Literature DB >> 33956830

Predictive performance of oximetry in detecting sleep apnea in surgical patients with cardiovascular risk factors.

Rida Waseem1, Matthew T V Chan2, Chew Yin Wang3, Edwin Seet4, Frances Chung1.   

Abstract

INTRODUCTION: In adults with cardiovascular risk factors undergoing major noncardiac surgery, unrecognized obstructive sleep apnea (OSA) was associated with postoperative cardiovascular complications. There is a need for an easy and accessible home device in predicting sleep apnea. The objective of the study is to determine the predictive performance of the overnight pulse oximetry in predicting OSA in at-risk surgical patients.
METHODS: This was a planned post-hoc analysis of multicenter prospective cohort study involving 1,218 at-risk surgical patients without prior diagnosis of sleep apnea. All patients underwent home sleep apnea testing (ApneaLink Plus, ResMed) simultaneously with pulse oximetry (PULSOX-300i, Konica Minolta Sensing, Inc). The predictive performance of the 4% oxygen desaturation index (ODI) versus apnea-hypopnea index (AHI) were determined.
RESULTS: Of 1,218 patients, the mean age was 67.2 ± 9.2 years and body mass index (BMI) was 27.0 ± 5.3 kg/m2. The optimal cut-off for predicting moderate-to-severe and severe OSA was ODI ≥15 events/hour. For predicting moderate-to-severe OSA (AHI ≥15), the sensitivity and specificity of ODI ≥ 15 events per hour were 88.4% (95% confidence interval [CI], 85.7-90.6) and 95.4% (95% CI, 94.2-96.4). For severe OSA (AHI ≥30), the sensitivity and specificity were 97.2% (95% CI, 92.7-99.1) and 78.8% (95% CI, 78.2-79.0). The area under the curve (AUC) for moderate-to-severe and severe OSA was 0.983 (95% CI, 0.977-0.988) and 0.979 (95% CI, 0.97-0.909) respectively. DISCUSSION: ODI from oximetry is sensitive and specific in predicting moderate-to-severe or severe OSA in at-risk surgical population. It provides an easy, accurate, and accessible tool for at-risk surgical patients with suspected OSA.

Entities:  

Year:  2021        PMID: 33956830      PMCID: PMC8101727          DOI: 10.1371/journal.pone.0250777

Source DB:  PubMed          Journal:  PLoS One        ISSN: 1932-6203            Impact factor:   3.240


Introduction

Obstructive sleep apnea (OSA) is a common sleep-disordered breathing, affecting. nearly one billion people worldwide, of whom 425 million has moderate-to-severe OSA disease [1]. The prevalence of moderate-to-severe OSA was reported to be 6–17% in the general population [2]. OSA is often undiagnosed and is associated with mortality and morbidity including hypertension, cardiovascular diseases, and neurocognitive impairment [1]. Among the surgical patients, OSA is associated with increased complications and adverse outcomes [3, 4]. In adults with cardiovascular risk factors undergoing major noncardiac surgery, unrecognized severe OSA was significantly associated with higher risk of 30-day postoperative cardiovascular complications [5]. Thus, it is important to have an early screening, diagnosis, and treatment of OSA in at-risk surgical patient. The laboratory polysomnography (lab-PSG) is the gold standard for diagnosing OSA, but there are limitations due to its cost and accessibility. Home sleep apnea testing (HSAT) is an alternative option and several studies have validated the accuracy of HSAT in predicting sleep apnea with lab-PSG [6-8]. Nevertheless, both lab-PSG and HSAT require substantial expertise of sleep medicine specialists for interpretation. Overnight pulse oximetry is an accessible and economical tool for screening OSA. Oximetry has been validated to screen patients against apnea-hypopnea index (AHI) from lab-PSG and portable devices. These studies are mostly limited to sleep clinic patients from a single centre [9-13]. The predictive performance of the overnight oximetry is not known for at-risk surgical patients undergoing major non-cardiac surgery. The objective of the study is to examine the predictive performance of overnight oximetry versus HSAT (ApneaLink Plus; ResMed, San Diego, CA) in predicting OSA in at-risk surgical population. We hypothesize that oxygen desaturation index (ODI) from overnight oximetry in comparison to AHI from HSAT would show high sensitivity and specificity in predicting OSA.

