BACKGROUND: Despite the availability of safe and efficacious coronavirus disease 2019 vaccines, a significant proportion of the American public remains unvaccinated and does not appear to be immediately interested in receiving the vaccine. METHODS: In this study, we analyzed data from the US Census Bureau's Household Pulse Survey, a biweekly cross-sectional survey of US households. We estimated the prevalence of vaccine hesitancy across states and nationally and assessed the predictors of vaccine hesitancy and vaccine rejection. In addition, we examined the underlying reasons for vaccine hesitancy, grouped into thematic categories. RESULTS: A total of 459 235 participants were surveyed from 6 January to 29 March 2021. While vaccine uptake increased from 7.7% to 47%, vaccine hesitancy rates remained relatively fixed: overall, 10.2% reported that they would probably not get a vaccine and 8.2% that they would definitely not get a vaccine. Income, education, and state political leaning strongly predicted vaccine hesitancy. However, while both female sex and black race were factors predicting hesitancy, among those who were hesitant, these same characteristics predicted vaccine reluctance rather than rejection. Those who expressed reluctance invoked mostly "deliberative" reasons, while those who rejected the vaccine were also likely to invoke reasons of "dissent" or "distrust." CONCLUSIONS: Vaccine hesitancy comprises a sizable proportion of the population and is large enough to threaten achieving herd immunity. Distinct subgroups of hesitancy have distinctive sociodemographic associations as well as cognitive and affective predilections. Segmented public health solutions are needed to target interventions and optimize vaccine uptake.
BACKGROUND: Despite the availability of safe and efficacious coronavirus disease 2019 vaccines, a significant proportion of the American public remains unvaccinated and does not appear to be immediately interested in receiving the vaccine. METHODS: In this study, we analyzed data from the US Census Bureau's Household Pulse Survey, a biweekly cross-sectional survey of US households. We estimated the prevalence of vaccine hesitancy across states and nationally and assessed the predictors of vaccine hesitancy and vaccine rejection. In addition, we examined the underlying reasons for vaccine hesitancy, grouped into thematic categories. RESULTS: A total of 459 235 participants were surveyed from 6 January to 29 March 2021. While vaccine uptake increased from 7.7% to 47%, vaccine hesitancy rates remained relatively fixed: overall, 10.2% reported that they would probably not get a vaccine and 8.2% that they would definitely not get a vaccine. Income, education, and state political leaning strongly predicted vaccine hesitancy. However, while both female sex and black race were factors predicting hesitancy, among those who were hesitant, these same characteristics predicted vaccine reluctance rather than rejection. Those who expressed reluctance invoked mostly "deliberative" reasons, while those who rejected the vaccine were also likely to invoke reasons of "dissent" or "distrust." CONCLUSIONS: Vaccine hesitancy comprises a sizable proportion of the population and is large enough to threaten achieving herd immunity. Distinct subgroups of hesitancy have distinctive sociodemographic associations as well as cognitive and affective predilections. Segmented public health solutions are needed to target interventions and optimize vaccine uptake.
Vaccines against coronavirus disease 2019 (COVID-19) have rightfully been hailed as a
remarkable scientific feat. Results from randomized control trials and real-world
evidence demonstrate vaccines are highly efficacious at preventing severe disease and
death, reducing transmission, and causing few adverse events [1-3]. Yet the arrival of new vaccines
must confront an old problem: efficacious interventions—even when affordable and
available—may have limited uptake despite proven benefit [4, 5]. Indeed, a
substantial fraction of the American public does not appear immediately interested in
receiving a COVID-19 vaccine, which has been referred to as vaccine
hesitancy [6-8]. Vaccine hesitancy has long preceded the COVID-19 pandemic, with
notable challenges to the uptake of vaccines for influenza, human papillomavirus, polio,
and childhood illnesses such as measles, among other diseases [9-12]. Moreover, vaccine
hesitancy and the public health responses to it have been long-standing areas of
inquiry, and several frameworks have been developed to evaluate this phenomenon,
including the widely used 4C model [13], the
health belief model [14, 15], and moral foundations theory [16]. COVID-19 vaccine hesitancy, while posing
some new problems, also bears resemblance to these older challenges. Public health
authorities and healthcare practitioners must therefore turn urgent attention to
understanding the perceptions, perspectives, and attitudes that underlie vaccine
hesitancy in order to meet the public where they are. Surfacing differences in the
intensities, nature, and reasons for vaccine hesitancy—and how these views vary
over time and across sociodemographic groups—is imperative to designing effective
public health strategies.To date, much quantitative research on hesitation has tended to group all individuals
expressing some aversion to COVID-19 vaccination together [17], yet significant heterogeneity is likely to exist [8]. First, hesitators may be simply individuals
who in Rogers’ “diffusion of innovations” theory tend to wait to see
how things work out before adopting an innovation [18, 19]. On the other hand, a
subgroup of hesitators may have more firmly formulated and fixed categorial rejection of
the vaccine. In addition, existing reports have focused on sociodemographic correlates
of hesitation (eg, sex and race) rather than particular reasons for not wanting the
vaccine [17, 20]. An accounting of reasons for hesitancy can further
elucidate different drivers [21]. Recent
observers have noted that deliberation (indicating weighing countervailing
considerations or doubts), distrust of the vaccine (expressing cynicism or suspicion
toward the government or medical establishment), and dissent (drawing from categorial
beliefs against vaccination) provide important subgroups within hesitators that may
offer a more complete picture of the hesitancy viewpoint [22]. These categories share similarities with prior vaccine
hesitancy frameworks.In the current study, we analyze survey data from the US Census Bureau, which ascertains
the social, economic, and health impacts of COVID-19 on a representative sample of the
American public [23]. In the United States,
vaccination was initially freely available to healthcare workers and elderly individuals
as early as January 2021, and then to the public in March and April 2021. We use this
publicly available data to test 3 interlinked hypotheses. First, we examine the
hypothesis that vaccine hesitancy varies markedly across identifiable geographic,
political, and sociodemographic groups, an observation that would underscore the
importance of a segmented public health approach for optimal vaccine implementation.
