Literature DB >> 34189133

Challenges Facing Percutaneous Ablation in the Treatment of Hepatocellular Carcinoma: Extension of Ablation Criteria.

Yanzhao Zhou1, Yi Yang2, Bingyan Zhou3, Zhengzheng Wang1, Ruili Zhu1, Xun Chen1, Jingzhong Ouyang1, Qingjun Li1, Jinxue Zhou1.   

Abstract

As an emerging minimally invasive treatment method, percutaneous ablation is more and more widely used in the treatment of liver tumors. It has been recommended by guidelines for diagnosis and treatment of hepatocellular carcinoma (HCC) as a curative treatment alongside surgical resection and liver transplantation. In recent years, with the continuous advancement and innovation of percutaneous ablation technologies, their clinical efficacy and safety have been significantly improved, which has led to the expanded application of percutaneous ablation in the treatment of HCC-more and more patients who were previously considered unsuitable for ablation therapies are now being treated with percutaneous ablation. Obviously, percutaneous ablation can reduce the risk of treatment changes from curative strategies to palliative strategies. Based on clinical practice experience, this review enumerates the advantages and disadvantages of different ablative modalities and summarizes the existing combinations of ablation techniques, thus will help clinicians choose the most appropriate ablative modality for each patient and will provide scientific guidance for improving prognosis and making evidence-based treatment decisions. In addition, we point out the challenges and future prospects of the ablation therapies, thereby providing direction for future research.
© 2021 Zhou et al.

Entities:  

Keywords:  assistive technology; hepatocellular carcinoma; image guidance; percutaneous ablation

Year:  2021        PMID: 34189133      PMCID: PMC8232857          DOI: 10.2147/JHC.S298709

Source DB:  PubMed          Journal:  J Hepatocell Carcinoma        ISSN: 2253-5969


Introduction

In the past two decades, many cohort investigations and comparative studies have shown that the application of percutaneous ablation in the treatment of early-stage hepatocellular carcinoma (HCC) can achieve comparable survival benefits with surgical resection.1–5 Based on the accumulated clinical experience and scientific evidence, current HCC diagnosis and treatment guidelines formulated by major academic groups propose percutaneous ablation as a curative treatment for early-stage HCC, especially for patients who cannot undergo liver transplantation due to insufficient liver organ reserves and those who cannot undergo surgical resection.6–10 However, studies have shown that up to 36% of early-stage HCC patients had already received palliative cares [primarily transarterial chemoembolization (TACE)], and thus could not follow the guidelines’ recommendations to receive curative treatments such as percutaneous ablation, liver resection or liver transplantation.11,12 In addition, ablative modalities have certain limitations. For example, because target tumors cannot be clearly displayed under image guidance, as well as many other factors such as tumor location, tumor size, tumor stage, patient status, and complications, around 30% of early-stage HCC patients were considered unsuitable even for the most mature and effective radiofrequency ablation (RFA) treatment.13,14 However, in recent years, with the continuous progress and innovation of percutaneous ablation technologies, more and more patients who were previously considered unsuitable for ablation treatments are receiving percutaneous ablation.15,16 Obviously, percutaneous ablation can reduce the risk of palliative cares,17,18 which are associated with poor patient prognosis.7,19–21 Therefore, when conditions permit, all potential curative treatments for HCC (such as percutaneous ablation, surgical resection, and liver transplantation) should be used as first-line treatments.22 The principle of percutaneous ablation is to target and locate tumors under the guidance of imaging technologies, and use physical or chemical methods to kill tumor cells. The imaging techniques include ultrasound, computerized tomography (CT), and magnetic resonance imaging (MRI), while the treatment methods include percutaneous, laparoscopic, and conventional surgery (Figure 1). Percutaneous ablation can directly target tumors and therefore has the advantages of high efficiency and short operation time. In addition, the ablation zone is limited to tumors and their surrounding tissues, which will cause little impact on the body and can be used repeatedly.23–26 In the past two decades, percutaneous ablation has developed rapidly, with substantial improvements in both the technologies and procedures. As a result, larger ablation zones can be achieved. This obviously helps to improve the clinical outcomes and safety of the treatment methods, which in turn leads to the expanded application of percutaneous ablation in the treatment of HCC.18,27–29 It is challenging, but also necessary, to keep abreast of these developments. The correct use of assistive technologies, equipment and image guidance methods under different ablative modalities will be essential for the optimal treatment results. Therefore, a thorough understanding of indications and contraindications of ablative modalities and familiarity with the advantages and disadvantages of assistive technologies, ablation equipment, and image guidance techniques are of great significance. In addition, tailoring different percutaneous ablation treatment plans for different patients according to the size, location, and histological characteristics of tumors is another key to optimizing clinical results,30 which is also in line with the current concept of personalized and precise treatment.31,32 To help clinicians choose the most appropriate ablative modality for each patient, we herein have summarized the current clinical practice experience and revealed that more research is required to satisfy the unmet needs of the field.
Figure 1

Percutaneous ablation modalities.

Percutaneous ablation modalities.

Understand the Indications and Contraindications for Percutaneous Ablation

Selecting patients who meet the treatment standards is the key to the success of any ablation or image-guided ablation therapy. The indications and contraindications for percutaneous ablation in the existing clinical practice guidelines should be followed as much as possible. According to the 2018 Barcelona Clinic Liver Cancer (BCLC) staging system and treatment strategy, ablation is suitable for very-early-stage HCC patients with tumor diameter <2 cm or those with tumor number ≤3 and single tumor diameter ≤3 cm.7 However, according to a large number of prospective and retrospective studies and clinical application results published in recent years, the application of percutaneous ablation in the treatment of HCC has exceeded the recommendations of Barcelona Clinic Liver Cancer (BCLC) staging system and treatment strategy, and has also achieved effective local tumor control.18,20–22,27,28,30 By analyzing the clinical research data obtained in recent years, we revised the indications for ablative modalities in the treatment of HCC and divided them into “absolute indications” and “relative indications”. “Absolute indications” are HCC cases recommended to be treated with percutaneous ablation in the guidelines. Percutaneous ablation can achieve same curative effects as surgical resection in the treatment of these HCC cases. After sufficient technical training, beginners can completely rely on image-guided percutaneous ablation to successfully treat these cases. “Relative indications” include HCC cases with tumor diameter ≥3 cm or tumor number ≥3 that were recommended to receive TACE treatment by the guidelines, and HCC cases with tumor locations previously considered unsuitable for percutaneous ablation treatments (such as tumors close to the pericardium, diaphragm, gallbladder, caudate lobe of liver, central bile duct, large vessels, lymph node metastasis of HCC, or porta hepatis).18,27,28,33–35 These cases were previously considered to be the “forbidden zone”, “non-standard indications”, or HCC cases with “high-risk locations” for ablative modalities. Safe and effective treatment of these cases requires a wealth of experience in ablation therapy and the use of advanced image guidance technologies (such as fusion imaging and enhanced ultrasound) and assistive technologies (such as artificial ascites, artificial hydrothorax, and multiple overlapping ablations).