Methods

Study design

This was a planned, post hoc analysis of a multicenter, prospective cohort study of patients having major noncardiac surgery [5]. Data were collected in five countries at eight hospitals from January 2012 to July 2017. Ethics approval was obtained by all participating institutions. Name of the institutional review board or ethics committee that approved the study are as follows,1. The Chinese University of Hong Kong, Prince of Wales Hospital, Hong Kong, 2. Tuen Mun hospital, Hong Kong, 3. University Malaya Medical Centre, Kuala Lumpur, Malaysia, 4. Hospital Kuala Lumpur, Malaysia, 5. Khoo Teck Puat Hospital, Singapore, Singapore, 6. Scarborough Health Network-Central Campus, Ontario, Canada, 7. Middlemore Hospital, Manukau City, New Zealand, and 8. Auckland City Hospital, Auckland, New Zealand. All patients voluntary provided written informed consent to the study (ClinicalTrials.gov Identifier: NCT01494181). The study complied with the Declaration of Helsinki. The baseline characteristics and comorbidities of the patients were recorded before surgery.

Participants

Patients undergoing major elective non-cardiac surgery were approached for the study. The following are the inclusion criteria of the study: 1) age ≥45 year undergoing major noncardiac surgery (intraperitoneal, major orthopedic, or vascular) and 2) had 1 or more risk factors for postoperative cardiovascular events (i.e. history of coronary artery disease, heart failure, stroke or transient ischemic attack, diabetes requiring treatment, and renal impairment with preoperative plasma creatinine concentration >175 μmol/L). The exclusion criteria were: 1) prior diagnosis or undergoing corrective surgery for OSA and 2) patients requiring greater than two days of mechanical lung ventilation post-surgery [5].

Home sleep apnea testing (HSAT) and pulse oximetry

All patients underwent a preoperative overnight sleep study at home or in the hospital using a type 3 HSAT (ApneaLink Plus; ResMed, San Diego, CA). It includes a nasal pressure transducer which measure flow limitation and snoring, and records on a 16-bit signal processor and a sampling rate of 100 Hz. In addition to HSAT, oxyhemoglobin saturation was simultaneously monitored using high-resolution pulse oximetry wristwatch (PULSOX-300i, Konica Minolta Sensing, Inc, Osaka, Japan). The oxygen probe of the oximetry was attached to finger of the nondominant hand. The sampling frequency was set as 1 Hz with an averaging time of 3s. The resolution was 0.1%. All patients breathed room air during recording. The data was extracted the next morning using ApneaLink and Profox (Profox Associates, Escondido, California, USA) software, respectively. All data was processed by a technician blinded to the clinical data and the STOP-Bang score. The sleep parameters variables were extracted from the ApneaLink Plus including the AHI. The sleep-associated apnea and hypopnea events were scored according to the American Academy of Sleep Medicine criteria. Apnea was defined as airflow reduction of ≥90% for ≥10s from baseline. Hypopnea was defined as reduction in airflow for ≥30% for ≥10s from baseline and associated with ≥3% oxyhemoglobin desaturation [14]. Patients with an AHI ≥15 events per hour were considered to have moderate-to-severe OSA, and those with AHI ≥30 events per hour were considered to have severe OSA. ODI, duration oxygen saturation (SpO2) <90%, lowest, and average SpO2 were extracted from oximetry using Profox software. ODI is defined as the number of events per hour with at least 4% decrease in saturation from the average saturation in the preceding 120s for at least 10s [10]. The oximetry recording data were processed which was recorded between 00:00 to 6:00 hours of night, although it was not known if patients were asleep during this entire period.

Statistical analysis

Data was analyzed using Stata/SE 14.2 (StataCorp, College Station, TX). Demographics, oximetry, and sleep parameters were presented using descriptive statistics. Continuous data were presented using mean (standard deviation) or median (interquartile range) and categorical data were presented using frequencies (percentage), as appropriate. The relationship between the AHI and ODI was examined using Spearman correlation and agreement was displayed by the Bland Altman plot. The predictive performance of ODI at apnea-hypopnea index (AHI) (moderate-to-severe and severe OSA) cut-offs was expressed as sensitivity, specificity, positive predictive value (PPV), negative predictive value (NPV), positive likelihood ratio (LR), negative LR, accuracy, and area under curve (AUC) with 95% confidence interval (CI). The best cut-off for ODI were chosen by optimal parameters. A P value <0.05 was considered statistically significant. The sample size was based on the primary outcome of the study [5].

