Timo Rheinberger1, Jonas Wolfs2, Agata Paneth3, Hubert Gojzewski1, Piotr Paneth4, Frederik R Wurm1. 1. Sustainable Polymer Chemistry (SPC), MESA+ Institute for Nanotechnology, Faculty of Science and Technology, University of Twente, P.O. Box 217, 7500 AE Enschede, The Netherlands. 2. Max Planck Institute for Polymer Research (MPIP), Ackermannweg 10, 55128 Mainz, Germany. 3. Department of Organic Chemistry, Faculty of Pharmacy, Medical University of Lublin, Chodźki 4a, 20-093 Lublin, Poland. 4. International Center for Research on Innovative Biobased Materials (ICRI-BioM)-International Research Agenda, Lódź University of Technology, Żeromskiego 116, 90-924 Lódź, Poland.
Abstract
Marine plastic pollution is a worldwide challenge making advances in the field of biodegradable polymer materials necessary. Polylactide (PLA) is a promising biodegradable polymer used in various applications; however, it has a very slow seawater degradability. Herein, we present the first library of PLA derivatives with incorporated "breaking points" to vary the speed of degradation in artificial seawater from years to weeks. Inspired by the fast hydrolysis of ribonucleic acid (RNA) by intramolecular transesterification, we installed phosphoester breaking points with similar hydroxyethoxy side groups into the PLA backbone to accelerate chain scission. Sequence-controlled anionic ring-opening copolymerization of lactide and a cyclic phosphate allowed PLA to be prepared with controlled distances of the breaking points along the backbone. This general concept could be translated to other slowly degrading polymers and thereby be able to prevent additional marine pollution in the future.
Marine plastic pollution is a worldwide challenge making advances in the field of biodegradable polymer materials necessary. Polylactide (PLA) is a promising biodegradable polymer used in various applications; however, it has a very slow seawater degradability. Herein, we present the first library of PLA derivatives with incorporated "breaking points" to vary the speed of degradation in artificial seawater from years to weeks. Inspired by the fast hydrolysis of ribonucleic acid (RNA) by intramolecular transesterification, we installed phosphoester breaking points with similar hydroxyethoxy side groups into the PLA backbone to accelerate chain scission. Sequence-controlled anionic ring-opening copolymerization of lactide and a cyclic phosphate allowed PLA to be prepared with controlled distances of the breaking points along the backbone. This general concept could be translated to other slowly degrading polymers and thereby be able to prevent additional marine pollution in the future.
Plastics and polymers
are ubiquitous and indispensable in our daily
lives. However, the intensive use of plastics also has resulted in
marine plastic pollution with several million tons of plastic waste
entering the oceans every year.[1,2] Therefore, the littering
of plastics and the problem of their persistence in the environment
have become a focus in research and the news.[3] Biodegradable polymers such as polylactide (poly(lactic acid), PLA)
are discussed as a suitable alternative to commodity plastics, as
they decompose faster than commodity products.[4] Especially, PLA has become a prominent material, as it has several
processing and environmental benefits, such as low costs, scalability,
and a biobased production from corn or potato starch.[5] Notwithstanding that PLA degrades under specific conditions
like via composting in weeks, several studies pointed out that PLA
did not show significant signs of degradation on soil or in seawater
over at least 3 years.[6−10]A common strategy for biomedical applications to adjust the
degradation
of PLA is the random copolymerization of lactide (LA) with glycolide
to poly(lactide-co-glycolide)s (PLGAs).[11,12] By incorporation of the more hydrophilic glycolic acid units, the
copolymer can swell and thus degrades faster. Also, oligomers of lactic
acid (Mn < 550 g mol–1) were proven to be quickly attacked by enzymes and hydrolyzed. As
the oligomers can dissolve, they degrade faster than solid PLA of
high molar mass.[13] Today, PLGA is used
in medical applications and the degradation times can be adjusted
by the comonomer feed ratio.[14] However,
the swelling of PLGA and the changed thermal properties limit its
further applications.[15] A similar strategy
was presented by Martin et al., who copolymerized 1,3-dioxolan-4-one
(DOX) with lactide to introduce hydrolysis-labile acetals, which should
hydrolyze under acidic conditions and also in seawater, but only a
very low mass loss (<2%) was achieved in seawater, which is probably
attributed to a strong gradient or block-like copolymerization behavior
of LA and DOX.[16] Another strategy to induce
polymer degradation is intramolecular transesterification, which had
been reported for newly designed lactones carrying nucleophilic side
chains that trigger main chain scission, e.g., for delivery of drugs.
