Is Biochemical Follow Up Possible in Peripheral Arterial Disease Treatment: Hypoxia Inducible Factor-1 Alpha?

PURPOSE: The hypoxia inducible factor (HIF)-1 is a dimeric protein complex that plays an integral role in the body's response to hypoxia. This study aimed to analyze the regulation of HIF-1α following vascular and/or endovascular surgery in peripheral arterial disease (PAD) patients.
MATERIALS AND METHODS: A total of 40 patients with PAD (≥Rutherford category 3) were included in this prospective study. The mean age was 61.9±9.2 years. Open surgery was performed in 16 patients, and endovascular intervention was performed in 34 patients. At preoperative (T1), postoperative day 1 (T2), and month 3 (T3), the serum HIF-1α levels were checked using the ELISA technique.
RESULTS: At T3, the ankle-brachial index was significantly higher than the preoperative value (P<0.001). Serum HIF-1α levels at T1, T2, and T3 were 2.0±1.7 ng/mL, 1.9±1.7 ng/mL, and 1.6±1.4 ng/mL, respectively. Serum HIF-1α levels between T1 and T3 and between T2 and T3 were significantly different (P<0.05). The preoperative HIF-1α levels were lowest in iliac lesions compared to femoropopliteal or tibial lesions.
CONCLUSION: The HIF-1α levels were decreased in all patients on postoperative days, T2 and T3, compared with the preoperative values. Our results indicated that HIF-1α may be a surrogate marker after revascularization in patients with PAD. Further studies are needed to analyze the sensitivity, specificity, and cut-off values of HIF-1α in patients with PAD.

INTRODUCTION

The hypoxia inducible factor (HIF)-1 is a dimeric protein consisting of HIF-1α and HIF-1β subunits [1,2]. It is one of the most potent transcription factors and functions as a master regulator of oxygen homeostasis, playing essential roles in cellular and systemic oxygen-dependent processes [3,4]. Under hypoxic conditions, the degradation of the HIF-1α subunit is inhibited, and its half-life and transcriptional activity are increased [5]. The HIF pathway triggers the transcription of more than 60 target genes of proangiogenic growth factors, including the vascular endothelial growth factor A, angiopoietin-1 and -2, placental growth factor, and platelet derived growth factor B [5,6]. A recent study showed that HIF-1α represses thrombospondin-2 expression, which is a potent inhibitor of angiogenesis [7].

The relationship between peripheral arterial disease (PAD) and HIF-1 has been previously reported [8]. However, to the best of our knowledge, no study has compared the preoperative and postoperative HIF-1 levels after open and/or endovascular revascularization in patients with advanced PAD. In this prospective observational study, we aimed to investigate the value of HIF-1 in the prognosis of patients with PAD who underwent an open or endovascular intervention.

MATERIALS AND METHODS

This prospective observational study was designed according to the STROBE statement (Strengthening the Reporting of Observational Studies in Epidemiology) [9]. Approval from the institutional ethics committee of Prof Dr Cemil Tascıoglu City Hospital (Ethics committee approval number: 48670771-514.10/915) and signed informed consent were obtained. A total of 40 consecutive patients (37 males, 3 females) admitted to our institution with a diagnosis of advanced PAD (≥Rutherford category 3) presenting severe claudication or rest pain (25 patients, 62.5%) or ischemic infected or uninfected ulcers (15 patients, 37.5%) were included. The preoperative characteristics are summarized in Table 1. All participants were examined using the ankle-brachial index (ABI), Doppler ultrasonography (DUS), while 38 patients underwent computed tomography angiography (CTA) for preprocedural planning. ABI was measured in the usual manual fashion on admission and was repeated postoperatively (ABI=ankle systolic pressure/brachial systolic pressure). DUS was used for initial diagnosis to avoid excessive CTA. Carbon dioxide angiography was performed in two patients with non-dialysis-dependent chronic renal insufficiency. Open surgery was performed in 16 patients, and endovascular intervention was performed in 34 patients. Meanwhile, 10 patients received hybrid therapy (Table 2).