Second, we hypothesize that vaccine uptake to date is largely occurring in individuals
who express they are probably going to get the vaccine, but that a relatively stable
proportion of the population remains unconvinced and steadfast in their intention to
probably or definitely not receive a vaccine. Third, we examine whether
reasons for vaccine hesitancy differ between those with varying intensities of
hesitancy. We also explore whether these associations have changed over time.
METHODS
Study Population and Sample
This study uses data from the US Census Bureau’s Household Pulse Survey
(HPS), a biweekly cross-sectional survey of US households measuring the social,
economic, and health impacts of COVID-19. The HPS produces representative
estimates at the national and state levels. Sampling was drawn from the Census
Bureau Master Address File and the Census Bureau Contract Frame, containing
approximately 140 million housing units with matched phone or email contacts.
Households were contacted by email and/or text message, and data were collected
via online survey. Survey weights were created by adjusting sampling base
weights for nonresponse, undercoverage, persons within a household, and finally,
by an iterative raking procedure, to match state demographics by sex, age,
education, and race [23]. We used
data from 6 consecutive HPS survey periods beginning with the period from week
22 (6–18 January 2021) through week 27 (17–29 March 2021), which
were the first HPS surveys to incorporate questions about COVID-19 vaccine
intention, corresponding with the initial availability of the vaccines in the
United States. The survey does not specify a manufacturer or type of vaccine for
COVID-19.
Measurements and Outcomes
The Household Pulse Survey asks participants whether they had received a COVID-19
vaccine, and, if not, whether they planned on getting a vaccine, with 4 possible
responses: “definitely get a vaccine,” “probably get a
vaccine,” “probably NOT get a vaccine,” and “definitely
NOT get a vaccine.” Those who responded “probably get,”
“probably NOT get,” or “definitely NOT get” were asked
to select among a list of 11 reasons to explain their vaccine intention.
Participants could select as many reasons as they wanted. Those who selected the
reason “I don’t believe I need a COVID-19 vaccine” were asked
to select from 6 specific reasons why they do not believe they need a vaccine.
We considered those who responded that they would “probably NOT” or
“definitely NOT” get a vaccine as vaccine hesitant.
Among those who are vaccine hesitant, we labeled those who chose “probably
NOT get a vaccine” as vaccine reluctant and those who
chose “definitely NOT get a vaccine” as vaccine
rejecters. We grouped the reported reasons for vaccine hesitancy
into 3 categories: deliberation (defined as someone who
expresses a countervailing consideration), dissent (defined as
a categorial rejection of vaccines in general), and distrust
(defined as concern about the motives of the actor promoting or distributing
vaccines). Finally, we classified each state as Democratic or Republican
leaning, according to their 2020 US presidential election outcome as an
ecological variable.
Statistical Analysis
Descriptive statistics were produced using HPS person weights to calculate
statewide and nationally representative estimates of COVID-19 vaccine uptake as
well as vaccine intention among those who have not yet received a vaccine. These
estimates were stratified by sex, age group (18–24, 25–39,
40–54, 55–64, or ≥65 years), race (black, white, Asian, other,
or multiracial), ethnicity (Hispanic or non-Hispanic), education (high school or
less, some college or associate’s degree, or bachelor’s degree or
higher), marital status, household income, state-level political affinity
(Democratic or Republican), and survey period.To examine predictors of vaccine hesitancy, survey-weighted logistic regression
models were created to estimate the adjusted odds ratios (aORs) for overall
vaccine hesitancy. A separate regression model was constructed examining vaccine
intention (“probably NOT” vs “definitely NOT”)
restricted to those who were vaccine hesitant. We used multivariate imputation
by chained equations to replace missing data on income (23.4%) and marital
status (1.1%). To examine reasons for vaccine hesitancy, we calculated
survey-weighted proportions of participants citing each reason. We fit a
regression model of vaccine rejection incorporating these reasons. Finally, we
categorized each reason into 3 phenotypic categories of hesitancy (Table 1) and analyzed the proportion of
these categories by vaccine intention over time.
Table 1.
Classification Scheme for Vaccine Hesitancy
Reason
Deliberation (Expression of a Countervailing Consideration)
Dissent (Categorical Rejection Based on a More General
Principle)
Distrust (Concern About the Motives of the Actor Promoting or
Distributing Vaccines)
Other
1. Possible side effects
✓
2. Don’t know if a vaccine will work
✓
3. Don’t believe I need it (answer subset detailed
below)
4. Don’t like vaccines
✓
5. Doctor has not recommended it
✓
6. Plan to wait and see if it is safe
✓
7. Other people need it more right now
✓
8. Concerned about the cost
✓
9. Don’t trust the COVID-19 vaccine
✓
10. Don’t trust the government
✓
11. Other reasons
✓
Why don’t you believe you need the COVID-19 vaccine?
1. I already had COVID-19
✓
2. I am not a member of a high-risk group
✓
3. I plan to use masks or other precautions instead
✓
4. I don’t believe COVID-19 is a serious illness
✓
5. I don’t think vaccines are beneficial
✓
6. Other
✓
7. Unspecified
✓
Abbreviation: COVID-19, coronavirus disease 2019.
Classification Scheme for Vaccine HesitancyAbbreviation: COVID-19, coronavirus disease 2019.All statistical analyses were conducted using Stata 16.1 software (StataCorp).
All data is publicly available from the US Census Bureau Web site (https://www.census.gov/programs-surveys/household-pulse-survey.html).
