Kasumi Sudo1, Mariko Ochiai1, Naoyuki Aihara1,2, Noriyuki Horiuchi1,3, Atsushi Yamamoto1, Sachiko Matsumoto1, Koji Oishi1,4. 1. National Veterinary Assay Laboratory, Ministry of Agriculture, Forestry and Fisheries, 1-15-1 Tokura, Kokubunji, Tokyo 185-8511, Japan. 2. Laboratory of Veterinary Pathology, Azabu University, 1-17-71 Fuchinobe, Chuo-ku, Sagamihara, Kanagawa 252-5201, Japan. 3. Research Center for Global Agromedicine, Obihiro University of Agriculture and Veterinary Medicine, Obihiro, Hokkaido 080-8555, Japan. 4. Present address: Japan Veterinary Products Association, Sato Bldg. 6F 4-6-10 Nihonbashi-Honcho, Chuo, Tokyo 103-0023, Japan.
Batch safety tests (BSTs) of veterinary vaccines using small laboratory and/or target
animals can detect non-specific toxicity and reveal adverse effects of the finalized product
formulations. Unlike pharmaceuticals that are synthesized chemically, biologicals carry an
unpredictable risk because they are prepared with serum, live cells, and microorganisms, and
unexpected substances and metabolites can be generated during production[1]. This risk explains why BSTs are required for
batch release in many countries, including Japan. In BSTs using small laboratory animals,
vaccine safety is assured when the tested animals do not show abnormal clinical signs or
abnormal body weight changes within defined periods per the guidelines or laws of each
country[2]. In Japan, abnormal toxicity
tests (ATTs) and toxicity limit tests (TLTs) are required as BSTs using small laboratory
animals by the “minimum requirements for biological products” in Article 42, Clause 1 of the
Law on Securing Quality, Efficacy, and Safety of Pharmaceuticals and Medical
Devices[3], [4]. ATTs are applied to veterinary vaccines that do
not contain virulent components, such as attenuated or inactivated vaccines; TLTs are
applied to veterinary vaccines that contain some virulent components, such as liquid
paraffin or lipopolysaccharide (LPS). ATTs and TLTs are briefly outlined in Table 1.
Table 1.
Batch Safety Tests (BSTs) of Veterinary Immunological Products Using Small
Laboratory Animals in Japan
The introduction of vaccine quality assurance systems, such as Good Manufacturing Practice
(GMP), Good Laboratory Practice (GLP), and seed lot system, into the manufacturing process
has greatly increased the consistency of the batches produced, and stabilized the quality of
veterinary vaccines[1]. Recently, attitudes
relating to the quality control of veterinary vaccines have increased emphasis on
controlling the manufacturing process compared with traditional batch control. The
above-mentioned BSTs using small laboratory animals have been developed as general safety
tests to detect non-specific toxicity and/or contain exogenous substances. However, a
guideline describing the criteria to waive the BST in small laboratory animals for
veterinary vaccines has been discussed, and BST is being considered to ensure consistency of
the product safety profile[5].One assessment index in BSTs using small laboratory animals is the change in body weight of
the tested animals. If animals loose a significant amount of body weight following injection
of the tested vaccine, the vaccine is judged to have some safety problems. A previous
study[6] reported changes in body weight
that are characteristic of each vaccine in BSTs using small laboratory animals, and proposed
that the standardized changes can be used as references to evaluate the degree of vaccine
toxicity or batch-to-batch differences in test vaccines. However, it is unclear what
internal changes lead to the changes in body weight observed during BSTs. Understanding what
abnormalities are detected by the BST will help to re-establish the consistency of the
product safety profile. In this study, we pathologically examined small laboratory animals
after BST and obtained fundamental data to help expand our understanding of the BST analysis
on veterinary vaccines.