To date, no general approach for designing seawater-degradable PLA
has been reported.[6] We developed the first
seawater-degradable PLA derivatives with adjustable hydrolysis times
from days to years using an RNA-inspired transesterification mechanism.To overcome the strong gradient formation during copolymerization
of lactide and cyclic phosphoesters,[17] we
introduce the RNA-inspired breaking points into the PLA chain by sequence-controlled
copolymerization of LA with a cyclic phosphate monomer, i.e., 2-(ethylene
glycol vinyl ether)-1,3,2-dioxaphospholane 2-oxide (EVEP).[18] Knowing the propagation rate constants, the
breaking points are evenly distributed along the PLA chain by dosing
of the faster polymerizing LA. The “breaking points”
are protected during the polymerization by vinyl-ether groups. After
mild hydrolysis of the vinyl ethers, the released 2-hydroxyethoxy
side chain shall accelerate the backbone hydrolysis under seawater
conditions, which is ca. pH 8.1,[19] by transesterification
(Figure ).
Figure 1
Illustration
of the intramolecular transesterification of RNA transferred
to PLA by using a synthetic phosphoester with a pendant hydroxyl group
for intramolecular transesterification and acceleration on polymer
backbone degradation.
Illustration
of the intramolecular transesterification of RNA transferred
to PLA by using a synthetic phosphoester with a pendant hydroxyl group
for intramolecular transesterification and acceleration on polymer
backbone degradation.The design of the breaking
points was inspired by the intramolecular
transesterification of RNA. In contrast to DNA, which is very stable
against hydrolysis, RNA hydrolyzes much faster via an intramolecular
transesterification.[20,21] Nature is using the 2′-OH
group in the ribose units of RNA, which is in the β-position
of the phosphoester in the backbone and can form a cyclic intermediate
during hydrolysis (Figure ). Transferring this motif into a synthetic phosphate linkage
with a pendant 2-hydroxyethoxy side chain and installing it as a breaking
point in PLA should lead to multiple chain scissions in seawater,
as a similar mechanism had been proven for the degradation of polyphosphoesters
with a single 2-hydroxyethoxy motif at the chain end.[22] After the intramolecular transesterification, shorter PLA
chains are generated, which increases the number of OH end groups.
As PLA degrades mainly via a backbiting mechanism under neutral and
basic conditions,[3] this increase of terminal
OH groups also increases the overall PLA degradation rate. Further,
the degradation rates were tailored by the comonomer feed ratio, i.e.,
the number of breaking points and additional chain ends. We introduced
3–15% of breaking points into PLA and PLLA to obtain half-life
times of 3 days to half a year in seawater. From DFT calculations,
the intramolecular transesterification was favored against the direct
attack of water to the phosphate group, which implies the preference
of the so-called RNA-inspired degradation mechanism. The RNA-inspired
degradation is a general platform and might be a key strategy to control
the fate of slowly degrading polymers in seawater and to prevent further
marine plastic pollution.
Results and Discussion
The RNA-inspired
degradation mechanism was simulated and compared
to two other possible hydrolysis mechanisms of the polylactide copolymers.
This was simulated at the DFT level. The first one was the single
step SN2(P) nucleophilic substitution at the phosphorus
atom, in which the hydroxyl attack is synchronous with the P–O
bond breaking that leads directly to the break of the polymer main
chain. The transition state has not been identified. An alternative
mechanism, a stepwise addition–elimination (AE) process, is
analogous to the SN2(P) but assumes the formation of a
penta-coordinated phosphorus intermediate. The third mechanism, the
“RNA-inspired” degradation due to its similarity to
the cyclization presented in Figure , is also a stepwise mechanism, in which a cyclic intermediate
is formed upon the intramolecular attack of the pendant 2-hydroxyethoxy
group on the phosphorus atom. This cyclic intermediate subsequently
decomposes and results in the breaking of the polymer main chain.
For the above-mentioned two mechanisms, we have optimized the structures
of all reactants, intermediates, and products as well as the transition
states connecting them. The presence of an aqueous solution was included
in the form of the continuous solvent model. We have considered the
influence of different protonation states, conformations, the length
of the pendant chain, the size of the model, and the site of the hydroxyl
attack. Major details of the calculations are provided in the Supporting Information. For comparison, the cyclization
to 2’3′-cP modeled using two ribose rings and merging
the phosphate moiety has been studied computationally using the same
theory level. The obtained results indicate that this reaction proceeds
via a very unstable cyclic intermediate (see Figure S26), which has a Gibbs free energy of formation of 17.1 kcal
mol−1. It decomposes rapidly (see data in Table S12).Also the much less strained
3′5′ cyclization, which
proceeds via the six-membered ring, was reported with a free energy
of ca. 15 kcal mol−1.[23] The lower energy demand for the herein presented PLA-based copolymers
is probably attributed to the fact that the attacking hydroxyl group
is a primary OH (not secondary as in RNA) and is placed on a flexible
pendant chain. The overall results, which are illustrated in Figure , suggest clearly
that the RNA-inspired degradation mechanism involving the cyclization
(green line) is energetically favored over the addition–elimination
attack (blue line). By these calculations, the installation of phosphate
groups containing an ethoxyhydroxy group as a pendant chain should
be able to accelerate the hydrolysis of polyester such as polylactide,
which is reported in the following.