Assistive Technologies

Accurate and complete ablation with the help of assistive technologies is essential to obtain the best therapeutic effects. Therefore, many innovations and improvements have been continuously introduced into assistive technologies to improve the curative effects of percutaneous ablation. Superficial HCC tumors have long been considered contraindications for percutaneous ablation, because it is believed that percutaneous ablation can lead to high risks of bleeding, tumor implantation,36 and damages to adjacent critical structures [such as diaphragm,37 digestive tract and gallbladder, sub-pericardium, and liver sub-capsule]. However, the experience gained from the most commonly used thermal ablation techniques [including RFA and microwave ablation (MWA)] in the past two decades shows that, from the perspective of the risks of bleeding and tumor implantation, subcapsular tumors can be treated safely and effectively with the assist of no-tumor liver parenchyma puncturing,38,39 artificial ascites,40,41 and artificial hydrothorax techniques.42 The principle of artificial ascites technique43 is to inject normal saline or isotonic glucose solution into the abdominal cavity through a syringe or a water injection catheter, so that a large water barrier is formed around the liver, thereby separating target tumors from key adjacent organs and effectively preventing the thermal damage caused by ablation (Figure 2). In addition, the leverage effect can also be utilized—by lifting or prying up the tail of the applicator, target tumors can be dragged away from other organs around the liver, thereby further reducing the thermal damage caused by ablation44 (Figure 3). Another advantage of artificial ascites technique is that, for patients with a history of abdominal surgery, after artificial ascites is introduced by abdominal catheterization, the adhesive part of the abdominal cavity is also likely to be separated.45 However, before choosing percutaneous ablation to treat subcapsular HCC, the latest advances in laparoscopic liver surgery should be fully considered, because surgical resection is currently a safer treatment.27
Figure 2

The schematic shows different routes of infusion of the artificial ascites. Depending on the location of the liver tumor, perihepatic, sub-hepatic, sub-diaphragm, and gastrohepatic routes can be selected for artificial ascites infusion. A large water barrier is artificially formed to separate the target tumors from key adjacent organs and effectively preventing the thermal damage caused by ablation.

Figure 3

(A) Image-guided puncture needle is placed between liver sub-capsule and peritoneum, and water isolation protection is formed by injecting normal saline after placing drainage tube. (B and C) By lifting or prying up the tail of the applicator, target tumors can be dragged away from other organs around the liver, thereby further reducing the thermal damage caused by ablation. (D) Intermittently injecting glucose solution with a temperature around 4°C into the drainage tube can effectively protect the bile duct from thermal damage caused by RFA. (E) Injecting saline directly into the gallbladder bed and performing RFA after separating the gallbladder and liver capsule will also reduce the risk of thermal damage to the gallbladder wall.

The schematic shows different routes of infusion of the artificial ascites. Depending on the location of the liver tumor, perihepatic, sub-hepatic, sub-diaphragm, and gastrohepatic routes can be selected for artificial ascites infusion. A large water barrier is artificially formed to separate the target tumors from key adjacent organs and effectively preventing the thermal damage caused by ablation. (A) Image-guided puncture needle is placed between liver sub-capsule and peritoneum, and water isolation protection is formed by injecting normal saline after placing drainage tube. (B and C) By lifting or prying up the tail of the applicator, target tumors can be dragged away from other organs around the liver, thereby further reducing the thermal damage caused by ablation. (D) Intermittently injecting glucose solution with a temperature around 4°C into the drainage tube can effectively protect the bile duct from thermal damage caused by RFA. (E) Injecting saline directly into the gallbladder bed and performing RFA after separating the gallbladder and liver capsule will also reduce the risk of thermal damage to the gallbladder wall. Centrally located HCC cases with tumors close to the main bile duct are still considered to be clear contraindications for thermal ablation techniques such as RFA and MWA, because percutaneous ablation can significantly increase the risk of thermal injury to the biliary tract.46 This problem can be solved by performing percutaneous transhepatic bile duct intubation or endoscopic nasobiliary drainage. Both of them can introduce a drainage tube in the bile duct. Intermittently injecting glucose solution with a temperature around 4°C into the drainage tube can effectively protect the bile duct from thermal damage caused by RFA47,48 (Figure 3). By performing percutaneous transhepatic gallbladder drainage, saline can be injected into the gallbladder through the drainage tube after the bile is drawn out,49 thereby effectively protecting the gallbladder from thermal damage. Alternatively, injecting saline directly into the gallbladder bed and performing RFA after separating the gallbladder and liver capsule (Figure 3) will also reduce the risk of thermal damage to the gallbladder wall.50 These assistive technologies are mostly used for percutaneous ablation treatment of large HCC tumors adjacent to the gallbladder. Different ablation modes will also lead to different clinical outcomes. Monopolar ablation is simple to operate in clinical practice, and ablation can be achieved through a single applicator. Compared with monopolar ablation, multi-bipolar ablation can better predict the ablative margin and expand the ablation zone.51 Therefore, the indications for multi-bipolar ablation can be extended to tumors with larger diameters (up to 8 cm), even invasive tumors with limited portal vein invasion.52 For standard indications (tumor diameter <5 cm), multi-bipolar ablation can also be adopted, especially the no-touch multi-bipolar RFA, which inserts applicators into normal liver tissue around target tumors. Compared with monopolar RFA, no-touch multi-bipolar RFA can significantly reduce the local recurrence rate of HCC with tumor diameter less than 5 cm (including ≤3 cm).53 In addition, no-touch ablation can safely and effectively ablate various subcapsular and extrahepatic growing HCC tumors54 (Figure 4).
Figure 4

Various modalities and devices for radiofrequency ablation. (a) Bipolar electrode with no need of grounding pad. (b) Multi-bipolar system for no-touch ablation by placing the electrodes to surround but not directly puncture the target tumor. (c) Single electrode with internal cooling. (d) Adjustable electrode with variable ablative zone with one electrode. (e) Multiple monopolar electrodes with switch controller to enable larger ablative zone. (f) Expandable electrode with four to nine smaller electrodes inside.