This project was reviewed by the Washington University Human Research Protection
Office and was determined not to require institutional review board
approval.
RESULTS
A total of 459 235 participants were surveyed over 6 study periods from 6 January to
29 March 2021. Their median age was 55 years (interquartile range, 41-67 years), and
59.8% were women (survey-weighted proportion, 51.6%) (Table 2). At the time of their respective survey, 151 025
individuals (corresponding survey-weighted proportions, 24.6%) had already received
a COVID-19 vaccine, 184 806 (39.4%) indicated that they would
“definitely” get a vaccine, 59 923 (17.5%) that they would
“probably” get one, 34 642 (10.2%) that they would “probably
NOT” get a vaccine, and 25 850 (8.2%) that they would “definitely
NOT” one. The estimated proportion of the population who had already received
the COVID-19 vaccine increased from 7.7% to 47.0% over the study period, with
concurrent reductions in those expressing vaccine acceptance (“definitely get
a vaccine,” reduced from 47.0% to 25.3%; “probably get a vaccine,”
from 23.6% to 12.1%). In contrast, vaccine hesitancy remained relatively stable,
with small reductions (−3.9%) in those who would “probably NOT”
get a vaccine and minimal change (−1.2%) in those who would “definitely
NOT” get one.
Table 2.
Characteristics of Survey Population, January–March 2021
Characteristic (N = 459 235)
Survey Respondents, No.
Survey Weighted Proportion (95% CI), %
Age, y
18–24
13 161
9.2 (9.0–9.4)
25–39
86 562
26.4 (26.2–26.6)
40–54
123 932
25.3 (25.1–25.4)
55–64
93 837
17.4 (17.3–17.5)
≥65
141 743
21.7 (21.7–21.8)
Sex
Female
274 798
51.6 (51.6–51.6)
Male
184 437
48.4 (48.4–48.4)
Race/ethnicity
Black (alone)
35 463
12.4 (12.3–12.5)
White (alone)
379 059
76.0 (75.9–76.1)
Asian (alone)
23 321
5.8 (5.7–5.9)
≥2 Races + other (alone)
21 392
5.8 (5.7–5.9)
Hispanic or Latino (of any race)
44 303
17.1 (17.0–17.2)
Not Hispanic or Latino
414 932
82.9 (82.8–83.0)
Education
High school or less
62 992
39.2 (39.2–39.2)
Some college or associate’s degree
148 370
30.5 (30.5–30.5)
Bachelor’s degree or higher
247 873
30.3 (30.3–30.3)
Marital status
Married
268 145
55.3 (55.0–55.6)
Not married
186 088
44.7 (44.4–45.0)
Household income, $a
<25 000
34 871
14.6 (14.3–14.8)
25 000–34 999
30 141
11.1 (11.0–11.4)
35 000–49.999
38 914
12.9 (12.7–13.1)
50 000–74 999
62 984
18.2 (17.9–18.4)
75 000–99 999
51 380
13.1 (12.9–13.4)
100 000–149 999
64 390
15.2 (15.0–15.4)
150 000–199 999
31 649
7.0 (6.9–7.1)
≥200 000
37 497
7.8 (7.7–8.0
Political affinity (state level)
Democratic leaning
266 710
57.5 (57.5–57.5)
Republican leaning
192 525
42.5 (42.5–42.5)
Survey period
6–18 January
68 348
16.7 (16.7–16.7)
20 January to 1 February
80 567
16.7 (16.7–16.7)
3–15 February
77 122
16.7 (16.7–16.7)
17 February to 1 March
77 788
16.7 (16.7–16.7)
3–15 March
78 306
16.7 (16.7–16.7)
17–29 March
77 104
16.7 (16.7–16.7)
Abbreviation: CI, confidence interval.
aIncome data were missing in 23.4%; the denominator is 351 826
participants.
Characteristics of Survey Population, January–March 2021Abbreviation: CI, confidence interval.aIncome data were missing in 23.4%; the denominator is 351 826
participants.The prevalence of vaccine hesitancy was highest among younger age groups, black
Americans, those of ≥2 races, those with less education, those with lower
income, and those living in Republican-leaning states (Table 3). Overall and stratified vaccine uptake and intention
over time are presented in Figure 1A and 1B. Mapping of vaccine hesitancy by state for the
total population, black Americans, and whites demonstrated geographic differences in
vaccine hesitancy and changes over time. Persistence of vaccine hesitancy in several
Mountain and Southern states is noticeable among white Americans, while hesitancy
among black Americans is more geographically homogenous (Figure 2).
Table 3.
