Dhruba P Poudel1, Richard T Taylor1. 1. Department of Chemistry and Biochemistry, Miami University, 501 E High Street, Oxford, Ohio 45056, United States.
Abstract
Dendritic materials possessing urethane linkage are surprisingly more stable than similar structures having functional groups such as ether, ester, amide, or carbosilane. This generates profound interest in dendritic polyurethanes. Construction of a well-defined polyurethane dendrimer is, however, challenging because of isocyanates' high reactivity. As a model of our ongoing dendrimer-research, herein, we report a protecting group-free one-pot multicomponent Curtius reaction to furnish a robust and versatile AB2-type dendron, which ensures late-stage modification of both the dendron and dendritic macromolecule yielding a surface functionalized polyurethane dendrimer. While 5-hydroxyisophthalic acid, 11-bromoundecanol, and 4-penten-1-ol were utilized in the construction of the dendron, thiol-ene click chemistry was employed for the late-stage modification. Novel dendrons and dendrimers synthesized were characterized by NMR (1D and 2D) and high-resolution MALDI-TOF analysis. This strategy allows an easy late-stage modification of dendritic macromolecules and is highly useful in the synthesis of both symmetrical and unsymmetrical dendrimers (Janus dendrimers).
Dendritic materials possessing urethane linkage are surprisingly more stable than similar structures having functional groups such as ether, ester, amide, or carbosilane. This generates profound interest in dendritic polyurethanes. Construction of a well-defined polyurethanedendrimer is, however, challenging because of isocyanates' high reactivity. As a model of our ongoing dendrimer-research, herein, we report a protecting group-free one-pot multicomponent Curtius reaction to furnish a robust and versatile AB2-type dendron, which ensures late-stage modification of both the dendron and dendritic macromolecule yielding a surface functionalized polyurethanedendrimer. While 5-hydroxyisophthalic acid, 11-bromoundecanol, and 4-penten-1-ol were utilized in the construction of the dendron, thiol-ene click chemistry was employed for the late-stage modification. Novel dendrons and dendrimers synthesized were characterized by NMR (1D and 2D) and high-resolution MALDI-TOF analysis. This strategy allows an easy late-stage modification of dendritic macromolecules and is highly useful in the synthesis of both symmetrical and unsymmetrical dendrimers (Janus dendrimers).
Since the first successful
synthesis of poly(amidoamine) dendrimers
by Tomalia et al. in 1985,[1] development
of dendritic macromolecules, including dendrimers and hyperbranched
polymers, has developed rapidly in the field of macromolecular chemistry[2] because of their extensive applications in the
chemical[3] and biomedical fields.[4,5] Dendritic macromers have been reported for a wide variety of compounds
like polyethers, polyamines, polyamides, polyarylenes, polycarbosilanes,
and polycarbonates. Though a few such structures are reported in the
field of polyurethanes, construction of a well-defined architecture
of polyurethane dendrimers (PUDs)[6] is challenging
owing to high reactivity of externally added or in situ formed isocyanates
toward nucleophiles. Pleasingly, two seminal works published simultaneously
in 1993 by two research groups found synthetic routes to PUDs, which
are valid to date. The first route described by Spindler and Fréchet[7] using isocyanate chemistry assured the synthesis
of dendritic structures via growth of two generations in a single
synthetic operation. The second route described by Kumar and Ramakrishnan[99] using Curtius rearrangement as an isocyanate-free
approach trapped in situ formed isocyanate by an alcohol affording
a urethane.PUDs have been synthesized employing both divergent[8−12] and convergent[13−16] methods in the last two and a half decades after the aforementioned
pioneering works. First reported by Hawker and Fréchet,[13] the convergent synthesis involves a small number
of reactions per molecule during the coupling of dendron and activation
of the functional group at the focal point. This ensures greater structural
control than in the divergent synthesis appraoch.[17] Moreover, the functional groups can be precisely placed
throughout the dendritic structure, an attribute required to construct
functional macromolecules. Nevertheless, fewer reports have been reported
on PUDs employing the convergent method. Previously, our group reported
convergent syntheses of PUDs containing dodecyl as end groups using
a protection/deprotection strategy.[18,19] This work
reports a fast, efficient, and protecting group-free approach to the
synthesis of PUDs where terminal pentene functionalized end groups
of dendron can further undergo pre- or post-modification via thiol–ene
click chemistry. This enables easy modification of the dendritic periphery,
which could be of particular interest because these peripheral groups
are the moieties to come in frequent contact with the external environment.As a proof of concept, herein, we report the synthesis of the first-generation
dendritic wedge, its attachment to a core structure, and pre-and post-modification
using thiol–ene reaction. The versatility of this approach
is depicted by an AB2 type dendritic monomer that can undergo
either a thiol–ene click reaction[20] or attachment to the core. As shown in Scheme “hydroxy” and “ene”
functionalized dendrons can be utilized in either of the two ways—click
and attach to the core or attach to the core and click—to synthesize
a polyurethanedendrimer.
