Long-term Outcomes of Additional Endoscopic Treatments for Patients with Positive Lateral Margins after Endoscopic Submucosal Dissection for Early Gastric Cancer.

Background/Aims: It is uncertain whether additional endoscopic treatment may be chosen over surgery in patients with positive lateral margins (pLMs) as the only non-curative factor after endoscopic submucosal dissection (ESD) for early gastric cancer (EGC). We aimed to compare the long-term outcomes of additional endoscopic treatments in such patients with those of surgery and elucidate the clinicopathological factors that could influence the treatment selection.
Methods: A total of 99 patients with 101 EGC lesions undergoing additional treatment after noncurative ESD with pLMs as the only non-curative factor were analyzed. Among them, 25 (27 lesions) underwent ESD, 29 (29 lesions) underwent argon plasma coagulation (APC), and 45 (45 lesions) underwent surgery. Clinicopathological characteristics and long-term outcomes were compared.
Results: Residual tumor was found in 73.6% of cases. The presence of multiple pLMs was associated with higher risk of residual tumor (p=0.046). During a median follow-up of 58.9 months, recurrent or residual lesions after additional ESD and APC were found in 4% (1/25) and 6.8% (2/29) of patients, respectively. However, all were completely cured with surgery or repeated ESD. There were no extragastric recurrences after additional endoscopic treatment. Lymph node metastasis was identified after additional surgery in one (2.2%) patient with an EGC showing histological heterogeneity. Conclusions: Given the favorable long-term outcomes, additional ESD or APC may be an acceptable choice for patients with pLMs as the only non-curative factor after ESD for EGC. However, clincopathological characteristics such as multiple pLMs and histological heterogeneity should be considered in the treatment selection.

INTRODUCTION

The current Korean and Japanese guidelines recommend gastrectomy as the standard additional treatment after non-curative endoscopic submucosal dissection (ESD) for early gastric cancer (EGC). However, when the presence of positive lateral margins (pLMs) is the only non-curative factor, the risk of lymph node metastasis (LNM) is very low.1-3 Therefore, in such patients, additional ESD or argon plasma coagulation (APC) may be considered to avoid invasive surgeries. To date, however, only few studies have evaluated whether the long-term outcomes of additional ESD or APC are comparable to those of rescue surgery after non-curative ESD. In a recent study by Kim et al.,4 no recurrence was observed among 23 patients with pLMs as the only non-curative factor who underwent additional ESD after non-curative resection. However, their study was limited due to short follow-up duration (mean, 12.7±12.5 months). To guarantee the comparable outcomes of additional ESD or APC to surgery, a study with sufficient follow-up duration is necessary. In the present study, we aimed to elucidate the long-term outcomes of patients who underwent additional ESD or APC after non-curative ESD with pLMs as the only non-curative factor.

MATERIALS AND METHODS

1. Patients

Between December 2001 and December 2016, 4,634 patients with 4,865 differentiated-type EGCs underwent their first ESD at Samsung Medical Center. Differentiated-type EGCs included well- or moderately differentiated EGCs and papillary EGCs. Among these patients, 27 patients with 27 EGCs arising in the remnant stomach and five patients with five EGCs occurring in the reconstructed gastric tube after esophagectomy were excluded from the study population. Of the remaining patients, 909 patients with 920 EGCs underwent non-curative resection. We excluded 804 patients with 813 EGCs who had non-curative factors other than pLMs. Six patients with six EGCs who did not undergo additional treatment were also excluded. Finally, 99 patients with 101 EGCs with pLMs as the only non-curative factor were included in the analysis (Fig. 1).

Fig. 1

Patient flowchart.

ESD, endoscopic submucosal dissection; EGC, early gastric cancer; pLM, positive lateral margin; APC, argon plasma coagulation; SM1, submucosal invasion depth <500 μm from the muscularis mucosa layer; SM2 or SM3, submucosal invasion depth ≥500 μm from the muscularis mucosa layer.

Papillary adenocarcinoma was defined as a tumor with papillary structures composed of epithelial projections with a central fibrovascular core as a scaffold.5-8 Histological heterogeneity was defined when signet ring-cell carcinoma or poorly differentiated adenocarcinoma components were found in less than 50% of the tumor area in an ESD specimen, in accordance with the Korean and Japanese guidelines.1,2

Clinicopathological data were obtained through the retrospective review of medical records from the intranet resources of Samsung Medical Center. We used Charlson comorbidity index to evaluate the comorbidity status.9 All enrolled patients provided written informed consent according to our institutional guidelines. The study protocol was approved by the Institutional Review Board of Samsung Medical Center (IRB number: 2018-08-143-002) and conducted in accordance with the guidelines of the Declaration of Helsinki.

