Krzysztof Chmiel1, Justyna Knapik-Kowalczuk2, Ewa Kamińska1, Lidia Tajber3, Marian Paluch2. 1. Department of Pharmacognosy and Phytochemistry, Faculty of Pharmaceutical Sciences in Sosnowiec, Medical University of Silesia in Katowice, ul. Jagiellońska 4, 41-200 Sosnowiec, Poland. 2. Institute of Physics, Faculty of Science and Technology, University of Silesia, SMCEBI, 75 Pułku Piechoty 1a, 41-500 Chorzów, Poland. 3. School of Pharmacy and Pharmaceutical Sciences, Trinity College Dublin, 2 Dublin, Ireland.
Abstract
In this work, we employed broad-band dielectric spectroscopy to determine the solubility limits of nimesulide in the Kollidon VA64 matrix at ambient and elevated pressure conditions. Our studies confirmed that the solubility of the drug in the polymer matrix decreases with increasing pressure, and molecular dynamics controls the process of recrystallization of the excess of amorphous nimesulide from the supersaturated drug-polymer solution. More precisely, recrystallization initiated at a certain structural relaxation time of the sample stops when a molecular mobility different from the initial one is reached, regardless of the temperature and pressure conditions. Finally, based on the presented results, one can conclude that by transposing vertically the results obtained at elevated pressures, one can obtain the solubility limit values corresponding to low temperatures. This approach was validated by the comparison of the experimentally determined points with the theoretically obtained values based on the Flory-Huggins theory.
In this work, we employed broad-band dielectric spectroscopy to determine the solubility limits of nimesulide in the Kollidon VA64 matrix at ambient and elevated pressure conditions. Our studies confirmed that the solubility of the drug in the polymer matrix decreases with increasing pressure, and molecular dynamics controls the process of recrystallization of the excess of amorphous nimesulide from the supersaturated drug-polymer solution. More precisely, recrystallization initiated at a certain structural relaxation time of the sample stops when a molecular mobility different from the initial one is reached, regardless of the temperature and pressure conditions. Finally, based on the presented results, one can conclude that by transposing vertically the results obtained at elevated pressures, one can obtain the solubility limit values corresponding to low temperatures. This approach was validated by the comparison of the experimentally determined points with the theoretically obtained values based on the Flory-Huggins theory.
Developing a drug as an amorphous solid
dispersion (ASD) has many
benefits as over 80% of ASDs offers better bioavailability compared
to the crystalline form of the active substance.[1] However, one should keep in mind that this is not an easy
task. The main challenge lies in identifying the optimal ratio between
the active pharmaceutical ingredient (API) and the polymer, which
provides the best dissolution, while maintaining the physical stability
of the ASD. It should be highlighted that one can ensure the physical
stability of the API–polymer mixture from a thermodynamic point
of view. To do so, two main requirements must be met. The most important
factor is to appropriately select the ingredients in a way to ensure
that the drug can be dissolved in a polymer matrix as their mutual
solubility/miscibility plays a key role. Next, it is to use the amount
of the API, which does not exceed the solubility limit in a given
polymer; thus, the API concentration must be maintained below the
saturation level.[2−6] Thus, the best approach to developing stable amorphous drug–polymer
systems seems to be the determination of the solubility limit of the
drug in a given polymer in advance. This will allow to identify the
maximum amount of API that can be used without compromising the amorphous
nature of the drug during the shelf-life.A number of experimental
approaches exploring the subject of drug–polymer
solubility have been proposed.[2,7−13] However, these methods are burdened with certain limitations. Solubility
in small-molecule solutions is defined as an equilibrium thermodynamic
parameter, that is, the chemical potential of the solute in the solid
phase is the same as that in the liquid phase. One can extend this
definition for polymer solvents supposing that equilibrium can be
reached when the measurement is performed well above the Tg of the system. Thus, when the temperature is equal or
lower than the glass-transition temperature (Tg), the API–polymer system becomes too viscous to maintain
the equilibrium. Therefore, the experimentally determined solubility
in the context of amorphous substances is defined as the “apparent”
solubility.[9,12,13] However, it should be pointed out that there is a way to predict,
at a broad temperature range (even to the extent not available experimentally),
the solubility of an API in the polymer matrix. The most commonly
used theoretical approaches are based on either (i) perturbed-chain
statistical associating fluid theory[14−16] or (ii) the Flory–Huggins
(FH) theory.[17−22]Hot-melt extrusion (HME) is a processing technique suitable
for
the production of ASDs for pharmaceutical applications.[23−25] During the extrusion, a mix of the crystalline drug and the chosen
polymer (raw materials) is subjected to shearing and intense mixing
of a rotating screw under an elevated temperature and pushed through
a die to obtain a product of homogeneous shape.[26,27] The pressures generated within an extruder can reach very high values
(up to 70 MPa).[28] There are a number of
reports addressing the compression-induced recrystallization of amorphous
APIs, at conditions corresponding to the pressure exerted during extrusion.[29−31] A good example of the discussed phenomenon is the study conducted
on amorphous probucol. The authors confirmed that the amorphous drug
does not exhibit any tendency toward devitrification up to the point
where the elevated pressure was applied. A compression force equal
to 10 MPa immediately induced devitrification of the amorphous API.