Various modalities and devices for radiofrequency ablation. (a) Bipolar electrode with no need of grounding pad. (b) Multi-bipolar system for no-touch ablation by placing the electrodes to surround but not directly puncture the target tumor. (c) Single electrode with internal cooling. (d) Adjustable electrode with variable ablative zone with one electrode. (e) Multiple monopolar electrodes with switch controller to enable larger ablative zone. (f) Expandable electrode with four to nine smaller electrodes inside.

Ablation Devices

Different ablation devices can achieve very similar therapeutic effects (Table 1), but their technical principles and clinical applications are different (Figure 5). Understanding these differences and being familiar with the advantages and limitations of each device will help to choose the most appropriate ablative modality for a patient (Table 2). After all, there is no perfect multifunctional ablation device. In addition, the selection of equipment also depends on the treatment goals and a patient’s clinical conditions.16,55–57
Table 1

Retrospective and Randomized Controlled Studies of Radiofrequency Ablation, Microwave Ablation, Cryoablation, Irreversible Electroporation and Ethanol Injection

ArticleTypeNumber of PatientsComplete Response (After One or More Sessions)Local RecurrenceOverall SurvivalMorbidity/Mortality
Kim et al 201313RFA1305 patients, HCC within Milan criteria98.5%21.4% at 3 yr, 27% at 5 yr and 36.9% at 10 yr77.9% at 3 yr, 59.7% at 5 yr and 32.3% at 10 yrMajor AE 2%, 0.01% death
Shiina et al 201258RFA1170 patients, whatever size and numbers99.4%3.2% at 3 yr, 5 yr and 10 yr80% at 3 yr, 60% at 5 yr and 27.3% at 10 yrMajor AE 1.5%, 0.03% death
Rossi et al 201159RFA706 patients 1–2 HCC <35 mm98.5%12.1% at 3 yr and 13.2% at 5 yr67% at 3 yr, 40.1% at 5 yrMajor AE 1%, 0% death
Lencioni et al 200561RFA206 patients, HCC within Milan criteria90.0%10% at 3 yr and at 5 yr67% at 3 yr, 41% at 5 yrMajor AE 2%, 0% death
Lee et al 201462RFA162 patients, HCC within Milan criteria96.7%14.5% at 3 yr and 5 yr84.1% at 3 yr, 67.9% at 5 yrMajor AE 3.1%, 0% death
Nkontchou et al 200963RFA235 patients, HCC within Milan criteria94.7%11.5% at 5 yr60% at 3 yr, 40% at 5 yr, 76% at 5 yrMajor AE 0.9%, 0.4% death
Ohmoto et al 200979MWA vs RFA49 MWA vs 34 RFA, HCC within Milan criteriaNA9% at 3 yr, 19% at 4 yr vs 9% at 3 yr, 19% at 4 yr (P=0.031)49% at 3 yr, 39% at 4 yr vs 70% at 3 yr, 70% at 4 yr (p= 0.018)Major AE 8%, 0% Death vs Major AE 0%, 0% Death
Zhang et al 201380MWA vs RFA77 MWA vs 78 RFA, HCC within Milan criteria100% MWA vs 100% RFA10.5% at 5 yr vs 11.8% at 5 yr (NA)51.7% at 3 yr, 38.5% at 5 yr vs 64.1% at 3 yr, 41.3% at 5 yr (P = 0.780)Major AE 2.6% 0% death vs Major AE 2.7% 0% death
Ding et al 201381MWA vs RFA113 MWA vs 85 RFA, HCC within Milan criteria98.5% MWA vs 99% RFA10.9% at 3 yr vs 5.2% at 3 yr (p=0.127)77.6% at 3 yr, 6% at 4 yr vs 82.7% at 3 yr, 77.8% at 4 yr (p = 0.729)Major AE 2.7% 0% death vs Major AE 2.4% 0% death
Abdelaziz et al 201482MWA vs RFA66 MWA HCC vs 45 RFA HCC within Milan criteria96.1% MWA vs 94.2% RFA3.9% at 2 yr vs 13.5% at 2 yr (p=0.04)67.6 at 2 yr vs 47.4% at 2 yr (p=0.49)Major AE 3.2%, 0% death vs Major AE 11.1%, 0% death
Ma et al 201683MWA433 MWA HCC whatever the size and number94.9%12.9% at 3 yr58.7% at 3 yrMajor AE 5.3%, 0% death
Vietti Violi et al 201884MWA vs RFA71 MWA vs 73 RFA, HCC in HCC ≤4cm95% MWA vs 96% RFA6% at 2 yr vs 12% at 2 yr (p=0.27)86% at 2 yr vs 84% at 2 yr (p=0.87)Major AE 2%, 0 death vs Major AE 3%, 0 death
Chong et al 202085MWA vs RFA47 MWA vs 46 RFA, HCC within Milan criteria95.7% MWA vs 97.8% RFANA67.1% at 3 yr, 42.8% at 5 yr vs 72.7% at 3 yr, 56.7% at 5 yr (p=0.899)Major AE 2.1%, 0 death vs Major AE 2.2%, 0 death
Yu et al201788MWA vs RFA203 MWA vs.200 RFA, HCC within Milan criteria99.6% MWA vs 98.8% RFA4.3% at 3 yr, 11.4% at 5 yr vs 5.8% at 3 yr, 19.7% at 5 yr (p=0.11)81.9% at 3 yr, 67.3% at 5 yr vs 81.4% at 3 yr, 72.7% at 5 yr (p = 0.91)Major AE 3.4%, 0 death vs Major AE 2.5%, 0 death
Kamal et al 201993MWA vs RFA28 MWA vs 28 RFA, HCC within Milan criteriaNA9.1% at 1 yr vs 9.1% at 1 yr (p=1.00)82.1% at 1 yr vs 78.6% at 1 yr (p=1.00)Major AE 3.6%, 0 death vs Major AE 0%, 0 death
Wang et al 201598Cryo vs RFA180 RFA vs 180 Cryo 1 to 2 HCC <5 cm98.3% Cryo vs 95.6% RFA7% at 3 yr vs 11% at 3 yr (p = 0.043)67% at 3 yr, 40% at 5 yr vs 66% at 3 yr, 38% at 5 yr (p = 0.747)Same rate of major AE (4%)
Rong et al 2015100Cryo866 Cryo, HCC within Milan criteria96.1%22.1% at 3 yr, and 24.2% at 5 yr80.6% at 3 yr and 60.3% at 5 yrMajor AE, 2.4% 0% death
Sutter et al 2017108IRE58 IRE, HCC whatever the size92%21% at 1 yr96% at 1 yrMajor AE 5%, 1.8% death
Kalra et al 2019106IRE21 IRE HCC in ≤4cm100%24% at 1 yrNAMajor AE %, 0% death
Shiina et al2005110PEI vs RFA114 PEI vs 118 RFA in HCC <3 cm100% PEI vs 100% RFA11% at 4 yr vs.1.7% at 4 yr (p = 0.003)57% at 4 yr vs 74% at 4 yr (p = 0.01)Major AE 2.6%, 0% death vs Major AE 5.1%, 0% death
Lin et al 2004111PEI vs RFA62 PEI vs 62 RFA in HCC <3 cm88% PEI vs 96% RFA34.5% at 3 yr vs 14% at 3 yr (p = 0.01)51% at 3 yr vs 74% at 3 yr (p = 0.01)Same rate of major AE (5.7%), 0% death
Brunello et al 2008112PEI vs RFA69 PEI vs 70 RFA in HCC <3 cm65.6% PEI vs 95.7% RFA64% at 1 yr vs 34% at 1 yr (p = 0.0005)59% at 3 yr vs 63% RFA at 3 yr (p = 0.476)Major AE 2.9%, 1.4% death vs Major AE 2.9%, 0% death
Lencioni et al 2003114PEI vs RFA50 PEI vs 52 RFA in HCC <5 cm82% PEI vs 91% RFA38% at 2 yr vs 4% at 2 yr (p = 0.002)88% at 2 yr vs 98% at 2 yr (p = 0.138)Same rate of major AE (0%), 0% death