2. Initial ESD procedures and histopathological evaluation

Preoperative chromoendoscopy using 0.2% indigo carmine was performed in all cases to delineate the tumor borders. ESD was performed by experienced endoscopists using standardized techniques and identical instruments. After ESD, the specimens were serially sectioned at 2-mm intervals and evaluated for tumor involvement in four lateral directions (distal, proximal, anterior, and posterior) and in the vertical direction. A detailed description of the ESD procedures and histopathological evaluation performed in our institution have been presented elsewhere.10,11

3. Additional treatments after non-curative resection

The additional treatment modality was selected by the attending physician after evaluating the clinicopathological factors, including the final pathology report, age, the presence of underlying diseases, and consent to surgery. Subsequent ESD and histopathological evaluation procedures were performed in the same standard manner as the initial ESD.12 Additional APC was performed using an argon gas source with a high-frequency generator (Erbe Elektromedizin, Tübingen, Germany). The argon gas flow rate was 1.8 L/min, and the electrical current was set at 30–50 W. In case the exact location and extent of the residual tumor was obscure, APC was done circumferentially along the margin of the post-ESD ulcer to ensure the complete ablation of residual tumor (Fig. 2).13

Fig. 2

A representative image of circumferential argon plasma coagulation in a patient with a positive posterior resection margin (arrows) after endoscopic submucosal dissection for early gastric cancer. As the extent of the residual tumor was obscure, argon plasma coagulation was performed circumferentially to ensure the complete ablation of residual tumor (A, B).

4. Follow-up schedule

Esophagogastroduodenoscopy (EGD) with biopsy was performed 2 months after ESD to confirm healing of the artificial ulcer and exclude any recurrence. Thereafter, EGD with biopsy and abdominal computed tomography were performed at 6-month intervals for 3 years, and then annually for the next 2 years. The follow-up duration for recurrence was defined as the time from ESD to the last follow-up date of EGD or computed tomography.

5. Definitions

Resection was defined as curative when a differentiated-type EGC underwent en bloc resection and showed negative lateral and vertical resection margins with no lymphovascular invasion, and fulfilled one of the following criteria:2 (1) tumor size ≤2 cm, mucosal cancer, no ulcer; (2) tumor size >2 cm, mucosal cancer, no ulcer; (3) tumor size ≤3 cm, mucosal cancer, ulcer present; or (4) tumor size ≤3 cm, SM1 cancer (submucosal invasion depth <500 µm from the muscularis mucosa layer). Non-curative ESD was defined when the curative resection criteria above was not met.

Residual lesion was defined as cancer detected at the ESD site within 12 months after ESD. When the cancer was detected at the ESD site after 12 months, it was defined as local recurrence. Metachronous recurrence was defined as a cancer detected at sites other than the ESD site during follow-up EGD, at least 12 months after ESD.

6. Statistical analysis

Categorical variables were analyzed using the chi-square test or the Fisher exact test. Continuous variables were analyzed using the Student t-test or the Mann-Whitney test. Statistical significance was set at p <0.05. All analyses were performed using SPSS version 25.0 (IBM Corp., Armonk, NY, USA).

RESULTS

1. Clinicopathological characteristics of the patients

The baseline clinicopathological characteristics of the 99 patients with 101 EGC lesions who underwent additional treatments after non-curative ESD are summarized in Table 1. Among the three treatment groups, there were no significant differences with respect to the comorbidity status and the proportion of patients taking antiplatelet or anticoagulation agents. There were 64 (64.0%) cases with a single pLM and 36 (36.0%) cases with multiple pLMs (one case in the APC group had no report on the multiplicity of involved margins). After additional ESD or surgery, residual tumors were found in 73.6% (53/72) of cases.

Table 1

Comparison of Clinicopathological Characteristics among Patients with Positive Lateral Margins Undergoing Different Additional Treatments