Interestingly, once recrystallization started, the process progressed
even when the initial crystallization-inducing factor was no longer
present (when the sample was decompressed).[32] Due to the fact that probucol was classified as a pressure-controlled
compound,[33] other drugs in this group might,
but not necessarily, have to display a similar behavior. Another example
of the drug with a well-documented sensitivity to elevated pressure
is bicalutamide.[34,35] Szafraniec-Szczęsny et
al. have shown that the tendency of amorphous bicalutamide toward
recrystallization increases with the increasing compression force,[36] thus confirming the importance of the pressure
factor when considering the stability of amorphous systems.The latest studies have revealed information about the effect of
the increased pressure on the earlier discussed solubility limit.[37,38] However, our knowledge of this phenomenon is still limited. It should
be noted that a simple comparison of the number of reports addressing
the subject of drug–polymer solubility under ambient pressure
conditions with those considering the effect of increased pressure
reveals a substantial disproportion. This is surprising considering
extrusion-based drug formulations.In this paper, we determined
the solubility limits of nimesulide
(NMS) in the Kollidon VA64 (KVA) matrix at both ambient and elevated
pressure conditions, starting from the supersaturated solutions. Most
of the experimental approaches employed to determine the solubility
limit are based on calorimetric measurements.[2,7−13] Nevertheless, the results presented herein were obtained with the
use of both differential scanning calorimetry (DSC) and broad-band
dielectric spectroscopy (BDS). BDS is an experimental technique already
applied to determine the solubility limit at ambient pressure.[39−43] Moreover, due to the fact that this method has been repeatedly used
to test amorphous materials under elevated pressures,[32,44] in particular, as it has been recently shown to determine the aforementioned
solubility under elevated pressure conditions,[37,38] we chose it as the main experimental technique.The aim of
our investigations was to find the answer to the following
question: How important are the solubility limit studies performed
at elevated pressures and can we translate them to ambient pressure
conditions? To achieve this goal, we conducted a series of DSC and
BDS measurements. The thermal properties of ASDs containing various
concentrations of NMS and KVA were investigated by DSC. The molecular
mobility of the prepared drug–polymer mixtures, which was later
used to determine the solubility limits at both ambient and elevated
pressures, was measured by means of BDS. Furthermore, isothermal and
nonisothermal measurements allowed us to determine the concentration
dependencies of Tg of NMS + KVA systems.
Experimental
Section
Materials
NMS with molecular weight MW = 308.31 g mol–1 and purity ≥
99% was supplied by Kemprotec Limited (UK). Polyvinylpyrrolidone vinylacetate–Kollidon
VA64 (KVA) of molecular mass MW = 45,000–47,000
g mol–1 was purchased from BASF SE (Ludwigshafen,
Germany). The NMS and KVA samples were received as a light-yellow
and white powder, respectively. Both NMS and KVA were used without
further purification.
Preparation of Binary Systems
To
acquire homogeneous
samples, the API and the polymer were mixed at appropriate ratios
in a mortar. The sample preparation for ambient and high-pressure
BDS measurements involved melting at T = 433 K followed
by vitrification on a previously chilled copper plate. All measurements
were performed immediately after the preparation of the amorphous
systems to avoid recrystallization.
Differential Scanning Calorimetry
The thermal properties
of NMS-based ASDs were examined using a Mettler-Toledo DSC 1 STARe
System (Columbus, OH, USA). The measuring device was equipped with
a HSS8 ceramic sensor with 120 thermocouples. The instrument was calibrated
for temperature and enthalpy using indium and zinc standards. Crystallization
and melting points were determined as the onset of the peak, whereas
the glass-transition temperature as the midpoint of the heat capacity
increment. The samples were measured in a closed aluminum crucible
(40 μL) with a pinhole to prevent the buildup of pressure. Amorphous
samples were obtained in situ in the DSC apparatus
by fast cooling (at the rate of 20 K/min) of the previously melted
sample (data not shown). All measurements were carried out in the
range from 270 to 433 K using a 10 K/min heating rate and a 20 K/min
cooling rate under a nitrogen purge (60 mL/min).
Broad-band
Dielectric Spectroscopy
The dielectric measurements
of NMS-based ASDs were carried out using a Novo-Control GMBH Alpha
dielectric spectrometer (Montabaur, Germany) in the frequency range
from 10–1 to 106 Hz at preselected temperatures
at a heating rate of 2 K/min (and a cooling rate of 50 K/min in case
of quenching samples on a copper plate after melting and 10 K/min
after annealing at certain temperatures). The temperature was controlled
by a Quatro temperature controller with temperature stability better
than 0.1 K. Dielectric studies of NMS and NMS + KVA binary systems
were performed immediately after their vitrification by the fast cooling
of the melt in a parallel-plate cell made of stainless steel (15 mm
diameter and 0.1 mm gap with a quartz spacer).For high-pressure
BDS measurements, a high-pressure Unipress U111 setup (Warszawa, Poland)
was additionally employed. For these experiments, the sample was measured
in a similar parallel-plate cell made of stainless steel (15 mm diameter
and 0.1 mm gap with a Teflon spacer). The cell was then sealed and
encased in a Teflon tape to separate it from the silicon liquid. The
temperature was adjusted with a precision of 0.1 K by a Julabo heating
circulator (Seelbach, Germany).The protocol used to determine
solubility was as follows:[45]In the first step,
a strongly supersaturated
glass solution is formed. First, a physical mix is obtained by mixing
the API and polymer at appropriate ratios in a mortar for 20 min to
acquire a homogeneous sample. Then, for both ambient and high-pressure
measurements, the sample is melted and vitrified using well-defined
heating and cooling rates.The supersaturated glass solution
is then loaded into a DSC/BDS instrument and annealed above its glass-transition
temperature to reach the equilibrium concentration at the annealing
temperature. Depending on the sample and measuring technique, a sufficient
annealing time must be determined to reach this equilibrium concentration
in a wide range of annealing temperatures. In this work, this annealing
time was up to 50 and 70 h for DSC and BDS measurements, respectively.
This difference was mainly due to the geometry of the container used
in both experiments, as it is one of the factors affecting the beginning
and progress of the crystallization process.[46]In the third step,
the equilibrium
concentration of the drug remaining in the polymer matrix after annealing
is determined. This is done by determining the glass-transition temperature
of the annealed material by DSC/BDS.The last step is determination of
the sample composition by comparing its glass transition to the experimentally
determined compositional dependence of Tg’s (determined for each measuring technique independently).By repeating steps (ii–iv) for different
annealing temperatures,
it is possible to determine the solubility curve.
True Density
Measurements
The true density of amorphous
NMS was measured by an AccuPyc 1330 pycnometer, Micromeritics, using
helium (99.995% purity) to determine the volume of the sample.[19] A 1 cm3 aluminum sample cup was used.
The instrument was calibrated immediately before the analysis, and
the measurement comprising five volume determinations was performed
in duplicate.
Mathematical Modeling
Modeling of
the phase diagrams
and statistical analysis were performed in Origin 2018. Nonlinear
least-squares curve fits to experimentally determined data were obtained
by applying the Levenberg–Marquardt iteration algorithm until
the Chi-square tolerance value of 1 × 10–9 was
reached and the fit converged.[19] No weighting
for the parameters was applied.