Results

In the POSA study, a total of 1,364 patients were recruited, 1,218 patients were included for analysis, and 146 patients were excluded because of cancelled surgery, failure of sleep study, or duration of study less than 4 hours. Demographic data, sleep parameters and comorbid conditions are shown in the Table 1. The mean age was 67.2 ± 9.3 years with body mass index (BMI) 27.0 ± 5.3 kg/m2 and 60% were male. The patients were in the following ethnic groups, 666 (54.7%) Chinese, 161 (13.2%) Indian, 195 (16%) Malay, 183 (15%) Caucasian, and 13 (1.1%) others (Arabs or Black). Eighty-five percent of patients had hypertension and seventy-seven percent had diabetes (Table 1).
Table 1

Characteristics of patients.

CharacteristicsN = 1,218
Body mass index, kg/m227.0 ± 5.3
Age, years67.2 ± 9.3
Male sex, n (%)728 (59.8)
Neck circumference, cm38.5 ± 4.0
Waist circumference, cm93.0 ± 12.1
Epworth sleepiness scale5.1 ± 4.0
Ethnicity, n (%)
Chinese666 (54.7)
Indian161 (13.2)
Malay195 (16.0)
Caucasian183 (15.0)
Others13 (1.1)
Comorbidities, n (%)
Hypertension1037 (85.1)
Diabetes938 (77.0)
COPD60 (4.9)
Asthma72 (5.9)
Types of Surgery, n (%)
Intraperitoneal427 (35.1)
Orthopedic364 (29.9)
Vascular167 (13.7)
Cancer512 (42.0)
Minimally invasive345 (28.3)
Other260 (21.3)

Continuous variables are expressed as mean± standard deviation as appropriate and categorical variables were presented as frequency (percentage).

COPD, chronic obstructive pulmonary disease.

Continuous variables are expressed as mean± standard deviation as appropriate and categorical variables were presented as frequency (percentage). COPD, chronic obstructive pulmonary disease. Using AHI, 68% of patients had OSA (AHI ≥5), 30% patients had moderate-to-severe OSA (AHI ≥15), and 12% had severe OSA (AHI ≥30 events per hour) (Table 2). Compared with ODI <15, patients with ODI ≥15 had higher median AHI (P<0.001), apnea index (P<0.001), obstructive apnea index (P<0.001), central apnea index (P<0.001), mixed apnea index (P<0.001), and hypopnea index (P<0.001) (Table 2).
Table 2

Sleep study parameters of patients.

Sleep study parametersN = 1,218ODI <15ODI ≥15P
N = 851N = 367
Apnea-hypopnea index ≥5, n (%)823 (67.6)456 (55.4)367 (44.6)<0.001
Apnea-hypopnea index ≥15, n (%)371 (30.5)43 (11.6)328 (88.4)<0.001
Apnea-hypopnea index ≥30, n (%)143 (11.7)4 (2.8)139 (97.2)<0.001
Duration of sleep study, hour9.4± 2.39.4 ± 2.09.2 ± 2.00.034
Apnea-hypopnea index, events/hour8 (3–17)5 (2–8)25 (17–36)<0.001
Apnea index, events/hour2 (1–8)1 (0–3.3)12 (6–22)<0.001
Obstructive apnea index, events/hour1 (0–6)1 (0–2)8 (3–16)<0.001
Hypopnea index, events/hour4 (1–9)2 (1–5)11 (6–16)<0.001
Central apnea index, events/hour0 (0–1)0 (0–0)1 (0–2)<0.001

Continuous variables are expressed as mean± standard deviation or median (interquartile) as appropriate and categorical variables were presented as frequency (percentage).

Apnea index is the number of apnea events per hour of recording with airflow reduction of ≥ 90% from baseline for ≥ 10 seconds. Hypopnea index is the number of hypopnea events per hour of recording with airflow reduction ≥ 30% from baseline for ≥ 10 seconds and associated with ≥ 3% oxyhemoglobin desaturation. ODI, oxygen desaturation index.

Continuous variables are expressed as mean± standard deviation or median (interquartile) as appropriate and categorical variables were presented as frequency (percentage). Apnea index is the number of apnea events per hour of recording with airflow reduction of ≥ 90% from baseline for ≥ 10 seconds. Hypopnea index is the number of hypopnea events per hour of recording with airflow reduction ≥ 30% from baseline for ≥ 10 seconds and associated with ≥ 3% oxyhemoglobin desaturation. ODI, oxygen desaturation index. To examine the association between AHI and ODI, Spearman coefficient showed that there was a very strong correlation between ODI and AHI (r = 0.907, P<0.001). The Bland-Altman plot also showed the relationship between AHI and ODI (Fig 1). The plot showed good agreement between AHI and ODI with mean difference of -0.15 ± 5.82.
Fig 1

Bland-Altman plot of apnea-hypopnea index (AHI) from portable device versus oxygen desaturation index (ODI) from simultaneously recorded oximetry (N = 1,218).