Characteristics	Total(n=101)	Additional ESD(n=27)	Additional APC(n=29)	Surgery(n=45)	p-value
Age, yr*					0.038
Mean±SD	61.9±11.2	60.8±12.6	66.1±10.2	59.9±10.5
Median (range)	62 (38–86)	59 (38–86)	68 (45–81)	60 (39–86)
Sex*					0.602
Male	67 (67.7)	18 (72.0)	21 (72.4)	28 (62.2)
Female	32 (32.3)	7 (28.0)	8 (27.6)	17 (37.8)
Hypertension*					0.244
No	60 (60.6)	17 (68.0)	14 (48.3)	29 (64.4)
Yes	39 (39.4)	8 (32.0)	15 (51.7)	16 (35.6)
Charlson comorbidity index*					0.267
0	56 (56.6)	12 (48.0)	15 (51.7)	29 (64.4)
1	24 (24.2)	9 (36.0)	9 (31.0)	6 (13.3)
2	14 (14.1)	4 (16.0)	3 (10.3)	7 (15.6)
3 or more	5 (5.1)	0	2 (7.0)	3 (6.7)
Antiplatelet therapy or anticoagulation*					0.485
No	84 (84.8)	21 (84.0)	23 (79.3)	40 (88.9)
Yes	15 (15.2)	4 (16.0)	6 (20.7)	5 (11.1)
Tumor site					0.887
Antrum/angle	52 (51.5)	13 (48.2)	17 (58.6)	22 (48.9)
LB/MB	32 (31.7)	10 (37.0)	8 (27.6)	14 (31.1)
HB/fundus	17 (16.8)	4 (14.8)	4 (13.8)	9 (20.0)
Tumor shape					0.001
Elevated	37 (36.6)	10 (37.0)	7 (24.1)	20 (44.4)
Flat	28 (27.7)	8 (29.6)	3 (10.4)	17 (37.8)
Depressed	36 (35.7)	9 (33.4)	19 (65.5)	8 (17.8)
Tumor depth					0.138
Mucosa	95 (94.1)	26 (96.3)	29 (100.0)	40 (88.9)
SM1	6 (5.9)	1 (3.7)	0	5 (11.1)
Pathologic size, cm					0.077
Mean±SD	2.8±1.4	2.9±1.2	2.3±1.2	3.0±1.5
Median (range)	2.6 (0.4–7.8)	3.0 (0.6–5.4)	2.2 (0.4–5.4)	2.8 (0.9–7.8)
Tumor pathology					0.355
WD	37 (36.6)	8 (29.6)	12 (41.4)	17 (37.8)
MD	61 (60.4)	18 (66.7)	15 (51.7)	28 (62.2)
Papillary	3 (3.0)	1 (3.7)	2 (6.9)	0
Histologic heterogeneity					0.115
Absent	81 (80.2)	23 (85.2)	26 (89.7)	32 (71.1)
Present	20 (19.8)	4 (14.8)	3 (10.3)	13 (28.9)
Margin involvement multiplicity†					0.004
Single	64 (64.0)	22 (81.5)	21 (75.0)	21 (46.7)
Multiple	36 (36.0)	5 (18.5)	7 (25.0)	24 (53.3)
Residual tumor					0.592
Absent	-	6 (22.2)	-	13 (28.9)
Present	-	21 (77.8)	-	32 (71.1)
Lymph node metastases					-
Absent	-	-	-	44 (97.8)
Present	-	-	-	1 (2.2)
Time to additional treatment, day					< 0.001
Mean±SD	48.8±363.6	4.1±3.2	12.2±16.6	99.1±543.6
Median (range)	6 (0–3,660)	3 (1–13)	3 (0–71)	12 (1–3,660)

Data are presented as the number (%) unless otherwise indicated.

ESD, endoscopic submucosal dissection; APC, argon plasma coagulation; LB, low body; MB, mid-body; HB, high-body; SM1, submucosal invasion depth <500 μm from the muscularis mucosa layer; WD, well-differentiated; MD, moderately differentiated.

*A total of 25 patients underwent ESD; †One case in the APC group with no report of margin involvement multiplicity was excluded.

2. Comparison of three additional treatments

We compared the clinicopathological characteristics of patients undergoing three types of additional treatments (Table 1). Among the 101 cases with pLM as the only non-curative factor, 27 (26.7%) underwent additional ESD, 29 (28.7%) underwent additional APC, and 45 (44.6%) underwent surgery. All additional endoscopic treatments were performed within three months after the initial ESD (ESD: median, 3 days; range, 1 to 13 days; APC: median, 3 days; range, 0 to 71 days). The median time interval between the initial ESD and additional surgery was 12 days (range, 1 to 3,660 days). Tumors with endoscopically depressed shape were most frequently found in the APC group (APC 65.5%, ESD 33.4%, and surgery 17.8%, p=0.001). Cases with multiple pLMs were most frequently found in the surgery group (surgery 53.3%, APC 25.0%, and ESD 18.5%, p=0.004). Patients in the APC group were older than those in the ESD and surgery groups (median age: 68, 59, and 60 years for the APC, ESD, and surgery groups, respectively; p=0.038).

There were no complications such as bleeding or perforation among those undergoing additional APC or surgery. Among 27 attempts of additional ESD, no major bleeding occurred but three perforation cases were observed (3/27, 11.1%).

