This work describes the use of simple zinc(II) salts (ZnCl2, ZnCO3, Zn(OAc)2, ZnO, Zn(ClO4)2, Zn(TfO)2, and Zn(BF4)2) as effective catalysts for the esterification of fatty acids with long-chain alcohols and simple polyols through a homogeneous system that allows the gradual and selective removal of water. The results show that the catalytic activity depends on the nature of the counterion: the most effective are the salts with poorly coordinating anions (perchlorate and triflate) or containing basic Brønsted anions (oxide, acetate, and carbonate). However, only with the latter is it possible to fully recover the catalyst at the end of each run, which is easily filtered in the form of zinc carboxylate, given its insolubility in the ester produced. In this way, it is possible to recycle the catalyst numerous times, without any loss of activity. This beneficial prerogative couples the efficiency of the homogeneous catalysis with the advantage of the heterogeneous catalysis. The process is, therefore, truly sustainable, given its high efficiency, low energy consumption, ease of purification, and the absence of auxiliary substances and byproducts.
This work describes the use of simple zinc(II) salts (ZnCl2, ZnCO3, Zn(OAc)2, ZnO, Zn(ClO4)2, Zn(TfO)2, and Zn(BF4)2) as effective catalysts for the esterification of fatty acids with long-chain alcohols and simple polyols through a homogeneous system that allows the gradual and selective removal of water. The results show that the catalytic activity depends on the nature of the counterion: the most effective are the salts with poorly coordinating anions (perchlorate and triflate) or containing basic Brønsted anions (oxide, acetate, and carbonate). However, only with the latter is it possible to fully recover the catalyst at the end of each run, which is easily filtered in the form of zinc carboxylate, given its insolubility in the ester produced. In this way, it is possible to recycle the catalyst numerous times, without any loss of activity. This beneficial prerogative couples the efficiency of the homogeneous catalysis with the advantage of the heterogeneous catalysis. The process is, therefore, truly sustainable, given its high efficiency, low energy consumption, ease of purification, and the absence of auxiliary substances and byproducts.
The growing concern
about global warming and fossil resource consumption
has led to the development of sustainable technologies, processes,
and products that exploit renewable energies and feedstocks.[1,2]Among renewable resources, fatty acids (FAs) from vegetable
oils
occupy a relevant position due to their similarity to the aliphatic
fractions of fossil materials.[3,4] For a full application
of the principles of the circular economy, it is necessary that the
vegetable raw material comes from waste or nonfood oils, a condition
that creates a virtuous route for the sustainable production of many
commodities.[5] In fact, fatty acids are
chemically versatile, thanks to the presence of the carboxylic group,
suitable for esterification[6] and transesterification[6] reactions to obtain biodiesel[7−9] and other esters
for industrial applications.[10] The presence
of one or more unsaturation is instead generally exploited in oxidative
processes, such as epoxidation,[11] dihydroxylation,[12] and C=C cleavage.[13−18]Among the several categories of products achievable from fatty
acids, esters with medium–long-chain pan class="Chemical">alcohols or polyols already
cover many roles in the industry, such as lubricants, solvents, surfactants,
additives, and more. Their main synthetic route is the direct esterification
of fatty acids (Scheme ). This is a convenient reaction with generally high atom economy
since the only byproduct is water. It is an equilibrium reaction,
and therefore it is necessary to remove water from the reaction mixture
to increase the yield. Moreover, an acid catalyst is often necessary
to complete the reaction in acceptable time.
Scheme 1
Esterification Reaction
The literature offers numerous insights into
the application of
acid catalysts for the direct synthesis of these esters, which can
benefit from homogeneous or heterogeneous systems, based on both Lewis
and Brønsted acids, including ionic liquids. Table shows some examples of catalyzed
pan class="Chemical">esterification of medium-/long-chain-length fatty acid with C4–C16
alcohol.