Figure 2
Comparison of Gibbs free energies of activation
(in kcal mol−1) for the two first steps in addition–elimination
(upper blue) and RNA-inspired (lower green) decomposition mechanisms
resulting from the DFT calculations. The common substrate and the
products of the RNA-inspired mechanism are presented schematically.
Optimized structures of penta-coordinated (upper) and cyclic (lower)
intermediates are illustrated with gray carbon, white hydrogen, red
oxygen, and orange phosphorus atoms.
Comparison of Gibbs free energies of activation
(in kcal mol−1) for the two first steps in addition–elimination
(upper blue) and RNA-inspired (lower green) decomposition mechanisms
resulting from the DFT calculations. The common substrate and the
products of the RNA-inspired mechanism are presented schematically.
Optimized structures of penta-coordinated (upper) and cyclic (lower)
intermediates are illustrated with gray carbon, white hydrogen, red
oxygen, and orange phosphorus atoms.According to these theoretical considerations, we installed phosphoesters
with a pendant 2-hydroxyethoxy side chain into the PLA backbone by
copolymerization of LA with the RNA-inspired breaking points. As the
OH group needs to be protected during the organocatalytic ring-opening
polymerization to prevent branching, we prepared 2-ethylene glycol
vinyl ether-1,3,2-dioxaphospholane 2-oxide (EVEP) as a comonomer,
which is compatible with the polymerization conditions of LA. EVEP
was synthesized by a modified protocol according to Lim et al. (cf.
the Supporting Information).[18] We used 1,8-diazabicyclo-[5.4.0]undec-7-en (DBU)
as an organocatalyst and prepared homopolymers of PLA and PLLA with
different degrees of polymerization (entries 5, 6, 9, and 10 in Table for later comparison).[24] To the best
of our knowledge, to date, only a single paper describes the statistical
copolymerization of cyclic phosphonates with LA and DBU,[17] while cyclic phosphates had been studied before
as comonomers for LA only once with Al(OiPr)3 as the catalyst.[25] From our previous
knowledge of cyclic phosphonates, a strong gradient formation was
also expected during a statistical copolymerization of EVEP with LA.
Using 2-(benzyloxy)ethanol as the initiator and DBU as the organocatalyst,
copolymers were successfully prepared (Figure ). GPC proved the formation of a copolymer
with a moderate molar mass dispersity of Đ =
1.23; however, a slight shoulder to higher molar masses was detected,
indicating the occurrence of transesterifications during the copolymerization
under the chosen conditions. 1H NMR spectroscopy was used
to assess the composition and the molecular weight of the polymer
(Mn = 18 kg mol−1, Dlactide = 184, DPEVEP = 8; Figure S1). The degree of polymerization was
determined by comparing the resonances originating from the initiator
(7.37–7.28 ppm) with the CH2 protons from the ethylene
glycol in the backbone and side chain of EVEP (3.83–4.52 ppm)
and the resonances of the methine protons in the LA backbone (5.27–5.00
ppm). 1H-DOSY and 2D 1H,31P{H} HMBC
spectra confirmed the incorporation of both monomers in the polymer
during the statistical copolymerization (Figures S1–S3). All possible diad sequences (cf. Figure b) were successfully assigned
to specific resonances in the H,31P{H} HMBC correlation
spectra. From the NMR spectra, more PP diads compared to LP diads
were determined (Figure S1), which indicates
a strong gradient formation during the copolymerization with a polyphosphate
segment. The rate constants (kp) of LA
and EVEP were determined via real-time1H and 31P NMR spectroscopy taken during the statistical
copolymerization (1H and 31P NMR spectra were
recorded alternately to follow the conversion of LA from 1H spectra and EVEP from the 31P spectra, Figures S4 and S6).[26]
Table 2
Summarized Properties of the Prepared
P(LA-seq-EVEP) Copolymers via Sequential Addition
of Lactide before and after Deprotection with Aqueous Hydrochloric
Acid
Mnb (kg mol–1)
Đc
polymera
p
d
p
d
1
12.8
11.7
1.65
1.59
2
11.1
10.8
1.32
1.19
3
15.2
14.5
1.31
1.08
4
17.8
16.7
1.23
1.18
7
88.3d
84.5d
1.54
1.35
8
98.8d
123.1d
1.76
1.40
p = protected,
d = deprotected.
Determined
via 1H NMR
spectroscopy.
Determined
via GPC in THF or DMF
(vs PS standards).
For the
high molecular weight, the
initiator signal is so small that the error is becoming big.
Figure 3
(a) Statistical
copolymerization of lactide and EVEP (i) with 2-(benzyloxy)ethanol
as the initiator and DBU as the organocatalyst, DCM, 2 h, 25 °C,
and (ii) with 2 M HCl in dioxane, 45 min, 45 °C. (b) Different
possible diad sequences for P(LA-co-EVEPm) copolymers and the respective chemical
shifts. (c) GPC elugrams of the statistical copolymerization (black)
and the sequence-controlled copolymerization (red) of LA and EVEP
(measured in THF, RI detection).