Materials and Methods
Animals
Female Hartley strain specific-pathogen free guinea pigs weighing approximately 350 g
were obtained from Tokyo Laboratory Animal Science Co., Ltd (Tokyo, Japan) or Japan SLC,
Inc. (Shizuoka, Japan). Female specific-pathogen free ddY mice (age: 5 weeks) were
obtained from Japan SLC, Inc. In total, 1,760 mice and 276 guinea pigs were used in the
ATTs and TLTs. For additional testing (see mentioned), 110 female specific-pathogen free
ddY mice (age: 3 weeks) were used.
ATT and TLT
This study was performed at the National Veterinary Assay Laboratory (NVAL) in Japan from
2011 to 2012. The study vaccines included 176 vaccine batches (ATT: 117, TLT: 59) for mice
and 126 vaccine batches (ATT: 118, TLT: 8) for guinea pigs (Table 2). In accordance with the general method for “minimum requirements for
biological products”[2], the following
parameters were set: number of animals (10 mice per vaccine batch, two or five guinea pigs
per vaccine batch), administration route (intraperitoneal injection), dosage (0.5 ml per
mouse, 5 ml per guinea pig), and observation period (ATT: 7 or 10 days, TLT: 7 days or the
judgment day, based on the standard for each vaccine). If there were approved dosing
methods, observation periods, and judgment days for a vaccine, those methods were used.
All animals were weighed and observed for clinical signs during the test period. Briefly,
in the ATT, body weight was measured at day 0 (before the test), days 1–4, and day 7 (end
of the test) and day 10 if required. In the TLT, body weight was measured at day 0 (before
the test), days 1–4, and day 7 or the judgment day. The maximum body weight loss compared
to the body weight at day 0 was used for statistical analyses.
Table 2.
Number of Vaccine Batches Tested in Mice and Guinea Pigs
All procedures applied to the animals were approved by the Committee on the Ethics of
Animal Experiments at NVAL (Permit Number: 22–031), and all applicable international,
national, and institutional guidelines for animal care were followed.
Autopsy and histological observation
At the end of the ATT and TLT, mice and guinea pigs were humanely euthanized by cervical
dislocation or carbon dioxide, respectively, and the gross appearance was recorded
following dissection. If similar autopsy findings were recorded for animals in one group,
three of the 10 mice were used for histological examination, while all guinea pigs were
used for histological examination. The organs used for histological examinations included
the heart, lung, liver, kidney, and spleen from mice; and the heart, lung, liver, kidney,
spleen, and pancreas from guinea pigs. These tissues were embedded in paraffin and stained
with hematoxylin and eosin. When abnormal macroscopic findings were found in other organs,
they were also examined histologically.
Additional testing to evaluate the influence of different vaccine additives
As only one vaccine in the TLT resulted in abnormal pathological findings, additional
testing was conducted to confirm the cause of the lesion. We focused on light liquid
paraffin as the cause of the lesion, as it is the main adjuvant compound known to exhibit
toxicity in rodents[7]. We prepared four
mixtures and the vaccine that caused the initial lesion, and set six treatment groups
(Table 3). Mixture-1 was similar to the adjuvant of the vaccine that induced the
“exceptional” lesions mentioned above, and contained a light liquid paraffin of the same
grade as that used in the vaccine (Hycol K-160, Kaneda Co., Tokyo, Japan), DL-α-tocopherol
acetate (Kanto Chemical Co., Inc., Tokyo, Japan), surfactant polysorbate 80 (Kanto
Chemical Co., Inc.), simethicone (KS66: Shin-Etsu Chemical Co., Ltd., Tokyo, Japan), and
phosphate buffered salts. Mixture-2 contained the same combination of reagents as
Mixture-1, with the exception of light liquid paraffin, which was from Kosakai
Pharmaceutical Corporation (Chiba, Japan). Mixture-3 contained the same light liquid
paraffin as Mixture-1, and water. Mixture-4 contained the same light liquid paraffin as
Mixture-2, and water.
Table 3.
Treatment Groups Used for Additional Testing of Injected Substances
Two-days after injection of the mixtures, the animals were euthanized and the blood, bone
marrow, heart, lungs, liver, kidneys, spleen, and thymic gland were collected and observed
for gross and histological changes.