Table 1
Examples of Catalyzed Esterification
of Medium-/Long-Chain-Length Fatty Acid with C4–C16 Alcohol[19−30]
Each category of catalysts presents drawbacks. Despite
good activity,
homogeneous acids suffer various problems related to the tedious work-up
procedure of purification, their corrosive action, and risks connected
to their manipulation. On the contrary, heterogeneous acid catalysts
are easily removed from the reaction mixture and can be recycled several
times. Nevertheless, they are often subjected to leaching and poisoning
phenomena that require reactivation procedures.[31]The use of acid ionic liquids can simplify separation
and recycling
of the catalyst. This benefit accompanies high loading and cost that
make the application unaffordable on a large scale.Supported
lipases are particularly effective in glyceride synthesis
in terms of both conversions and recyclability (Bi reports a relative
activity of 74% for the 14th recycling in the synthesis of the pan class="Chemical">tri-acyl-stearate
without washing procedures). In this case, the high cost and catalyst
loading are mitigated by the possibility of numerous recycles (over
10) with simple methods. However, screening with simple alkyl alcohols
is rarely reported and, when reported, satisfactory conversions are
not achieved.
Within this frame, our research team is active
in the valorization
of vegetable oils through the conversion of fatty acids[32−34] and glycerol,[35,36] promoted by Lewis acid catalysis.
The focus of the activity is the search for catalytic systems allowing
the large-scale extension of processes[37,38] for the synthesis
of widely used products.[39]A recent
survey of the literature[6] made
it possible to identify the Zn(II) ion as a high-performing catalyst
for the esterification of fatty acids with medium-/long-chain alcohols
or polyols.[24,40−45] This is due to its intermediate acidity, wide availability, and
economic convenience. However, there are no studies that simultaneously
address the fate of the zinc(II) catalyst, the possibility of its
recycling, the contamination of the isolated product, and the effects
of the Zn(II) counterion on these aspects that are essential for a
possible industrial application. In this work, we fill this gap through
a systematic study using pelargonic acid as a benchmark in combination
with medium–long-chain alcohols and polyols (Scheme ).
Scheme 2
Esterification Catalyzed
by Zn(II) Salts
The catalytic activity
of several Zn(II) salts has been investigated
and their performance has been rationalized according to the nature
of the counterion. The most convenient were revealed to be carbonate,
acetate, and oxide, and this was justified considering their basic
Brønsted properties: at the end of the reaction, the precipitation
of the corresponding zinc(II) carboxylate offered the possibility
to recover and reuse the solid several runs with the retention of
the activity, a condition that represents a solid premise for the
extension of the system on a large scale according to the principles
of green chemistry.[46]
Experimental
Section
General
Reagents and solvents were purchased from Sigma-Aldrich.
The heating band was purchased from Watlow and controlled through
a coupled thermocouple and a thermostat. All compounds were characterized
by NMR with a Bruker Avance Ultrashield 400 operating at a proton
frequency of 400 MHz or with a Varian 500 Oxford at a proton frequency
of 500 MHz.Single-beam spectra were recorded on a Nicolet Avatar
360 FT-IR spectrometer in a range of 4000–400 cm–1, with a 2 cm–1 resolution. Samples were prepared
using the Nujol method and KBr plates.The residual water content
in the filtered crude reaction mixtures
was evaluated through Karl-Fischer titration with a Metrohm 831KF
Coulometer. The absolute water content of each sample was comprised
between 30 and 100 μg.Residual concentrations of zinc
in the products were determined
by a set of inductively coupled plasma mass spectrometry (ICP-MS)
analyses using an Aurora M90 Brucker apparatus.Samples were
subjected to oxidative acid digestion with a mixture
of 69% nitric acid and 30% v/v hydrogen peroxide in a 8:1 ratio, using
high temperature and pressure, under a microwave-assisted process.
A proper dilution was made and the suspension obtained for each sample
was introduced to the plasma. The quantitative analysis was performed
using an external calibration curve using multielement standard solutions
for ICP TraceCERT in 5% nitric acid (Sigma-Aldrich, Milan, Italy)
and ultrapure deionized water with conductivity <0.06 μS/cm.
