiform Activity and Sleep Architecture in Children with Intractable Epilepsy: A Prospective Open-Label Study.

BACKGROUND: Cannabidiol has been shown to be effective in seizure reduction in patients with Dravet syndrome, Lennox-Gastaut syndrome, and tuberous sclerosis. However, very little is known about its potential to reduce interictal epileptiform activity and improve sleep architecture.
OBJECTIVE: The objective of this prospective study was to evaluate the influence of cannabidiol therapy on the frequency of interictal epileptiform discharges (IEDs) and sleep microstructure in a cohort of children with drug-resistant epilepsy.
METHODS: Children with drug-resistant epilepsy were prospectively followed from November 2019 to January 2021 during an open-label trial of cannabidiol at a dose of 20 mg/kg/day (to a maximum of 50 mg/kg/day) and stable concomitant medication. Electroencephalograms were recorded at baseline (T0) and after 3 months (T1). Two independent raters, blinded to clinical outcome, evaluated 5-min segments of sleep stage 2 or low-noise awake state. IEDs were visually identified and rates per minute calculated. Sleep microstructure was considered improved if sleep structures were seen at T1 that were not present at T0. IED rates at T0 and T1 were compared and correlated with seizure outcome, cannabidiol dose, initial IED rate, and disease duration.
RESULTS: In total, 35 children (mean ± standard deviation age 10.1 ± 0.86) were included. The IED rate at T1 was significantly lower than at T0 (19.6 ± 19.5 vs. 36.8 ± 27.2, respectively; p < 0.0001). We found a moderate correlation between IED reduction and percentage of seizure reduction compared with baseline (Pearson's r = 0.39; p = 0.02), a moderate negative correlation between IED reduction and IED rate at T0 (r = - 0.34; p = 0.04), and a trend towards a moderate negative correlation between IED reduction and disease duration (r = - 0.32; p = 0.06). Sleep was recorded in 23 patients. Sleep microstructure was initially abnormal in 56.5% of sleep recordings and improved in 84.6% of those cases.
CONCLUSION: Our results strongly suggest the utility of cannabidiol in reducing IEDs and improving sleep microstructure in children with drug-resistant epilepsy. Larger controlled studies are needed to evaluate the clinical relevance of this effect in different epilepsy types. TRIAL REGISTRATION: DRKS00013177; 25 June 2019.

Key Points

Introduction

The use of cannabidiol in epilepsy treatment has increased markedly over the last 5 years. Four randomized controlled trials showed the efficacy of a plant-derived pharmaceutical grade cannabidiol (Epidiolex®; Greenwich Biosciences, Inc., Carlsbad, CA, USA) in patients with Dravet syndrome, Lennox–Gastaut syndrome, and tuberous sclerosis complex [1-4]. Open-label studies have indicated its efficacy in other types of epilepsy, but evidence is much more limited in these cases [5-7].

The effect of cannabidiol on interictal epileptiform activity is less well-known. Most preclinical in vivo studies used acute seizure models and focused on seizure reduction. Studies using a model of chronic epilepsy and evaluating interictal electroencephalograms (EEGs) are much less common. However, in a study of cannabidiol treatment in a rat model for genetic absence epilepsy (GAERS [Genetic Absence Epilepsy Rats from Strasbourg]), interictal epileptiform discharges (IEDs) decreased significantly after injection of cannabidiol in a similar dose to human treatment [8]. In patients with epilepsy, information on the effect of cannabidiol on IEDs is equally sparse. Evidence is limited to case reports and a few smaller studies with the main focus on seizure reduction but evaluation of EEGs as a secondary objective [9-11]. Similarly, little is known about the effect of cannabidiol on sleep architecture. Although some studies reported a subjective positive effect of cannabidiol on sleep quality [12], to the best of our knowledge, no publications have reported the effect of cannabidiol on sleep architecture in EEG sleep recordings.