Results and Discussion
Determination
of the Solubility Limits of the NMS + KVA ASD
via Calorimetric Measurements
The thermal properties of neat
NMS have been already documented in the literature;[47] therefore, we focused mainly on its binary systems. The
thermograms of the amorphous NMS + KVA mixtures at various weight
concentrations (after melting and quenching in the DSC apparatus),
obtained through measurements carried out in the range from 270 to
433 K at the 10 K/min heating rate, are presented in panel (a) of Figure . All measured systems
are characterized by a single-step thermal event that corresponds
to the glass transition. Considering the work of Baird and Taylor,
the presence of two separate Tg’s
during the standard DSC measurement would correspond to the phase
separation in the sample.[48] Therefore,
the obtained results imply the homogeneity of the systems.[49,50] The exact values of Tg are as follows:
294 K (NMS),[47] 303 K (NMS + 20 wt % KVA),
312 K (NMS + 30 wt % KVA), 321 K (NMS + 40 wt % KVA), 335 K (NMS +
55 wt % KVA), 355 K (NMS + 80 wt % KVA), and 377 K (KVA).
Figure 1
(a) Thermograms
of amorphous: NMS[47] (orange),
NMS + 20 wt % KVA (pink), NMS + 30 wt % KVA (raspberry), NMS + 40
wt % KVA (red), NMS + 55 wt % KVA (cardinal), NMS + 80 wt % KVA (burgundy),
and KVA (black). (b) Glass-transition temperatures of NMS + KVA mixtures.
Diamonds correspond to the experimentally determined Tg values, while the orange pentagon (NMS) represents the
experimental data corresponding to the literature. The dashed line
represents the Gordon–Taylor prediction.
(a) Thermograms
of amorphous: NMS[47] (orange),
NMS + 20 wt % KVA (pink), NMS + 30 wt % KVA (raspberry), NMS + 40
wt % KVA (red), NMS + 55 wt % KVA (cardinal), NMS + 80 wt % KVA (burgundy),
and KVA (black). (b) Glass-transition temperatures of NMS + KVA mixtures.
Diamonds correspond to the experimentally determined Tg values, while the orange pentagon (NMS) represents the
experimental data corresponding to the literature. The dashed line
represents the Gordon–Taylor prediction.One can observe a continuous evolution of Tg with the increasing amount of the polymer in the system.
This phenomenon is common, and its origin can be explained by either
the antiplasticization effect exerted by the addition of the polymer
with a higher Tg value than that of a
neat amorphous drug or the specific interactions between the components.[51] If the antiplasticization effect is dominant, Tg of the mixtures should vary with the polymer
content in accordance to the Gordon–Taylor (G–T) prediction,
which is defined as followswhere Tg, Tg1, and Tg2 are
the glass-transition temperatures of the drug–polymer mixture,
the amorphous drug, and the polymer, respectively; W1 and W2 are the weight fractions
of the drug and the polymer, respectively; and K is
a parameter that can be calculated according to the formulawhere ΔC and ΔC are the changes in heat capacity at Tg of the drug and polymer, respectively. In panel (b) of Figure , Tg values predicted from the G–T equation (eq ) (marked as black dashed
line) were compared with the experimentally obtained Tg’s of the NMS + KVA systems containing various
polymer concentrations (marked as diamonds). It can be seen that they
are in good agreement. Such a result indicates that the drug should
be miscible and homogeneously dispersed in the polymer.[52] This is of importance as highly miscible systems
are usually characterized by better physical stability. It should
be noted that although it is not a conclusive proof, no significant
deviation of the experimental points from the G–T prediction
suggests the lack of any specific strong drug–polymer interactions.[52]The determination of the solubility limit
presented in this work,
regardless of the applied experimental technique (whether calorimetric
or dielectric), is based on Mahieu’s approach.[2] The amorphous NMS + 40 wt % KVA system was arbitrarily
chosen for the subsequent solubility limit studies as the supersaturated
starting composition. According to the protocol proposed in ref (2), the samples were annealed
at the following temperatures: 368, 373, 378, 383, 388, 393, and 398
K for up to 50 h and then cooled down and re-measured by DSC to determine Tg. Panel (a) of Figure shows representative examples of the samples
re-measured after isothermal recrystallization at four out of seven
temperatures selected above.
Figure 2
(a) Thermograms of the fully amorphous NMS +
40 wt % KVA mixture
(red) as well as the sample after isothermal recrystallization at:
398 K (green), 388 K (dark blue), 378 K (turquoise), and 368 K (violet).
(b) Glass-transition temperatures of NMS + KVA mixtures. Diamonds
correspond to the experimentally determined Tg values, while the orange pentagon (NMS) represents the data
taken from the literature. The dashed line represents the Gordon–Taylor
prediction. Empty diamonds correspond to the Tg values obtained after recrystallization performed at (from
the right side): 368 K (violet), 373 K (black), 378 K (turquoise),
383 K (black), 388 K (dark blue), 393 K (black), and 398 K (green).
(a) Thermograms of the fully amorphous NMS +
40 wt % KVA mixture
(red) as well as the sample after isothermal recrystallization at:
398 K (green), 388 K (dark blue), 378 K (turquoise), and 368 K (violet).
(b) Glass-transition temperatures of NMS + KVA mixtures. Diamonds
correspond to the experimentally determined Tg values, while the orange pentagon (NMS) represents the data
taken from the literature. The dashed line represents the Gordon–Taylor
prediction. Empty diamonds correspond to the Tg values obtained after recrystallization performed at (from
the right side): 368 K (violet), 373 K (black), 378 K (turquoise),
383 K (black), 388 K (dark blue), 393 K (black), and 398 K (green).Determination of the exact concentration of the
remaining amorphous
systems after recrystallization was possible based on the obtained Tg values. This can be done by the simple comparison
of these values to either the experimentally determined dependency
of Tg on the concentration or to the G–T
prediction, as no discrepancies between them were noticed [see panel
(b) of Figure ]. Both
the Tg’s as well as solubility
limit values determined after the recrystallization of the excess
amount of drug from the NMS + 40 wt % KVA mixture are collected in Table . The obtained results
served as a verification of the data obtained from the dielectric
studies.