Statistical analysis
Animals were divided into groups injected with vaccines with or without adjuvant. Then,
we evaluated the relationship between adjuvant and four kinds of abdominal changes using
the chi-square test. The relationship between maximum weight loss and four kinds of
abdominal changes was evaluated by one-way ANOVA with a Tukey-Kramer post-hoc test using
GraphPad Prism (GraphPad Software Inc., San Diego, CA, USA). Differences were considered
significant at a P value <0.05.
Results
Autopsy findings of animals treated with test batch vaccine solutions
Most of the macroscopic intraperitoneal findings in mice and guinea pigs could be divided
into four types of lesions, which are listed in Table
4. When multiple types of lesions were found in one treatment group, each type
was classified and counted. Typical gross findings are presented in Fig. 1. Nodular lesions (Type 1) were mainly milk-white, needle-tip sized, and were
strongly attached to organ surfaces. Adhesions (Type 2) were particularly observed on the
contact surface of organs, with fibrin present in adhesion areas. These adhesions
frequently occurred between two or more organs (liver, stomach, pancreas, spleen,
diaphragm, and intestines). Animals classified with ascites (Type 3) had colorless serous
or milky viscous ascitic fluid. No significant lesions (Type 4) were classified as the
absence of severe lesions, slight liver discoloration, or mild spleen swelling. In mice
treated with a vaccine, a lesion that could not be classified into the above four types
(indicated as “exceptional” case or lesions) was characterized as broad spleen
discoloration (Fig. 2A).
Table 4.
Classification of Observed Gross Findings
Fig. 1.
Typical gross findings in mice and guinea pigs during post-treatment autopsy.
(Type 1) nodules, (Type 2) adhesions, (Type 3) ascites, and (Type 4) no significant
findings. Type 1 are milk-white and needle-tip-sized nodular lesions. Type 2 are
adhesions observed on the contact surface of organs along with fibrin. Type 3 is
colorless serous or milky viscous ascitic fluid. Type 4 is the absence of severe
lesions or slight liver discoloration, or mild spleen swelling.
Fig. 2.
Lesions observed in “exceptional” cases that could not be divided into the four
typical types of lesions. (A) Severe splenic discoloration and atrophy (asterisk) at
autopsy. (B to F) Histopathological findings. Lymphoid necrosis was observed in both
red and white pulp, and vacuolated macrophages in red pulp. A starry sky-appearance
with apoptosis was also observed in white pulp in the (B and C) spleen. Cortical
atrophy was found in the (D and E) thymus. A decrease in cell density was observed
in (F) bone marrow. HE, Bar = 100 µm in B and D; and 20 µm in C, E, and F.
Typical gross findings in mice and guinea pigs during post-treatment autopsy.
(Type 1) nodules, (Type 2) adhesions, (Type 3) ascites, and (Type 4) no significant
findings. Type 1 are milk-white and needle-tip-sized nodular lesions. Type 2 are
adhesions observed on the contact surface of organs along with fibrin. Type 3 is
colorless serous or milky viscous ascitic fluid. Type 4 is the absence of severe
lesions or slight liver discoloration, or mild spleen swelling.Lesions observed in “exceptional” cases that could not be divided into the four
typical types of lesions. (A) Severe splenic discoloration and atrophy (asterisk) at
autopsy. (B to F) Histopathological findings. Lymphoid necrosis was observed in both
red and white pulp, and vacuolated macrophages in red pulp. A starry sky-appearance
with apoptosis was also observed in white pulp in the (B and C) spleen. Cortical
atrophy was found in the (D and E) thymus. A decrease in cell density was observed
in (F) bone marrow. HE, Bar = 100 µm in B and D; and 20 µm in C, E, and F.In mice who received different injections, Type 1 lesions were detected in 29.5% (52/176
tests), Type 2 lesions in 0.0% (0/176 tests), Type 3 lesions in 5.1% (9/176 tests), Type 1
and 2 lesions in 9.1% (16/176 tests), Type 1 and 3 lesions in 8.5% (15/176 tests), Type 1,
2, and 3 lesions in 2.3% (4/176 tests), and Type 4 lesions in 44.3% (78/176 tests). An
exceptional lesion was detected in 1.1% of mice (2/176 tests) and Type 3 lesions were
detected in one test. In guinea pigs, type 1, 2, 3, and 4 lesions were detected in 30.2%
(38/126), 0.8% (1/126), 3.2% (4/126), and 46.0% (58/126) mice, respectively, and Type 1
and 2 lesions in 13.5% (17/126), Type 1 and 3 lesions in 5.6% (7/126), and Type 1, 2, and
3 lesions in 0.8% (1/126) mice; however, no “exceptional” lesions were observed (Table 5). There were multiple batches of one vaccine (42/185 tested batches); if
they were the same vaccine, the intraperitoneal results tended to be the same because the
intraperitoneal results were the same in 32/42 tested batches.