Catalytic Runs and Analysis
All reactions were performed
in a 100 mL round-bottom flask and the quantity in moles of fatty
acid and alcohol (pan class="Chemical">nFA, nROH) was calculated to reach a total volume of 50 mL,
considering the reagents’ densities (ρFA,
ρROH), their molecular weights (mwFA,
mwROH), and the used molar ratio (MR). This setup was done
to keep the reaction apparatus unaltered while changing different
fatty acids and alcohols. The used equations are reported below (eqs and 2)Appropriate
amounts of fatty acid and alcohol
were added to the reaction flask and premixed for few minutes. Next,
an appropriate amount of a catalyst was added to the reaction mixture
and a still head equipped with a heating band was fitted on the flask.
Downstream of the still head, a graduated 5 mL Schlenk tube was mounted
to monitor the conversion by collecting the water produced by the
reaction (Figure ).
The reaction time was considered after 15 min from the moment that
the reaction mixture was placed in the preheated oil bath, and the
mixture was left to react at the set temperatures for the appropriate
time. This 15 min delay was chosen to allow the achievement of the
thermal equilibrium between the temperature of the hot bath and the
temperature of the reaction mixture.
Figure 1
Reaction apparatus.
Reaction apparatus.The reactions were performed at 170 °C and the heating band
was set to keep the still head inner temperature at 100 °C, allowing
the water distillation and the alcohol condensation.The conversion
is verified by taking a sample from the reaction
mixture at different times and analyzing it through 1H
NMR spectroscopy. At the end of the reaction time, the reaction mixture
is allowed to cool overnight to room temperature and filtered under
vacuum with P3 sintered glass filters. The zinc concentration in the
filtered phase was evaluated by ICP-MS analysis. The resulting filtered
spent catalyst was washed, dried, and analyzed with XRD and FT-IR
to confirm the Zn(II) compound nature.The isolated yield of
2-ethylhexyl pelargonate was achieved through
vacuum distillation of excess alcohol and catalyst filtration. At
the end of reaction time and without lowering the temperature, the
pressure was gently lowered to 100 mbar and held for 15 min, successively
lowered to 50 mbar and held for 30 min, and finally lowered to 30
mbar and held for 5 min. After this procedure, the system was allowed
to cool at room temperature and filtered to recover the catalyst.As an example of a catalytic run to synthesize 2-ethylhexyl pelargonate
with FA/alcohol MR of 1.2 and ZnO as a catalyst, 125 mmol pelargonic
acid (19.8 g, 22.0 mL), 150 mmol 2-ethylhexyl alcohol (19.5 g; 23.5
mL), and 1.25 mmol ZnO (0.102 g) were added into a 100 mL round-bottom
flask.
Spent Catalyst Analysis
Before each analysis, the spent
catalysts were washed with ethyl acetate, dried under vacuum, and
finally in an oven overnight at 50 °C.1H NMR
analysis: The spent catalyst (10 mg) was suspended in CDCl3 (1 mL) and treated with a concentrated solution of hydrochloric
acid until complete solid dissolution. The organic layer was recovered
and dried with anhydrous sodium sulfate before analysis.Wide-angle
X-ray diffraction patterns of catalysts (as synthesized
and recovered after reactions) were obtained with an automatic Philips
powder diffractometer (Philips PW1830) operating in the θ/2θ
Bragg–Brentano geometry using nickel-filtered Cu Kα radiation
and performing a continuous scan in the 2θ range 1.6–50°.
Specimen holders were 2 mm thick. When crystals were in the form of
small plates, before being analyzed, samples were finely ground.
Catalyst Recovery and Recycle
To investigate the feasibility
of recycling the catalyst, a set of five consecutive runs were performed
in optimized conditions and with the reaction apparatus previously
described. For each run, 70 mmol pelargonic acid (11.1 g; 12.2 mL)
and 88 mmol pan class="Chemical">2-ethylhexyl alcohol (10.9 g; 13.1 mL) were placed in
a 50 mL round-bottom flask. Only for the first run (run 0), 0.70 mmol
ZnO (57 mg) was used as a fresh catalyst. At the end of each run,
the reaction mixture was allowed to cool overnight at room temperature;
the resulting precipitated zinc(II) carboxylate was filtered, washed
with ethyl acetate and n-hexane, dried under vacuum,
weighed, and reintroduced quantitatively into the flask as a catalyst
for the next run.