The vertical axis represents difference of AHI and ODI and horizontal axis represents average of AHI and ODI. Shaded area represents limits of agreement (±2 SD) while dotted line represents mean difference.

Bland-Altman plot of apnea-hypopnea index (AHI) from portable device versus oxygen desaturation index (ODI) from simultaneously recorded oximetry (N = 1,218).

The vertical axis represents difference of AHI and ODI and horizontal axis represents average of AHI and ODI. Shaded area represents limits of agreement (±2 SD) while dotted line represents mean difference. The predictive parameters were estimated for four ODI cut-offs (ODI ≥5, ≥10, ≥15 and ≥30 events per hour) against AHI ≥15 and ≥30 (Table 3). The result showed that ODI ≥15 had optimal sensitivity and specificity in predicting moderate-to-severe OSA and severe OSA. To predict moderate-to-severe OSA, the sensitivity of ODI ≥15 was 88.4% (95% CI, 85.7–90.6) and the specificity was 95.4% (95% CI, 94.2–96.4), while PPV and NPV were 89.4% (95% CI, 86.7–91.6) and 94.9% (95% CI, 93.8–95.9) respectively. The area under the curve (AUC) was 0.983 (95% CI, 0.977–0.988) (Fig 2A). To predict severe OSA, the sensitivity and specificity of ODI ≥15 were 97.2% (95% CI, 92.7–99.1) and 78.8% (95% CI, 78.2–79.0), while PPV and NPV were 37.9% (95% CI, 36.1–38.6) and 99.5% (95% CI, 98.8–99.8) respectively. The AUC was 0.979 (95% CI, 0.970–0.909) (Fig 2B).
Table 3

Predictive parameters of oxygen desaturation index (ODI) at different cut-offs of apnea-hypopnea index (AHI).

N = 1,218ODI ≥5ODI ≥10ODI ≥15ODI ≥30
AHI ≥15 AUC: 0.983 (0.977–0.988)
Sensitivity, %100 (98.7–100)99.2 (97.5–99.8)88.4 (85.7–90.6)32.6 (31.4–32.6)
Specificity, %38.7 (38.2–38.7)78.2 (77.4–78.4)95.4 (94.2–96.4)100 (95.5–100)
PPV, %41.7 (41.2–41.7)66.5 (65.4–66.9)89.4 (86.7–91.6)100 (96.2–100)
NPV, %100 (98.6–100)99.5 (98.6–99.9)94.9 (93.8–95.9)77.2 (76.8–77.2)
LR+1.63 (1.60–1.63)4.5 (4.3–4.6)19.2 (14.9–24.9)Inf
LR-0 (0–0.03)0.01 (0–0.03)0.12 (0.09–0.15)0.67 (0.67–0.69)
Accuracy, %57.4 (56.6–57.4)84.6 (83.5–84.9)93.3 (91.6–94.6)79.5 (78.7–79.5)
AHI ≥30 AUC: 0.979 (0.970–0.988)
Sensitivity, %100 (96.8–100)100 (96.8–100)97.2 (92.7–99.1)74.1 (68.9–78.0)
Specificity, %30.5 (30.1–30.5)61.9 (61.4–61.9)78.8 (78.2–79.0)98.6 (97.9–99.1)
PPV, %16.1 (15.6–16.1)25.9 (25.0–25.9)37.9 (36.1–38.6)87.6 (81.4–92.2)
NPV, %100 (98.6–100)100 (99.3–100)99.5 (98.8–99.8)96.6 (95.9–97.1)
LR+1.44 (1.38–1.44)2.62 (2.51–2.62)4.58 (4.25–4.73)53.1 (32.9–89.2)
LR-0 (0–0.11)0 (0–0.05)0.04 (0.01–0.09)0.26 (0.22–0.32)
Accuracy, %38.7 (37.9–38.7)66.3 (65.6–66.3)81.0 (79.9–81.4)95.7 (94.5–96.6)

AHI, apnea hypopnea index, ODI, oxygen desaturation index, AUC, area under curve; PPV, positive predictive value; NPV, negative predictive value; AHI, apnea-hypopnea index; LR, likelihood ratio.

Fig 2

Receiver operating curve for oxygen desaturation index (A and B) at AHI ≥15 and AHI ≥30 events per hour respectively.

Abbreviations: AHI, apnea-hypopnea index.