Table 1
Calorimetric Glass-Transition Temperatures
Determined after the Recrystallization of the Excess Amount of the
Drug from the NMS + 40 wt % KVA System at Various Temperatures and
the Corresponding Drug Concentrations of the NMS + KVA ASDs
temperature of performed recrystallization [K]
368
373
378
383
388
393
398
Tg [K]
344 ± 0.5
343 ± 0.5
342 ± 0.5
340 ± 0.5
337 ± 0.5
335 ± 0.5
330 ± 0.5
solubility
limit (wt % of API in the system)
32 ± 0.2
33 ± 0.2
35 ± 0.2
37 ± 0.2
41 ± 0.2
45 ± 0.3
49 ± 0.2
Determination of the Solubility
Limits of the NMS + KVA ASD
via Dielectric Measurements at Ambient Pressure Conditions
Similar to the solubility limits determined by DSC, the experimental
determination of the concentration dependency of the glass-transition
temperature was first determined by BDS. This dependence was then
used to identify the compositions obtained after recrystallization.
For this purpose, the analysis of the molecular mobility of each prepared
sample was undertaken as a series of BDS measurements. The representative
dielectric loss spectra of the NMS + 40 wt % KVA mixture, which were
obtained during the heating of the amorphous sample, above its Tg, are shown in Figure . The spectra showed one loss peak corresponding
to the structural α relaxation. The maximum of this peak moves
toward higher frequencies with the increasing temperature. The intensity
of this peak [its dielectric strength (Δε)] is proportional
to the number of units involved in the structural relaxation. Therefore,
a sudden drop of Δε would reflect the onset of the sample
recrystallization.[53,54] Due to the fact that no sudden
drop in intensity was observed on the dielectric loss spectra up to
393 K, one can assume that the recrystallization process did not occur
during nonisothermal experiments (see Figure ). This can indicate the relatively high
physical stability of the NMS-based ASD containing not less than 40
wt % of KVA.
Figure 3
Representative dielectric loss spectra of the amorphous
binary
mixture of NMS + 40 wt % KVA above its glass-transition temperature
(from 325 to 393 K, recorded every 4 K), collected at ambient pressure
(0.1 MPa). Red lines indicate the α process.
Representative dielectric loss spectra of the amorphous
binary
mixture of NMS + 40 wt % KVA above its glass-transition temperature
(from 325 to 393 K, recorded every 4 K), collected at ambient pressure
(0.1 MPa). Red lines indicate the α process.From the analysis of the loss spectra collected above Tg, we determined the temperature dependencies
of the α-relaxation
times for all the measured systems [see panel (a) of Figure ]. To obtain the values of
τα at various temperatures, the experimental
data were fitted using the Havriliak–Negami (HN) function (eq )[55]where ε∞ is the high-frequency
limit permittivity, ε0 is the permittivity of vacuum,
Δε is the dielectric strength, ω is equal to 2πf, τHN is the HN relaxation time, and a and b represent the symmetric and asymmetric
broadening of the relaxation peak, respectively. Based on the fitting
parameters determined above, the values of τα were calculated by means of the following formula
Figure 4
(a) Relaxation
map of the following systems (from the right side):
NMS (orange), NMS + 20 wt % KVA (pink), NMS + 30 wt % KVA (raspberry),
NMS + 40 wt % KVA (red), NMS + 55 wt % KVA (cardinal), NMS + 80 wt
% KVA (burgundy), and KVA (black). Empty circles indicate the crystallization
onset. Temperature dependences of τα in the
supercooled liquid are described by the VFT equation (red solid lines).
(b) Glass-transition temperatures of NMS + KVA mixtures. The circles
correspond to the experimentally determined Tg values, while the orange pentagon (NMS) represents the data
taken from the literature.[47]
(a) Relaxation
map of the following systems (from the right side):
NMS (orange), NMS + 20 wt % KVA (pink), NMS + 30 wt % KVA (raspberry),
NMS + 40 wt % KVA (red), NMS + 55 wt % KVA (cardinal), NMS + 80 wt
% KVA (burgundy), and KVA (black). Empty circles indicate the crystallization
onset. Temperature dependences of τα in the
supercooled liquid are described by the VFT equation (red solid lines).
(b) Glass-transition temperatures of NMS + KVA mixtures. The circles
correspond to the experimentally determined Tg values, while the orange pentagon (NMS) represents the data
taken from the literature.[47]Relaxation times, obtained from the fitting procedure described
above, are presented as circles in panel (a) of Figure . It can be seen that the τα(T) values determined for the measured systems show
a non-Arrhenius behavior. Therefore, we parameterized them using the
Vogel–Fulcher–Tamman (VFT) equation[56−58]where τ∞, B, and T0 are the fitting parameters.
By extrapolating the VFT fit to 100 s, we were able to determine the Tg values [according to the definition Tg = T(τα = 100 s)] of the following systems: NMS, NMS + 20 wt % KVA, NMS
+ 30 wt % KVA, NMS + 40 wt % KVA, NMS + 55 wt % KVA, NMS + 80 wt %
KVA, and neat KVA as 291, 302, 311, 320, 334, 354, and 376 K, respectively.
The obtained results were in good agreement with the calorimetric
data, even considering the different heating rates applied during
both analyses: 10 K/min in the case of DSC and 2 K/min in the case
of BDS. The theoretical explanation of this phenomenon as well as
calculations considering the employed experimental techniques is well
described in ref (59). Panel (b) of Figure shows the experimentally determined compositional dependence of
the Tg values. As stated at the beginning
of this section, this was then used to identify the compositions obtained
after the recrystallization of the excess amount of NMS from the supersaturated
solutions.Similar to the calorimetric measurements carried
out in the first
part of this work, the initial (supersaturated) drug–polymer
composition containing 40 wt % of KVA was chosen for the subsequent
solubility studies. In the first step of our investigations, the sample
was annealed at seven different temperatures from 368 to 398 K (every
5 K) for up to 70 h. Panels (a,b) of Figure show the dielectric spectra of the representative
examples of NMS + 40 wt % KVA during the isothermal recrystallization
performed at two temperatures: 373 and 383 K, respectively. As mentioned
earlier, the recrystallization of the amorphous material, registered
during the isothermal dielectric studies, is manifested as the drop
in the intensity of the α-process peak over time. However, in
the presented case of the recrystallization of the amorphous NMS from
the drug–polymer ASD, one can additionally notice a shift of
the structural relaxation process toward lower frequencies. This can
be explained by the decrease in the global mobility of the system
associated with an increase in the Tg value
of the ASD due to the decreasing amount of the amorphous drug remaining
in the mixture (the weakening of the plasticization effect). This
phenomenon has been observed for systems comprising a low-Tg API and a high-Tg polymer. A similar behavior was also observed during the recrystallization
of flutamide in the flutamide–Kollidon VA64 system,[37] aripiprazole in compositions with Kollidon VA64
or Soluplus,[41] and sildenafil in the sildenafil
+ Kollidon VA64 ASD system.[43] It is worth
mentioning that the opposite phenomenon, the shift of the α-relaxation
process toward higher frequencies during the recrystallization corresponding
to the enhancement of the plasticizing effect, can be observed in
the systems based on a high-Tg API and
a low-Tg polymer such as sildenafil +
poly vinylacetate.[43] When the recrystallization
of the excess amount of NMS from the supersaturated solution had ceased,
one loss peak could be observed in the dielectric loss spectrum (see
panels (a,b) of Figure ).