Survey-Weighted Proportions of Vaccine Uptake and Intention by Respondent
Characteristics
Survey-Weighted Proportion by Vaccine Uptake or
Intention (95% CI)
Characteristic
Already Received a Vaccine
Definitely Get a Vaccine
Probably Get a Vaccine
Probably NOT Get a Vaccine
Definitely NOT Get a Vaccine
χ 2 Test Result (Pearson)
Overall
24.6 (24.5–24.8)
39.4 (39.1–39.7)
17.5 (17.3–17.7)
10.2 (10.0–10.4)
8.2 (8.1–8.4)
…
Age, y
18–24
9.7 (9.0–10.4)
43.0 (41.5–44.4)
24.9 (23.7–26.1)
12.9 (12.0–13.9)
9.5 (8.8–10.4)
4.26 × 104
25–39
17.1 (16.8–17.4)
37.4 (36.9–37.9)
20.3 (19.8–20.8)
13.7 (13.3–14.1)
11.5 (11.1–11.9)
40–54
20.2 (19.9–20.6)
38.3 (37.8–38.8)
19.9 (19.5–20.3)
11.8 (11.5–12.2)
9.8 (9.4–10.2)
55–64
24.3 (23.8–24.8)
44.5 (43.9–45.1)
16.7 (16.3–17.1)
8.3 (7.9–8.6)
6.2 (5.9–6.6)
≥65
45.4 (44.9–45.9)
37.6 (37.1–38.0)
9.0 (8.6–9.4)
4.5 (4.2–4.8)
3.5 (3.3–3.8)
Sex
Female
27.1 (26.8–27.3)
36.2 (35.9–36.6)
17.5 (17.2–17.7)
11.0 (10.7–11.3)
8.2 (8.0–8.4)
2.73 × 103
Male
22.0 (21.7–22.3)
42.8 (42.3–43.2)
17.6 (17.2–17.9)
9.4 (9.1–9.7)
8.3 (8.0–8.6)
Race/ethnicity
Black (alone)
20.6 (20.0–21.1)
29.9 (29.1–30.8)
23.8 (23.0–24.6)
14.8 (14.1–15.5)
11.0 (10.4–11.6)
9.57 × 103
White (alone)
25.4 (25.2–25.6)
40.6 (40.2–40.9)
16.4 (16.1–167)
9.7 (9.5–10.0)
7.9 (7.7–8.1)
Asian (alone)
29.2 (28.3–30.1)
48.0 (468–49.2)
16.4 (15.5–17.3)
4.2 (3.7–4.6)
2.2 (1.8–2.8)
≥2 Races + other (alone)
18.5 (17.7–19.3)
35.4 (34.0–36.9)
20.0 (18.9–21.2)
12.8 (11.9–13.7)
13.2 (12.2–14.4)
Hispanic or Latino (of any race)
18.9 (18.3–19.5)
41.9 (41.1–42.7)
22.7 (22.0–23.5)
9.4 (8.8–9.9)
7.1 (6.6–7.7)
3.08 × 103
Not Hispanic or Latino
25.8 (25.6–26.0)
38.9 (38.6–39.2)
16.4 (16.2–16.7)
10.4 (10.2–10.6)
8.5 (8.3–8.7)
Education
High school or less
18.8 (18.4 -19.2)
36.1 (35.5–36.6)
21.1 (20.7–21.5)
12.5 (12.1–12.9)
11.6 (11.2–12.0)
2.23 × 104
Some college or associate’s degree
23.1 (22.9–23.4)
38.1 (37.6–38.6)
18.7 ( 18.3–19.2)
11.4 (11.2–11.7)
8.6 (8.4–8.8)
Bachelor’s degree or higher
33.6 (33.4–33.9)
45.0 (44.7–45.3)
11.7 (11.5–11.9)
6.0 (5.9–62)
3.6 (3.5–3.8)
Marital status
Married
28.5 (28.2–28.7)
39.8 (39.5–40.1)
15.7 (15.4–15.9)
8.9 (8.7–9.1)
7.1 (6.9–7.3)
6.23 × 103
Not married
19.8 (19.5–20.2)
39.0 (38.5–39.5)
19.8 (19.4–20.2)
11.8 (11.5–12.2)
9.6 (9.3–9.9)
Household income, $
<25 000
15.4 (14.6 -16.2)
36.9 (36.1–37.7)
21.8 (21.1–22.6)
13.6 (13.0–14.3)
12.3 (11.6–13.0)
1.37 × 104
25 000–34 999
20.3 (19.6–21.2)
37.5 (36.5–38.5)
20.8 (19.8–21.9)
11.7 (11.0–12.5)
9.6 (8.9–10.3)
35 000–49.999
22.6 (22.0–23.2)
38.6 (37.6–39.6)
19.4 (18.6–20.2)
10.8 (10.2 -11.4)
8.6 (8.0–9.2)
50 000–74 999
26.1 (25.4–26.8)
39.5 (38.7–40.2)
17.3 (16.8–17.8)
10.0 (9.4–10.6)
7.1 (6.8–7.5)
75 000–99 999
27.7 (26.9–28.5)
39.9 (39.1–40.7)
15.5 (14.9–16.3)
9.6 (9.0–10.3)
7.3 (6.8- 7.8)
100 000–149 999
29.4 (28.8–30.0)
43.0 (42.4–43.6)
13.9 (13.4–14.4)
8.2 (7.8–8.7)
5.4 (5.0–5.8)
150 000–199 999
32.0 (31.0–32.9)
46.1 (45.0 -47.2)
11.6 (10.9–12.4)
6.2 (5.6–6.8)
4.1 (3.6–4.8)
≥200 000
33.0 (32.2–33.8)
50.3 (49.4–51.3)
8.8 (8.3–9.4)
4.1 (3.8–4.4)
3.8 (3.2–4.6)
Political affinity (state level)
Democratic leaning
24.6 (24.4–24.9)
42.7 (42.3–43.1)
16.9 (16.7–17.2)
8.9 (8.6–9.2)
6.9 (6.6–7.1)
4.34 × 103
Republican leaning
24.6 (24.4–24.9)
34.9 (34.5–35.4)
18.3 (17.9–18.7)
12.0 (11.7–12.3)
10.1 (9.8–10.4)
Survey period
6–18 January
7.7 (7.5–8.0)
47.0 (46.4–47.7)
23.6 (23.0–24.2)
12.9 (12.3–13.4)
8.8 (8.4–9.3)
4.37 × 104
20 January to 1 February
13.2 (12.8–13.6)
47.6 (46.8–48.4)
19.8 (19.3–20.4)
10.9 (10.4–11.3)
8.5 (8.2–8.9)
3–15 February
19.9 (19.5–20.4)
43.6 (43.0–44.2)
18.3 (17.6–18.9)
10.2 (9.9–10.6)
8.0 (7.6–8.4)
17 February to 1 March
25.5 (25.0–26.0)
39.1 (38.4–39.8)
16.8 (16.3–17.3)
9.9 (9.5–10.3)
8.7 (8.2–9.2)
3–15 March
34.2 (33.8–34.7)
33.9 (33.2–34.5)
14.6 (14.1–15.2)
9.4 (8.9–9.9)
7.9 (7.5–8.4)
17–20 March
47.0 (46.5–47.6)
25.3 (24.7–25.9)
12.1 (11.6–12.6)
9.0 (7.6–8.4)
7.6 (7.2–8.0)
Figure 1.