(a) Statistical
copolymerization of lactide and EVEP (i) with 2-(benzyloxy)ethanol
as the initiator and DBU as the organocatalyst, DCM, 2 h, 25 °C,
and (ii) with 2 M HCl in dioxane, 45 min, 45 °C. (b) Different
possible diad sequences for P(LA-co-EVEPm) copolymers and the respective chemical
shifts. (c) GPC elugrams of the statistical copolymerization (black)
and the sequence-controlled copolymerization (red) of LA and EVEP
(measured in THF, RI detection).p = protected,
d = deprotected.Determined
via 1H NMR
spectroscopy.Determined
via GPC in THF or DMF
(vs PS standards).For the
high molecular weight, the
initiator signal is so small that the error is becoming big.From the 1H NMR spectra,
the consumption of lactide
can be followed by comparing the resonances of the methine proton
in LA (at 5.10 ppm) with the polymeric resonance of the methine proton
(at 5.20 ppm) as an upfield shift occurs during the ring-opening polymerization.
Besides the methine resonances, also the methyl signals can be used
to follow the polymerization as a they are shifted downfield when
transformed from the monomeric methyl signal to the polymeric methyl
signal (Figure S4). Normalized integrals
over time taken from the methyl group have been used to plot against the reaction time t to determine the apparent rate constant kp,app (Figure S5). The polymerization of EVEP
was followed by monitoring the upfield shift in the 31P
NMR spectra during the polymerization from ca. 17.3 ppm (EVEP monomer)
to ca. −1.3 ppm (polymer) (Figure S6). As the integral of the monomer resonance in the 31P
NMR spectrum is proportional to the monomer concentration ([M]t), the apparent rate constant kapp for EVEP can be determined (Figure S7). The propagation rate constant kp was calculated via (Table , Table S2).
Table 1
Average Reaction Rate Constants (kp) and Reactivity Ratios (r) of the Copolymerization
of Lactide with EVEP
monomer
kp (L mol–1 s–1)
r-parameter
lactide
0.8 ± 0.3
20.0 ± 0.5
EVEP
1.0 × 10–2 ± 0.3 × 10–2
0.046 ± 0.004
The calculated reactivity ratios
of the copolymerization of lactide
with EVEP (with 2-(benzyloxy) ethanol as an initiator and DBU as the
base in DCM at 25 °C, Table S1) were
calculated by different models (i.e. the ideal integrated model, the
Jaacks and the Beckinham−Sanoja−Lynd models) indicating r(EVEP) = 0.046 and r(LLA) = 20.0.Since the kp of lactide was ca. 80
times faster compared to EVEP under these conditions, a strong gradient
copolymer was obtained. To break up the PLA in smaller chains, the
breaking points must be distributed homogeneously over the whole polymer.
Statistical copolymerization cannot be used to achieve a random sequence
of the phosphate comonomers along the backbone—another strategy
is needed. Therefore, a setup based on the different rate constants
of both monomers with the sequential addition of lactide was developed
(Figure ).
Figure 4
Concept of
the synthesis of the sequence-controlled copolymerization
of EVEP and LA with multiple sequential additions of 5 equiv each
of lactide after calculated time intervals tdiff,x, resulting in a P(LA-seq-EVEP) chain
with evenly distributed EVEP units along the PLA chain (note: the graphical representation shows the average distances of EVEP
units (green balls) in the PLA chain (blue balls) calculated from
the 1H NMR kinetics.)
Concept of
the synthesis of the sequence-controlled copolymerization
of EVEP and LA with multiple sequential additions of 5 equiv each
of lactide after calculated time intervals tdiff,x, resulting in a P(LA-seq-EVEP) chain
with evenly distributed EVEP units along the PLA chain (note: the graphical representation shows the average distances of EVEP
units (green balls) in the PLA chain (blue balls) calculated from
the 1H NMR kinetics.)The polymerization of EVEP is initiated, and as it proceeds with
its relatively low propagation rate, lactide is added sequentially
after calculated times (depending on the kp values) to place the phosphate breaking points equally along the
polymer backbone. To achieve this controlled comonomer sequence in
a one-pot copolymerization, the average time needed for the incorporation
of one EVEP unit was calculated (see the Supporting Information for the calculations). By adding the LA after certain
periods, the sequence-controlled P(LA-seq-EVEP) copolymers
with well-distributed EVEP breaking points along the chain were obtained
(Figure ).We
followed the chain growth after each addition by NMR spectroscopy:
as in the case for the statistical copolymerization, mentioned above,
we were able to distinguish the different diads in the spectra, and
mainly LL diads for the PLA segment and an increasing number of LP
diads for the crossover reaction, i.e., the desired breaking points,
were determined. Using the kp values determined
above, a theoretical sequence was calculated and plotted against the
NMR integrals (Figure ), which allows control of the monomer sequence and, thus, the average
chain length of PLA segments between the phosphate breaking points.