Figure 5
(a,b) Dielectric spectra obtained during the isothermal recrystallization
determined at 373 and 383 K, respectively. t0 indicates the first recorded spectrum at the set temperature.
(c,d) Dielectric spectra obtained during additional measurements in
the temperature range from 341 to 373 and 339 to 383 K, registered
every 4 K, carried out after isothermal recrystallization at 373 and
383 K, respectively.
(a,b) Dielectric spectra obtained during the isothermal recrystallization
determined at 373 and 383 K, respectively. t0 indicates the first recorded spectrum at the set temperature.
(c,d) Dielectric spectra obtained during additional measurements in
the temperature range from 341 to 373 and 339 to 383 K, registered
every 4 K, carried out after isothermal recrystallization at 373 and
383 K, respectively.Next, we performed additional
experiments, in which the sample
after recrystallization was remeasured during heating to determine
the molecular dynamics of the system in a broad temperature range
[see panels (c,d) of Figure ]. Then, the obtained spectra were analyzed and subjected
to the HN fitting procedure to determine the temperature dependence
of the relaxation times of the NMS + KVA systems after recrystallization
(τα′(T); see panel
(a) of Figure . To
determine Tg of the sample obtained after
isothermal recrystallization, we extrapolated the VFT fits to 100
s (Tg = T(τα = 100 s)). The Tg values
determined after the recrystallization of the excess amount of the
drug from the NMS + 40 wt % KVA mixture are listed in Table .
Figure 6
(a) Relaxation map of
the fully amorphous system (from the right
side): NMS + 40 wt % KVA (red circles), NMS + 55 wt % KVA (cardinal
circles), NMS + 80 wt % KVA (burgundy circles), and system after recrystallization
at (from the right side): 398 K (green stars), 393 K (black stars),
388 K (dark blue stars), 383 K (black stars), 378 K (turquoise stars),
373 K (black stars), and 368 K (violet stars). Temperature dependences
of τα in the supercooled liquid were described
by the VFT equation (red solid lines). (b) Glass-transition temperatures
of NMS + KVA mixtures. Full circles correspond to the experimentally
determined Tg values. Empty circles correspond
to the Tg values obtained after recrystallization
performed at (from the right side): 368 K (violet), 373 K (black),
378 K (turquoise), 383 K (black), 388 K (dark blue), 393 K (black),
and 398 K (green).
Table 2
Glass-Transition
Temperatures Determined
by BDS after the Recrystallization of the Excess Amount of the Drug
from the NMS + 40 wt % KVA System at Various Temperatures and Corresponding
Drug Concentrations of the NMS + KVA ASDs
temperature
of performed recrystallization [K]
368
373
378
383
388
393
398
Tg [K]
343 ± 1.1
342 ± 1.0
341 ± 0.9
339 ± 0.8
336 ± 0.8
334 ± 0.7
330 ± 0.6
solubility limit (wt % of API in the system)
32 ± 0.9
33 ± 0.8
35 ± 0.8
37 ± 0.6
41 ± 0.5
45 ± 0.4
49 ± 0.4
(a) Relaxation map of
the fully amorphous system (from the right
side): NMS + 40 wt % KVA (red circles), NMS + 55 wt % KVA (cardinal
circles), NMS + 80 wt % KVA (burgundy circles), and system after recrystallization
at (from the right side): 398 K (green stars), 393 K (black stars),
388 K (dark blue stars), 383 K (black stars), 378 K (turquoise stars),
373 K (black stars), and 368 K (violet stars). Temperature dependences
of τα in the supercooled liquid were described
by the VFT equation (red solid lines). (b) Glass-transition temperatures
of NMS + KVA mixtures. Full circles correspond to the experimentally
determined Tg values. Empty circles correspond
to the Tg values obtained after recrystallization
performed at (from the right side): 368 K (violet), 373 K (black),
378 K (turquoise), 383 K (black), 388 K (dark blue), 393 K (black),
and 398 K (green).As shown in panel (b) of Figure , we were able to identify the concentrations
of the
systems obtained after recrystallization by correlating the Tg value to the experimentally determined compositional
dependence of the Tg’s. The exact
values are summarized in Table . It can be concluded that both sets of Tg’s and the solubility limits obtained from the
calorimetric and dielectric measurements are in excellent agreement.As the experimental determination of the solubility limit has its
limitations (i.e., high viscosity of the system at relatively low
temperatures),[9,12,13] to obtain another estimation of the solubility limit of NMS in the
KVA matrix at room temperature, we decided to apply one of the theoretical
approaches.
Determination of the Solubility Limits of
the NMS + KVA ASD
at Ambient Pressure Conditions Using the FH Theory
Solubility
of NMS in the KVA matrix at 298 K was determined using the F–H
theory by measuring the parameter χ (the F–H interaction
parameter) from the solid–liquid line using the following equation
(eq )[60]where Tm and Tm0 are the melting points of the
API in the
binary mixture and neat drug, respectively, R is
the gas constant, T is the temperature, ΔHfus is the heat of fusion of the pure drug,
ϕ is the volume fraction of the API (NMS), m is the volume ratio of the polymer to drug, and χ is the F–H
interaction parameter. Note that m can be calculated
as per eq , where Mw is the molecular weight and d is the true densityThe following
parameters were used
in eqs and 7: Tm0 = 421 K, ΔHfus = 32,988 J/mol, ddrug = 1.41 g/cm3, dpoly = 1.20 g/cm3, Mw(drug) = 308.3 g/mol, and Mw(poly) = 46,000 g/mol.We employed two
approaches in relation to the estimation of the
χ parameter: (I) best fitting a single χ value to the
experimental data points[61] and (II) determining
the temperature dependence of the interaction parameter χ[19] (eq )where A and B are constants related to entropy
and enthalpy contributions, respectively.[62]Using the approach (I), we determined the χ parameter
as
−1.17 ± 0.08, implying the miscibility of the drug and
polymer. The solubility of NMS in KVA at 298 K was found to be 2.9
wt %. However, as can be seen in Figure , when determining the A and B parameters [approach (II)], estimated to
be 6.695 ± 0.85 and −2996 ± 324, respectively, the
solubility of NMS in the polymer was assessed to be 14 wt %.