Results and Discussion
Catalyst Screening
A first catalytic screening was
performed on a series of Zn(II) salts to evaluate the effect of the
counterion on both activity and leaching. The comparison was carried
out considering coordinating properties and Brønsted basicity
of the pan class="Chemical">anion, which allowed identifying the best catalyst for subsequent
optimizations.
Esterification reactions were conducted using
pelargonic acid (PA) and 2-ethylhexyl alcohol as benchmarks for fatty
acids and alcohols (Scheme ). An excess of 20% mol alcohol was used.
Scheme 3
Esterification of
Pelargonic Acid with 2-Ethylhexyl Alcohol
The reactions were settled up to allow the water distillation and
the alcohol condensation (with bp >120 °C). The temperature
was
chosen as a compromise: as high as possible to favor the kinetics,
but adequately lower than the boiling point of the alcohol (187 °C)
to avoid excessive evaporation.Under the applied conditions,
the Brønsted acid contribution
is considerable. In the absence of a Zn(II) catalyst, a yield of 68%
is achieved in 2 h. However, this contribution decreases over time
due to the progressive consumption of carboxylic acid and its dilution
in the ester produced: after 4 h the yield does not exceed 84%.Instead, the yield is substantially higher within 4 h with a Zn(II)
loading of 1% mol. Table shows both yields and leaching of the catalyst in the isolated
product.
Table 2
Catalyst Screening
yield
(%)b
entry
catalysta
2 h
4 h
[Zn] in product (ppm)c
1
68
84
2
ZnO
80
94
1.4
3
Zn(AcO)2
78
95
2.5
4
ZnCO3
75
94
7.6
5
ZnCl2
73
88
solubled
6
Zn(BF4)2
73
85
0.3
7
Zn(ClO4)2
99
>99
solubled
8
Zn(CF3SO3)2
>99
>99
solubled
Conditions:
170 °C, fatty acid
to alcohol 1:1.2 mol/mol, and catalyst loading 1% mol.
Thorough 1H NMR spectroscopy,
relative error within 2%.
ICP-MS analysis.
Not evaluated
because the catalyst
was completely soluble in the cold mixture.
Conditions:
170 °C, fatty acid
to alcohol 1:1.2 mol/mol, and catalyst loading 1% mol.Thorough 1H NMR spectroscopy,
relative error within 2%.ICP-MS analysis.Not evaluated
because the catalyst
was completely soluble in the cold mixture.Yields >94%, within 4 h, were obtained with salts
containing Brønsted
basic counterions, such as zinc oxide, acetate, and carbonate. A change
in the appearance of the reaction mixture was noted after about 15
min at 170 °C, passing from an opalescent dispersion of the solid
catalyst to its complete dissolution. Upon cooling the reaction mixture,
a white crystalline solid could be easily filtered, whose mass was
found higher than that of the salt initially used (Figure ).
Figure 2
Complete dissolution of the initial catalyst within 15 min at 165–170
°C and then precipitation at room temperature of the filtrable
white solid (zinc carboxylate).
Complete dissolution of the initial catalyst within 15 min at 165–170
°C and then precipitation at room temperature of the filtrable
white solid (zinc carboxylate).1H NMR spectra (Figure S1)
and XRD analysis of the solids (Figure S2) disclosed their structure as Zn(pelargonate)2, formed in situ during the reaction (Scheme ). Indeed, similarly to what was observed
for pan class="Chemical">saturated fatty acid zinc salts,[47,48] Zn(pelargonate)2 showed a distinctive diffraction pattern, typical of the
layered crystalline structure, with an interlayer Bragg distance equal
to 2.24 nm, as revealed by the reflection at 2θ = 3.95°.
These values nicely fit with the number of carbon atoms according
to the dependence reported in the literature.[48] The reactivity of zinc salts with a basic anion is shown in the
literature[49−51] but not yet reported for the used acid.