Although whether IEDs can be used as a surrogate marker for treatment response in all epilepsies is under debate, they have been shown to be associated with seizure frequency and severity [13, 14]. Several studies have also shown a correlation between IEDs and neuropsychological disturbances [15, 16]. In some patients, for example, the treatment goal might even be improvement of interictal EEG rather than reduction of seizures [17]. In addition, it is widely accepted that sleep is relevant for memory consolidation and other cognitive processes and that disruption of sleep micro- and macrostructure in patients with epilepsy can contribute to reduced cognitive function [18, 19]. Therefore, it is important to estimate the effect of antiseizure medication (ASM) on interictal EEG and on sleep architecture. The objective of this prospective study was to evaluate the influence of cannabidiol therapy on interictal epileptiform activity and sleep architecture in a cohort of children with drug-resistant epilepsy.

Methods

Patient Selection

Children with drug-resistant epilepsy participating in an open-label trial with cannabidiol were prospectively followed. Patient selection criteria included age 3 months to 18 years, pharmacoresistant epilepsy as defined by the International League Against Epilepsy, at least one ASM at a stable dose for 4 weeks preintervention, stable ketogenic diet/vagal nerve stimulation device settings for at least 4 weeks preintervention, and willingness of patients/caregivers to comply with seizure diary. Exclusion criteria were current treatment with cannabis-based products, pregnancy, or unstable hepatic or renal disease [6]. The trial was approved by the institutional research ethics board (397/17) and registered (DRKS00013177; registration date 25 June 2019). All patients or parents/legal representatives provided written informed consent and assent according to patients’ physical and mental capability before trial onset.

Cannabidiol Treatment

Patients received either Epidyolex® or a pharmaceutical formulation of synthetic cannabidiol, manufactured by THC Pharm GmbH/Germany, in a 100 mg per mL medium-chain triglyceride oil-based oral solution, according to national drug-preparation regulations. Of the latter, an internal quality control at final solution level was performed at our center. Cannabidiol was administered orally in addition to the baseline antiepileptic drug regimen at a starting dose of 5 mg/kg/day divided into two daily doses. Patients were advised to take cannabidiol with fatty meals. Dosage was uptitrated by 2–5 mg/kg/day up to 18–20 mg/kg/day over approximately 14 days. If seizure reduction was not sufficient, dosage could be increased further up to 50 mg/kg/day. Efforts were made to keep concomitant doses of antiepileptic drug constant. However, if the addition of cannabidiol led to relevant increases in the serum levels of concomitant ASMs, those antiepileptic drugs were decreased as clinically indicated.

Seizure frequency was recorded for all patients based on a prospective paper diary during a baseline of 4 weeks and during treatment. Parents were asked to document all visible seizures; series of spasms were documented as one seizure. Motor seizures were defined as either focal or generalized seizures with a clear motor component of ≥ 3 s. Mean monthly seizure frequency was identified for baseline period (T0) and after 3 months (T1), then the percentage reduction at T1 compared with T0 was calculated [6]. Responders were defined as patients with a reduction of ≥ 50% of their motor seizures.

Electroencephalogram (EEG) Acquisition

All patients underwent resting EEG or video–EEG (VEEG) monitoring prior to cannabidiol treatment and after 3 months of treatment. All EEGs were recorded based on the 10- to 20-electrode placement system according to the relevant clinical protocol. Minimum recording time was according to EEG type (20 minutes for routine EEG when the patient was awake and 30 minutes when the patient was asleep; 24 h for VEEG).

EEG Rating

For this study, only patients for whom the same type of EEG study (either overnight VEEG recordings, daytime recordings awake, or daytime recordings asleep) at T0 and T1 were available were included in the analysis. EEGs were visually analyzed independently by two raters. Both raters were blinded to any clinical information, including dose of cannabidiol, change of seizure frequency at T1, and sequence of EEG recordings. Interrater reliability was calculated using Cohen’s kappa. Disagreements were resolved after discussion. The first reader identified and marked the first segment fulfilling the following criteria: (1) at least 10 minutes of uninterrupted sleep with the occurrence of sleep spindles (SS) as an indicator of non-rapid eye movement sleep stage 2 (in patients without physiological sleep architecture, we used an interval without movement artifacts that occurred after the technician’s note that the patient had fallen asleep) and (2) at least 1 h after or before a seizure. If no sleep segment was available, segments of awake state with few artifacts were selected. Spikes and sharp waves were marked in 5-min segments within the previously selected 10-min segment in bipolar montages on a standard EEG display. If fewer than five IEDs were identified, the segment was extended to 10 min. All spikes within polyspikes, sharp waves, and spike-and-wave complexes were counted as individual IEDs. Marking of the segment was visible for both readers; other marks were blinded for the second reader. For each patient, we calculated the mean event rate per minute and then calculated percent changes from baseline period.