Figure 7
Glass-transition
temperatures of NMS + KVA mixtures. Circles and
stars correspond to the experimentally determined Tg and solubility limit values, respectively, while orange
pentagons (NMS) represent experimental data that correspond to the
literature.[47] Dashed line represents drug
solubility (the solid–liquid line) in the polymer obtained
using theFH theory.
Glass-transition
temperatures of NMS + KVA mixtures. Circles and
stars correspond to the experimentally determined Tg and solubility limit values, respectively, while orange
pentagons (NMS) represent experimental data that correspond to the
literature.[47] Dashed line represents drug
solubility (the solid–liquid line) in the polymer obtained
using theFH theory.Once we obtained the
temperature dependence of the NMS solubility
in the KVA matrix, we moved to high-pressure measurements to assess
whether or not elevated pressure would affect it.
Determination
of the Solubility Limits of the NMS + KVA ASD
via Dielectric Measurements at Elevated Pressure Conditions
Similar to the measurements performed at atmospheric pressure presented
in the previous section, we started with the determination of the
molecular dynamics of the systems at elevated pressure conditions
(at 50 MPa). The spectra exhibited one loss peak corresponding to
the structural α relaxation (data not shown). From the analysis
of these spectra collected above Tg, we
determined the temperature dependencies of the α-relaxation
times for the measured systems. As can be seen in panel (a) of Figure , we estimated the Tg values of NMS + 20 wt % KVA, NMS + 40 wt %
KVA, and NMS + 55 wt % KVA as 314, 332, and 346 K, respectively, from
the extrapolation of VFT fit to 100 s. The nearly constant increase
in Tg (ΔT = 12
K) is consistent with the high-pressure data obtained for another
pharmaceutical, flutamide.[37,38] This behavior can be
explained by the decrease in the molecular mobility resulting from
the increased densification of molecular packing of the system as
the applied pressure raises.[63,64] Observing the constant
increase in Tg, we decided to vertically
displace the compositional dependence of the Tg values obtained at ambient pressure to this relationship.
The result of this procedure can be seen in panel (b) of Figure . It should be mentioned
that due to the equipment limitation of the used heating circulator,
not all prepared samples could be measured, which resulted in a limited
number of Tg values determined at elevated
pressures.
Figure 8
(a) Relaxation map of the following systems (from the right side):
NMS + 20 wt % KVA (pink), NMS + 40 wt % KVA (red), and NMS + 55 wt
% KVA (cardinal). Empty hexagon corresponds to the crystallization
onset. Temperature dependences of τα in the
supercooled liquid were described by the VFT equation (red solid lines).
(b) Glass-transition temperatures of NMS + KVA mixtures. Hexagons
and circles correspond to the experimentally determined Tg values at 50 and 0.1 MPa, respectively, while orange
pentagons (NMS) represent the data taken from the literature. The
dotted line is the vertically transposed relationship of the Tg dependence obtained at ambient pressure.
(a) Relaxation map of the following systems (from the right side):
NMS + 20 wt % KVA (pink), NMS + 40 wt % KVA (red), and NMS + 55 wt
% KVA (cardinal). Empty hexagon corresponds to the crystallization
onset. Temperature dependences of τα in the
supercooled liquid were described by the VFT equation (red solid lines).
(b) Glass-transition temperatures of NMS + KVA mixtures. Hexagons
and circles correspond to the experimentally determined Tg values at 50 and 0.1 MPa, respectively, while orange
pentagons (NMS) represent the data taken from the literature. The
dotted line is the vertically transposed relationship of the Tg dependence obtained at ambient pressure.We next annealed the NMS + 40 wt % KVA system at
368, 378, 388,
and 398 K for up to 100 h. When the recrystallization of the excess
amount of NMS from the supersaturated solution had ceased, the samples
were cooled down and then re-measured to determine the molecular dynamics
of the systems in a broad temperature range (data not shown). By following
the procedure already discussed in this work [extrapolation of the
VFT fits to 100 s; Tg = T(τα = 100 s)], we were able to determine the
corresponding Tg’s [see panel (a)
of Figure ].
Figure 9
(a) Relaxation
map of the fully amorphous NMS + 55 wt % KVA (cardinal
hexagon) system and systems after recrystallization at (from the right
side): 398 K (green stars), 388 K (dark blue stars), 378 K (turquoise
stars), and 368 K (violet stars) at 50 MPa. The temperature dependence
of τα in the supercooled liquid was described
by the VFT equation (red solid lines). The red dashed line is the
horizontal displacement of the VFT fit of the nearest parameterized
concentration. (b) Glass-transition temperatures of NMS + KVA mixtures.
Full hexagons correspond to the experimentally determined Tg values at 50 MPa. Empty hexagons correspond
to the Tg values obtained after recrystallization
performed at (from the left side): 368 K (violet), 378 K (turquoise),
388 K (dark blue), and 398 K (green). The dotted line is the vertically
transposed relationship of the Tg dependence
obtained at ambient pressure.
(a) Relaxation
map of the fully amorphous NMS + 55 wt % KVA (cardinal
hexagon) system and systems after recrystallization at (from the right
side): 398 K (green stars), 388 K (dark blue stars), 378 K (turquoise
stars), and 368 K (violet stars) at 50 MPa. The temperature dependence
of τα in the supercooled liquid was described
by the VFT equation (red solid lines). The red dashed line is the
horizontal displacement of the VFT fit of the nearest parameterized
concentration. (b) Glass-transition temperatures of NMS + KVA mixtures.