3. Comparison of clinicopathological features of patients with and without residual tumor after additional treatment

The comparison of clinicopathological features of patients with and without residual tumors after additional treatment for non-curative ESD with pLMs as the only non-curative factor is summarized in Table 2. Residual tumors were more frequently found in cases with multiple pLMs than in those with a single pLM.

Table 2

Comparison of Clinicopathological Characteristics of Patients with and without Residual Tumors after Additional Treatment

Characteristics	Residual tumor (n=53)	No residual tumor (n=19)	p-value
Tumor site			0.493
Antrum/angle	26 (49.1)	9 (47.4)
LB/MB	19 (35.8)	5 (26.3)
HB/fundus	8 (15.1)	5 (26.3)
Tumor shape			0.889
Elevated	23 (43.4)	7 (36.8)
Flat	18 (34.0)	7 (36.8)
Depressed	12 (22.6)	5 (26.3)
Tumor depth			1.000
Mucosa	48 (90.6)	18 (94.7)
SM1	5 (9.4)	1 (5.3)
Pathologic size, cm			0.947
Mean±SD	3.0±1.4	2.9±1.3
Median (range)	2.8 (0.9-7.8)	2.8 (0.6-5.2)
Lateral margin involvement multiplicity			0.046
Single	28 (52.8)	15 (78.9)
Multiple	25 (47.2)	4 (21.1)
Tumor pathology			0.688
WD	17 (32.1)	8 (42.1)
MD	35 (66.0)	11 (57.9)
Papillary	1 (1.9)	0
Histologic heterogeneity			0.531
No	39 (73.6)	16 (84.2)
Yes	14 (26.4)	3 (15.8)

Data are presented as the number (%).

LB, low body; MB, mid-body; HB, high-body; SM1, submucosal invasion depth <500 μm from muscularis mucosa layer; WD, well-differentiated; MD, moderately differentiated.

4. Long-term follow-up outcomes of three additional treatments

Fig. 3 shows the follow-up outcomes after additional treatment in patients with pLMs as the only non-curative factor. The median follow-up duration for the entire study cohort was 58.9 months (range, 3.8 to 160.6 months). The median follow-up duration was comparable between the ESD and surgery groups (62.8 and 60 months, respectively), but was shorter in the APC group (35.6 months, p=0.001). During follow-up, there was one case of local recurrence after additional ESD and one case of local recurrence after additional APC (25.6 months and 16.1 months after initial ESD, respectively). Gastrectomy with LN dissection was performed for both cases, but no LNM was identified. In one patient, a residual lesion was detected 10 months after additional APC; the lesion was completely cured with another ESD. Three patients developed metachronous recurrences after additional APC. Among them, two patients were completely cured with another ESD and one patient was lost to follow-up. There was no extragastric recurrence in both types of endoscopic treatment groups during the follow-up period. LNM was identified in one patient (2.2%, 1/45) among those who underwent additional surgery. This patient had moderately differentiated mucosal EGC lesion measuring 5.6 cm in the ESD specimen and showed histological heterogeneity (signet ring-cell carcinoma composed 20% of the tumor area).

Fig. 3

Long-term outcomes of cases with pLMs as the only non-curative factor.

pLM, positive lateral margin; EGC, early gastric cancer; APC, argon plasma coagulation; ESD, endoscopic submucosal dissection; RT, residual tumor; LNM, lymph node metastases; F/U, follow-up.

DISCUSSION

pLM after ESD for EGC is problematic because it is a risk factor for residual tumor12,14,15 and local recurrence.15-17 While it is known that additional treatment can reduce the local recurrence rate,18 the choice of the optimal modality is not defined. Although surgery can definitively achieve complete tumor removal, several previous studies3,4,14,19 have suggested that owing to the extremely low risk of LNM, local endoscopic treatments may be sufficient in cases where pLM is the only non-curative factor. To date, however, there were only few studies with sufficient follow-up duration to ensure the comparable outcomes of additional endoscopic treatments to that of surgery. In the present study, the median follow-up duration in the additional ESD group exceeded 5 years (median, 62.8 months; range, 20.2 to 151.0 months). During follow-up, there were no extragastric recurrences or gastric cancer-related deaths after additional ESD. To the best of our knowledge, our study has the longest follow-up duration to evaluate the outcomes of additional endoscopic treatments in cases with pLMs as the only non-curative factor after ESD for EGC.