Table 1

Preoperative pateint demographics

Variable	Number
Age (y)	61.9±9.2 (range, 43-75)
Sex, male	37 (92.5)
Hypertension	14 (35.0)
Smoking	33 (82.5)
Diabetes mellitus	19 (47.5)
Coronary artery disease	11 (27.5)
Hyperlipidemia	10 (25.0)
Rutherford category	3.4±0.6
3	22 (55.0)
4	3 (7.5)
5	15 (37.5)
Preoperative ankle-brachial index	0.39±0.2
WIfI score
0	3 (7.5)
1	12 (30.0)
2	3 (7.5)

Values are presented as mean±standard deviation or number (%).

WIfI, Wound, Ischemia, foot Infection.

Table 2

Anatomic location of treated arteries

Lesion location	Open surgery	Hybrid treatment	Endovascular treatment
Femoropopliteal	16	-	3
Iliac and femoropopliteal	-	8	-
Femoropopliteal and tibial	-	2	-
Iliac	-	-	3
Tibial	-	-	17

-, not applicable.

HIF-1α protein levels were quantified using a HIF-1α ELISA Kit (YL Biont, Shanghai, China). The kit is a sandwich enzyme immunoassay for the in vitro quantitative measurement of this index in serum, plasma, tissue homogenates, cell lysates, cell culture supernatants, and other biological fluids. This kit was used to analyze serum samples from patients, obtained by venous puncture in the surgical suite. Control analyses were performed in service on postoperative 1 day and 3 months using the same technique. The procedure was performed according to the manufacturer’s protocol. Absorbance was measured at 450 nm. The HIF-1α protein concentration in each well was calculated using the HIF-1α standard equation.

Statistical analyses were performed using the SPSS Statistics version 21.0 (IBM Corp., Armonk, NY, USA). A total of 39 patients were included in the statistical analyses. The numerical variables were analyzed using visual (histograms, probability plots) and analytical (Shapiro–Wilk test) methods to determine whether they were normally distributed. Descriptive analyses of numerical variables are presented using mean, standard deviation, median, minimum, maximum, and interquartile range, while categorical variables are summarized by frequency and percentage. The Wilcoxon and Friedman tests were used for the analysis of the preoperative and postoperative data due to the violated parametric test assumptions. Bonferroni correction was used to adjust for multiple comparisons in the post hoc analysis. While investigating the associations between the variables, the correlation coefficients and their significance were calculated using the Spearman test. Statistical significance was set at P<0.05.

RESULTS

1) Patient demographics

The mean age was 61.9±9.2 years. The mean preoperative ABI was 0.39±0.2. The mean preoperative Rutherford category was 3.4±0.6. The procedural success rate was 100%. All patients were discharged uneventfully after a mean hospital stay of 3.3±1.5 days. Three of the 40 patients were lost to follow-up.

2) Perioperative clinical improvement

Functional recovery was analyzed using the ABI and Rutherford categories. The Rutherford category at postoperative month 3 was significantly improved compared to the preoperative category (0.70±0.84 vs. 3.35±0.63, P<0.001). Similarly, the ABI was significantly increased at postoperative month 3 (0.39±0.20 vs. 0.88±0.19, P<0.001; Fig. 1). No postoperative acute kidney injury was observed in any patient, including those with preoperative renal dysfunction.

Fig. 1

The changes in the ankle-brachial index (A) and Rutherford category (B) on follow-up.

3) Perioperative changes of serum HIF-1α level

Serum HIF-1α level at postoperative month 3 (T3, 1.63±1.37 ng/mL) were significantly lower (P<0.05) than the preoperative (T1, 2.04±1.69 ng/mL) or at postoperative day 1 levels (T2, 1.94±1.66 ng/mL; Fig. 2). The levels at T1 and T2 were similar (P=0.068). The preoperative HIF-1α and delta HIF-1α values (T3-T1, T3-T2, T2-T1) were not associated with age, sex, Rutherford category, ABI, smoking, hyperlipidemia, coronary artery disease, homocysteine, and location of occluded arteries. Fig. 3 shows the perioperative distribution of the HIF-1α levels.