Receiver operating curve for oxygen desaturation index (A and B) at AHI ≥15 and AHI ≥30 events per hour respectively.

Abbreviations: AHI, apnea-hypopnea index. AHI, apnea hypopnea index, ODI, oxygen desaturation index, AUC, area under curve; PPV, positive predictive value; NPV, negative predictive value; AHI, apnea-hypopnea index; LR, likelihood ratio.

Discussion

In surgical patients with cardiovascular risk factors, we showed a strong association between ODI from overnight oximetry and AHI from HSAT. Based on the optimal sensitivity and specificity, we identified that ODI ≥15 is useful to accurately identify moderate-to-severe and severe OSA in surgical patients with cardiovascular risk factors. To predict moderate-to-severe OSA, ODI ≥15 events per hour showed high accuracy of 93.3% and AUC of 0.98. Similarly, for severe OSA, ODI ≥15 events per hour showed very good predictive performance as shown in the results. Ideally, identification of patients with OSA, and those with suspected OSA should take place well in advance of elective surgery to allow time for potential evaluation and management of OSA preoperatively [15]. In clinical practice, many patients are identified close to the operative time, often just days before surgery. Oximetry serves as a simple tool to identify these at-risk surgical patients to ensure optimal perioperative management. A recent systematic review on patients referred to sleep clinic also recommended using ODI ≥15 events per hour for predicting OSA but ODI ≥10 events per hour for further evaluation of OSA [9]. Although there has been a number of studies to predict OSA using oximetry [10, 11, 16, 17], this is the first study to show that overnight pulse oximetry is a valid screening tool in predicting OSA in surgical patients with cardiovascular risk factors. Additionally, this multicenter study involved a large sample size of different ethnic groups, which allows the findings to be generalizable to diverse population. Screening for OSA in the perioperative setting has been recommended, as OSA creates a challenge for surgeons and anesthesiologists due to increased adverse outcomes [3, 18]. The combinations of opioids plus sedatives were associated with worse outcomes sustained by OSA patients after a critical event [3]. Before surgery, identifying patients at high risk for OSA with a screening tool such as the STOP-Bang questionnaire [19], for targeted perioperative precautions and interventions may help to reduce patient complications. For those who were identified to be at high risk of OSA with co-morbid cardiovascular risk factors, we showed that oximetry serves as a quick and accessible tool to predict OSA. Compared to in-lab PSG which is not economical to use in resource limited situations and often delays treatment by long wait time [20]. Our study showed that high predictive performance of oximetry using ODI ≥15 and ODI ≥30 for predicting moderate-to-severe OSA and severe OSA. Regardless, ODI ≥15 cannot distinguish between moderate-to-severe or severe OSA. In the clinical setting if someone has ODI ≥15, they can be considered as high risk of OSA. This helps in further management of high-risk patients. However, PSG has been recommended to evaluate patients with other sleep disorders and comorbid conditions [21, 22]. Although PSG provides more accurate information compared to HSAT as well as oximetry, lack of accessibility has limited its use in preoperative assessments. Therefore, oximetry is valuable in identifying at risk patients for optimal perioperative management. After surgery, we can refer patients with ODI ≥15 or greater for further evaluation and management [15]. The recent coronavirus disease (COVID-19) pandemic has been shaping the mode of health care delivery, and telemedicine is particularly beneficial for patient assessment before surgery. Due to the highly contagious nature of the COVID-19, individuals are asked to limit unnecessary physical interaction and maintain physical distance. In such situation, oximetry is a viable alternative for in-lab polysomnography as well as HSAT which requires more equipment and instruction. Oximetry is a simple device which does not require extensive patient instructions and is mailed to patients’ home. It is easily disinfected due to its size.

Limitations

Our study includes a large representative sample of international patients from eight clinical sites in five countries which support the generalizability of our results. This study has some limitations. The inclusion criteria of the study involved surgical patients with at least one cardiovascular risk factor. The results may not be applicable to patients without cardiovascular risk factors. Nevertheless, the prevalence of cardiovascular factors in the older populations is around 75% [23]. Thus, our results involving surgical patients with cardiovascular risk factors may be applicable to the older general population. Another limitation was that we use type 3 home sleep apnea testing instead of in-laboratory polysomnography, but recent studies showed comparable performance of type 3 sleep apnea device with PSG when predicting moderate-to-severe OSA [6, 24].