Scheme 1
General Representation of the Strategy Employed
Results and Discussion
To build
an AB2 type dendron or branching monomer, we
selected three molecules, 5-hydroxyisophthalic acid, 4-penten-1-ol,
and 11-bromoundecanol, as the branching unit, peripheral group, and
spacer group, respectively. Accordingly, the branching monomer was
prepared in a two-step sequence of reactions. We exploited the Curtius
reaction[21] to synthesize the phenolic diurethane 1. The formation of 1 involved one-pot multicomponent
Curtius reaction in which 5-hydroxyisophthalic acid (1 equiv.) 1a was converted to an isocyanate analogue 1b through an acyl azide intermediate under mild conditions using diphenyl
phosphoryl azide[22] (DPPA, 2.1 equiv.) and
triethylamine (2 equiv.) (Scheme S1). Organic
isocyanates are electrophilic reactive intermediates, which can be
trapped easily by nucleophiles in situ, thereby forming the urethane
linkage. The hydroxy diisocyanate 1b was trapped by 4-penten-1-ol
to afford the phenolic diurethane 1, which in turn furnished
branching monomer 2 with an excellent yield when refluxed
with 11-bromoundecanol. Unlike the previously reported synthetic protocol,[18,19] this strategy is concise and does not require any protection-deprotection
of functional groups.Protecting group-free Curtius reaction
is a key step to form the
urethane linkage in this approach, and we spent some time investigating
the efficacy of this reaction. The protecting group-free approach
reduces an extra step required to activate the dendron at its focal
point. Since the reaction intermediate 1b (Scheme ) has a nucleophilic phenolic
group, it could potentially compete with 4-penten-1-ol to react with
its own isocyanate leading to the formation of polymeric side products.
This directed us to optimize the reaction conditions. The unprotected
phenolic hydroxy group in 1b resulted in two minor side
products—diurethane phosphate 1c and the dimer
of monourethane 1d (Scheme ). Taking advantage of the difference between
pKb values of aromatic hydroxy (∼4)
and carboxylic groups (∼9–11), we anticipated that a
base with pKb larger than that of phenolic
−OH (∼4) could prevent the potential formation of urethanephosphate. Surprisingly, the bases with larger pKb values did not increase the yield of 1 (Table ; entries 1–3)
and the base with smaller pKb (triethylamine)
gave better yields (Table ; entry 4). This reaction did require a base as depicted by
entry 5 in Table ,
where the yield of 1 is negligible in the absence of
a base. In addition, while good yields were obtained at temperatures
of 85–95 °C, side products were formed in higher amounts
at higher temperature. However, one of the side products, 1c, can be recycled back to 1.
Scheme 2
Synthesis of Branching
Monomer
Scheme 3
Optimization of Curtius Reaction
Table 1
Effect of Base on Curtius Reactiona
yield
(%)
entry
base
pKb
1
1c
1d
1
pyridine
8.8
19
11
2
2
PVP
8.4
5
11
36
3
DMAP
4.4
20
12
5
4
Et3N
3.2
39
10
4
5
no base
1
24
1
Conditions: 1a (1.0
equiv.), DPPA (2.1 equiv.), triethylamine (2.0 equiv.), 4-penten-1-ol
(1.5 equiv.). The crude was purified by flash chromatography using
ethyl acetate/hexane as eluting solvent.