Scheme 4
Zinc Carboxylate
Formation
Zinc perchlorate and zinc triflate
produce high yields as well,
probably due to the high “nudity” of the Zn(II) ion,
given the poor coordinating ability of the perchlorate and triflate
ions. Their concurrent low Brønsted basicity does not allow the in situ formation of zinc pelargonate, and the reaction
mixture behaves very differently: a gradual darkening accompanies
the progress of the reaction, and, in the end, precipitation of any
solid is not observed. Apparently conflicting is the result obtained
with tetrafluoroborate, which is comparably weak both as Lewis and
Brønsted base: tetrafluoroborate promotes a yield similar to
that obtained in the absence of a catalyst. This discrepancy can be
due to its scarce solubility in the reaction conditions.Intermediate
results were obtained with zinc chloride, which is
more soluble than tetrafluoroborate but displays a more coordinating
anion than perchlorate. Again, no zinc pelargonate formation was observed,
probably due to the weakness of chloride as a Brønsted base.Although higher activities were observed for perchlorate and triflatesalts, their complete solubility in the reaction media prevents the
possibility to recover and reuse these catalysts.Since leaching
was negligible in the case of zinc oxide (Table ), it was selected
as the suitable candidate for continuing the study. Furthermore, zinc
oxide presents other benefits of low cost, large availability, and
a good ecotoxicological profile.
Optimization of the Catalytic
Conditions
The reaction
conditions were optimized with respect to both the quantity of the
catalyst and the acid/alcohol molar ratio. The catalyst loading was
varied in comparative runs using 0.1, 1.0, and 2.5% mol catalyst with
respect to the acid, keeping an acid/alcohol molar ratio of 1:1.2.
The yields obtained at 2 and 4 h are reported in Table .
Table 3
Zinc Oxide
Screening
yield
(%)b
entrya
ZnO (%)
2 h
4 h
1
68
84
2
0.1
71
89
3
1.0
80
94
4
2.5
94
98
Condition: 170 °C, fatty acid
to alcohol 1:1.2 mol/mol.
Thorough 1H NMR spectroscopy,
relative error within 2%.
Condition: 170 °C, fatty acid
to alcohol 1:1.2 mol/mol.Thorough 1H NMR spectroscopy,
relative error within 2%.In each case, Zn(II) pelargonate was easily filtered at the end
of the reaction; even with 2.5% mol catalyst, the crude mixture was
filtered in short time. However, 1% mol loading was considered as
the right compromise to have a reasonable reaction rate and catalyst
loading and to prevent excessive consumption of fatty acid in the
formation of the Zn(II) carboxylate species.The effect of the
acid/alcohol molar ratio was evaluated ranging
from stoichiometric amounts up to 1:1.5. An excess of 10% mol significantly
increases the yield and an excess of 20% mol was already enough to
achieve high yields in 4 h (Figure ). Further increasing the acid/alcohol molar ratio
does not have an appreciable beneficial effect. Based on these findings,
an excess of 20% mol alcohol was chosen as the optimal condition to
assess the scope of the method.
Figure 3
Alcohol/acid molar ratio screening.
Alcohol/acid molar ratio screening.Under the best conditions, it is possible to reach
a complete conversion
within 6 h of the reaction (Figure S3).
The product was isolated almost quantitively upon vacuum distillation
of excess alcohol and catalyst filtration at room temperature.As shown in Figure S3, it is also possible
to appreciate the prominent contribution of Zn(II) Lewis acid catalysis
by comparing the experiment performed without the catalyst.
Scope
of Fatty Acids and Alcohols
The esterification
of a panel of acids and alcohols was performed under the optimized
conditions using zinc oxide as a catalyst. Pelargonic acid was fixed
in the screening of alcohols while 2-ethylhexyl alcohol was fixed
for acids.Butyric (C4:0), caproic (C6:0), pelargonic (C9:0),
oleic (C18:1), linoleic (C18:2), and levulinic acid (LA) were selected
on the basis of their chain lengths, the presence of unsaturation
and, in the case of levulinic acid, due to its relevance as a functionalized
derivative of lignocellulosic biomass. Table shows the yields after 2 and 4 h, while Figure shows the yield
trends over time.