Background activity was rated as abnormal if the frequency and reactivity of the background rhythm was not in an age-appropriate range during the awake state. Sleep architecture was rated abnormal if (1) both vertex waves (VW) and K-complexes (KC) were missing, (2) no SS were identified, or (3) no slow-wave sleep (SWS) was noted during the whole night (only in children with VEEG recordings). Improvement of sleep architecture was recorded if SS—either KC or VW—or SWS that was not present in the first EEG was observed in the second EEG. Normalization was defined as the presence of SS—either VW or KC—and SWS (the latter only for patients with VEEG).

Behavior

For assessment of behavioral problems, the Child Behavior Checklist (CBCL) was applied at baseline and at T1. The preschool version was used in children aged ≤ 5 years, and the school-age version was used in older children. For the purpose of this study, we included the higher-order scale “internalizing problems,” which incorporates the subscales anxious/depressed, withdrawn/depressed, and somatic complaints; the higher-order scale “externalizing problems,” which sums up the subscales rule breaking and aggressive behavior; and the total CBCL score, which—in addition to the above-mentioned subscales—incorporates the subscales attention problems, social problems, and thought problems.

Statistical Analysis

The study sample size was based on patient enrolment. We used the statistical software GraphPad Prism, version 9.1.1 (CA, USA; www.graphpad.com) for statistical analyses. Depending on whether or not data were normally distributed (Kolmogorov–Smirnov test), comparisons of two groups were conducted with a paired or unpaired t test or Mann–Whitney U test, and comparisons of more than two groups were conducted with either an analysis of variance or the Kruskal–Wallis test. For correction of post hoc multiple comparisons, a Bonferroni adjustment was applied. For contingency analyses, Fisher’s exact test was used. Correlation between the variables was computed using the Pearson method. The threshold of statistical significance was set at p < 0.05.

We tested three hypotheses: (1) IED rate will decrease significantly from baseline to 3 months of cannabidiol treatment, (2) IED reduction will be higher in patients with >50% reduction of seizure frequency, (3) sleep architecture will improve significantly from T0 to T1.

Results

Study Population and EEG Type

Between November 2019 and January 2021, 37 children received cannabidiol for drug-resistant epilepsy. We excluded one patient who discontinued treatment because of side effects and one patient with insufficient EEG data, leaving 35 participants for inclusion in the study. In most patients, the number and dose of ASMs was kept stable between T0 and T1. In one patient, ethosuximide was discontinued because of gastrointestinal side effects; in another patient, the clobazam dose had to be reduced because of sedation. A VEEG was recorded in 20 patients, sleep was recorded in a routine EEG in three patients, and a routine EEG awake was recorded in 12 patients. Detailed patient characteristics are shown in Table 1.

Table 1

Patient characteristics (n = 35)

Characteristics	Data
Age (years)	10.1 ± 0.86
Female sex	18 (51.4)
Epilepsy type
Dravet syndrome	5 (14.3)
Lennox–Gastaut syndrome	4 (11.4)
Structural	9 (25.6)
Focal cortical dysplasia	1 (2.9)
Other congenital	2 (5.7)
Acquired	6 (17.0)
Genetic other than Dravet syndrome	12 (34.3)
No known mutation	6 (17.1)
CDKL5	1 (2.9)
Trisomy 21	2 (5.7)
Angelman syndrome	1 (2.9)
Rett syndrome	2 (5.7)
Metabolic	1 (2.9)
FIRES	1 (2.9)
Unknown	3 (8.6)
Age (years) at diagnosis	2.3 ± 0.46
Discontinued ASMs	5 (2–16)
Current ASMs	2 (1–3)
Clobazam comedication	4 (11.4)
Seizure frequency
Daily	22 (62.8)
Weekly	10 (28.6)
Monthly	3 (8.6)
EEG
Video–EEG	20 (57.1)
Routine EEG awake	12 (34.3)
Routine EEG asleep	3 (8.6)
CBD treatment
Epidyolex®	8 (22.9)
Synthetic CBD solution	27 (77.1)