Conditions: 1a (1.0
equiv.), DPPA (2.1 equiv.), triethylamine (2.0 equiv.), 4-penten-1-ol
(1.5 equiv.). The crude was purified by flash chromatography using
ethyl acetate/hexane as eluting solvent.Being a green reaction, thiol–ene click chemistry
has been
widely used in the efficient growth of dendrimers.[23−27] We utilized thiol–ene click here as a tool
to ascertain the robustness of monomer 1 toward synthesis
of PUDs by functionalizing the dendritic surface via different methods.
Accordingly, 4 was synthesized via two different routes
as shown in Scheme . To accomplish this, 1-octanethiol and 1,3,5-triisocyanatobenzene 3b (Scheme S3) were selected as
the thiol–ene click partner and a simple trifunctional core,
respectively. In its click-and-attach approach, the wedge 2 was irradiated with 1-octanethiol under UV light in the presence
of free radical initiator 2,2′- azobis (2-methylpropionitrile)
(AIBN) to obtain thioether functionalized dendron 3 in
high yield (82%). The convergent synthesis of 4 was accomplished
when dendron 3 was attached to the core 3b in the presence of Lewis acid BF3·OEt2. In the attach-and-click approach, dendron 2 was attached
to the core 3b under identical conditions to furnish
a dendrimer 5 with pentene peripheral groups, which underwent
subsequent thiol–ene click with 1-octanethiol under identical
reaction conditions to produce dendrimer 4. It is noticeable
that the overall yield of the post-modification route is lower because
of the larger number of reactions required to undergo completion at
the periphery.
Scheme 4
Synthetic Routes to Polyurethane Dendrimers
The most powerful feature of convergent synthesis
lies on its ability
to selectively modify both focal point and chain ends. This strategy
allows one to vary the number of functional moieties and the type
of functional moiety in the resultant dendrimers. In this study, we
modified the chain ends without changing its focal point, which in
turn resulted in surface modified dendrimer 4. There
are two possible approaches for the installation of the functionality
at the core—introduction of end groups prior to and after the
dendritic growth. The structural features of dendron 2 guarantee both pre- and post-modification routes.All novel
compounds including dendritic wedges and dendrimers were
characterized by 1H, 13C NMR, and mass spectrometry
(HRESI-MS or MALDI-TOF) (details in the Supporting Information). Figure shows the solution state 1H NMR spectra of branching
monomers (2 and 3) and dendrimers (4 and 5) in deuterated acetone as a solvent before
and after thiol–ene functionalization. The disappearance of
peaks with chemical shifts at 5.0 and 5.9 ppm (−CH=CH) (Figure a,d) and the appearance of new peaks at 2.6
(−SCH−) and 0.9 ppm (−CH) (Figure b,c) provided evidence that thiol–ene click
proceeded successfully. Moreover, a new peak assigned at 7.5 ppm (aromatic
CH) (Figure c,d) furnished further evidence of successful attachment of
dendron 2 or 3 to the trifunctional core.
Figure 1
Typical 1H NMR of branching monomers and dendrimers:
(a) dendron 2, (b) dendron 3, (c) dendrimer 4, and (d) dendrimer 5. All spectra were taken
in a 500 MHz spectrometer using CD3COCD3 as
a solvent.
Typical 1H NMR of branching monomers and dendrimers:
(a) dendron 2, (b) dendron 3, (c) dendrimer 4, and (d) dendrimer 5. All spectra were taken
in a 500 MHz spectrometer using CD3COCD3 as
a solvent.To further exploit the potential
of this approach, we embarked
on the search for successful functionalization of a different core,
hexamethylene diisocyanate (HDI), using two different dendrons (Scheme ). 1-Octanethiol
and 1-octadecanethiol clicked dendritic monomers 3 and 6 were allowed to attach to the bifunctional core HDI at ambient
temperature in the presence of BF3·OEt2 that produced three different dendrimers (7, 8, and 9complete structure in the Supporting Information) as an amorphous white
solid (72% yield) including a Janus dendrimer 8.[28,29] Separation turned out to be simple and convenient with flash chromatography
using hexane/ethyl acetate as the eluent. At this point, we utilized
the click-and-attach approach as the overall yield of this approach
was higher than that of the attach-and-click approach. It is noteworthy
that the proportion of products 7:8:9 is 1:2:1, in agreement with statistical distribution of
their attachment to the core. Thus, we anticipate that this approach
will allow access to hetero- or Janus dendrimers.[28]
Scheme 5
Functionalization of the Core with Different Dendrons
Conclusions
In summary, we presented
a thiol–ene click inspired protecting
group-free approach to the convergent synthesis of polyurethane dendrimers.