Table 4
Scope of Fatty Acids
yield
(%)b
entrya
fatty acid
2 h
4 h
[Zn] in product (ppm)c
1
C4:0
90
73.8
2
C6:0
82
95
19.7
3
C9:0
80
94
1.4
4
C18:1
75
85
8.4
5
C18:2
73
85
8.4
6
LA
88
97
4.8
Condition: 170 °C, fatty acid
to alcohol 1:1.2 mol/mol, and catalyst loading ZnO 1% mol.
Thorough 1H NMR spectroscopy,
relative error within 2%.
ICP-MS analysis.
Figure 4
Fatty acid screening. C4:0 yield over time is not reported
due
to high vapor pressure of butyric acid.
Fatty acid screening. C4:0 yield over time is not reported
due
to high vapor pressure of butyric acid.Condition: 170 °C, fatty acid
to alcohol 1:1.2 mol/mol, and catalyst loading ZnO 1% mol.Thorough 1H NMR spectroscopy,
relative error within 2%.ICP-MS analysis.Pleasingly,
the catalytic system was found to be compatible with
double bonds (C18:1), allylic hydrogen atoms (C18:2), and carbonyl
groups (LA). High yields were obtained with the entire set of carboxylic
acids, although a slight decrease in the performance is appreciable
for the shorter chain (C4:0) and the longer ones (C18:1 and C18:2).
This trend probably reflects the lower boiling point of butyric acid
and presumably reduced accessibility to the catalyst in the presence
of the long and flexible chains, admitting that also, in these cases,
the effective catalysts are the corresponding zinc(II) carboxylates
produced in situ. In fact, the FT-IR spectra of the
recovered catalyst were in accordance with literature[52−54] data (Figure S4).The water content
in the products (Table —entries 1–6) was verified.
As expected, the water content was small in all cases (0.28–0.04%
wt), slightly increasing on going from small–medium chains
(C4:0 esters 0.28% wt, C6:0 esters 0.14% wt) to medium (C9:0 esters
0.07% wt, LA esters 0.15%) and long chains (C18:1 0.08% wt, C18:2
0.04% wt).Therefore, the residual concentration of zinc in
the products depends
upon the solubility properties of the corresponding zinc(II) carboxylate
in the pan class="Chemical">ester produced.
For the screening of the alcohols, 1-hexanol
(HexOH), 2-ethylhexanol
(2-EtHexOH), and 1-hexadecanol (CetylOH) were used. The results are
reported in Table . Figure shows the
yield trend as a function of time.
Table 5
Scope of Alcohols
yield
(%)b
entrya
alcohol
2 h
4 h
[Zn] in product (ppm)c
1
HexOH
81
92
10.6
2
2-EtHexOH
80
94
1.4
3
CetylOH
79
90
191d
Conditions: 170 °C, fatty acid
to alcohol 1:1.2 mol/mol, and catalyst loading ZnO 1% mol.
Thorough 1H NMR spectroscopy,
relative error within 2%.
ICP-MS analysis.
Product
filtered at 50 °C.
Figure 5
Alcohol screening.
Alcohol screening.Conditions: 170 °C, fatty acid
to alcohol 1:1.2 mol/mol, and catalyst loading ZnO 1% mol.Thorough 1H NMR spectroscopy,
relative error within 2%.ICP-MS analysis.Product
filtered at 50 °C.High yields are achieved within 4 h, and 2-ethylhexyl alcohol is
converted faster. This circumstance is plausibly due to the greater
volatility of hexyl alcohol and the high viscosity of the reaction
mixture in the presence of cetyl alcohol, as it is solid at room temperature
as well as the corresponding ester produced.The efficiency
of the catalytic system was also verified in the
esterification of polyols, such as pentaerythritol and glycerol, whose
esters find applications in different industrial sectors, such as
in cosmetics and engine lubricants.[55] The
optimized molar ratio condition cannot be transferred to systems containing
polyols to obtain complete conversion of the alcoholic groups. Therefore,
an almost stoichiometric ratio was chosen as the best possible option,
also to avoid subsequent harsh conditions to distill -off the excess
of fatty acid. Scheme shows the product formation pathway.