Vaccine uptake and intention to receive vaccine over time.
A, Overall (large graph), by state
political leaning (top right), and by the states with least
and greatest vaccine hesitancy, Massachusetts and Wyoming, respectively
(bottom). B, Stratification by race
(top row), education (middle), and age
group (bottom).
Figure 2.
Vaccine hesitancy by state between January and March 2021 (defined as an
intention to “probably NOT” or “definitely NOT” get
a vaccine), overall and stratified by race.
Survey-Weighted Proportions of Vaccine Uptake and Intention by Respondent
CharacteristicsVaccine uptake and intention to receive vaccine over time.
A, Overall (large graph), by state
political leaning (top right), and by the states with least
and greatest vaccine hesitancy, Massachusetts and Wyoming, respectively
(bottom). B, Stratification by race
(top row), education (middle), and age
group (bottom).Vaccine hesitancy by state between January and March 2021 (defined as an
intention to “probably NOT” or “definitely NOT” get
a vaccine), overall and stratified by race.Predictors of overall vaccine hesitancy (ie, intention to “probably NOT”
or “definitely NOT” get a vaccine) included female compared with male
sex (aOR, 1.26 [95% confidence interval, 1.21–1.30]), age 25–39 years
(1.58 [1.47–1.71]) or 40–54 years (1.29 [1.20–1.38]) compared with
a reference group aged 18–24 years, black (1.25 [1.19–1.32]) or
multiracial (1.50 [1.39–1.61]) compared with white race, and living in a
Republican-leaning state (1.43 [1.37–1.48]). In contrast, older age groups,
Asian race, Hispanic ethnicity, college education, and higher income were variables
more likely to be associated with vaccine acceptance (Table 4). When the analysis was restricted to those expressing
hesitation, predictors of vaccine rejection (ie, intention to
“definitely NOT” get a vaccine) as opposed to vaccine
reluctance (ie, intention to “probably NOT” get a
vaccine) were similar: age 25–39 or 40–54 years, being multiracial, and
living in a Republican-leaning state. Interestingly, female sex and black race were
both predictors of vaccine hesitancy but were protective against vaccine rejection
(Table 5), Over time, the predictors of
vaccine hesitancy remained relatively unchanged with a few key exceptions: among the
unvaccinated, age >65 years switched from vaccine acceptance (aOR, 0.35) in
early January 2021 to vaccine hesitance (1.69) by the end of March. On the other
hand, the association between black race and hesitancy declined over the same period
(aOR, 1.58 vs 0.94) (Supplementary Table 1).
aVaccine hesitancy defined as an intention to “probably
NOT” or “definitely NOT” get a vaccine.
Table 5.
Predictors of Vaccine Rejection Among Those Who Are Vaccine Hesitant
Predictor
Adjusted OR (95% CI)
P Value
Age, y (reference: 18–24 y)
25–39
1.22 (1.05–1.41
.008
40–54
1.19 (1.04–1.36
.01
55–64
1.06 (.92–1.22
.45
≥65
1.08 (.92–1.27
.36
Female sex
0.87 (.81–.93)
<.001
Race (reference: white, non-Hispanic)
Black, non-Hispanic
0.90 (.82–.99)
.03
Asian, non-Hispanic
0.70 (.54–.89)
.004
≥2 Races + other, non-Hispanic
1.29 (1.14–1.45)
<.001
Hispanic ethnicity
0.86 (.77–.96)
.006
Education (reference: high school or less)
Some college or associate’s degree
0.83 (.78–.89)
<.001
Bachelor’s degree or higher
0.67 (.62–.73)
<.001
Married
1.01 (.95–1.08)
.72
Household income, $ (reference: <$25 000)
25 000–34 999
0.91 (.79–1.06)
.22
35 000–49.999
0.90 (.77–1.05)
.18
50 000–74 999
0.85 (.74–.97)
.02
75 000–99 999
0.89 (.77–1.04)
.15
100 000–149 999
0.80 (.70–.93)
.003
150 000–199 999
0.84 (.70–1.02)
.08
≥200 000
1.06 (.81–1.39)
.66
Republican-leaning state
1.07 (1.00–1.14)
.05
Survey period (reference: 6–18 January)
20 January to 1 February
1.15 (1.05–1.26)
.003
3–15 February
1.12 (1.02–1.24)
.02
17 February to 1 March
1.26 (1.14–1.40)
<.001
3–15 March
1.21 (1.10–1.33)
<.001
17–29 March
1.35 (1.23–1.50)
<.001
Abbreviation: CI, confidence interval.
aVaccine hesitancy defined as an intention to “probably
NOT” or “definitely NOT” get a vaccine, and vaccine
rejection as an intention to “definitely NOT” get one. The
survey-weighted logistic regression model restricted to those who are
vaccine hesitant; the binary outcome variable is choosing
“definitely NOT” (vs “probably NOT”).