Table 5.
Observed BSTs Results in the Tested Mice and Guinea Pigs
Histopathological findings of animals treated with test batch vaccine
solutions
Histopathological findings in mice and guinea pigs administered peritoneal injections of
test batch vaccine solutions are shown in Fig.
3. Type 1 lesions were localized to sites of pyogenic granulomatous inflammation,
which were mainly composed of eosinophilic homogenized substances accompanied by
neutrophil and macrophage invasion (Fig. 3A and
B). These lesions were surrounded by granulation tissue. In the liver, hepatocyte
necrosis was observed adjacent to the area of inflammation. Type 2 lesions were observed
as multiple organ adhesions attached by fibrin and pyogenic granulomatous inflammation
(Fig. 3C and D). The animals with Type 3
lesions had mild neutrophil infiltration of organ serosa (Fig. 3F). In animals with Type 4, macroscopic lesions were not
evident; slight liver discoloration and spleen swelling were observed. Microscopically,
cloudy swelling of hepatocytes and reactive follicular hyperplasia of the spleen were
observed. Microscopic micro-abscesses or small focal necrosis in the live and mild
pyogenic granulomatous pancreatitis or lymphoid follicular hyperplasia of the lung were
occasionally observed in all animals classified with Type 1–4 lesions. The degree of
pyogenic and/or granulomatous inflammation was more severe in Type 1 and 2 lesions than in
Type 3 and 4 lesions.
Fig. 3.
Typical histopathologic findings in mice and guinea pigs during post-treatment
autopsy. (A) Type 1 lesion observed in a mouse liver. A pyogenic granulomatous
nodule was observed on the liver serosa. (B) Eosinophilic homogenized substance
(asterisk) was surrounded by granulation tissue. (C and D) Type 1 lesion in a guinea
pig liver. Pyogenic granulomatous inflammation composed of eosinophilic homogenized
substances accompanied by neutrophil and macrophage invasion. (E) Type 2 lesions
(adhesion) caused by pyogenic granulomatous tissues were observed between the liver
and spleen in mice. (F) Mild neutrophil infiltration was observed in mice with Type
3 lesions. Inset shows neutrophil infiltration at high magnification. HE, Bar = 100
µm in A, C, E, and F; and 20 µm in B and D.
Typical histopathologic findings in mice and guinea pigs during post-treatment
autopsy. (A) Type 1 lesion observed in a mouse liver. A pyogenic granulomatous
nodule was observed on the liver serosa. (B) Eosinophilic homogenized substance
(asterisk) was surrounded by granulation tissue. (C and D) Type 1 lesion in a guinea
pig liver. Pyogenic granulomatous inflammation composed of eosinophilic homogenized
substances accompanied by neutrophil and macrophage invasion. (E) Type 2 lesions
(adhesion) caused by pyogenic granulomatous tissues were observed between the liver
and spleen in mice. (F) Mild neutrophil infiltration was observed in mice with Type
3 lesions. Inset shows neutrophil infiltration at high magnification. HE, Bar = 100
µm in A, C, E, and F; and 20 µm in B and D.In “exceptional” lesions, lymphoid necrosis was observed in both red and white pulp, and
in vacuolated macrophages in red pulp. There was a starry sky-appearance with apoptosis in
the white pulp (Fig. 2B, C). Cortical atrophy
was also found in the thymus (Fig. 2D and E),
and a decrease in cell density was observed in the bone marrow of treated mice (Fig. 2F).