Abbreviations: RFA, radiofrequency ablation; VS, versus; MWA, microwave ablation; Cryo, cryoablation; IRE, Irreversible electroporation; PEI, percutaneous ethanol injection; AE, adverse event; HCC, hepatocellular carcinoma.

Figure 5

Various ablation technologies and principles. (A) Radiofrequency ablation. Application of oscillating electrical currents resulting in resistive heating surrounding an electrode and tissue hyperthermia. (B) Microwave ablation. Direct application of a propagating microwave energy level electromagnetic field to induce tissue hyperthermia via dielectric hysteresis. (C) Cryoablation. Changes in gas pressures result in cooling of a cryoprobe in direct thermal contact with tumor resulting in ice crystal formation and osmotic shock. (D) Irreversible electroporation. Alteration of transmembrane potentials to induce irreversible disruption of cell membrane integrity.

Table 2

Technical Principles, Best Indications, Advantages and Limitations of Different Ablative Modalities

Ablative ModalityPrinciplesIndicationsAdvantagesLimitations
RFAApplication of oscillating electrical currents resulting in resistive heating surrounding an electrode and tissue hyperthermia

● BCLC 0, A, B

● Tumor≤3cm

● Not subcapsular/perivascular/adjacent to gallbladder/diaphragm

● Most extensively studied ablation technique, broad clinical experience

● Reduced efficiency when HCC is subcapsular/perivascular/adjacent to gallbladder/diaphragm and >3 cm

WMADirect application of a propagating microwave energy level electromagnetic field to induce tissue hyperthermia via dielectric hysteresis

● BCLC 0, A, B

● Similar profile to RFA

● Tumor ≤ 5 cm

● Less heat sink effect and shorter duration of therapy than RFA

● Efficient in tumor volumes ≤ 5 cm

● Reduced efficacy in tumors >5cm

● Treatment effect varies between different devices

CryoChanges in gas pressures result in cooling of a cryoprobe in direct thermal contact with tumor resulting in ice crystal formation and osmotic shock

● Only limited role in HCC treatment today

● Well tolerated; less pain during ablation

● Ablation processes can be monitored through the contour of the “ice ball”

● High overall complication rate; Serious complications such as cold shock, decreased platelet count, and bleeding

● Insufficiently supported by clinical outcomes

IREAlteration of transmembrane potentials to induce irreversible disruption of cell membrane integrity

● Perivascular locations

● Applicable in peribiliary locations

● No heat sink effect

● Applicable in perivascular locations

● Preservation of the extracellular matrix

● Insertion of several needles necessary

● Limited evidence and experience

● Requires general anesthesia

PEIInstillation of ethanol directly into the tumor causing cellular dehydration, protein denaturation, andocclusion of small vessels resulting in coagulation necrosis

● Only limited role in HCC treatment today

● Highest efficacy in HCC <2 cm

● Moderate cost, simple,

● well-tolerated

● Heterogenous intratumoral distribution, especially in the presence of septa

●Higher recurrence and inferior survival than ablation

●Multiple injections necessary

Abbreviations: RFA, radiofrequency ablation; MWA, microwave ablation; Cryo, cryoablation; IRE, irreversible electroporation; PEI, percutaneous ethanol injection; BCLC, Barcelona Clinic Liver Cancer; HCC, hepatocellular carcinoma.