Fig. 2

Perioperative changes of the serum HIF-1α levels.

Fig. 3

Perioperative HIF-1α distribution graphic.

The perioperative HIF-1α levels according to the Rutherford class and occluded arteries are shown in Fig. 4. The preoperative HIF-1α levels did not correlate with the severity of the Rutherford category. Preoperative HIF-1α levels were lowest in iliac lesions compared to femoropopliteal or tibial lesions, probably due to the compensatory collateral developments in the iliac lesions. According to the preoperative Rutherford category, the HIF-1α levels decreased between T1 and T3 without statistical significance (P>0.05): 19.7% decrease in Category 3, 23.7% in Category 4, and 5.2% in Category 5.

Fig. 4

Perioperative hypoxia-inducible factor (HIF)-1α values according to the Rutherford category (A) and occluded arteries (B).

The ABI significantly increased at 3 months postoperatively, proving the clinical improvement. However, preoperative and postoperative HIF-1α levels did not correlate with ABI (P>0.05). Clinical improvement was assessed using the Rutherford category and the ABI. The Rutherford category significantly improved from the preoperative mean of 3.4±0.6 to the postoperative mean of 0.7±0.8. The ABI also dramatically improved early after the operation (0.39±0.20 vs. 0.88±0.19; P<0.001). The postoperative ABI and Rutherford categories were found to be inversely correlated (r= –0.871, P<0.001). Meanwhile, the correlation between the preoperative ABI and Rutherford category was insignificant (r=–0.310, P=0.062).

DISCUSSION

PAD is one of the leading causes of morbidity and mortality, with an incidence ranging between 530 and 2,380 per 100,000 person-years in Western countries [10]. In the last two decades, improved surgical and endovascular techniques have significantly decreased the amputation rates and morbidities associated with PAD [11]. Physical examination, ABI, scoring systems, and DUS are still the most widely used follow-up instruments after peripheral vascular interventions. To the best of our knowledge, there are no reports of specific biochemical surrogate markers correlated with ischemia and revascularization that have been used for follow-up monitoring or surveillance after bypass or intervention. In the present study, we aimed to investigate the value of HIF-1α as a follow-up parameter in patients with PAD after undergoing an intervention.

HIF-1 is a heterodimeric transcription factor that includes an unstable O2-regulated α subunit and a stable β subunit. Under hypoxic conditions, the HIF-1α subunit becomes stable, dramatically increasing its serum levels. This protein functions as an essential regulator of oxygen homeostasis and metabolism through its effects on multiple pathways regulating angiogenesis (such as those for the vascular endothelial growth factor, angiopoietins, and endothelial nitric oxide synthase). These well-documented functions of HIF-1α have been observed in various experimental studies analyzing this novel potential therapeutic target. Qi et al. [12] showed a direct relationship between HIF-1α and angiotensin II-induced vascular remodeling, which may affect the prognosis of remodeling-related diseases. Similarly, Schultz et al. [13] reported that HIF-1α promotes the proliferative responses of human vascular smooth muscle cells to fibroblast growth factor 2, platelet derived growth factor, and epidermal growth factor in pulmonary arterial hypertensive disease.

On the other hand, HIF-1 plays a significant role in the proliferation and migration of smooth muscle cells, which are two important features of atherosclerosis. The formation of foam cells (lipid-laden macrophages), also a critical step in atherosclerosis, is mediated by HIF-1 through various mechanisms, such as dysfunctional efflux pathways in macrophages. Overall, HIF-1 exerts its effect on the pathogenesis of atherosclerosis through a variety of molecular and cellular events [14]. The activation of HIF-1α is also a triggering factor for neoangiogenesis in atherosclerotic plaque sites. Growing evidence has suggested that plaque neoangiogenesis is an important contributor to intraplaque hemorrhage and rupture of atherosclerotic plaques, which are associated with critical obstructive consequences [2,15-19]. These data suggest a direct relationship between HIF-1α expression and vascular diseases.