Statistical analysis of lesions from trials of vaccine batch treatments
Statistical analysis showed that Type 1, 2, and 3 lesions in mice, and Type 1 and 2
lesions in guinea pigs were more significantly induced by adjuvant vaccines than by
non-adjuvant vaccines. Conversely, Type 4 lesions were observed more frequently with
non-adjuvant vaccines than with adjuvant vaccines in both mice and guinea pigs (Table 5).We also evaluated the relationship between the maximum weight loss recorded during the
test and gross pathological findings. Mice with Type 1, 2, and 3 lesions had more
significant body weight loss than those with Type 4 lesions. Mice with Type 2 lesions
presented the most severe weight loss; this was significantly greater than in mice with
Type 1 and 3 lesions. Although mice with “exceptional” lesions were only confirmed in two
batches of one vaccine, they also presented a more significant loss in body weight than
those with Type 4 lesions (Fig. 4A). In the guinea pig tests, animals with Type 1 and 2 lesions lost significantly
more body weight than those with Type 4 lesions. Guinea pigs with Type 2 lesions presented
the most severe weight loss, which was significantly greater than that of guinea pigs than
Type 3 lesions (Fig. 4B).
Fig. 4.
The relationship between gross lesions and maximum body weight loss of tested mice
and guinea pigs. (A) Results of the mice tests: (Type 1: n = 90, Type 2: n = 23,
Type 3: n = 29, Type 4: n = 80, Exceptional: n = 2). (B) Results of the guinea pig
tests: (Type 1: n = 68, Type 2: n = 22, Type 3: n = 12, Type 4: n = 59). Results are
shown as the mean ± standard error of the mean (SEM). Asterisk shows a significant
difference at a P value <0.05.
The relationship between gross lesions and maximum body weight loss of tested mice
and guinea pigs. (A) Results of the mice tests: (Type 1: n = 90, Type 2: n = 23,
Type 3: n = 29, Type 4: n = 80, Exceptional: n = 2). (B) Results of the guinea pig
tests: (Type 1: n = 68, Type 2: n = 22, Type 3: n = 12, Type 4: n = 59). Results are
shown as the mean ± standard error of the mean (SEM). Asterisk shows a significant
difference at a P value <0.05.Additional testing was conducted to evaluate the vaccine additive that was responsible
for the uncharacterized lesions; mice were injected with test solutions A–F (see Table 3). One-milliliter of injected solution in
groups A and B promoted significant spleen discoloration and atrophy (Fig. 5A), severe lymphoid necrosis in both red and white pulp, and vacuolated macrophages
in the red pulp. A starry sky-appearance with apoptosis was also observed in the white
pulp (Fig. 5B). Mild spleen discoloration, which
presented as an accumulation of vacuolated macrophages in red pulp, was observed
occasionally in group A and B mice injected with 0.5 ml test solution, and group C mice
injected with 0.5 and 1.0 ml test solution. However, these severe symptoms were not
observed in groups A and B mice injected with 0.5 ml test solution or in group C, D, E,
and F mice.
Fig. 5.
Findings in the additional testing performed to evaluate the influence of vaccine
additives. (A) Macroscopic comparison of the spleens from mice in each treatment
group in the additional testing. Grid size = 1 cm. (B) Histopathological analysis
reveals severe lymphoid necrosis in both red and white pulp, and vacuolated
macrophages in red pulp from mice in treatment groups A and B injected with 1.0 ml
of solution, but not from those in the control group F. In figure B, the upper site
is the red pulp, and the lower site is the white pulp. HE, Bar = 20 µm.
Findings in the additional testing performed to evaluate the influence of vaccine
additives. (A) Macroscopic comparison of the spleens from mice in each treatment
group in the additional testing. Grid size = 1 cm. (B) Histopathological analysis
reveals severe lymphoid necrosis in both red and white pulp, and vacuolated
macrophages in red pulp from mice in treatment groups A and B injected with 1.0 ml
of solution, but not from those in the control group F. In figure B, the upper site
is the red pulp, and the lower site is the white pulp. HE, Bar = 20 µm.