Retrospective and Randomized Controlled Studies of Radiofrequency Ablation, Microwave Ablation, Cryoablation, Irreversible Electroporation and Ethanol Injection Abbreviations: RFA, radiofrequency ablation; VS, versus; MWA, microwave ablation; Cryo, cryoablation; IRE, Irreversible electroporation; PEI, percutaneous ethanol injection; AE, adverse event; HCC, hepatocellular carcinoma. Technical Principles, Best Indications, Advantages and Limitations of Different Ablative Modalities ● BCLC 0, A, B Tumor≤3cm ● Not subcapsular/perivascular/adjacent to gallbladder/diaphragm ● Most extensively studied ablation technique, broad clinical experience ● Reduced efficiency when HCC is subcapsular/perivascular/adjacent to gallbladder/diaphragm and >3 cm ● BCLC 0, A, B ● Similar profile to RFA Tumor ≤ 5 cm ● Less heat sink effect and shorter duration of therapy than RFA ● Efficient in tumor volumes ≤ 5 cm ● Reduced efficacy in tumors >5cm ● Treatment effect varies between different devices ● Only limited role in HCC treatment today ● Well tolerated; less pain during ablation ● Ablation processes can be monitored through the contour of the “ice ball” ● High overall complication rate; Serious complications such as cold shock, decreased platelet count, and bleeding ● Insufficiently supported by clinical outcomes ● Perivascular locations ● Applicable in peribiliary locations ● No heat sink effect ● Applicable in perivascular locations ● Preservation of the extracellular matrix ● Insertion of several needles necessary ● Limited evidence and experience ● Requires general anesthesia ● Only limited role in HCC treatment today ● Highest efficacy in HCC <2 cm ● Moderate cost, simple, ● well-tolerated ● Heterogenous intratumoral distribution, especially in the presence of septa ●Higher recurrence and inferior survival than ablation ●Multiple injections necessary Abbreviations: RFA, radiofrequency ablation; MWA, microwave ablation; Cryo, cryoablation; IRE, irreversible electroporation; PEI, percutaneous ethanol injection; BCLC, Barcelona Clinic Liver Cancer; HCC, hepatocellular carcinoma. Various ablation technologies and principles. (A) Radiofrequency ablation. Application of oscillating electrical currents resulting in resistive heating surrounding an electrode and tissue hyperthermia. (B) Microwave ablation. Direct application of a propagating microwave energy level electromagnetic field to induce tissue hyperthermia via dielectric hysteresis. (C) Cryoablation. Changes in gas pressures result in cooling of a cryoprobe in direct thermal contact with tumor resulting in ice crystal formation and osmotic shock. (D) Irreversible electroporation. Alteration of transmembrane potentials to induce irreversible disruption of cell membrane integrity.

Radiofrequency Ablation

Radiofrequency ablation can achieve a complete ablation rate of 90–99% for tumors with a diameter of ≤5 cm and the highest ablation rate for tumors with a diameter of ≤3 cm.13,58–63 As the target tumor size increases, the complete ablation rate decreases.64 This is because that when implementing RFA, as the distance between the applicators increases, the heat generated will drop dramatically. In addition to tumor size, the distance between the target tumor and large blood vessels (vessels with a diameter ≥3 mm) will also affect the complete ablation rate. This is because the blood flow in these large blood vessels will carry heat away from the target tumor. This phenomenon is called the “heat sink effect”.65 Some current strategies can successfully reduce perfusion-mediated tissue cooling during thermal ablation. One of these strategies is Pringle maneuver, which can cause temporary blood vessel occlusion.66 However, this method requires a laparotomy, which obviously makes percutaneous ablation lose the important advantage of minimally invasive. Selective endovascular balloon-occlusion or injection of embolic agents (such as gelatin sponge particles) can also be considered for treatment of difficult cases.67 However, the implementation of these strategies requires extra technical experience and extended operation time. Based on the idea of improving the distribution and depth of energy deposition,68 there are currently a variety of designs of radiofrequency electrodes. In addition, radiofrequency generators can transmit radiofrequency energy of various amplitudes and frequencies through applying different pulsing algorithms,69 using multiple-electrode switching systems70 and adopting different power modes.71 Common radiofrequency electrodes used in clinical practice include cluster electrodes,72 perfusion electrodes,73 internally cooled electrodes,74 expandable electrodes,75 and adjustable ablation electrodes76 (Figure 4). The main purpose of designing these different electrodes is to expand the zone of coagulation, shorten the ablation time, and adapt to different tumor shapes and locations, so as to maximize the complete ablation rate. However, there is still no unified endpoint index or calculation method to evaluate the above-mentioned electrodes. In fact, clinicians do not care about the choice of electrodes. The key competitiveness of each type of radiofrequency electrode is the repeatability and accuracy of the ablation zone.

Microwave Ablation

A new generation of microwave ablation equipment that combines internally cooled antenna, high-power transmission, and multiple antennas is widely used worldwide.77–85 The application of microwave (MWV) technology enables tissues to reach a higher temperature in a shorter period of time to obtain larger ablation zones.86 This breaks the limitation of small ablation zone of the RFA technology and reduces the potential risk of high tumor recurrence rate caused by the “heat sink effect” produced by adjacent large blood vessels.87 Compared with RFA, MWA is more promising because of its higher thermal efficiency.88 Currently, MWA has already been used to treat target tumors with a diameter of ≥5 cm.89,90 However, in clinical practice, although MWV has the advantage of ablating a larger area of tissue in a shorter time, its local control effect for early-stage HCC is similar to that of RFA.27 A meta-analysis of 16 studies involving 2062 patients found that both MWA and RFA can be used as effective local treatments for early-stage HCC patients, because there is no significant difference between the two in terms of local tumor progression rate, overall survival rate, disease-free survival rate, and the incidence of adverse events.91 But it is obvious that MWA does have some advantages over RFA, such as faster ablation speed, shorter ablation time, less pain, less “heat sink effect”, the ability to simultaneously treat multiple target tumors with multiple applicators, and the ability to treat target tumors with a diameter of 3–5 cm.88,92–94 Therefore, when the diameter of a target tumor is ≥3 cm or the location of a target tumor is close to large blood vessels, MWA should be given priority.95 In terms of survival benefits, there is not enough evidence to prove that MWA has a better curative effect than RFA. The survival benefits of the two techniques warrant further comparative investigations.