Figure 5
(a) Stacked 1H NMR spectra of the sequence-controlled
copolymerization of EVEP and LA; zoom into the region for the LL and
LP diads showing a simultaneous increase after each monomer addition
step. (b, c) Plots for the experimental and theoretical integrals
(b) of the methine region (5.24–5.11 ppm) for LL diad sequences
and (c) of the methine region (5.02–4.93 ppm) for LP diads
vs the number of sequential lactide additions. The integrals were
referenced to the five aromatic initiator protons.
(a) Stacked 1H NMR spectra of the sequence-controlled
copolymerization of EVEP and LA; zoom into the region for the LL and
LP diads showing a simultaneous increase after each monomer addition
step. (b, c) Plots for the experimental and theoretical integrals
(b) of the methine region (5.24–5.11 ppm) for LL diad sequences
and (c) of the methine region (5.02–4.93 ppm) for LP diads
vs the number of sequential lactide additions. The integrals were
referenced to the five aromatic initiator protons.The evolution of both LL and LP diads follows the theoretical
values,
while a certain decrease of the LP diads with increasing reaction
time is detected (Table S4). The lower
reaction kinetics of EVEP at longer reaction times is attributed to
dilution during the addition steps and the consumption of EVEP during
the copolymerization. A theoretical representation of the slight increase
of the segment length for PLA is shown in Figure (bottom right), showing only a slight increase
along one theoretical copolymer chain.Using this strategy,
we synthesized a library of copolymers using
the enantiomerically pure l-lactide or the racemic r-lactide with different amounts of EVEP breaking points
to control the overall half-life times of the PLA derivatives in seawater
(Table ). Only the
LP diads would result in breaking points of PLA that also increase
the number of OH end groups of PLA chains. In polymers 7 and 8 basically, all EVEP units resulted in an LP diad.
All copolymers proved a low to moderate molar mass distribution in
GPC. No “shoulders” that would indicate transesterification
were detected, in contrast to the statistical copolymerization (cf. Figure c).
Table 3
Properties of the Prepared PLA Homopolymers
and P(LA-seq-EVEP) Copolymers by Sequential Monomer
Addition
no.
polymer
Mna (kg mol–1)
Đb
ΧEVEPa (mol %)
(LA)a
NLLa
NLPa
d
1
P(l-LA125-seq-EVEP22)
12.8
1.65
15.5
125
112
12.7
9
2
P(r-LA123-seq-EVEP14)
11.1
1.32
9.0
123
116
7.1
16
3
P(l-LA194-seq-EVEP6)
15.2
1.31
2.9
193
190
4.0
48
4
P(r-LA225-seq-EVEP7)
17.8
1.23
3.2
225
221
4.4
51
5
P(l-LA126)
9.2
1.18
0
126
6
P(r-LA122)
8.9
1.09
0
122
7
P(l-LA1024-seq-EVEP36)
88.3c
1.54
3.5
1024
988
36
28
8
P(r-LA1180-seq-EVEP47)
98.8c
1.76
4.0
1180
1131
47
25
9
P(l-LA1260)
95.7c
1.67
0
1260
10
P(r-LA1400)
106.4c
1.84
0
1400
11
P(l-LA1843-seq-EVEP54)
150.5c
1.75
2.8
1843
1789
54
34
12
P(r-LA1490-seq-EVEP48)
122.6c
1.91
3.1
1490
1440
48
31
Determined via 1H NMR
spectroscopy, NLL = number of LL linkages, NLP = number of LP linkages.
Determined via GPC in THF or DMF
(vs PS standard).
For the
high molecular weight, the
initiator signal is so small that the error is becoming big.
= average length of the PLA sequences.
Determined via 1H NMR
spectroscopy, NLL = number of LL linkages, NLP = number of LP linkages.Determined via GPC in THF or DMF
(vs PS standard).For the
high molecular weight, the
initiator signal is so small that the error is becoming big.= average length of the PLA sequences.Representative 1H and 31P NMR
spectra of
the polymer after workup are shown in Figure S9. As the vinyl ether group has been reported to be stable under basic
and anhydrous conditions,[27] the copolymers
can be stored in their protected form without any sign of degradation
for at least several months.The vinyl ether protection groups
were cleaved quantitatively by
treating the copolymers with diluted hydrochloric acid in dioxane,
as proven by IR and NMR (Figures , S10, and S11). 1H NMR spectroscopy showed the disappearance of the vinyl resonances
at 6.5 ppm (NMR) and the appearance of a broad OH vibration around
3300 (IR) (Table ).
Further, GPC proved a slight shift to higher elution volumes after
removal of the protective group; however, the polyester remained intact
under these conditions (Figure S12). The
thermal properties of the copolymers were analyzed by DSC and TGA
and compared to the PLA and PLLA homopolymers of a similar degree
of polymerization. In TGA measurements, the PLA homopolymers started
to decompose around 200 °C, with a char yield of ca. 5%. All
of the phosphorus-containing copolymers decomposed at higher temperatures
(220–320 °C), remarkably with increased char yield, depending
on the phosphorus content, up to 15% for P(l-LA125-seq-EVEP22), as is expected for phosphorus-containing
polymers (Figure S14 and Table S5).