Discussion
In this study, we quantified the pathological findings of BSTs in mice and guinea pigs
treated with batched vaccines, and identified the cause of body weight changes in BST for
the first time. The findings of our study showed that gross and histological lesions could
be classified into four types, and these lesions were induced by an inflammatory response to
a vaccine component. Histopathological evaluation showed that Type 1 and 2 lesions were
associated with the most severe granulomatous and/or granulomatous and pyogenic
inflammation, respectively, followed by Type 3 and 4 lesions. Additionally, severe
inflammatory lesions (Type 1 and 2) were more significantly induced by vaccines that
contained an adjuvant than by those that did not contain an adjuvant. The animals with
severe inflammatory lesions (Types 1 and 2) lost significantly more body weight than those
with mild inflammatory lesions (Type 4).Vaccine adjuvants are used to enhance the immune response to vaccine antigens[8]. Our previous study[9] showed that intraperitoneal injection of vaccines containing
aluminum adjuvants potentially induced secondary bowel disorders in guinea pigs; however,
this physical change was also caused by inflammation unrelated to vaccine toxicity.
Therefore, an adjuvant potentiates inflammation and affects body weight loss during BST.
Thus, BSTs mainly evaluate the proinflammatory properties of tested vaccines, but not
vaccine toxicity, and the findings are expressed as temporal reductions in weight and/or
mild clinical signs. Our experimental results also show that the vaccines examined as
multiple batches tend to have the same effect on body weight, as well as gross and
histopathological characteristics. These results suggest that each vaccine produces a
specific response pattern in the BST.Conversely, we found that one vaccine caused a lesion that could not be classified as any
of the four abdominal lesion types. This lesion was characterized by severe splenic
necrosis, which was not classified as inflammation. This lesion induced significant changes
in body weight. To further investigate the “exceptional” lesion, we focused on the light
liquid paraffin used as a vaccine solution additive, which is reported to exhibit toxicity
in rodents[7]. Our additional testing showed
that the injury of hematopoietic system led to the lesion, and that this was not caused by
the light liquid paraffin alone, but by mixing other components such as DL-α-tocopherol
acetate and surfactants. In addition, an alternative liquid paraffin of the same grade did
not induce such lesions. Emulsion adjuvants, including liquid paraffin, have been used
empirically to enhance the immune effects of vaccines; however, their immune mechanism is
not yet completely understood[10]. Some
vaccines contain virulent components, such as liquid paraffin, with the expectation that
these substances have adjuvant effects. Recently, effective methods for detecting the
toxicity of vaccines have been improved[11], [12], but
there are no alternative methods for BST in small laboratory animals that can detect
unpredicted toxicity that is exhibited when other components are mixed into the vaccine
solution. Therefore, BST can detect the toxicity of mixed solutions in rodents as well as
changes in solution properties when a vaccine component is modified.In conclusion, we showed that most changes in clinical signs and body weight loss observed
in BSTs resulted from the proinflammatory properties of the tested vaccines; however,
unpredictable effects of vaccine components were also detected with sensitivity. Although
biologicals are stabilized through technical progression, the results of our study
demonstrate that BSTs provide a quality check and can detect unexpected vaccine properties
when their components are altered. When significant changes are made to the manufacturing
process of a vaccine product, BST in small laboratory animals will be necessary to
re-establish the consistency of the product safety profile.
Authors: Coenraad Hendriksen; Juan L Arciniega; Lukas Bruckner; Michel Chevalier; Emmanuelle Coppens; Johan Descamps; Michel Duchêne; David Michael Dusek; Marlies Halder; Hans Kreeftenberg; Alexandrine Maes; Keith Redhead; Satish D Ravetkar; Jean-Marc Spieser; Hanny Swam Journal: Biologicals Date: 2007-09-24 Impact factor: 1.856