Cryoablation

The major advantage of cryoablation is that when ultrasound or CT is used for image guidance, the contour of the “ice ball” can be clearly depicted to realize the visualization of ablation zone.96 However, the overall complication rate of cryoablation is as high as 50%,97 and there are rare and serious complications compared with thermal ablation such as MWA and RFA. Such as cold shock, decreased platelet count, and bleeding.98 In addition, the mortality rate associated with cryoablation procedures is relatively high.99 Therefore, only a few medical centers use this ablation technique for HCC treatment. A previous study included 866 HCC patients who met the Milan criteria for liver transplantation. After cryoablation, 502 (60%) of the patients were found to have tumor recurrence after a median follow-up of 31 months, and the 5-year survival rate was 60%.100 Nevertheless, because the “ice ball” can be used to conveniently monitor the ablation zone during the ablation process, cryoablation still possesses a great safety advantage for the treatment of tumors close to important ducts. However, it should be noted that the zone of coagulation does not exactly overlap the contours of the “ice ball”—its radius is about 4 mm shorter than that of the ice ball.101 Therefore, larger ablation zones must be created to ensure complete ablation of target tumors, but this usually requires more applicators. Studies describing clinical outcomes of cryoablation are still limited,98,100,102 and the limitations of this technique seem to be similar to those of RFA and MWA.27,103

Irreversible Electroporation

Irreversible electroporation (IRE) is a nonthermal ablation technique. Since IRE can effectively protect the collagen skeleton, capillaries and bile ducts in non-tumor tissues,104 it is currently the best choice for the treatment of centrally located liver cancer with tumors adjacent to the main bile duct and portal vein.105,106 In addition, this technique seems to be more suitable than the thermal ablation techniques for patients with poor liver function and severe complications.107,108 Compared with thermal ablation, IRE is not restricted by the “heat sink effect” of surrounding blood flow. However, this therapy usually requires general anesthesia and its application is limited by patient conditions. For example, patients with sinus rhythm need to use blockers to avoid arrhythmia; patients with pacemakers are prohibited from using IRE; while patients treated with biliary-enteric anastomosis must use IRE with caution, because the risk of abscesses is significantly increased after IRE ablation in these patients.17 It should be noted that in order to achieve a predictable ablation zone, the applicators need to be placed as parallel as possible. It is recommended to use at least three applicators to ensure accurate positioning of the target tumor.109 Before IRE can be used with confidence like RFA or MWA, larger studies with longer follow-up times are still needed to evaluate the long-term efficacy of this ablative modality.

Percutaneous Ethanol Injection

Percutaneous ethanol injection (PEI) is suitable for HCC patients who have small tumor sizes and are not suitable for surgical resection due to poor liver functional reserve. However, many prospective randomized controlled trials (RCTs) and meta-analyses have shown that thermal ablation techniques are better than PEI.110–114 In clinical practice, thermal ablation techniques (especially RFA and MWA) are preferred, while PEI is usually not recommended. This is mainly because PEI can cause more discomfort to patients, and the required number of operations is more than that of RFA. In addition, air bubbles are easily formed during the injection of absolute ethanol, which will interfere with ultrasound guidance, making it difficult to observe the boundaries of target tumors. But for HCC with a tumor diameter of ≤2 cm, PEI and RFA have similar therapeutic effects, and PEI has the advantages of lower cost and less equipment requirements.113 Therefore, PEI is still used to treat early-stage HCC patients who are not suitable for surgery and have small tumors. In addition, because the efficacy of PEI will not be affected by the “heat sink effect” and the safety of this technology is relatively high, PEI can be combined with thermal ablation to treat tumors adjacent to large blood vessels.6 Studies have shown that 90–100% of HCC patients with a tumor diameter of ≤2 cm completely responded to PEI; 70–80% of HCC patients with a tumor diameter of ≤3 cm completely responded to the treatment; while in HCC patients with larger tumors, the complete response rates to PEI were only 50–60%.115–117 It can be seen that the complete response rates of HCC patients to PEI are closely related to the size of tumor. The main reason for the poor efficacy of PEI on large tumors is the existence of intratumoral compartment, which limits the spread of absolute ethanol. Therefore, in order to ensure the therapeutic effect, it is necessary to clarify the indications of PEI more strictly.

Image Guidance Techniques

An ideal image guidance technology should have the advantages of high sensitivity, real-time monitoring, easy operation, and low cost. Before treatment, image guidance techniques can provide physicians with information about the target tumor, such as its size, shape, infiltration range, anatomical relationship with adjacent organs, and local blood supply characteristics, based on which doctors can make treatment plans. During treatment, image guidance techniques can not only guide applicators into the target tumor along the preset path conveniently and accurately, but also clearly show the positional relationship between applicators and the surrounding tissues and changes in coagulated tissues, so as to monitor the entire ablation process in real time. After treatment, image guidance techniques can timely evaluate whether the expected curative effects of ablation are achieved and sensitively detect the occurrence of complications. At present, ultrasound is the most commonly used imaging technique for guiding percutaneous ablation of liver tumors, because it has the following advantages compared with other imaging techniques: real-time guidance on any imaging plane, no radiation, relatively simple operation, low cost, and can be used in outpatient departments.118 With high-HCC-risk populations (such as patients with chronic hepatitis B or liver cirrhosis) undergoing ultrasound screening every 6 months,119 as well as technological advancement in enhanced CT and enhanced MRI, more and more early-stage HCC cases with small tumor sizes (diameter ≤2 cm) have been detected.120 Two studies on RFA have shown that in more than 90% of patients, target tumors with a diameter of ≤2 cm could be completely ablated, and the local recurrence rate was less than 1%.121,122 Therefore, early-stage HCC tumors within this size range are extremely suitable for percutaneous ablation. However, small HCC tumors may not be detected by ordinary ultrasound, especially in patients with a background of severe cirrhosis.123 In addition, there are areas in the liver that cannot be imaged by ultrasound, such as the top of the liver, the left lateral segment, and the area under the ribs. Ultrasound imaging is also susceptible to interference from abdominal gas and digestive tract.124 In order to better visualize target tumors, assistive techniques, such as artificial ascites and artificial hydrothorax, can be adopted.41,42 Contrast-enhanced ultrasound (CEUS) can also be applied to help identify lesions.125–128 Improving the visibility of target tumor in image guidance techniques is the key to improving the effect of tumor ablation,129 because a higher complete ablation rate is associated with a better prognosis.130,131 Therefore, it is necessary to optimize image guidance techniques and make full use of image information to guide treatment. At the same time, we need to have some basic understanding of the advantages, disadvantages and limitations of different imaging guidance techniques in clinical practice (Table 3). For ultrasound-guided RFA, needle electrodes are usually the first choice, because the tip of electrode can be clearly displayed under ultrasound, and the process of inserting electrodes into target tumors is similar to that of ultrasound-guided biopsy.132 On the contrary, expandable electrodes are more suitable for CT-guided ablations, because the tip of electrode can be more accurately placed on target tumors under the guidance of CT. However, CT cannot provide real-time guidance and has low contrast when visualizing HCC tumors. In addition, this method exposes both the patient and the operator to high doses of radiation, especially when multiple and overlapping ablations are required.133,134 There are some studies using MRI as the image guidance technique for percutaneous ablation. MRI has many advantages, such as near-real-time fluorescence imaging, higher sensitivity when detecting small target tumors, free choice of imaging plane, monitoring of thermal effects, and no ionizing radiation. However, due to insufficient MRI-compatible ablation equipment, complicated operation, prone to artifacts, and high cost, only a few medical centers specializing in MRI interventional treatment are performing MRI-guided ablations.135–137
Table 3