As a representative of the proposed approach, generation one dendrimers
were synthesized via click-and-attach and attach-and-click methods
under mild conditions. An efficient and robust bifunctional dendron
synthesized from a one-pot multicomponent Curtius reaction enabled
late-stage modification of itself and accompanying dendrimers. Additionally,
functionalization of a bifunctional core with two different dendrons
furnished a mixture of three dendrimers including a Janus dendrimer.
Access to this type of investigation will contribute to concise and
versatile synthesis of dendritic macromolecules.
Experimental Section
General
Information
Starting materials were used as
received from commercial sources. Curtius reaction was set in a Carousel
reactor, and all other reactions were performed using a classical
batch process using an oil bath (if heat was needed). A UV lamp from
American Ultraviolet Company (model: PC-100S; 120 V, 60 Hz, 5 Amp;
S/N: 9902L3669) was used to carry out the thiol–ene click reaction.
Melting points were determined using a Thermo Scientific MelTemp 3.0
instrument.1H, 13C, and 2D NMR spectra
were recorded with a Bruker Avance 500 MHz NMR instrument at 298 K.
NMR spectra were recorded using either acetone-d6 or CDCl3 as deuterated solvent, and accordingly,
the solvent residual peaks were obtained at δ 2.05 (qn) and
δ 7.26 ppm (s), respectively, in 1H NMR. In 13C NMR, solvent residual peaks were recorded at δ 206.68
(s) and δ 29.92 ppm (septet) for acetone-d6 and δ 77.23 ppm (s) for CDCl3. Coupling
constants (J) are given in hertz (Hz), whereas chemical
shifts are given on the δ scale (ppm). Moreover, the multiplicities
are indicated as s (singlet), d (doublet), t (triplet), q (quartet),
qn (quintet), or m (multiplet). IR spectra were obtained from a PerkinElmer
Spectrum One FT-IR Spectrometer.HRMS spectra of small molecules
including dendrons were obtained
from an FTMS plus CESI mass spectrometer using DCM as solvent. MALDI
spectra of larger molecules were recorded with a Bruker 15 FT-ICR
instrument using HCCA as the matrix in positive ion mode.Purification
of compounds was carried out using flash chromatography
with irregular silica of 40–60 μm, 60 Å. Small-scale
purification was achieved using autocolumn flash cartridges packed
with 12 or 40 g of silica of 40–75 μm, 60 Å (obtained
from Sorbtech and Supelco Technologies). The flow rate was 10–30
mL/min. The mobile phase used in these separations was ethyl acetate,
hexane, DCM, or a mixture of these solvents.
Phenolic Diurethane 1
5-Hydroxyisophthalic
acid (5.0 g, 27.45 mmol, 1.0 equiv.) was dissolved in anhydrous DMF
(20 mL) under nitrogen in an oven-dried Carousel flask equipped with
a magnetic stir bar. After complete dissolution, Et3N (12.4
mL, 54.90 mmol, 2.0 equiv.) was added slowly followed by dropwise
addition of DPPA (18.9 mL, 54.90 mmol, 2.0 equiv.) at rt. This reaction
is exothermic and turns the solution yellow. Stirring was continued
for 15 min before adding 4-penten-1-ol (5.1 mL, 49.41 mmol, 1.8 equiv.)
at rt. The solution was heated to 95 °C for 20 h, then diluted
20 times with water, and extracted with EtOAc (4 × 150 mL). The
combined organic layers were washed multiple times with water to remove
DMF, washed with brine, dried with anhydrous MgSO4, concentrated,
and purified by flash chromatography using 7:3 hexane/EtOAc (mobile
phase) to give phenolic diurethane 1 as a light purple
solid (3.39 g, 39% yield). The diurethane phosphate 10% (slightly
yellow solid) and the dimer of monourethane 4% (white solid) were
also isolated as side products. This reaction can be monitored by
FTIR. (Caution: During Curtius rearrangement (−CON3 to −NCO), the reaction proceeds violently releasing
N2 gas. The reaction vessel should not be sealed completely
in this step to avoid possible explosion.)
