Wojciech Ogieglo1, Kepeng Song2, Cailing Chen2, Qiong Lei2, Yu Han2, Ingo Pinnau1. 1. Functional Polymer Membranes Group, Advanced Membranes and Porous Materials Center, Division of Physical Sciences and Engineering, King Abdullah University of Science and Technology, 23955 Thuwal, Saudi Arabia. 2. Nanostructured Functional Materials, Advanced Membranes and Porous Materials Center, Division of Physical Sciences and Engineering, King Abdullah University of Science and Technology, 23955 Thuwal, Saudi Arabia.
Abstract
Successful implementation of carbon molecular sieve (CMS) membranes in large scale chemical processes inevitably relies on fabrication of high performance integrally skinned asymmetric or thin-film composite membranes. In principle, to maximize separation efficiency the selective CMS layer should be as thin as possible which requires its lateral confinement to a supporting structure. In this work, we studied pyrolysis-induced structural development as well as ethanol vapor-induced swelling of ultrathin CMS films made from a highly aromatic polyimide of an intrinsic microporosity (PIM-PI) precursor. Utilization of a light polarization-sensitive technique, spectroscopic ellipsometry, allowed for the identification of an internal orientation within the turbostratic amorphous CMS structure driven by the laterally constraining support. Our results indicated a significant thickness dependence both in the extent of pyrolytic collapse and response to organic vapor penetrant. Thinner, substrate-confined films (∼30 nm) collapsed more extensively leading to a reduction of microporosity in comparison to their thicker (∼300 nm) as well as self-supported (∼70 μm) counterparts. The reduced microporosity in the thinner films induced changes in the balance between penetrant-induced dilation (swelling) and filling of micropores. In comparison to thicker films, the initial lower microporosity of the thinner films was accompanied by slightly enhanced organic vapor-induced swelling. The presented results are anticipated to generate the fundamental knowledge necessary to design optimized ultrathin CMS membranes. In particular, our results reinforce previous findings that excessive reduction of the selective layer thickness in amorphous microporous materials (such as PIMs or CMS) beyond several hundred nanometers may not be optimal for maximizing their fluid transport performance.
Successful implementation of carbon molecular sieve (CMS) membranes in large scale chemical processes inevitably relies on fabrication of high performance integrally skinned asymmetric or thin-film composite membranes. In principle, to maximize separation efficiency the selective CMS layer should be as thin as possible which requires its lateral confinement to a supporting structure. In this work, we studied pyrolysis-induced structural development as well as ethanol vapor-induced swelling of ultrathin CMS films made from a highly aromatic polyimide of an intrinsic microporosity (PIM-PI) precursor. Utilization of a light polarization-sensitive technique, spectroscopic ellipsometry, allowed for the identification of an internal orientation within the turbostratic amorphous CMS structure driven by the laterally constraining support. Our results indicated a significant thickness dependence both in the extent of pyrolytic collapse and response to organic vapor penetrant. Thinner, substrate-confined films (∼30 nm) collapsed more extensively leading to a reduction of microporosity in comparison to their thicker (∼300 nm) as well as self-supported (∼70 μm) counterparts. The reduced microporosity in the thinner films induced changes in the balance between penetrant-induced dilation (swelling) and filling of micropores. In comparison to thicker films, the initial lower microporosity of the thinner films was accompanied by slightly enhanced organic vapor-induced swelling. The presented results are anticipated to generate the fundamental knowledge necessary to design optimized ultrathin CMS membranes. In particular, our results reinforce previous findings that excessive reduction of the selective layer thickness in amorphous microporous materials (such as PIMs or CMS) beyond several hundred nanometers may not be optimal for maximizing their fluid transport performance.
Carbon
molecular sieve (CMS) membranes represent a special class
of inorganic amorphous membrane materials with a significant potential
in technologically important molecular separations such as hydrogen
purification, natural gas processing, air separations, or carbon capture.[1−5] Recently, CMS membranes have been demonstrated to be very effective
in challenging organic solvent[6] and olefin/paraffin[7−9] separations. Consequently, CMS membranes are perceived as potential
future contributors in the necessary transition of our society toward
more energy efficient industrial separations. The widespread use of
this technology, however, relies on transformation of the CMS materials
into high-performance thin-film membranes with highly selective and
simultaneously highly efficient (high permeance) molecular transport.