Advantages and Limitations of Different Image Guidance Devices

Image Guide DeviceAdvantagesLimitations
Ultrasound

● Easy to operate

● Easy to move

● Low cost

● No X-ray ionizing radiation

● Real-time guidance

● Color Doppler ultrasound can clearly show the blood supply of target tumors and the anatomical relationships between tumors and liver blood vessels/the biliary tract

● Susceptible to interference from gas and bone

● Blind areas in liver ultrasound; target tumors on the top of the diaphragm, adjacent to gastrointestinal tract, and under the ribs are not well visualized

● Relatively low resolution; some lesions are isoechoic; difficult to visualize small lesions, especially in patients with cirrhotic nodules

● The outline of applicators is only partially displayed; sub-electrodes of expandable electrodes are sometimes poorly visualized

● The tiny bubbles generated during ablation may interfere with ultrasound imaging

Computerized Tomography

● Almost no blind area; can clearly display air-containing tissues such as lungs, the gastrointestinal tract and bones

● Can clearly show the outline of the “ice ball” produced by cryoablation, thereby helping to determine the boundary of cryoablation

● The outline of applicators is fully displayed; sub-electrodes of expandable electrodes are well visualized

● Soft tissue exhibits relatively low resolution under a plain CT scan; some target tumors are iso-density under a plain CT scan; small target tumors are often poorly visualized; sometimes needs to be combined with TACE lipiodol marking

● X-ray ionizing radiation

● No real-time guidance; only horizontal scanning can be performed; large applicator artifacts, which may cover target tumors

Postoperative ablative margin is poorly displayed, thus the positional relationship between targets tumor and ablation zones cannot be clearly shown

Magnetic Resonance Imaging

● Soft tissue exhibits high resolution; no bone and gas artifacts; small target tumors can be clearly displayed

● No X-ray ionizing radiation

● Can be combined with diffusion-weighted imaging (DWI) or MRI contrast agents to visualize target tumors that are not visible under normal circumstances

● Blood vessels can be clearly displayed without a contrast agent, so as to clarify the anatomical relationships between target tumors and the surrounding blood vessels

● Imaging can be performed in any orientation and on any plane; can evaluate the curative effect immediately after ablation; It is a temperature-sensitive imaging technique, which can monitor the thermal coagulation zone

● Fewer devices dedicated to MRI-guided ablation

● Relatively complicated operation; closed MRI cannot be used for real-time guidance; ablation treatment takes a long time

● Some MRI-compatible applicators have large artifacts, which can cover target tumors