Phosphate
compound 1c (1.97 g, 3.40 mmol) was dissolved in 1,4-dioxane/water
(2:1) in a Carousel flask equipped with a magnetic stir bar. HCl (37.4%,
2 mL) was added to the flask, and the heterogeneous solution was stirred
vigorously at 99 °C in a Carousel reactor. After 26 h, the reaction
mixture was extracted with EtOAc, washed with water and brine, dried
with anhydrous MgSO4, concentrated, and purified by silica
gel chromatography using 7:3 hexane/EtOAc as the mobile phase. A slightly
pink solid was obtained as product 1 (980 mg, 82% yield).
Branching Monomer 2
An oven-dried 100
mL RB flask equipped with a magnetic stir bar was charged with 11-bromoundecanol
(1.5 g, 5.9 mmol, 1.2 equiv.), K2CO3 (3.3 g,
22.5 mmol, 5.0 equiv.), and KI (166 mg, 0.2 mmol, 0.2 equiv.). The
flask was placed under nitrogen, and 1 (1.7 g, 4.9 mmol,
1.0 equiv.) in acetone (20 mL) was transferred into it via syringe. The reaction mixture was refluxed for 18 h, and the progress
of reaction was monitored by TLC (7:3 hexane/EtOAc). After completion,
acetone was evaporated, and the residue was extracted with EtOAc,
washed with brine, dried with anhydrous MgSO4, and concentrated.
The crude was purified by flash chromatography gradient elution using
silica gel as the stationary phase and 10–30% EtOAc in hexane
as the mobile phase to give transparent viscous oil as the product
(2.32 g, 91% yield). TLC (1:1 hexane/EtOAc): R 0.55. 1H NMR (500 MHz, CD3COCD3): δ 8.60 (s, 2H), 7.29 (t, J = 1.8
Hz, 1H), 6.98 (d, J = 1.4 Hz 2H), 5.83–5.91
(m, 2H), 4.97–5.08 (m, 4H), 4.13 (t, J = 6.6
Hz, 3H), 3.95 (t, J = 6.5 Hz, 2H), 3.54 (q, J = 5.4 Hz, 2H), 3.41 (t, J = 5.2 Hz, 1H),
2.15–2.19 (m, 4H), 1.73–1.79 (m, 6H), 1.47–1.54
(m, 4H), 1.36–1.42 (m, 14H). 13C NMR (500 MHz, CD3COCD3): δ 160.1, 153.5, 140.6, 137.9, 114.5,
99.2, 67.6, 63.7, 61.6, 32.9, 29.9, 29.8, 29.5, 29.4, 29.2, 28.1,
25.9, 25.8. HRMS-ESI (m/z): [M + H]+ Calcd for C29H47N2O6 519.3429; found 519.3421.
1,3,5-Triisocyanatobenzene 3b
Trifunctional
core 3b was prepared by modifying the procedure reported
by Davis.[30] Briefly, at 0 °C, sodium
azide (4.30 g, 66 mmol, 3.3 equiv.) was dissolved in water (8 mL),
and 1,3,5-benzenetricarbonyl chloride (5.31 g, 20 mmol, 1.0 equiv.)
in DCM (60 mL) was added slowly over 30 min. After addition, the ice-bath
was removed and the solution was stirred at room temperature for 2.5
h. DCM was evaporated under reduced pressure, and the residue was
dissolved in toluene (60 mL) and refluxed for 3 h. Evaporating the
toluene under reduced pressure gave fine, needle-shaped crystals as
the product (3.27 g, 87% yield). M.p. 83–85 °C (lit. 84–85
°C). Spectral data were in agreement with that reported previously.
The product was pure enough for the next step.
General Procedure of Thiol–Ene
Click Reaction
The dendron or dendrimer with alkene periphery
was dissolved in dry
DCM in a vial equipped with a magnetic stir bar to which thiol and
AIBN were added. The reaction mixture was then placed under UV light
and stirred at rt. for 20 h. Solvent was evaporated, and the crude
was purified by flash chromatography.