Increasing data have promoted the analysis of the therapeutic role of HIF-1α. Watanabe et al. [19] reported that the inhibition of glutaredoxin-1 increased HIF-1α stabilization and improved limb ischemia in mice after femoral artery ligation. Similarly, Patel et al. [20] showed significantly increased collateral vessel diameter and perfusion by arteriography in femoral artery occluded animals that received an adenoviral injection encoding the active form of HIF-1α. Resar et al. [21] reported that variation at the HIF-1α locus may be an important determinant of collateral vessel development in patients with coronary artery disease.

Endovascular surgery has provided a new perspective featuring simultaneous multilevel interventions with or without open surgery. One of the most valuable features of this new era of vascular surgery is early symptomatic recovery.

In this study, HIF-1α was considered a possible marker of clinical improvement. To the best of our knowledge, there is no established normal value for HIF-1α in humans. Various studies have reported different values in a broad range of disease perspectives (malignant diseases, pregnancy, hepatocellular diseases, synovitis, etc.). The early postoperative HIF-1α level was mildly decreased in all patients (2.04±1.69 to 1.94±1.66 ng/mL) but the decrease was only significant at 3 months (1.63±1.37 ng/mL). The pre- and postoperative HIF-1α levels were not significantly correlated with the functional category or ABI. It was inversely related to ABI, but there was no relationship with the Rutherford category. Our results suggest that the significant difference between consecutive HIF-1α levels might be related to clinical improvement. The insignificant decrease in the first measurements early after the operation may have been due to the small sample size. On the other hand, as an indicator of ischemic stress, HIF-1α levels may require a certain time period to decrease, which may explain the insignificant early results and significant decrease after 3 months. We did not observe any influence from the operation type on the results.

In normoxia, HIF-1α is degraded by consecutive proline hydroxylation and ubiquitylation reactions [22,23]. Therefore, HIF-1α decrease following revascularization is predictable, as stated in our hypothesis. Periodic HIF-1α measurement may be a prognostic tool for biochemical impairment of tissue perfusion and cellular hypoxia. Although the sudden occlusion of extremity arteries can be easily diagnosed, the progressive narrowing of branch arteries and impairment of distal run-off are usually overlooked, particularly in passive, immobile, diabetic, and neuropathic patients. The proven relationship between HIF-1α and cellular hypoxia in our study may suggest that periodic HIF-1α measurement could be a useful follow-up tool for determining the success of revascularization. Medium- and long-term measurements in the same study population and comparison of those with both clinical and radiological parameters will hopefully reveal the predictive value of HIF-1α levels for the early diagnosis of procedural failures or progression of disease in other arterial sites. The follow-up levels of HIF-1α and the clinical symptoms may therefore decrease the unnecessary imaging of the vascular tree in some patients.

One of the most important limitations of the present study was the small sample size due to financial reasons. HIF-1α measurement in the healthy control group was not performed. Therefore, data on the normal HIF-1α level, the cutoff value of significant ischemic lesion, sensitivity, or specificity were not available. We designed an observational study to analyze the effect of revascularization on the HIF-1α levels. Advanced tissue oxygenation measurements could increase the strength of this study.

This study was one of the few valuable clinical studies on this topic [24-28]. To the best of our knowledge, this was the first report comparing the HIF-1α levels after open and/or endovascular revascularization. This proof-of-concept study showed a significant decrease in the serum HIF-1α levels after revascularization. Future large multicenter studies are needed to prove the prognostic value of HIF-1α after revascularization in patients with PAD.

CONCLUSION

This study showed that the HIF-1α levels significantly decreased following revascularization treatment. The role of this biochemical marker as a surrogate marker or prognostic factor in the treatment of PAD should be investigated in future studies.