| Literature DB >> 34428248 |
Michael A Scaffidi1,2, Karam Elsolh2, Juana Li2, Yash Verma2, Rishi Bansal2, Nikko Gimpaya2, Vincent Larivière3, Rishad Khan2, Samir C Grover2,4.
Abstract
BACKGROUND: Since 2008, the Canadian Institutes of Health Research (CIHR) has mandated that studies it funds either in whole or in part are required to publish their results as open access (OA) within 12 months of publication using either online repositories and/or OA journals. Yet, there is evidence that authors are poorly compliant with this mandate. Specifically, there has been an apparent decrease in OA publication after 2015, which coincides with a change in the OA policy during the same year. One particular policy change that may have contributed to this decline was lifting the requirement that authors deposit their article in an OA repository immediately upon publication. We investigated the proportion of OA compliance of CIHR-funded studies in the period before and after the policy change of 2015 with manual confirmation of both CIHR funding and OA status. METHODS ANDEntities:
Mesh:
Year: 2021 PMID: 34428248 PMCID: PMC8384194 DOI: 10.1371/journal.pone.0256577
Source DB: PubMed Journal: PLoS One ISSN: 1932-6203 Impact factor: 3.240
Summary of open access policy for the Canadian Institutes of Health Research before and after 2015.
| Before 2015 | After 2015 | |
|---|---|---|
|
| Required | Required |
|
| Required | Encouraged |
|
| Upon publication | 12 months |
|
| 12 months | 12 months |
|
| Covered | Covered |
|
| CIHR | CIHR, SSHRC, NSERC |
|
| PMC Canada; Institutional repository | Institutional repository; Disciplinary repository |
APC, article processing charge; CIHR, Canadian Institutes of Health Research; NSERC, Natural Sciences and Engineering Research Council; PMC Canada, PubMed Central Canada;SSHRC, Social Sciences and Humanities Research Council.
Note: PMC Canada was taken offline in February 2018 and joined with Europe PubMed Central.
Summary of all data collected with corresponding sources and databases.
| Type of data extraction | Characteristic | Data source/ database |
|---|---|---|
| Independent data extraction by two reviewers | CIHR funding status | Full text from journal website |
| OA status | Journal website; Google scholar search; Unpaywall | |
| Year of publication | Journal website | |
| Single reviewer extraction with 10% random check by second reviewer | Corresponding author country | Full text from journal website |
| Journal field | Ulrich’s Periodicals Directory | |
| Journal peer reviewed status | Ulrich’s Periodicals Directory | |
| Journal country | Ulrich’s Periodicals Directory | |
| Article citation count (year of publication; total to date) | Web of Science | |
| Single reviewer extraction | Attention Score | Altmetric Explorer |
CIHR, Canadian Institutes of Health Research; OA, open access.
Study characteristics of included studies with funding from the Canadian Institutes of Health Research (CIHR), n = 851.
| Characteristic, | |
|---|---|
|
| |
| 2014 | 226 (26.4%) |
| 2015 | 214 (25.1%) |
| 2016 | 203 (23.9%) |
| 2017 | 209 (24.6%) |
|
| |
| Yes | 643 (75.6%) |
| No | 208 (24.4%) |
|
| |
| Primary publication | 706 (83.0%) |
| Review/ CPG | 133 (15.6%) |
| Editorial/ Comment | 12 (1.4%) |
|
| |
| Canada | 732 (86.0%) |
| USA | 46 (5.4%) |
| United Kingdom | 14 (1.6%) |
| Australia | 13 (1.5%) |
| Germany | 10 (1.2%) |
| China | 6 (0.7%) |
| France | 6 (0.7%) |