Predictors of Vaccine HesitancyAbbreviations: CI, confidence interval; OR, odds ratio.aVaccine hesitancy defined as an intention to “probably
NOT” or “definitely NOT” get a vaccine.Predictors of Vaccine Rejection Among Those Who Are Vaccine HesitantAbbreviation: CI, confidence interval.aVaccine hesitancy defined as an intention to “probably
NOT” or “definitely NOT” get a vaccine, and vaccine
rejection as an intention to “definitely NOT” get one. The
survey-weighted logistic regression model restricted to those who are
vaccine hesitant; the binary outcome variable is choosing
“definitely NOT” (vs “probably NOT”).Respondents who stated they would “probably NOT” get a vaccine reported a
mean of 2.52 (95% confidence interval, 2.48–2.55) reasons for their hesitancy,
and those who would “definitely NOT” get a vaccine reported a mean of
2.74 (2.69–2.78) reasons. The top 3 reasons cited for those who would
“probably NOT” get a vaccine were deliberative in nature: 57.0% selected
“Plan to wait and see if it safe is and may get it later,” 52.1%
selected “Concern about possible side effects,” and 26.7% selected
“Other people need it more than I do right now.” On the other hand, 2 of
the top 3 reasons cited by those who would “definitely NOT” get a
vaccine were reasons relating to distrust: 49.0% do not trust the COVID-19 vaccine
and 40.0% do not trust the government. Reasons categorized as dissent were more
frequently expressed by vaccine rejectors (Figure
3).
Figure 3.
Reasons for vaccine hesitancy by vaccine intention. Reasons are grouped by
category. Those who will “probably NOT” receive the vaccine are
represented by blue bars; those who will “definitely NOT,” by
pink bars. Abbreviation: COVID-19, coronavirus disease 2019.
Reasons for vaccine hesitancy by vaccine intention. Reasons are grouped by
category. Those who will “probably NOT” receive the vaccine are
represented by blue bars; those who will “definitely NOT,” by
pink bars. Abbreviation: COVID-19, coronavirus disease 2019.In a survey-weighted logistic regression model of those who were hesitant, adjusted
for sociodemographic factors, reasons that were significant predictors of vaccine
rejection (“definitely NOT”) were mostly related to dissent and
distrust, whereas reasons that were predictors of vaccine reluctance
(“probably NOT”) were all deliberative (Figure 4). The proportion of categories of vaccine hesitancy reasons
(deliberation, dissent, or distrust) differed significantly by vaccine intention.
Overall, the majority of unvaccinated respondents expressed reasons of deliberation,
with these numbers falling over time as more people became vaccinated from January
through March 2021. Among vaccine rejecters, the proportion of reasons that reflect
deliberation is matched by reasons related to distrust as well as higher rates of
dissent. In this segment of the population, dissent and distrust remain relatively
unchanged over time (Table 6 and Figure 5).
Figure 4.
Reasons for vaccine rejection (“definitely NOT”) versus
reluctance (“probably NOT”) among those who are vaccine
hesitant. Odds ratios (ORs) were estimated from a survey-weighted logistic
regression model, adjusted for sociodemographic factors. ORs >1 indicate
significant association with vaccine rejection (pink shaded
area); ORs <1, significant association with vaccine
reluctance (blue shaded area). Colors of the points on the
graph represent categories of reasons: dissent (red),
distrust (yellow), and deliberation
(blue). Error bars represent 95% confidence intervals
(CIs). Abbreviation: COVID-19, coronavirus disease 2019.
Table 6.
Survey-Weighted Prevalence of Respondents’ Reasons for Vaccine
Hesitancy by Category
Prevalence of Reasons for Hesitancy by Category (95%
CI)
Respondent Characteristics
Deliberation
Dissent
Distrust
Overall
85.0 (84.7–85.3)
14.2 (13.8–14.6)
30.8 (30.4–31.2)
Vaccine intention
Probably get a vaccine
92.7 (92.4–93.1)
5.7 (5.4–6.1)
14.9 (14.3–15.4)
Probably NOT get a vaccine
86.7 (85.8–87.5)
14.7 (13.9–15.5)
33.6 (32.6–34.5)
Definitely NOT get a vaccine
66.5 (65.6–67.5)
31.6 (30.4–32.9)
61.3 (60.3–62.3)
Age, y
18–24
91.4 (90.1–92.5)
18.4 (16.9–19.9)
34.1 (32.3–36.0)
25–39
85.7 (85.0–86.3)
16.2 (15.5–16.9)
33.6 (32.7–34.6)
40–54
84.4 (83.8–85.1)
12.7 (12.1–13.3)
29.4 (28.5–30.3)
55–64
82.9 (81.9–83.8)
11.4 (10.7–12.0)
26.8 (25.9–27.8)
≥65
80.0 (78.7–81.3)
11.6 (10.5–12.7)
27.7 (26.3–29.1)
Sex
Female
86.9 (86.5–87.3)
11.7 (11.3–12.1)
29.2 (28.6–29.8)
Male
82.9 (82.3–83.5)
17.0 (16.3–17.6)
32.6 (31.9–33.3)
Race/ethnicity
Black (alone)
84.1 (83.0–85.2)
11.1 (10.3–12.1)
32.8 (31.5–34.2)
White (alone)
85.2 (84.8–85.6)
14.8 (14.3–15.3)
30.7 (30.2–31.2)
Asian (alone)
89.4 (87.4–91.1)
8.3 (6.9–9.9)
15.0 (13.4–16.7)
≥2 Races + other (alone)
83.3 (81.3–85.0)
18.5 (17.0–20.2)
35.1 (33.1–37.1)
Hispanic or Latino (of any race)
87.5 (86.5–88.4)
11.2 (10.2–12.3)
25.7 (24.6–26.8)
Not Hispanic or Latino
84.4 (84.1–84.8)