Scheme 5
Pentaerythrityl Tetrapelargonate
Synthesis
The reaction was carried out
with pelargonic acid under almost
stoichiometric conditions (acid ratio/alcohol = 4.1:1) and using ZnO
at 1% mol with respect to the acid. Relevant portions of the proton
NMR spectra of the reaction mixture recorded over time are reported
below (Figure ).
Figure 6
1H NMR monitoring of pentaerythrityl tetrapelargonate
synthesis. Relevant signal attributions of pentaerythrityl pelargonate
esters: (m) mono-CH2OC(O)R 4.19 ppm, CH2OH 3.65
ppm; (d) di-CH2OC(O)R 4.14 ppm, CH2OH 3.57 ppm;
(tr) tri-CH2OC(O)R 4.11 ppm, CH2OH 3.49 ppm;
and (te) tetra-CH2OC(O)R 4.11 ppm.
1H NMR monitoring of pentaerythrityl tetrapelargonate
synthesis. Relevant signal attributions of pentaerythrityl pelargonate
esters: (m) mono-CH2OC(O)R 4.19 ppm, CH2OH 3.65
ppm; (d) di-CH2OC(O)R 4.14 ppm, CH2OH 3.57 ppm;
(tr) tri-CH2OC(O)R 4.11 ppm, CH2OH 3.49 ppm;
and (te) tetra-CH2OC(O)R 4.11 ppm.From Figure , it
is possible to clearly distinguish the alcoholic signals of pentaerythritol
and of the various substituted species. Table S1 and Figure show the product distribution of pentaerythrityl mono- and polysubstituted
esters as a function of time. As in the case of monoalcohols, the
spent catalyst can be easily recovered from the reaction mixture upon
filtration at room temperature, with a residual Zn concentration in
the product of 6.6 ppm.
Figure 7
Pelargonic acid conversion and pentaerythrityl
mono-, di-, tri-,
and tetrapelargonate molar fraction over time.
Pelargonic acid conversion and pentaerythrityl
mono-, di-, tri-,
and tetrapelargonate molar fraction over time.The reaction with glycerol was carried out with oleic acid in a
ratio of 3.1:1 acid/alcohol and 1% ZnO with respect to the acid (Scheme ). A high yield (>99%)
was obtained in 4 h at 170 °C. Figure S5 shows a section of the 1H NMR spectrum recorded at 4
h.
Scheme 6
Glycerol Trioleate Synthesis
The zinc content found in the produced esters is perfectly compatible
with many applications in which medium–long-chain pan class="Chemical">fatty acid
esters are employed. Indeed, in food packaging, the specific migration
limit (applicable to printed articles, expressed as mg of the substance
per kg of food) of zinc is 5 ppm;[56] in
skin care cosmetics,[57] the zinc(II) compounds
are widely used as active or supportive ingredients; and in lubricating
oils,[58] the zinc carboxylates are used
to improve the products.
Furthermore, the zinc content generally
found in commercial oliveoils is 20–70 ppm,[59] a range higher
than the residual concentration found in glyceryl trioleate (2.5 ppm).
Catalyst Stability and Recycling
The simple recoverability
of the spent catalyst and the low residual concentration of zinc(II)
in the filtered product lead us to investigate the recyclability of
the active species. A set of consecutive pelargonic acidesterification
reactions with 2-ethylhexyl alcohol were performed in the optimized
conditions. After each run, the catalyst was recovered by filtration
and completely reused for the next run without any reactivation procedure.
For the sole purpose of weighing the recovered catalyst, the latter
one was washed with organic solvents (ethyl acetate and n-hexane) and then dried under reduced pressure.Figure shows the yields obtained
at 4 h and the mass of catalyst recovered after each run.
Figure 8
Recycling of
the catalyst: the yield of the product and the mass
of the catalyst over recycle runs. Conditions: 170 °C, 4 h, and
fatty acid to alcohol 1:1.2 mol/mol. For run 0, catalyst loading was
ZnO 1% mol, while other runs were done with the recovered spent catalyst.