| Japan | 3 (0.3%) |
| South Korea | 3 (0.3%) |
| Saudi Arabia | 2 (0.2%) |
| Netherlands | 2 (0.2%) |
| Sweden | 2 (0.2%) |
| Spain | 2 (0.2%) |
| Denmark | 1 (0.1%) |
| India | 1 (0.1%) |
| Ireland | 1 (0.1%) |
| Portugal | 1 (0.1%) |
| Scotland | 1 (0.1%) |
| South Africa | 1 (0.1%) |
| Switzerland | 1 (0.1%) |
| Tanzania | 1 (0.1%) |
| Austria | 1 (0.1%) |
| Belgium | 1 (0.1%) |
|
| |
| Medical Sciences | 493 (57.9%) |
| Biology | 192 (22.6%) |
| Sciences: Comprehensive Works | 31 (3.6%) |
| Chemistry | 24 (2.8%) |
| Public Health | 16 (1.9%) |
| Psychology | 14 (1.6%) |
| Pharmacy | 12 (1.4%) |
| Environmental Studies | 9 (1.1%) |
| Nutrition & Dietetics | 7 (0.8%) |
| Physics | 4 (0.5%) |
| Mathematics | 4 (0.5%) |
| Gerontology & Geriatrics | 4 (0.5%) |
| Drug Abuse & Alcoholism | 4 (0.5%) |
| Children & Youth | 4 (0.5%) |
| Other | 33 (3.9%) |
|
| |
| Yes | 851 (100.0%) |
| No | 0 (0.0%) |
|
| |
| United States | 399 (46.9%) |
| United Kingdom | 273 (32.1%) |
| Netherlands | 63 (7.4%) |
| Switzerland | 34 (4.0%) |
| Canada | 26 (3.1%) |
| Germany | 26 (3.1%) |
| Ireland | 14 (1.6%) |
| India | 3 (0.3%) |
| Australia | 2 (0.2%) |
| Japan | 2 (0.2%) |
| New Zealand | 2 (0.2%) |
| United Arab Emirates | 2 (0.2%) |
| Austria | 1 (0.1%) |
| France | 1 (0.1%) |
| Israel | 1 (0.1%) |
| Italy | 1 (0.1%) |
| Spain | 1 (0.1%) |
Open access compliance among CIHR funded studies across the four year period of 2014 to 2017.
| Comparison, | Open access status | Two year analysis (2014 and 2017) | Four year analysis (2014/2015 and 2016/2017) | |||||||
|---|---|---|---|---|---|---|---|---|---|---|
| Published in 2014 | Published in 2017 | RR (95% CI) | Published in 2014 and 2015 | Published in 2016 and 2017 | RR (95% CI) | |||||
| Primary analysis | Both OA and CIHR status manually determined, 851 (85.1%) | Open | 179 (79.6%) | 147 (70.3%) | 0.88 (0.79–0.99) | 0.028 | 336 (76.5%) | 307 (74.5%) | 0.97 (0.90–1.05) | 0.493 |
| Closed | 46 (20.4%) | 62 (29.7%) | NA | NA | 103 (23.5%) | 105 (25.5%) | NA | NA | ||
| Sensitivity analyses | CIHR funding status not manually checked; manual OA detection, 1000 (100%) | Open | 203 (81.2%) | 179 (71.6%) | 0.88 (0.79–0.97) | 0.012 | 387 (77.4%) | 371 (74.2%) | 0.96 (0.89–1.03) | 0.238 |
| Closed | 47 (18.8%) | 71 (28.4%) | NA | NA | 113 (22.6%) | 129 (25.8%) | NA | NA | ||
| CIHR funding status manually checked; OA status automatically determined (i.e. Unpaywall), 851 (85.1%) | Open | 160 (71.1%) | 135 (64.6%) | 0.91 (0.80–1.03) | 0.149 | 290 (66.0%) | 284 (68.9%) | 1.04 (0.95–1.15) | 0.371 | |
| Closed | 65 (28.9%) | 74 (35.4%) | NA | NA | 149 (34.0%) | 128 (31.1%) | NA | NA | ||
| CIHR funding status not manually checked; OA status automatically determined (i.e. Unpaywall), 1000 (100%) | Open | 180 (72.0%) | 167 (66.8%) | 0.93 (0.83–1.04) | 0.208 | 332 (66.4%) | 349 (69.8%) | 1.05 (0.97–1.14) | 0.249 | |
| Closed | 70 (28.0%) | 83 (33.2%) | NA | NA | 168 (33.6%) | 151 (30.2%) | NA | NA | ||
CIHR, Canadian Institutes of Health Research.
*All P-values considered significant at P<0.05.
Altmetric Attention Score and citation count among CIHR funded studies across the four year period of 2014 to 2017.
| Open access, median (IQR) | Closed access, median (IQR) | ||
|---|---|---|---|
|
| 3.0 (10.0) | 2.0 (7.0) | 0.020 |
|
| 0 (2.0) | 0 (1.0) | <0.001 |
|
| 17.0 (25.0) | 9.0 (15.0) | <0.005 |
CIHR, Canadian Institutes of Health Research; IQR, interquartile range.
*P <0.05.