Data are presented as mean ± standard deviation, n (%), or median (range)

ASM antiseizure medication, CBD cannabidiol, EEG electroencephalogram, FIRES febrile infection-related epilepsy syndrome

Seizure Reduction and Cannabidiol Dose

The mean ± standard deviation (SD) percentage reduction of motor seizures was 54.7 ± 26.1% at 3 months. One patient was free of all motor seizures during the 3-month treatment period. No patient reported an increase in countable seizure frequency. A total of 24 patients had a reduction of their motor seizures of ≥ 50% (“responders”). Mean cannabidiol dose at T1 was 23.8 ± 9.6 mg/kg/day. We recorded seizures during the evaluated night via VEEG in 11/20 patients at T0 (median seizures 5 [range 2–15]) and in 9/20 patients at T1 (median seizures 2 [range 1–11]). In all cases, the minimum distance of 1 h between last and/or next seizure and segment for IED evaluation could be maintained. No seizures were recorded in any of the routine EEGs.

Interictal Epileptiform Discharges

Cohen’s kappa for IEDs was 0.8 and for background activity/sleep architecture was 0.94. After discussion of the non-concordant events, consensus was reached in all cases. All 35 patients had IEDs in their initial EEG with a mean ± SD IED rate of 36.8 ± 27.2 per minute. The EEG segment was extended to 10 minutes at T0 in only one patient because fewer than five IEDs were observed in the 5-minute segment. The segment was also extended at T1 in the same patient and in another two patients. The initial IED rate did not differ between patients with sleep EEG recordings (n = 23) and those with awake EEG recordings (n = 12): 34.1 ± 25.4 versus 42.2 ± 30.8, respectively; p = 0.41. Mean ± SD reduction of IED rate from T0 to T1 was 56.3 ± 23.3%. At T1, the IED rate was significantly lower than at T0 (19.6 ± 19.5 vs. 36.8 ± 27.2, respectively; p < 0.0001), which confirmed hypothesis 1 (Fig. 1). The median percent reduction of IEDs was similar in the sleep and awake states (57.5 ± 23.5 vs. 54.8 ± 22.9, respectively; p = 0.85).

Fig. 1

Rates of interictal epileptiform discharges (IED) per minute at baseline (T0) and after 3 months of cannabidiol therapy (T1). Graph shows median, 25th and 75th percentile, minimum, and maximum. ****p < 0.0001

To test hypothesis two, we compared mean percentage IED reductions between responders (n = 24) and nonresponders (n = 11) to cannabidiol therapy. No significant difference was observed (61.3 ± 20.1 vs. 45.5 ± 26.9, respectively; p = 0.08), so hypothesis 2 was not confirmed.

No significant difference was found (p = 0.08) in percentage of IED reduction between patients with Dravet syndrome (n = 5), LGS (n = 4), structural (n = 9), genetic other than Dravet syndrome (n = 12), and other (n = 5) etiologies; see Fig. 2.

Fig. 2

Reduction of interictal epileptiform discharges (IEDs) at 3 months of cannabidiol therapy in percent from baseline in different groups of epilepsy etiology. DS Dravet syndrome, LGS Lennox–Gastaut syndrome, *Genetic other than Dravet syndrome, ‘other’ includes febrile infection-related epilepsy syndrome (FIRES; n = 1), metabolic (n = 1), unknown (n = 3)

To see whether the IED rate at T0, percent seizure reduction, cannabidiol dose, or disease duration were correlated with IED reduction, we calculated a Pearson correlation matrix including these four parameters and corrected for multiple testing. There was a moderate correlation between seizure reduction and IED reduction (r = 0.39, p = 0.02), a moderate negative correlation between IED rate at T0 and IED reduction (r = − 0.34, p = 0.04), and a moderate but not significant negative correlation between disease duration and IED reduction (r = − 0.32, p = 0.06). Cannabidiol dose was not significantly correlated with percent IED reduction (r = − 0.20, p = 0.25).