Figure 8
Mechanism of
the RNA-inspired degradation visualized by 1H and 31P NMR spectroscopy under anhydrous conditions:
(a) Deprotection of P(LA-seq-EVEP) copolymers with
hydrochloric acid in dioxane yields the RNA-inspired polymer structure
with pendant 2-hydroxyethoxy groups capable for transesterification.
(b) Formation of the penta-coordinated phosphorus with a 5-membered
cyclic intermediate monitored by 1H NMR (500 MHz, 298 K,
CDCl3) (left) and 31P {H} NMR (202 MHz, 298
K, CDCl3) (right). The cyclization under anhydrous conditions
was achieved by the addition to DBU to P(r-LA123-seq-EGP14).
The DSC measurements revealed that the glass transition (Tg) and melting (Tm) temperatures were influenced by the comonomer content. While the
herein prepared PLA and PLLA homopolymers had a Tg of 37 °C and PLLA showed an additional melting
at ca. 126 °C, our prepared copolymers showed slightly decreased
values. For polymers with a low phosphorus content, less than 4%,
the Tg remained relatively unchanged compared
to the homopolymer PLA. For higher phosphorus contents, the Tg decreased significantly. For PLLA copolymers,
the Tm remained relatively unchanged for
phosphorus content up to 3%: for P(l-LA194-seq-EVEP6), the melting point was similar (ca.
128 °C), and for the deprotected version P(l-LA194-seq-EGP6), the melting started
earlier at ca. 116 °C. When the comonomer content was increased,
fully amorphous polymers were obtained (Figure S15 and Table S5).The Young’s moduli of polymers
9–12 (cf. Table ) were determined
via AFM. Polymer films were produced by drop-casting the respective
PLA homo- and P(LA-seq-EVEP) copolymers from a dichloromethane
solution on piranha-cleaned silicon wafers. The solvent was evaporated in vacuo, and the remaining films had a smooth surface (RMS
roughness of 0.6 nm) with low adhesion properties (normalized by tip
radius: 0.15 N/m), as evidenced by quantitative AFM imaging (Figure S21). The elastic moduli of the polymer
films were determined between 1.7 and 2.4 GPa (Figure S22), which fits the literature values and indicates
that the installation of ca. 3% phosphate breaking points does not
hamper the mechanical properties.[28]
Degradation
PLA degrades under neutral or basic conditions primarily via a
backbiting mechanism.[3] As seawater typically
has pH values between 8.0 and 8.2,[19] backbiting
is supposed to be a dominant mechanism for its hydrolysis. Thus, the
increase of terminal OH groups would also increase the overall degradation
rate, besides a previous breakdown in shorter fragments induced by
the RNA-inspired degradation units. The pendant 2-hydroxy ethoxy units
in the phosphate groups will fragment the chain; the number of chain
ends is multiplied by the number of breaking points, consequently
accelerating the degradation. Moreover, shorter PLA oligomers are
more hydrophilic or even soluble in water below a critical value (Mn < 550 g mol–1),[13] which additionally increases the hydrolysis
rate. Karjomaa et al. reported an increased degradation of short PLLA
oligomers at 25 °C compared to higher molecular weight PLLA chains,
which were only degradable in a reasonable time frame (6 months) at
58 °C.[13] The shorter PLLA oligomers
hydrolyzed abiotically, whereas a biotic environment (Fusarium
moniliforme and Penicillium roqueforti fungi
as well as Pseudomonas putida bacteria) increased
the degradation even further, assumably by enzymatic chain scission
of PLLA oligomers by esterases.[3]To determine the potential of the herein-reported RNA-inspired
degradation mechanism, polymer films were produced by drop-casting
the respective P(LA-seq-EVEP) (protected) and P(LA-seq-EGP) (deprotected) copolymers from a chloroform solution
on microscope coverslips. The solvent was evaporated in vacuo, and the remaining films had a smooth surface. They were immersed
in buffered artificial seawater. The prepared artificial seawater
was buffered using NaHCO3 to ensure a constant pH of 8.12
during the degradation, as the pH can vary through the formation of
lactic acid as a hydrolysis product of PLA (which would be washed
away in the open sea). The degradation was studied by a combination
of techniques: first, the weight loss of the polymer films was determined
gravimetrically; then, the content of released lactic acid was determined
by an enzymatic assay (Figure ). These two methods give an already detailed view on the
seawater degradability of the P(LA-seq-EVEP). Additionally,
GPC and NMR analyses were performed to determine the change in molar
mass (Mn and Mw) as well as the molar mass dispersity Đ.
Samples were taken after certain time intervals.
Figure 6
Degradation of PLA, P(LA-seq-EVEP), and P(LA-seq-EGP) copolymer
films in artificial seawater (lactic
acid was quantified using an enzymatic assay).