14.9 (14.5–15.3)
32.0 (31.5–32.5)
Education
High school or less
82.2 (81.6–82.8)
14.2 (13.5–14.8)
31.3 (30.5–32.2)
Some college or associate’s degree
86.9 (86.5–87.4)
14.5 (13.9–15.1)
32.1 (31.5–32.8)
Bachelor’s degree or higher
89.0 (88.6–89.5)
13.8 (13.3–14.4)
27.0 (26.3–27.7)
Marital status
Married
85.0 (84.4–85.6)
13.4 (13.0–13.9)
29.0 (28.4–29.7)
Not married
85.1 (84.6–85.6)
14.9 (14.4–15.5)
32.5 (31.9–33.1)
Household income, $
<25 000
83.2 (81.9–84.5)
12.8 (11.8–13.8)
32.4 (31.0–33.9)
25 000–34 999
85.5 (84.1–86.8)
12.8 (11.5–14.2)
30.2 (28.6–31.8)
35 000–49.999
86.2 (85.0–87.3)
12.9 (11.8–14.0)
29.8 (28.5–31.2)
50 000–74 999
87.7 (86.6–88.7)
13.4 (12.7–14.2)
29.1 (27.8–30.4)
75 000–99 999
87.3 (85.9–88.5)
16.4 (14.8–18.0)
31.3 (29.8–32.9)
100 000–149 999
87.3 (86.0–88.6)
14.6 (13.6–15.7)
29.3 (27.9–30.7)
150 000–199 999
86.5 (84.4–88.4)
17.0 (15.0–19.2)
29.4 (26.6–32.3)
≥200 000
85.6 (82.8–88.1)
17.4 (15.4–19.6)
27.1 (24.9–29.6)
Political affinity (state level)
Democratic leaning
85.7 (85.2–86.1)
13.6 (13.1–14.1)
29.3 (28.7–30.0)
Republican leaning
84.3 (83.7–84.8)
14.9 (14.2–15.5)
32.5 (31.7–33.2)
Survey period
6–18 January
86.6 (85.7–87.4)
12.8 (12.0–13.7)
28.6 (27.6–29.5)
18 January to 1 February
86.1 (85.4–86.9)
11.8 (11.1–12.6)
29.3 (28.3–30.3)
3–15 February
86.0 (85.2–86.9)
13.7 (12.8–14.8)
30.1 (29.0–31.2)
17 February to 1 March
84.8 (83.8–85.7)
15.0 (13.9–16.1)
32.5 (31.4–33.7)
3–15 March
83.8 (82.7–84.9)
15.9 (14.6–17.3)
32.7 (31.4–34.1)
17–29 March
81.2 (79.7–82.5)
17.5 (16.3–18.8)
33.1 (31.6–34.7)
Figure 5.
Proportional Venn diagram showing vaccine intentions characterized by
categories of reasons: dissent (red), distrust
(yellow), and deliberation (blue).
Survey-Weighted Prevalence of Respondents’ Reasons for Vaccine
Hesitancy by CategoryReasons for vaccine rejection (“definitely NOT”) versus
reluctance (“probably NOT”) among those who are vaccine
hesitant. Odds ratios (ORs) were estimated from a survey-weighted logistic
regression model, adjusted for sociodemographic factors. ORs >1 indicate
significant association with vaccine rejection (pink shaded
area); ORs <1, significant association with vaccine
reluctance (blue shaded area). Colors of the points on the
graph represent categories of reasons: dissent (red),
distrust (yellow), and deliberation
(blue). Error bars represent 95% confidence intervals
(CIs). Abbreviation: COVID-19, coronavirus disease 2019.Proportional Venn diagram showing vaccine intentions characterized by
categories of reasons: dissent (red), distrust
(yellow), and deliberation (blue).
DISCUSSION
While a growing proportion of the US population has access to the COVID-19 vaccines,
the fraction who are hesitant has resisted dramatic change. The proportion of
individuals who are vaccine hesitant varied markedly from state to state, ranging
from 10% in Massachusetts to 33% in Wyoming and showed a geographic preponderance in
the South and several Mountain states. The majority of hesitators suggested they
will “probably NOT” accept a vaccine, while a significant minority (45%)
expressed a firm view that they will “definitely NOT” accept a vaccine.
Rejecters were more likely to invoke a greater number of reasons for hesitancy, and
those reasons fell into dissent and distrust categories at much higher frequency,
while those who were merely reluctant to get the vaccine reported fewer reasons,
which were generally deliberative (more circumstantial considerations). In sum,
vaccine hesitancy is a complex phenomenon, and strategies to engage hesitant
populations and win their trust must likewise be nuanced and tailored to meet
diverse needs.Importantly, people considered to have the greatest vulnerability—those who
were younger, had lower education, and earned less—as well as individuals
living in certain policy environments were more likely to express hesitancy. From a
public health perspective, it seems at first glance a paradox that those with the
most to lose from the pandemic are precisely those who might resist vaccination. Yet
several factors may underlie this association. First, those with less education and
income may be those who feel the most disenfranchised and cynical about government
and perceived government-sponsored scientific activities, such as the development of
a vaccine or public vaccination campaigns. In addition, COVID-19 has been uniquely
politicized, and some political viewpoints have promoted the notion that public
health measures are an intrusion into liberty with questionable motives—a
perspective that is likely to create reluctance and rejection. Moreover, antivaccine
attitudes as a political stance may indicate that vaccination has become an
important signifier of membership in a social group, or an expression of
“reactance” [24], aligned
with the positionality of populist grievances or doubt as well as recent discourse
undermining the credibility and veracity of science in general [25-28].