Conclusion

In patients with cardiovascular risk factors undergoing major non-cardiac surgery, we found that ODI ≥15 events per hour showed a high accuracy to predict moderate-to-severe OSA and severe OSA. Overnight pulse oximetry serves as an easy-to-use, low cost, and accessible tool for the identification of OSA. The accessibility of oximetry makes it especially valuable in COVID-19 era, which demands a contactless tool. The quick screening by oximetry will help clinicians in urgent screening and management of OSA, which is often delayed by long waiting time of PSG. (XLSX) Click here for additional data file. 23 Dec 2020 PONE-D-20-33011 Predictive Performance of Oximetry in Diagnosis of Sleep Apnea in Surgical Patients with Cardiovascular Risk Factors PLOS ONE Dear Dr. Chung, Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. 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We will update your Data Availability statement on your behalf to reflect the information you provide. Additional Editor Comments (if provided): In this manuscript, the authors compare the performance of pulse oximetry for the diagnosis of OSA compared to a Type 3 device (ApneaLink) in a cohort of surgical patients with cardiovascular risk factors. They found good correlation as measured by the Spearman correlation and agreement by Bland-Altman analysis. My major comment is that it is unclear what this study to the literature. Yes, the cohort is one of the largest to be studied, was multi-center and included patients with CV risk factors. But in the end, it’s just another study showing that a good oximeter providing an ODI can correlate with a Type 3 device. Thus, the authors need to convince me that there is some truly unique about this data set. Therefore, what would tremendously help is outcomes data. I am hoping that since the dataset is from a large cohort study of surgery, that the authors would have post-surgical outcomes, either cardiac or pulmonary (or ideally both). The authors could then determine if ODI alone (ie, not in conjunction with the AHI) is predictive of post-surgical complications. Such an analysis would greatly strengthen the data and provide more than just another validation of oximetry v. HSAT. Minor comments 1. The authors included patients with CV risk factors but unclear if pulmonary risk factors were an inclusion or exclusion. Key as COPD is a risk factor for CV disease. 2. Why did the authors exclude patients requiring mechanical ventilation > 2 days? Given my question about outcomes above, very key to include ALL patients in such an analysis. Does this group have pre-surgery HSAT/ODI data? 3. Results: the authors present data in two different ways: either to no decimal place or to the 10th decimal place; should be uniform in both tables and would suggest to the 10th decimal place. 4. Table 2: what is respiratory event index? 5. Page 14: the paragraph on COVID seems to be added just because we’re in the midst of the pandemic. Not sure needed for the greater picture of this study. 6. While it appears that ODI>15 is good for both moderate-severe and severe AHI cutoff, in reality, if use ODI>15, will not be able to distinguish between the two. This should be clarified. [Note: HTML markup is below. Please do not edit.] Reviewers' comments: Reviewer's Responses to Questions Comments to the Author 1. Is the manuscript technically sound, and do the data support the conclusions? The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented. Reviewer #1: Yes ********** 2. Has the statistical analysis been performed appropriately and rigorously? Reviewer #1: Yes ********** 3. Have the authors made all data underlying the findings in their manuscript fully available? The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified. Reviewer #1: No ********** 4. Is the manuscript presented in an intelligible fashion and written in standard English? PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here. Reviewer #1: Yes ********** 5. Review Comments to the Author Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters) Reviewer #1: Thank you for this well-written and excellent manuscript on HSAT vs pulse-oximetry in a preoperative population. This is an important subject considering the increasingly difficult access of preoperative PSG services. I only have a few minor questions and issues. My primary concern is mostly a wordsmithing concern. Language throughout the manuscript refers to the 'diagnostic' performance of ODI from pulse oximetry. This is innacurate, as OSA cannot be diagnosed solely from oxygen desaturation -- for instance, some of these patients may have been found to have primary central sleep apnea. I would prefer language throughout the manuscript be revised to reflect 'predictive' performance of ODI for OSA. A few examples: "There is a need for an easy and accessible home device in diagnosing sleep apnea." This exists in the form of HSAT "The objective of the study is to determine the diagnostic performance of the overnight pulse oximetry in predicting OSA in at-risk surgical patients." Should read "predictive performance." "high diagnostic accuracy of 93.3% and AUC of 0.98. Similarly, for severe OSA, ODI ≥15 events per hour showed very good diagnostic performance." Should revise all to read 'predictive,' not diagnostic. My biggest methodological question is that you report hypopnea was defined as reduction in airflow for ≥30% for ≥10s from baseline. You also state you used AASM criteria for reporting AHI. Does this mean you used a 3% oxygen desaturation for hypopneas? Please specify. A few minor methodological questions from the Methods: 1. "1,218 at-risk surgical patients without prior risk of sleep apnea." Do you mean patients without prior diagnosis here? 2. "All data was processed by a technician blinded to the study." There is only a single cohort in this study. What exactly does this statement mean? What was the technician blinded to? ********** 6. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files. If you choose “no”, your identity will remain anonymous but your review may still be made public. Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy. Reviewer #1: No [NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files.] While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com/. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Registration is free. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email PLOS at figures@plos.org. Please note that Supporting Information files do not need this step. 6 Apr 2021 Please see attached 'response to reviewers'. Submitted filename: Response to Reviewers .docx Click here for additional data file. 14 Apr 2021 Predictive Performance of Oximetry in Detecting Sleep Apnea in Surgical Patients with Cardiovascular Risk Factors PONE-D-20-33011R1 Dear Dr. Chung, We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements. Within one week, you’ll receive an e-mail detailing the required amendments. When these have been addressed, you’ll receive a formal acceptance letter and your manuscript will be scheduled for publication. An invoice for payment will follow shortly after the formal acceptance. To ensure an efficient process, please log into Editorial Manager at http://www.editorialmanager.com/pone/, click the 'Update My Information' link at the top of the page, and double check that your user information is up-to-date. If you have any billing related questions, please contact our Author Billing department directly at authorbilling@plos.org. If your institution or institutions have a press office, please notify them about your upcoming paper to help maximize its impact. If they’ll be preparing press materials, please inform our press team as soon as possible -- no later than 48 hours after receiving the formal acceptance. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information, please contact onepress@plos.org. Kind regards, James Andrew Rowley Academic Editor PLOS ONE Additional Editor Comments (optional): Reviewers' comments: Reviewer's Responses to Questions Comments to the Author 1. If the authors have adequately addressed your comments raised in a previous round of review and you feel that this manuscript is now acceptable for publication, you may indicate that here to bypass the “Comments to the Author” section, enter your conflict of interest statement in the “Confidential to Editor” section, and submit your "Accept" recommendation. Reviewer #1: All comments have been addressed ********** 2. Is the manuscript technically sound, and do the data support the conclusions? The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented. Reviewer #1: (No Response) ********** 3. Has the statistical analysis been performed appropriately and rigorously? Reviewer #1: (No Response) ********** 4. Have the authors made all data underlying the findings in their manuscript fully available? The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified. Reviewer #1: Yes ********** 5. Is the manuscript presented in an intelligible fashion and written in standard English? PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here. Reviewer #1: (No Response) ********** 6. Review Comments to the Author Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters) Reviewer #1: (No Response) ********** 7. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files. If you choose “no”, your identity will remain anonymous but your review may still be made public. Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy. Reviewer #1: No 27 Apr 2021 PONE-D-20-33011R1 Predictive Performance of Oximetry in Detecting Sleep Apnea in Surgical Patients with Cardiovascular Risk Factors Dear Dr. Chung: I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department. If your institution or institutions have a press office, please let them know about your upcoming paper now to help maximize its impact. If they'll be preparing press materials, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information please contact onepress@plos.org. If we can help with anything else, please email us at plosone@plos.org. Thank you for submitting your work to PLOS ONE and supporting open access. Kind regards, PLOS ONE Editorial Office Staff on behalf of Dr. James Andrew Rowley Academic Editor PLOS ONE
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Review 1.  Practice guidelines for the perioperative management of patients with obstructive sleep apnea: an updated report by the American Society of Anesthesiologists Task Force on Perioperative Management of patients with obstructive sleep apnea.