Full hexagons correspond to the experimentally determined Tg values at 50 MPa. Empty hexagons correspond
to the Tg values obtained after recrystallization
performed at (from the left side): 368 K (violet), 378 K (turquoise),
388 K (dark blue), and 398 K (green). The dotted line is the vertically
transposed relationship of the Tg dependence
obtained at ambient pressure.It has to be pointed out that in the case of the isothermal recrystallization
performed at 368 K, only one dielectric spectrum could have been fitted
with the acceptable accuracy by the HN function. Thus, the number
of experimentally determined relaxation times was not sufficient to
parameterize it with the VFT equation. However, due to the close proximity
of the well-parameterized system, NMS + 40 wt % KVA, after annealing
at 378 K, we shifted its VFT fit horizontally and used this extrapolation
to determine Tg [red dashed line in panel
(a) of Figure ]. This
approach has been validated as presented in our previous work on flutamide-based
ASDs.[37,38] The Tg values
determined after the recrystallization of the excess amount of drug
from the NMS + 40 wt % KVA mixture at an elevated pressure (50 MPa)
are listed in Table .
Table 3
Glass-Transition Temperatures Determined
by BDS after the Recrystallization of the Excess Amount of Drug from
the NMS + 40 wt % KVA System at Various Temperatures and Corresponding
Drug Concentrations of the NMS + KVA ASDs at 50 MPa
temperature of performed recrystallization [K]
368
378
388
398
Tg [K]
358 ± 2.1
357 ± 2.1
356 ± 1.7
354 ± 1.5
solubility limit (wt % of API in the system)
29 ± 1.4
31 ± 1.4
32 ± 1.1
36 ± 1.0
Finally, by comparing the
obtained Tg values to the vertically shifted
concentration dependence of the Tg values
of the system obtained at ambient pressure
(discussed earlier), we identified the solubility limits determined
after the recrystallization of the excess amount of NMS from the supersaturated
mixture [see panel (b) of Figure ]. We listed the relevant values in Table . Based on the presented results,
one can draw a conclusion that the solubility of the drug in the polymer
matrix decreases with the increasing pressure. This is consistent
with the recently published data.[37,38]By following
the idea that the relaxation time is the key to sustain
the desired level of solubility while increasing the pressure,[38] we evaluated our results in this respect. By
analyzing the obtained data, it is possible to observe instances where
the recrystallization began for the same initial relaxation time:
(i) 398 K and 50 MPa and 383 K and 0.1 MPa (τα = 1.07 μs); see panel (a) of Figure and (ii) 388 K and 50 MPa and 373 K and
0.1 MPa (τα = 4.92 μs); see panel (b)
of Figure .
Figure 10
(a,b) τα(T) registered
for the fully amorphous NMS + 40 wt % KVA sample (red hexagons and
circles for 50 and 0.1 MPa, respectively) as well as the sample after
isothermal crystallization at: (i) 398 K and 50 MPa and (ii) 383 K
and 0.1 MPa (green and black stars, respectively)—for panel
(a); and (i) 388 K and 50 MPa and (ii) 373 K and 0.1 MPa (dark blue
and black stars, respectively)—for panel (b). τα(T) in the supercooled liquid has been described
by the VFT equation (red solid lines).
(a,b) τα(T) registered
for the fully amorphous NMS + 40 wt % KVA sample (red hexagons and
circles for 50 and 0.1 MPa, respectively) as well as the sample after
isothermal crystallization at: (i) 398 K and 50 MPa and (ii) 383 K
and 0.1 MPa (green and black stars, respectively)—for panel
(a); and (i) 388 K and 50 MPa and (ii) 373 K and 0.1 MPa (dark blue
and black stars, respectively)—for panel (b). τα(T) in the supercooled liquid has been described
by the VFT equation (red solid lines).Figure shows
the solubility limit values obtained for the data above (recrystallization
performed for the same initial relaxation time). Clearly, the presented
result for the NMS + KVA ASD is yet another example, confirming that
regardless of the chosen temperature or pressure conditions, there
is a way of maintaining the desired level of solubility by sustaining
the same initial relaxation time. This can contribute to a better
understanding of the role of isochronal conditions in the solubility
limit studies.
Figure 11
Experimentally determined glass-transition temperatures
for the
NMS + KVA mixtures. Hexagons and circles correspond to the experimentally
determined Tg values at 50 and 0.1 MPa,
respectively, while pentagons (NMS) represent the experimental data
corresponding with the literature. Dotted line is the vertically transposed
relationship to the Tg dependence obtained
at ambient pressure. Stars correspond to the exact solubility limits
determined during each measurement. Light green and light blue shadowed
areas correspond to the concentrations obtained after recrystallization
at isochronal, τα = 1.07 and 4.92 μs,
conditions.
Experimentally determined glass-transition temperatures
for the
NMS + KVA mixtures. Hexagons and circles correspond to the experimentally
determined Tg values at 50 and 0.1 MPa,
respectively, while pentagons (NMS) represent the experimental data
corresponding with the literature. Dotted line is the vertically transposed
relationship to the Tg dependence obtained
at ambient pressure. Stars correspond to the exact solubility limits
determined during each measurement. Light green and light blue shadowed
areas correspond to the concentrations obtained after recrystallization
at isochronal, τα = 1.07 and 4.92 μs,
conditions.
Determination of the Solubility
Limits of the NMS + KVA ASD
at Elevated Pressure Conditions Using the FH Theory
Finally,
we applied the FH theory to the data generated under elevated pressure
(50 MPa). The melting point of NMS under such a condition is 435 K,[65] while the enthalpy of drug melting and density
of the components were taken to be comparable to those obtained when
no pressure was applied. Using the approach (I), the χ parameter
was determined to be −1.3 ± 0.2, implying the miscibility
of the drug and polymer; however, it was clear that the fit is not
precise. Thus, the solubility of NMS in KVA at 298 K was found to
be 3 wt %. Using the approach (II) and allowing the A and B parameters to fit best the experimental points,
they now became 13.03 ± 0.3 and −5511 ± 113, respectively,
and the solubility of API in the polymer was assessed to be 21.7 wt
% (see Figure ).
Figure 12
Glass-transition
temperatures of NMS + KVA mixtures. Circles and
hexagons correspond to the experimentally determined Tg at 0.1 and 50 MPa, respectively, while empty stars correspond
to the solubility limit values determined at elevated pressures (50
MPa), and empty pentagons (neat NMS) represent data taken from the
literature at elevated pressures.[65] Dashed
line represents the drug solubility in the polymer (the solid–liquid
line) determined using the FH theory.