Background Activity and Sleep Architecture

Initially, sleep architecture was abnormal in 56.5% (n = 13) of patients in whom sleep was recorded. At T1, sleep had normalized in five patients, but this was not statistically significant (p = 0.11). Nevertheless, sleep improved but remained abnormal in six additional patients, so that, in total, sleep had improved in 84.6% (11/13) of patients. Figure 3 shows the particular sleep elements that led to improvement. Background activity during the awake state was abnormal in 25% (n = 3) of patients in whom no sleep was recorded and improved in two of three. No worsening of sleep architecture or background rhythm was seen.

Fig. 3

A Total number of patients with normal and abnormal sleep microstructure at T0 and T1; B number of patients with presence of sleep spindles (SS), vertex waves (VW)/K-complexes (KC), and slow wave sleep (SWS) at baseline (T0) and after 3 months of cannabidiol therapy (T1). Total number of patients with sleep recordings (n = 23); SS and VW/KC were rated in all patients, SWS only in patients with whole night recordings (n = 20)

To see whether IED reduction had an effect on behavior, we further analyzed 22 patients for whom CBCL scores were available. This subgroup did not differ in age, cannabidiol dose, seizure reduction, or IED rate at T0 from those in whom the CBCL had not been applied. At T0, in six patients, mean ± SD total CBCL scores were within the normal range (50 ± 1). Total CBCL score improved in 14 (seven of those > 1 SD), worsened in four (all < 1 SD), and was unchanged in four patients. The score for internalizing problems (representing depressive and somatic complaints) improved in 14 (three of those > 1 SD), worsened in five (all < 1 SD), and was unchanged in three patients. The score for externalizing problems (representing rule breaking and aggressive behavior) improved in 15 (six of those > 1 SD), worsened in five (all < 1 SD), and was unchanged in two patients. At a group level, median CBCL scores were significantly lower at T1 than at baseline: total score 70.6 versus 65.2 (p = 0.003), score of internalizing problems 65.6 versus 59.9 (p = 0.009), and score of externalizing problems 64.1 versus 57.8 (p = 0.02). None of the scores correlated significantly with percent reduction of IED rate from T0 to T1 (total score r = 0.39, p = 0.07; internalizing score r = 0.15, p = 0.5; externalizing score r = 0.39, p = 0.07).

Discussion

The results of this study indicate that cannabidiol treatment may be effective in reducing IEDs and improving sleep microstructure in children with drug-resistant epilepsy. To the best of our knowledge, this is the first prospective study evaluating the impact of cannabidiol on interictal EEG and sleep structure. With a mean seizure reduction of almost 55% and a responder rate of 68%, outcomes in this cohort of children with drug-resistant epilepsy of various etiologies were similar to those in other open-label studies [5, 20]. The mean cannabidiol dose applied in this study was also similar to that in other studies, but the rate of clobazam comedication was lower (11.4%) [5].

The main focus of ASM development has traditionally been seizure reduction. In recent years, it has been recognized that other outcomes, such as cognitive function or behavior, are similarly important [21]. Cognitive impairment is a common comorbidity in children with drug-resistant epilepsy that is considered to have multifactorial origins [22]. However, there is now clear evidence in animals and humans that IEDs can result in cognitive impairment, especially if they are frequent and occur during important periods of brain development [23]. It is also widely accepted that sleep is relevant for memory consolidation and other cognitive processes [18, 24] and that IEDs during sleep and sleep disruption in patients with epilepsy have a negative impact on cognitive functioning [19, 25]. As for other newly developed ASMs, previous studies of cannabidiol treatment in epilepsy therapy also focused on seizure outcomes. However, preclinical data already suggest that cannabidiol might have additional benefits on comorbidities such as movement disorders, behavioral problems, and memory dysfunction [26]. In humans, the evidence of cognitive evolution during cannabidiol therapy is sparse. A few studies reported some improvement of language and motor skills, alertness, and sleep, but these were based on parental observations rather than standardized tests [27]. In a previous study in children and adults, we showed a slight improvement of selective attention but stable results in other investigated cognitive domains [28]. No studies have provided data to investigate the relationship between IEDs, sleep, and cognitive function during cannabidiol therapy. In this cohort of children with drug-resistant epilepsy of various etiologies, IED rates decreased significantly under add-on therapy with cannabidiol; sleep architecture improved in almost 85% of cases that were initially abnormal. However, since most of the patients included in this study could not be tested with standardized measures, we could not provide solid data on cognitive function either. Nevertheless, based on the results of this study, it can be hypothesized that a reduction of IEDs and improved sleep microstructure during cannabidiol therapy might be contributing factors to the potential of cannabidiol to improve cognitive function. It is worth investigating this hypothesis in future studies with larger and more homogeneous cohorts.