Interestingly, the influence of “ecological” political perspectives at
the state level was not uniform among sociodemographic groups. Political
partisanship appeared to be a significant driver of vaccine hesitancy among some
whites and less so among black Americans (Supplementary Figure 1). These differences point again to the
fact that vaccine hesitancy is a complex phenomenon and is an expression of diverse
underlying perspectives. Finally, the finding that hesitancy among black Americans
was less correlated with state-level political context may be explained by two
observations. First, black residents in Republican-leaning states are less likely
than white residents to identify or vote as Republicans, and there are numerous
studies showing that vaccine hesitancy is linked to political affiliation. Second,
structural racism in the United States has a long and pervasive history, and many
black Americans may justifiably find the medical system, and by extension the
COVID-19 vaccine, to be untrustworthy [29, 30].Of particular note, this study contributes to the well-established concept of vaccine
hesitancy existing along a continuum [11,
12, 31]. Particularly, we found evidence of vaccine reluctance
and rejection as 2 distinct phenomena, even though they are both commonly
characterized as “vaccine hesitancy” in the popular media, with
different sociodemographic correlates as well as different belief structures,
suggesting that public health efforts must approach hesitators with nuance and
differentiated messaging [32, 33]. For example, while black Americans and
women were more likely to be hesitant overall, these sociodemographic groups were
actually less likely to be vaccine rejecters and more likely to be
vaccine reluctant; this finding corroborates the narrative of
community advocates that quality and community-determined access to vaccines may be
sufficient to overcome disparities in vaccine uptake despite expressed initial
hesitation [21]. Those reluctant to be
vaccinated espoused slightly fewer number of reasons, which tended to be
“deliberative” (eg, countervailing concerns such as side effects)
whereas rejecters endorsed suspicion of vaccines in general or the COVID-19 vaccine
in particular as well as distrust of other actors, such as the government, promoting
vaccination. This distinction invokes the benefits of population segmentation in the
design and prioritization of communications and mobilizing efforts for vaccine
uptake. Addressing deliberative concerns may be more feasible and require different
strategies than efforts to ameliorate the suspicion of rejecters, albeit building
trust among all populations is no less an imperative but perhaps a more difficult
undertaking [34].An examination of specific reasons for hesitancy surfaces notable underlying belief
structures that demand different outreach, messaging, and approaches. The reluctant
who reported they would “probably NOT” receive the vaccine were more
likely to invoke counterbalancing reasons as justification. For example, they were
concerned about side effects, costs, safety, efficacy, or not being a member of a
high-risk group, and they sought to allay their concerns by waiting for more people
to get vaccinated. This group may be receptive to information campaigns that draw on
messaging emphasizing vaccine safety, social return to normalcy, and other prosocial
messages [35]. Those expressing outright
rejection who would “definitely NOT” obtain the vaccine invoked
dismissal of potential benefits (eg, “Don’t think vaccination is
beneficial”), distrust of the vaccine development process (eg,
“Don’t trust the government”), and dissent (eg, “Don’t
believe COVID-19 is a serious illness”). Of note, these deeply held
perspectives may stem from ethical beliefs that run counter to mainstream
perspectives but nevertheless are based on “moral foundations,” as
elucidated by previous literature on vaccine hesitancy [16]. Building trust within these communities may require
strategies that make use of peers, credible messengers outside of mainstream public
health, as well as long-term structural changes to the social fabric such that all
segments of society feel they are treated fairly and with dignity. Efforts to engage
each distinct segment of the vaccine-hesitant population therefore must be
calibrated not only to the intensity but also to the nature of their hesitancy. The
reluctant deliberators may be receptive to tailored information, whereas the
dissenting rejecters perhaps require affective approaches to building trust and
engagement.Limitations exist. First, these data are from an online survey with participants
reached by text or email. The response rate was lower than traditional surveys
conducted by the US Census Bureau, which are typically administered in person or via
postal mail, and significant nonresponse rates can bias estimates [36]. Second, this analysis has been
performed as a snapshot in time during a period of rapid change. Whether these
associations remain relevant in the coming weeks and months is unclear. Furthermore,
it is unknown to what extent the survey responses regarding intention to vaccinate
are associated with actual vaccine uptake by individual participants. However, we
have found that vaccine hesitancy at the state level is highly predictive of vaccine
uptake rates >3 months later. In a linear regression, a 1% higher vaccine
hesitancy rate during the study period (January–March 2021) is associated with
a 1.5% decrease in the rates of those who are fully vaccinated on 7 July 2021 (Supplementary Figure 2).
Third, our grouping of patient-reported reasons into categories of deliberation,
dissent, and distrust are ad hoc and not supported by empirical analyses. Other
frameworks, such as the “4C’s model” (complacency, confidence,
convenience, and calculation), have been widely used [13, 37].
Although other categorization schemes may map onto the categories used in this
analysis, we believe that the 3 categories we selected were most applicable to the
reasons available in the survey data. Fourth, although we present adjusted analyses,
residual confounding could still be present. Finally, political partisanship was
operationalized as an ecological variable so conclusions about the role of
partisanship among individuals cannot be drawn, as associations are susceptible to
ecological fallacy.In conclusion, this analysis demonstrates that as vaccination efforts for COVID-19
accelerate, a substantial fraction of the US population remain vaccine reluctant or
vaccine rejecters and that there are clear sociodemographic predictors of, as well
as distinct self-reported reasons for, vaccine hesitancy. These data suggest that
much more work needs to be done to enhance uptake of the vaccine. More specifically,
public health and medicine must be aligned with the social realities of America
experienced by different populations; health systems and government entities must
also accept responsibility for the present-day stunted public engagement with public
health. Segmented solutions to reach into sequestered social systems are needed to
optimize vaccine uptake, but longer-term institutional building is needed to win
trust and rebuild the social contract.
Supplementary Data
Supplementary materials are available at Clinical Infectious
Diseases online. Consisting of data provided by the authors to benefit
the reader, the posted materials are not copyedited and are the sole responsibility
of the authors, so questions or comments should be addressed to the corresponding
author.Click here for additional data file.
Authors: Deborah Gurgel Smith; John Anthony Vanchiere; Michelle Raley; Andrew David Yurochko; Mohammad Alfrad Nobel Bhuiyan; Kevin Sean Murnane; Rona Scott; Jeremy Kamil; Jill Rush-Kolodzey; Martha Whyte; Kenneth Densmore; Maarten Van Diest; Christopher Kevil Journal: J La Public Health Assoc Date: 2022-05-30