● Not applicable for patients with pacemakers and metal implants

Advantages and Limitations of Different Image Guidance Devices ● Easy to operate ● Easy to move ● Low cost ● No X-ray ionizing radiation ● Real-time guidance ● Color Doppler ultrasound can clearly show the blood supply of target tumors and the anatomical relationships between tumors and liver blood vessels/the biliary tract ● Susceptible to interference from gas and bone ● Blind areas in liver ultrasound; target tumors on the top of the diaphragm, adjacent to gastrointestinal tract, and under the ribs are not well visualized ● Relatively low resolution; some lesions are isoechoic; difficult to visualize small lesions, especially in patients with cirrhotic nodules ● The outline of applicators is only partially displayed; sub-electrodes of expandable electrodes are sometimes poorly visualized ● The tiny bubbles generated during ablation may interfere with ultrasound imaging ● Almost no blind area; can clearly display air-containing tissues such as lungs, the gastrointestinal tract and bones ● Can clearly show the outline of the “ice ball” produced by cryoablation, thereby helping to determine the boundary of cryoablation ● The outline of applicators is fully displayed; sub-electrodes of expandable electrodes are well visualized ● Soft tissue exhibits relatively low resolution under a plain CT scan; some target tumors are iso-density under a plain CT scan; small target tumors are often poorly visualized; sometimes needs to be combined with TACE lipiodol marking ● X-ray ionizing radiation ● No real-time guidance; only horizontal scanning can be performed; large applicator artifacts, which may cover target tumors Postoperative ablative margin is poorly displayed, thus the positional relationship between targets tumor and ablation zones cannot be clearly shown ● Soft tissue exhibits high resolution; no bone and gas artifacts; small target tumors can be clearly displayed ● No X-ray ionizing radiation ● Can be combined with diffusion-weighted imaging (DWI) or MRI contrast agents to visualize target tumors that are not visible under normal circumstances ● Blood vessels can be clearly displayed without a contrast agent, so as to clarify the anatomical relationships between target tumors and the surrounding blood vessels ● Imaging can be performed in any orientation and on any plane; can evaluate the curative effect immediately after ablation; It is a temperature-sensitive imaging technique, which can monitor the thermal coagulation zone ● Fewer devices dedicated to MRI-guided ablation ● Relatively complicated operation; closed MRI cannot be used for real-time guidance; ablation treatment takes a long time ● Some MRI-compatible applicators have large artifacts, which can cover target tumors ● Not applicable for patients with pacemakers and metal implants Improving the visibility of target tumors before ablation and enhancing the sensitivity in detecting residual tumorous tissue after ablation are challenges for the current image guidance techniques. Nevertheless, achieving complete ablation of target tumors has always been our main goal. In recent years, fusion imaging has gradually been introduced into HCC percutaneous ablation therapy.124,129,138 Fusion imaging combines the advantages of different imaging methods, breaking the inherent limitations of each individual image guidance technique. It can detect HCC with a small tumor size (diameter ≤2 cm) with higher sensitivity and specificity and can guide ablation therapy more accurately.139–141 A study indicated that in less than two-thirds of patients with recurrent sub-centimeter-sized (≤1 cm) HCC, RFA guided by MRI-conventional ultrasound fusion imaging showed 98.4% technical effectiveness.129 Conventional ultrasound can also be fused with Gd-EOB-DTPA-enhanced MRI to better display landmark structures in the liver, such as bile ducts and blood vessels.142 Even if the target tumor is still completely invisible, fusion imaging can also guide ablation based on the anatomical landmarks around the tumor and the virtual needle trajectory. In addition, a fusion imaging system incorporating a magnetic field generator and a sonographic transducer into an ultrasound probe was able to obtain more spatial information.143 However, because the morphology of the liver will be affected by the breathing motion of patient, small tumors and subcapsular tumors may still be difficult to accurately locate.144–146 An RCT involving 216 patients with a total of 243 tumors (≤5 cm in diameter) showed that real-time fusion imaging-guided RFA had similar technical effectiveness on tumors visible and invisible under conventional ultrasound (96.1% versus 97.6%, P=0.295), and the cumulative incidence of local tumor progression in the 24-month follow-up was estimated to be 4.7%.138 Fusion imaging is also an effective method to assess ablative margin during surgery and during postoperative follow-up. Intraoperative assessment of ablative margin is essential to reduce local tumor recurrence and the possibility of a secondary ablation.147,148 Studies have shown that an insufficient ablation zone may be the reason for the higher local recurrence rate of percutaneous ablation compared with surgical resection. A sufficient ablation zone should include satellite nodules that cannot be detected by imaging methods. Satellite nodules are not common in very-early-stage HCC patients, and the size of ablation zone may not have a large impact on the local tumor recurrence rate as in HCC patients with large tumors.149–151 However, it is still advocated that the ablation zone should include a 0.5-to-1-cm “safety margin” all around the tumor margin to reduce the risk of local tumor progression caused by microvascular invasion and satellite nodules.152 It is worth noting that there are currently no high-quality studies using fusion imaging to assess the ablation zone after treatment.

Combination Therapies

The combination therapy of thermal ablation (such as RFA and MWA) and TACE can be used to optimize the curative effects and achieve a larger area of tumor destruction. TACE can improve the ablation efficiency by reducing the “heat sink effect” or increasing the sensitivity of tumor cells to high temperature.153 In addition, iodized oil can be used to mark satellite nodules that may be more commonly observed around large HCC tumors; the target ablation zone can also be defined based on the high-density accumulation area of iodized oil in HCC,154 so as to achieve more thorough and precise complete ablation. Several RCTs and retrospective studies have shown that, compared with RFA alone, the combination of RFA and TACE can achieve better survival benefits and lower local tumor progression rates when treating HCC tumors with a diameter of 3–5 cm.155–158 The combination therapy could also achieve complete ablation of HCC tumors with a diameter of >5 cm.159–161 However, the implementation order and timing of TACE and RFA is a controversial issue—each proposal has certain theoretical advantages. Performing TACE first can reduce tumor blood perfusion to minimize the “heat sink effect”; while if RFA is performed first, TACE can be used to embolize incompletely ablated tumorous tissues at the ablative margin. Current evidence shows that the treatment regimen of TACE followed by ablation is superior to either RFA or TACE alone, and a larger coagulated area can be obtained.162

Conclusions

Adopting HCC treatment regimens outside the scope of the guidelines will inevitably lead to lower survival benefits. Therefore, the existing ablative modalities are still facing many challenges: 1. It is necessary to identify suitable patients who can switch from “palliative treatments” to “curative treatments”. In reality, the formulation of treatment decisions involves a variety of factors, which will never be completely covered by a single practice guideline or a single number in the guideline. Therefore, a treatment regimen must be formulated by a multidisciplinary oncology discussion group composed of experienced hepatobiliary surgeons, hepatologists, interventional radiologists, oncologists and pathologists based on each patient’s conditions. 2. The existing combinations of percutaneous ablation techniques need to be optimized, which requires us to make proper use of assistive technologies and correctly select the appropriate ablation equipment and image guidance methods. There is no recognized best combination of percutaneous ablation techniques. Therefore, further research is urgently needed to optimize the combinations of ablation techniques. 3. For a new technology/combination of technologies, we need to determine whether it can expand the indications for image-guided percutaneous ablation, improve operational safety, and improve the long-term prognosis of patients after percutaneous ablation. 4. The most critical factor in the successful implementation of ablation therapy is the operator. The operator needs to receive sufficient training, understand some rules of thumb, and be familiar with the working mechanisms and advantages and disadvantages of various ablation techniques. Capabilities such as accurate placement of applicators through image guidance are critical. However, it is equally important to thoroughly understand the expected imaging characteristics of successful and failed ablation procedures and the perioperative complications. Knowing and solving these aforementioned problems can better help us break the forbidden zone of percutaneous ablation.
  160 in total

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Journal:  Gut       Date:  1993-09       Impact factor: 23.059

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Authors:  Kichang Han; Jin Hyoung Kim
Journal:  World J Gastroenterol       Date:  2015-09-28       Impact factor: 5.742

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Journal:  J Surg Oncol       Date:  2009-12-15       Impact factor: 3.454

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