Authors: 
Journal:  Anesthesiology       Date:  2014-02       Impact factor: 7.892

Review 2.  Does Obstructive Sleep Apnea Influence Perioperative Outcome? A Qualitative Systematic Review for the Society of Anesthesia and Sleep Medicine Task Force on Preoperative Preparation of Patients with Sleep-Disordered Breathing.

Authors:  Mathias Opperer; Crispiana Cozowicz; Dario Bugada; Babak Mokhlesi; Roop Kaw; Dennis Auckley; Frances Chung; Stavros G Memtsoudis
Journal:  Anesth Analg       Date:  2016-05       Impact factor: 5.108

Review 3.  Estimation of the global prevalence and burden of obstructive sleep apnoea: a literature-based analysis.

Authors:  Adam V Benjafield; Najib T Ayas; Peter R Eastwood; Raphael Heinzer; Mary S M Ip; Mary J Morrell; Carlos M Nunez; Sanjay R Patel; Thomas Penzel; Jean-Louis Pépin; Paul E Peppard; Sanjeev Sinha; Sergio Tufik; Kate Valentine; Atul Malhotra
Journal:  Lancet Respir Med       Date:  2019-07-09       Impact factor: 30.700

4.  Oxygen desaturation index from nocturnal oximetry: a sensitive and specific tool to detect sleep-disordered breathing in surgical patients.

Authors:  Frances Chung; Pu Liao; Hisham Elsaid; Sazzadul Islam; Colin M Shapiro; Yuming Sun
Journal:  Anesth Analg       Date:  2012-02-24       Impact factor: 5.108

5.  The utility of a portable recording device for screening of obstructive sleep apnea in obese adolescents.

Authors:  Daniel J Lesser; Gabriel G Haddad; Ruth A Bush; Mark S Pian
Journal:  J Clin Sleep Med       Date:  2012-06-15       Impact factor: 4.062

6.  Association of Unrecognized Obstructive Sleep Apnea With Postoperative Cardiovascular Events in Patients Undergoing Major Noncardiac Surgery.

Authors:  Matthew T V Chan; Chew Yin Wang; Edwin Seet; Stanley Tam; Hou Yee Lai; Eleanor F F Chew; William K K Wu; Benny C P Cheng; Carmen K M Lam; Timothy G Short; David S C Hui; Frances Chung
Journal:  JAMA       Date:  2019-05-14       Impact factor: 56.272

7.  Rules for scoring respiratory events in sleep: update of the 2007 AASM Manual for the Scoring of Sleep and Associated Events. Deliberations of the Sleep Apnea Definitions Task Force of the American Academy of Sleep Medicine.

Authors:  Richard B Berry; Rohit Budhiraja; Daniel J Gottlieb; David Gozal; Conrad Iber; Vishesh K Kapur; Carole L Marcus; Reena Mehra; Sairam Parthasarathy; Stuart F Quan; Susan Redline; Kingman P Strohl; Sally L Davidson Ward; Michelle M Tangredi
Journal:  J Clin Sleep Med       Date:  2012-10-15       Impact factor: 4.062

8.  Validation of the ApneaLink for the screening of sleep apnea: a novel and simple single-channel recording device.

Authors:  Milton K Erman; Deirdre Stewart; Daniel Einhorn; Nancy Gordon; Eileen Casal
Journal:  J Clin Sleep Med       Date:  2007-06-15       Impact factor: 4.062

Review 9.  Society of Anesthesia and Sleep Medicine Guidelines on Preoperative Screening and Assessment of Adult Patients With Obstructive Sleep Apnea.

Authors:  Frances Chung; Stavros G Memtsoudis; Satya Krishna Ramachandran; Mahesh Nagappa; Mathias Opperer; Crispiana Cozowicz; Sara Patrawala; David Lam; Anjana Kumar; Girish P Joshi; John Fleetham; Najib Ayas; Nancy Collop; Anthony G Doufas; Matthias Eikermann; Marina Englesakis; Bhargavi Gali; Peter Gay; Adrian V Hernandez; Roop Kaw; Eric J Kezirian; Atul Malhotra; Babak Mokhlesi; Sairam Parthasarathy; Tracey Stierer; Frank Wappler; David R Hillman; Dennis Auckley
Journal:  Anesth Analg       Date:  2016-08       Impact factor: 5.108

10.  Postoperative Critical Events Associated With Obstructive Sleep Apnea: Results From the Society of Anesthesia and Sleep Medicine Obstructive Sleep Apnea Registry.

Authors:  Norman Bolden; Karen L Posner; Karen B Domino; Dennis Auckley; Jonathan L Benumof; Seth T Herway; David Hillman; Shawn L Mincer; Frank Overdyk; David J Samuels; Lindsay L Warner; Toby N Weingarten; Frances Chung
Journal:  Anesth Analg       Date:  2020-10       Impact factor: 6.627

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  1 in total

1.  Nocturnal Oxygen Desaturation Index Correlates with Respiratory Depression in Post-Surgical Patients Receiving Opioids - A Post-Hoc Analysis from the Prediction of Opioid-Induced Respiratory Depression in Patients Monitored by Capnography (PRODIGY) Study.

Authors:  Lydia Q N Liew; Lawrence S C Law; Edwin Seet; Fabio Di Piazza; Katherine E Liu; Ming Ann Sim; Vanessa T Y Chua; Toby N Weingarten; Ashish K Khanna; Lian Kah Ti
Journal:  Nat Sci Sleep       Date:  2022-04-26
  1 in total

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