Kim et al.4 have reported that undifferentiated histology and multiple pLMs were associated with residual tumors after ESD. However, undifferentiated histology by itself carries a high risk of pLMs.20 Since multivariate analysis was not performed in the study by Kim et al.,4 it was unclear if multiple pLMs were independently associated with the presence of residual tumors, even in cases with differentiated-type EGCs. In the present study, which included only patients with differentiated-type EGCs, presence of multiple pLMs was found to be significantly associated with the presence of residual tumor (Table 2). This finding is consistent with that of previous studies, which have suggested that total length of tumor involvement in the margin was associated with residual or recurrent tumors.17,19,21 Based on these findings, it may be inferred that additional ESD may be preferable than APC in cases with multiple pLMs, considering that histological confirmation of complete removal of the residual tumor can be provided by ESD.

The efficacy and safety of APC on EGC treatment has been advocated in elderly or high-risk EGC patients13,22,23 because of its short operative time, ease of use, and lack of serious complications.24 The disadvantage of APC is that complete tumor eradication cannot be histologically confirmed. In the present study, there was no extragastric recurrence after APC during follow-up. There were no serious complications related to APC, such as bleeding or perforation. However, given the abovementioned limitation, careful follow-up is required after APC. In fact, residual or recurrent tumors were detected in two patients undergoing APC, which were curatively treated with ESD or surgery. In the present study, patients with depressed tumor shape were subjected to APC more frequently. We assume that this was probably influenced by the results of previous studies indicating that recurrences after APC were mostly detected in elevated-type tumors compared to depressed-type tumors,23-25 which was attributed to the greater tumor volume in elevated-type tumors than in depressed-type tumors of the same size.

The present and previous studies have shown favorable results for additional ESD or APC after non-curative ESD with pLMs as the only non-curative factor. In the present study, however, one patient with an EGC with histological heterogeneity was diagnosed with LNM postoperatively. EGC with histological heterogeneity is known for its aggressive clinicopathological behavior26,27 and high risk of LNM. Therefore, if the pathological assessment reveals histological heterogeneity and lateral margin involvement in the original ESD specimen, additional treatment methods should be very carefully selected between local endoscopic treatment and surgery.

In our previous study, no local recurrence was found after additional ESD or APC during a median follow-up of 38 months (range, 6 to 93 months).28 Kim et al.4 and Hoteya et al.29 found no recurrences (0/23 and 0/11, respectively) after additional endoscopic treatments (mean follow-up duration, 12.7±12.5 months and 39.2±25.8 months, respectively). In the present study, which included greater number of cases and had a longer follow-up duration than previous studies, the combined rate of residual lesions or local recurrences after additional ESD and APC was 4% (1/25) and 6.8% (2/29), respectively. However, there was no extragastric recurrence after additional endoscopic treatments during follow-up. All three patients with residual lesion or local recurrence after additional endoscopic treatments were completely cured by surgery or another ESD. No LNM was observed in these patients. Given these favorable long-term follow-up results and considering the impaired quality of life after gastrectomy, additional endoscopic treatment can be a reasonable choice for patients with pLMs as the only non-curative factor.

Still, complication risks need to be considered when choosing the method of additional treatment. In the present study, perforation occurred in 11.1% (3/27) of all additional ESD attempts. In one patient, ESD was stopped due to perforation during pre-cutting and was switched to APC (included in the APC group for long-term outcome analysis) after clipping. Another patient immediately underwent surgery (included in the surgery group for long-term outcome analysis). The other patient improved with supportive care only. It has been reported that degree of submucosal fibrosis is associated with higher rate of complications after ESD.30 Endoscopists should be aware that additional ESD might be more difficult and that it may carry higher risk of perforation compared to the initial ESD due to submucosal fibrosis.

This study has several limitations. This study had a retrospective design and was performed at a single tertiary referral center. As the number of cases was limited for each treatment modality, further large-scale studies are required. In addition, operator dependence on the treatment selection and procedural skills could not be adjusted due to the study design and limited number of cases. Also, it should be noted that the required time for getting the final pathology report after ESD varies between institutions. Consequently, the time interval between the initial ESD and the additional endoscopic treatment also varies between institutions. This difference in time interval can influence the degree of fibrosis and complication rates in the additional ESD. In our institution, the median time interval was only 3 days, and it might have led to favorable outcomes in the additional ESD. Although it is well known that additional ESD is feasible even in lesions with severe fibrosis,29,31 there can be high complication rates if the time interval between the initial ESD and the additional endoscopic treatment gets longer.

In conclusion, considering the comparable long-term outcomes of additional ESD or APC to those of surgery, additional ESD or APC may be considered an acceptable choice for patients with pLMs as the only non-curative factor after ESD for EGC.