General Procedure of Attachment of Dendron to the Core
The
di- or trifunctional core was dissolved in dry DCM in an oven-dried
RB flask equipped with a magnetic stir bar and transferred the flask
to an ice-bath. To this solution were added the corresponding dendron
(in dry DCM) dropwise and a catalytic amount of BF3·OEt2 at 0 °C. The reaction mixture was allowed to warm up
and stirred at ambient temperature for 20 h. Progress of reaction
was monitored by FT-IR for the isocyanate peak at ∼2250 cm–1. After the completion of reaction, solvent was evaporated,
and the crude was purified by flash chromatography to obtain the title
compound.
Dendrimer 5
The general
procedure of dendron’s
attachment to the core was employed using 1,3,5-triisocyanatobenzene 3b (45.0 mg, 0.244 mmol, 1.0 equiv.), BF3·OEt2 (35 μL, 0.13 mmol, 0.6 equiv.) in dry DCM (0.5 mL),
dendritic wedge 2 (383.0 mg, 0.740 mmol, 3.3 equiv.),
and dry DCM (1 mL) to afford highly viscous colorless oil 5 as the product (203.4 mg, 52% yield) after flash chromatography
using 10–40% EtOAc in hexane (gradient elution). TLC (40% EtOAc
in hexane): R 0.58. 1H NMR
(500 MHz, CD3COCD3): δ 8.60 (s, 9H, −NH−),
7.50 (s, 3H), 7.29 (t, 3H), 6.99 (d, 6H), 5.89–5.83 (m, J = 10.3, 10.2 Hz, 6H), 5.08–4.97 (m, J = 17.1, 10.2, 1.4 Hz, 12H), 4.12 (t, J = 6.6 Hz,
18H, overlapped), 3.95 (t, J = 6.5 Hz, 6H), 2.19–2.14
(m, J = 7.2 Hz, 12H), 1.70–1.63 (m, 6H), 1.79–1.73
(m, 18H), 1.51–1.44 (m, 6H), 1.43–1.30 (m, 40H). 13C NMR (500 MHz, CD3COCD3): δ
160.1, 153.6, 153.5, 153.4, 140.6, 140.2, 137.9, 137.8, 114.6, 114.5,
103.1, 100.7, 99.2, 67.6, 64.2, 63.7, 29.8, 28.1, 25.9, 25.7. MALDI-TOF
(m/z): [M + H]+ Calcd
for C96H142N9O21 1757.03148;
found 1757.03092.
The general procedure of attaching dendron to the
core was employed using 1,3,5-triisocyanatobenzene 3b (30.4 mg, 0.15 mmol, 1.0 equiv.), dendritic wedge 3 (405.3 mg, 0.500 mmol, 3.3 equiv.) in dry DCM (1 mL), BF3·OEt2 (23 μL, 0.09 mmol, 0.6 equiv.), and dry
DCM (0.5 mL) to furnish title compound 4 as highly viscous
transparent oil (183.2 mg, 46%).
Linear Dendrimers 7, 8, and 9
The general
procedure of dendron’s attachment
was employed using hexamethylene 1,6-diisocyanate (34.2 μL,
0.214 mmol, 1.0 equiv.), dendron 3 (208.3 mg, 0.257 mmol,
1.2 equiv.) in dry DCM (1.25 mL), dendron 6 (280.4 mg,
0.257 mmol, 1.2 equiv.) in dry DCM (1.25 mL), BF3·OEt2 (11 μL, 0.0428 mmol, 0.2 equiv), and dry DCM (0.5 mL)
to afford three dendrimers 7, 8, and 9 as white solids after flash chromatography (5–30%
EtOAc in hexane).
Authors: Emily A Hoff; Guilhem X De Hoe; Christopher M Mulvaney; Marc A Hillmyer; Christopher A Alabi Journal: J Am Chem Soc Date: 2020-03-23 Impact factor: 15.419
Authors: Anjali Sharma; Rishi Sharma; Zhi Zhang; Kevin Liaw; Siva P Kambhampati; Joshua E Porterfield; Ku Chien Lin; Louis B DeRidder; Sujatha Kannan; Rangaramanujam M Kannan Journal: Sci Adv Date: 2020-01-22 Impact factor: 14.957