Glass-transition
temperatures of NMS + KVA mixtures. Circles and
hexagons correspond to the experimentally determined Tg at 0.1 and 50 MPa, respectively, while empty stars correspond
to the solubility limit values determined at elevated pressures (50
MPa), and empty pentagons (neat NMS) represent data taken from the
literature at elevated pressures.[65] Dashed
line represents the drug solubility in the polymer (the solid–liquid
line) determined using the FH theory.Next, we decided to shift vertically the experimental data corresponding
to the solubility limits obtained at elevated pressures. As a reference
point, we used the melting temperature of neat NMS at 50[65] and 0.1 MPa.[47] As
can be seen in panel (a) of Figure , this procedure provides an interesting result (gray
pentagons, empty and filled, respectively). The data overlap nearly
seamlessly. As illustrated in panel (b) of Figure , the obtained set of data (generated by
shifting the high-pressure points downward to the line formed by the
experimental points at 0.1 MPa) was then fitted using the FH model.
The “global” χ parameter for this data set was
determined to be −1.41 ± 0.17, with the solubility of
NMS at 298 K in the polymer equal to 3.7 wt %, slightly higher than
the values obtained when the experimental points at 0.1 and 50 MPa
were fitted separately. However, it needs to be highlighted that the
quality of the fit as expressed by the R2 value was only 0.84. A better fit (R2 = 0.99) was determined using the approach (II), where the A and B parameters were calculated to be
10.85 ± 0.94 and −4602 ± 350, respectively, translating
into NMS solubility of 22.6%, close to the value of solubility obtained
for the high-pressure data alone. Thus, combining the measurements
from atmospheric and high-pressure experiments can result in the widening
of the data set and adding critical points at compositions not accessible
when performing standard measurements and improving the predictions.
Janssen et al. proposed that in relation to the pressure impact on A and B, the component related to the enthalpy
of mixing (B) is not pressure-dependent, while the
parameter A, correlated with the free volume of the
mixture, should decrease as an increase in pressure reduces the free
volume.[66] This approach was tested here,
and indeed, when the B parameter was kept constant
at −2996, as determined for the atmospheric pressure data only
(see above), the parameter A for the whole data set
combined results obtained from both pressures, established at 5.825
± 0.11, but it was not statistically different to that determined
for the experimental points with no pressure effect. It appears that
the 50 MPa pressure is not high enough to significantly change the
parameter associated with a change in free volume, but as stated above,
the data points generated by shifting the high-pressure points downward
to the line formed by the experimental points at 0.1 MPa do improve
the predictions.
Figure 13
(a,b) Glass-transition temperatures of NMS + KVA mixtures.
Circles
correspond to the experimentally determined Tg at 0.1 MPa, while filled and empty stars correspond to the
solubility limit values determined at ambient and elevated pressures
(50 MPa), respectively, and filled and empty pentagons (NMS) represent
data taken from the literature at ambient[47] and elevated pressure,[65] respectively.
Panel (a) serves as a visual aid to illustrate the vertical transfer
of the experimental data corresponding to the solubility limits obtained
at elevated pressures. Panel (b) illustrates the data after the vertical
transfer. Half-filled stars correspond to the combined data obtained
at ambient and elevated pressures. Dashed line represents the drug’s
solubility determined using the FH theory.
(a,b) Glass-transition temperatures of NMS + KVA mixtures.
Circles
correspond to the experimentally determined Tg at 0.1 MPa, while filled and empty stars correspond to the
solubility limit values determined at ambient and elevated pressures
(50 MPa), respectively, and filled and empty pentagons (NMS) represent
data taken from the literature at ambient[47] and elevated pressure,[65] respectively.
Panel (a) serves as a visual aid to illustrate the vertical transfer
of the experimental data corresponding to the solubility limits obtained
at elevated pressures. Panel (b) illustrates the data after the vertical
transfer. Half-filled stars correspond to the combined data obtained
at ambient and elevated pressures. Dashed line represents the drug’s
solubility determined using the FH theory.Based on the presented results, one can draw a conclusion that
despite the fact that the solubility at a given temperature changes
with the applied pressure, the overall profile of the temperature
dependence of the API solubility in the polymer matrix is not pressure-sensitive.
Therefore, it would seem that by applying pressure, one can simply
transpose this profile vertically. This approach allows to obtain
the solubility values at elevated pressure conditions and transpose
them to generate more reliable data for the data points at lower temperatures
and at ambient pressure. This approach might be the long-awaited solution
to the problem of experimental determination of the solubility limit
of a drug in a polymer matrix at low temperatures. The possibility
of determining data in an extended temperature range would further
contribute to the further development and/or verification of theoretical
models. However, this is only the first step toward the understanding
of the role of elevated pressures in the solubility limit studies.
Therefore, we strongly encourage further exploration of this phenomenon.
Conclusions
To summarize, BDS investigations carried out
on the NMS + KVAs
systems provided results which were in excellent agreement with those
obtained from calorimetric measurements in terms of the solubility
limit determination. Furthermore, it was revealed that the solubility
of the API in the polymer matrix decreased with increasing pressure
[i.e. (i) 32 and 29 wt % at 368 K and 0.1 and 50 MPa, respectively
or (ii) 49 and 36 wt % at 398 K and 0.1 and 50 MPa, respectively].
Experiments on the ASDs confirmed that regardless of the chosen sets
of pressure or temperature conditions, the preservation of the same
initial relaxation time is the key to maintaining the desired level
of solubility, which will contribute to a better understanding of
the role of the isochronal conditions in the solubility limit studies.
Based on the presented data, one can conclude that by vertically transposing
the results determined at elevated pressure, it is possible to obtain
the solubility limit values corresponding to low temperatures. This
may be the long-awaited solution to some of the limitations of experimental
methods for determining drug solubility in a polymer matrix.
Authors: Matthias Manne Knopp; Lidia Tajber; Yiwei Tian; Niels Erik Olesen; David S Jones; Agnieszka Kozyra; Korbinian Löbmann; Krzysztof Paluch; Claire Marie Brennan; René Holm; Anne Marie Healy; Gavin P Andrews; Thomas Rades Journal: Mol Pharm Date: 2015-08-11 Impact factor: 4.939