Change in behavior was not the main focus of this study, and data on behavioral problems are not available in all patients. Nevertheless, our data suggest that cannabidiol might have a positive influence on behavior overall, and particularly internalizing and externalizing problems. Pressler et al. [29] showed an improvement in behavior in children with epilepsy if IEDs were reduced in frequency or duration. In this study, IED reduction was not significantly correlated with improved CBCL scores; however, the correlation was likely underpowered. As behavior can be analogous to cognitive functioning, it seems worth investigating the influence of cannabidiol-associated IED reductions on behavior in future studies.

The presence or absence of IEDs, the rate of IEDs, and the extent of IED reduction depend on many different factors such as epilepsy type, age, dose and type of medication, level of alertness during EEG, and seizure frequency. In this heterogeneous cohort, a proper statistical comparison of efficacy in IED reduction between different epilepsy types was not possible. Nevertheless, despite small numbers, there might be a trend towards a lower IED reduction in patients with LGS than in those with other epilepsy types. Additionally, a higher IED rate at the beginning, as for patients with LGS, was negatively correlated with IED reduction during treatment. A similar effect was shown for levetiracetam therapy in children with attention-deficit/hyperactivity disorder (with and without epilepsy), where children with a higher spike-wave index (SWI) showed a smaller SWI reduction [30]. Although IED reduction did not differ between responders and nonresponders, there was a moderate correlation of percent seizure reduction and IED reduction. Previous studies have also shown a correlation between IED reduction and treatment response [14], but the exact relationship between IED rate and disease activity remains unclear. Disease duration trended towards being negatively correlated with IED reduction, but we could not show any correlation between cannabidiol dose and IED reduction. This might be because of the highly variable bioavailability of cannabidiol [31]. On the other hand, it might simply reflect the multifactorial influences on IED reduction, as studies with other ASMs also found no correlation between serum levels and IED rate [32]. Measurement of levels of cannabidiol or its active components were not widely available at the time of this study. For future studies, it would be helpful to correlate both cannabidiol dose and levels and active components with outcome measures. Overall, our data reflect the multifactorial influences on IED rate and reduction.

Strengths of our study include the prospective design and the stable comedication in almost all cases. However, there are also limitations, of which the small sample size and the heterogeneous cohort are the most important. Statistical analyses beyond the predefined hypotheses are limited, and those results are difficult to translate into meaningful clinical correlations. In relation to the heterogeneous epilepsy types included in the study, there was a broad range of IED rates at T0. Since the IED rate at the beginning was negatively correlated with the percent reduction in IEDs at T1, this difference in initial IED rate might have influenced our results. Another limitation was the different EEG modes within the study, with no VEEG being performed in 15 patients and no sleep being recorded in 12 of those. Future studies should aim for a more uniform EEG protocol and examine larger cohorts to enable examination of subgroups with uniform epilepsy types. Inter-rater agreement was high in our study. However, using an automated and standardized EEG analysis might further reduce potential biases, and its use should be considered for future studies.

Conclusion

Our results strongly suggest the utility of cannabidiol in reducing IEDs and improving sleep microstructure in children with drug-resistant epilepsy. Larger controlled studies are needed to evaluate the clinical relevance of this effect in different epilepsy types.

Cannabidiol has been shown to be effective in reduction of different seizure types, but no studies have evaluated the effect of cannabidiol on interictal epileptiform activity and sleep structures.

This prospective study showed that interictal epileptiform activity reduced significantly and sleep microstructure improved during cannabidiol treatment in children with drug-resistant epilepsy.

Based on the results of this study, it could be hypothesized that reductions in interictal epileptiform discharges and sleep improvement might contribute to potential positive effects of cannabidiol on cognitive functioning and behavior.