Recycling of
the catalyst: the yield of the product and the mass
of the catalyst over recycle runs. Conditions: 170 °C, 4 h, and
fatty acid to pan class="Chemical">alcohol 1:1.2 mol/mol. For run 0, catalyst loading was
ZnO 1% mol, while other runs were done with the recovered spent catalyst.
The catalyst is plainly recyclable without any
significant loss
of activity (94, 92, 92, 93, and 95%, respectively). This circumstance
is favored by its solubility in the reaction conditions, a prerogative
that consents the catalysis to be effectively homogeneous.The
mass difference between the fresh catalyst (57 mg, 0.7 mmol)
and the spent catalyst (234 mg) after run 0 highlights an increase
in the mass due to the formation of the zinc carboxylate.After
run 0, the recycled mass is perfectly preserved in accordance
with the ICP data relating to the residual concentration of the Zn(II)
ion in the product.Finally, it is worth pointing out that by
comparing the X-ray diffraction
pattern of the spent catalyst recovered after run 0 with that of the
solid recovered after four reaction cycles, it is possible to conclude
that the catalyst remains unaltered after several runs (Figure ).
Figure 9
XRD analysis of the spent
catalyst (a) after run 0 and (b) after
run 4.
XRD analysis of the spent
catalyst (a) after run 0 and (b) after
run 4.
Reaction Pathway
The overall reaction pathway proposed
in Scheme is a revisitation
of literature reports.[60,61] As anticipated above, the reaction
is initially supported by the Brønsted acidity of the system,
as the H+ ions generated by equilibrium (i) promote the
reaction according to the Fischer mechanism described by the left
circle (steps ii–iii through intermediates I–II). As the reaction proceeds, the Lewis contribution (right
circle) becomes relevant by zinc carboxylate species obtained through
exchange reactions (as I′ from step iv): the acid
pan class="Chemical">carbonyl is activated against the nucleophilic attack of the alcohol
(v) through coordination to the metal ion (I′),
and rearrangement of intermediate II′ forms the
ester (vi).
Scheme 7
Proposed Pathway of the Esterification Reaction
Conclusions
This study demonstrates
that simple zinc(II) salts allow the convenient
esterification of fatty acids with medium-/long-chain alcohols and
polyols. An in-depth investigation has disclosed that Zn(II) salts
with basic Brønsted counterions (oxide, acetate, and carbonate)
are plainly soluble in the hot reaction mixture, where they behave
as homogeneous catalysts. Upon cooling, they precipitate as carboxylates,
and, in this form, they are fully recoverable and recyclable many
times without loss of activity. This beneficial prerogative couples
the efficiency of the homogeneous catalysis with the advantage of
the heterogeneous catalysis. Moreover, the absence of solvents or
other auxiliary substances, the E-factor equal to
zero, and the vegetable origin of the feedstock demonstrate the true
sustainability of the overall manufacturing and set the basis for
the scale-up of an innovative process to obtain commodities from renewable
sources.
Authors: Ursula Biermann; Uwe Bornscheuer; Michael A R Meier; Jürgen O Metzger; Hans J Schäfer Journal: Angew Chem Int Ed Engl Date: 2011-03-29 Impact factor: 15.336
Authors: Eduardo José Mendes de Paiva; Marcos Lúcio Corazza; Maria Rita Sierakowski; Johan Wärnå; Dmitry Yu Murzin; Fernando Wypych; Tapio Salmi Journal: Bioresour Technol Date: 2015-06-24 Impact factor: 9.642
Authors: Lillian C Becker; Wilma F Bergfeld; Donald V Belsito; Ronald A Hill; Curtis D Klaassen; Daniel C Liebler; James G Marks; Ronald C Shank; Thomas J Slaga; Paul W Snyder; F Alan Andersen Journal: Int J Toxicol Date: 2015-09 Impact factor: 2.032
Authors: Roberto Esposito; Umberto Raucci; Maria E Cucciolito; Rossella Di Guida; Carmen Scamardella; Nadia Rega; Francesco Ruffo Journal: ACS Omega Date: 2019-01-09