Degradation of PLA, P(LA-seq-EVEP), and P(LA-seq-EGP) copolymer
films in artificial seawater (lactic
acid was quantified using an enzymatic assay).In contrast to the PLA and PLLA homopolymers, a significant change
in the GPC elugrams was observed for the investigated copolymers P(LA-seq-EGP) after immersion of the films in artificial seawater
for 28 days (Figure S18). The lactic acid
assay proved the formation of lactic acid during the time, with kinetics
depending on the amount of EGP units installed in the polymer chain
(Figure a and Figure S20). GPC showed monomodal but broadened
elugrams shifted to higher elution volumes (i.e., lower Mn), observed after incubation of the film of P(r-LA123-seq-EGP14) in seawater (Figure S18a). The broadened
elugram can be explained by slow chain scission, in the beginning,
followed by the backbiting mechanism of the PLA oligomers (the oligomers
have an average length of 16 units, which makes them faster to degrade),
which increases as more end groups are released. A bimodal and significantly
broadened elugram was observed for the copolymer P(l-LA194-seq-EGP6) after degradation.
This can be explained by the formation of different lengths of polymer
chains upon chain scission by hydrolysis of phosphoester breaking
points. The PLA fragments (average length of 47 units) produced by
hydrolysis (following pathway 1 in Figure ) will undergo slower further degradation,
as the secondary OH-group at the chain end of PLA is still connected
to the phosphate unit. A second ring closing is less favored, since
the phosphate OH-group is deprotonated and negatively charged under
the degradation conditions (Figure ). Following pathway 2 in Figure , free OH-end groups in PLA are generated,
which will undergo hydrolysis by backbiting. With the increased number
of chain ends on the one hand and the increased hydrophilicity on
the other hand, this leads to an accelerated degradation process.[29] A second intramolecular attack of the pendant
OH-group at the P-atom will lead to the final cleavage of the phosphate
unit and PLA oligomers (ultimately lactic acid (Figure bottom)). The degradation values from polymers 1–4 after 28 days of degradation are summarized
in Table (Table S6).
Figure 7
Degradation patterns of P(LA123-seq-EGP14) copolymers: two possible ways of hydrolysis
in
the first step leading to different intermediates. Subsequent hydrolysis
forms ethylene glycol, 2-hydroxyethylphosphate, and the corresponding lactic acid oligomers (proven
by 1H NMR, Figure S19).
Table 4
Summarized Experimental
Results from
the Lactic Acid Enzymatic Assay with Estimated Degradation Times to
Full Biomineralization
polymer
degradation
ratio (%)a
tdeg,100% (weeks)b
P(l-LA125-seq-EVEP22)
7.0 ± 1.1
58
P(l-LA125-seq-EGP22)
95.7 ± 14.4
2
P(r-LA123-seq-EGP14)
16.4 ± 2.5
20
P(l-LA194-seq-EGP6)
25.2 ± 3.8
11
P(r-LA225-seq-EGP7)
1.1 ± 0.2
166
After 28 days of degradation
in artificial seawater, determined by an enzymatic lactic acid assay.
Degradation ratio: m(lactic acid)/m(lactic acid units).
Degradation was extrapolated
linearly to obtain estimated full degradation times.
After 28 days of degradation
in artificial seawater, determined by an enzymatic lactic acid assay.
Degradation ratio: m(lactic acid)/m(lactic acid units).Degradation was extrapolated
linearly to obtain estimated full degradation times.Degradation patterns of P(LA123-seq-EGP14) copolymers: two possible ways of hydrolysis
in
the first step leading to different intermediates. Subsequent hydrolysis
forms ethylene glycol, 2-hydroxyethylphosphate, and the corresponding lactic acid oligomers (proven
by 1H NMR, Figure S19).It is important to prove further a complete degradation
to lactic
acid under these conditions, which we detected by a commercial enzyme
assay for l-lactic acid; in the case of a racemic mixture,
the value was multiplied by a factor of 2. For the P(l-LA125-seq-EGP22) with the highest content
of RNA-inspired breaking points (of 15%), the copolymer was fully
hydrolyzed to lactic acid after 2 weeks (Figure a). PLA homopolymers did not show any significant
degradation after incubation in artificial seawater for 28 days. Only
trace amounts of lactic acid were detected by the enzyme assay and
also only a slight shift of the molar mass distribution in the GPC
elugram was detected, indicating a much slower degradation process
compared to the copolymers (Figure S18).
The protected copolymer, which carries the vinyl ether protective
group in the phosphoester units, proved a much slower degradation
compared to the deprotected version under the same conditions (Figure a). However, it is
only significant for the fast degrading polymer 1 P(l-LA125-seq-EGP22). The vinyl ether
protective group is stable under basic and anhydrous conditions; it
can be slowly hydrolyzed under aqueous conditions to release the pendant
OH groups. Therefore, for the slower degrading polymer 8, the kinetics of the vinyl ether hydrolysis seemed to be as fast
as the backbone degradation. Therefore, only a slight delay for the
degradation was determined (Figure b). However, they showed a significant enhancement
compared to the PLLA homopolymer. Interestingly, PLLA copolymers proved
a faster degradation compared to racemic PLA (Figure S20 and Table S7), which might be explained by the
fact that the OH chain ends, as well as the phosphoester breaking
points, act as defects during the crystallization and are expelled
to the surface of crystallites, similar to other phosphoesters in
polyethylene-like materials.[30]The
polymers 7 and 8 show a high amount
of LP diads; therefore, the PLA segments are short, while the overall
amount of phosphorus units is lover than 4%. With these polymers,
we conducted a longer degradation study proving almost full degradation
after 70 days (Figure ). The PLA homopolymers 9 and 10 did not
show any degradation at all in this time period.To prove that
the degradation followed the RNA-inspired mechanism
via a five-membered intermediate ring as predicted by the DFT calculations, 1H and 31P NMR studies were performed. The deprotected
copolymer P(r-LA123-seq-EVEP14) was dissolved in anhydrous CDCl3,
and an excess of DBU was added to the solution. Under anhydrous conditions,
DBU was able to activate the pendant OH group and the five-membered
cyclic intermediate was proven in 1H NMR by the doublet
at 4.1 ppm[22] and the distinctive 31P NMR resonance for strained 5-membered phospholanes at ca. 17 ppm
(Figure b and Figure S13).Mechanism of
the RNA-inspired degradation visualized by 1H and 31P NMR spectroscopy under anhydrous conditions:
(a) Deprotection of P(LA-seq-EVEP) copolymers with
hydrochloric acid in dioxane yields the RNA-inspired polymer structure
with pendant 2-hydroxyethoxy groups capable for transesterification.
(b) Formation of the penta-coordinated phosphorus with a 5-membered
cyclic intermediate monitored by 1H NMR (500 MHz, 298 K,
CDCl3) (left) and 31P {H} NMR (202 MHz, 298
K, CDCl3) (right). The cyclization under anhydrous conditions
was achieved by the addition to DBU to P(r-LA123-seq-EGP14).Taking the possible degradation products in seawater into
account,
one of the intermediate products (3 in Figure ) after the first main chain
cleavage can undergo backbiting degradation of the PLA chain, while
the second intermediate (1, in Figure ) undergoes a second hydrolysis step to release
2-hydroxyethylphosphate (6 in Figure ), after which backbiting will occur. The
integral of the signal in the methine region of LP diad sequences
(5.05–4.89 ppm) reduced about 49% after 28 days in seawater
for P(r-LA123-seq-EGP14). From this context, it can be concluded that 49% of the
LP diads underwent hydrolytic cleavage via hydrolysis approach 2 (Figure , Figure S17). Degradation products via hydrolysis approach
1 (1, in Figure ) cannot be differentiated from intact LP diads in the polymer
backbone by 1H NMR spectroscopy. With a quantitative degradation
to lactic acid and the presence of 2-hydroxyethylphosphate, the two-step
RNA-inspired degradation pathway is very likely (Figure S19).For both PLA and PLLA copolymers, by varying
the ratio between
LA and EVEP in the copolymers, the degradation rates in seawater were
effectively adjusted (Figure S20). Using
the RNA-inspired degradation strategy, we were able to adjust the
degradation rate of PLA/PLLA in artificial seawater from several days
over weeks and months up to two years, which might be utilized as
a general approach to other polyesters as well.
Conclusion
We
were able to transfer the motif of intramolecular transesterification
of RNA to synthetic PLA and accelerate its degradation in seawater
to adjustable half-life times from weeks to years. The thermal and
mechanical properties remained unchanged at least up to a comonomer
content of 3 mol %. Initial DFT calculations indicated that the RNA-inspired
degradation mechanism would be energetically preferred to random hydrolysis
also in artificial polyesters. To achieve a tailored degradation rate
of PLA, we prepared sequence-controlled copolymers of lactide with
a cyclic phosphoester monomer (EVEP) capable of intramolecular transesterification
in seawater. As the propagation rate constant of lactide (0.8 ±
0.3 L mol–1 s–1) was ca. 80 times
faster than that of EVEP (1.0 × 10–2 ±
0.3 × 10–2 L mol–1 s–1), an equal distribution of EVEP breaking points was
achieved along the PLA chain by continuous addition of lactide to
a running polymerization of EVEP. After the release of the pendant
2-hydroxy ethoxy groups at the phosphoester units, polymer films were
drop-cast and immersed into artificial seawater. Depending on the
amount of phosphoester breaking points, degradation half-lives in
seawater ranging from 2 weeks to 2 years were achieved with complete
degradation to lactic acid.We believe that the RNA-inspired
degradation pathway is a general
strategy to accelerate polymer degradation and will be applicable
for other synthetic polymers as well. Equipped with additional orthogonal
chemistry at the pendant phosphoester group, this concept can be extended
to highly controlled polymer stability in natural environments such
as seawater or soil.
Authors: Tobias P Haider; Carolin Völker; Johanna Kramm; Katharina Landfester; Frederik R Wurm Journal: Angew Chem Int Ed Engl Date: 2018-11-11 Impact factor: 15.336