The most common strategy to achieve high permeances relies on a reduction
of the selective layer thickness, typically to submicron range, to
minimize transport resistance.The significant potential of
CMS thin-film composite membranes
originates from their microporous nature. CMS materials possess a
turbostratic structure, which can be approximated by considering graphene-like
nanosheets randomly arranged in an amorphous network. The microporosity
of the CMS materials is thought to have a bimodal character with smaller
ultramicropores (<0.7 nm) and larger micropores (<2 nm) present
simultaneously.[4] This bimodal pore size
distribution is responsible for outstanding molecular separation properties
where ultramicropores provide high selectivities by a molecular sieving
mechanism whereas the larger micropores are responsible for lowering
overall transport resistance leading to high gas permeance. Similar
to CMS materials, polymers of intrinsic microporosity (PIMs) typically
contain a bimodal pore size distribution where highly contorted backbones
trap large amounts of excess free volume in the solid state.[10] The presence of micropores results in both PIMs
and CMS outperforming the state-of-the-art polymeric membrane materials,
sometimes by a very large margin.[11] In
addition, CMS membranes are highly chemically and thermally stable
even in long-term field operation.[12,13] However, similarly
to other high free volume amorphous membrane materials, CMS membranes
suffer from a progressive structural densification (physical aging)
leading to significant reductions of permeance.[14,15] Moreover, physical aging, and to some degree dilation (or swelling)
induced by condensable gases like CO2 or organic vapors,
are well-known to amplify in thinner films, particularly in the submicron
region.[16−19]In glassy polymers, including PIMs, the combination of nanoconfinement
in the form of ultrathin films and the presence of penetrants is known
to have significant consequences to their molecular separation performance.[19−23] In particular, swelling resulting from interaction with organics
which may be present in the feed mixtures[24] has been shown to depend on film thickness. This effect originates
from a growing influence of the interfaces on the overall behavior
of thin films.[20,25] While the topic of swelling in
ultrathin organic polymer films has been addressed in the past 20
years, hardly any data exist on swelling of thin and ultrathin CMS
films. Understanding of the solvent-induced swelling is indispensable
to advance the important emerging applications of the CMS membranes,
such as organic solvent reverse osmosis (OSRO) or organic solvent
forward osmosis (OSFO).[1,26−28]In this
work, we investigated organic-vapor-induced swelling of
supported CMS thin films produced by pyrolyzing apolyimide of intrinsic
microporosity (PIM–PI) precursor in two thickness ranges: ∼300
and ∼30 nm. Combination of ex situ and in situ interference-enhanced
spectroscopic ellipsometry allowed the swelling and refractive index
changes to be resolved independently and provided strong evidence
for a much larger relative pyrolysis-induced collapse in thinner ∼30
nm films as compared with thicker ∼300 nm films. The utilization
of uniaxial anisotropic optical modeling indicated a large degree
of structural orientation within the CMS films in the plane of the
substrate driven by the laterally constraining substrate. Ethanol-induced
swelling has been shown to strongly reduce with increasing pyrolysis
temperature. At the same time, the balance between the fraction of
microporosity accessible to the penetrant and the penetrant-induced
swelling showed a subtle thickness dependence.
Experimental Section
Sample
Preparation and Characterization
The CMS precursor, a polyimide
of intrinsic microporosity, SBFDA-DMN
(Figure ), was synthesized
by a polymerization reaction of spirobifluorene-based dianhydride
with 3,3′-dimethylnaphthidine, as described previously.[29] The polymer was characterized by a molecular
weight Mn = 6.5 × 104 g
mol–1 with a polydispersity of 1.92 and an internal
surface area of SBET = 686 m2 g–1 measured at 77 K using N2. The
thermal decomposition onset was determined by TGA at ∼520 °C
(Supporting Information, Figure S1). The
polymer combined a PIM character (high internal surface area and a
rigid backbone) with a very high aromatic carbon content (84 wt %)
which in our earlier work was proven to result in high-performance
carbon molecular sieve membranes following pyrolysis.[15]
Figure 1
SBFDA-DMN polyimide with intrinsic microporosity (PIM–PI)
used as carbon molecular sieve precursor in this study.
SBFDA-DMN polyimide with intrinsic microporosity (PIM–PI)
used as carbon molecular sieve precursor in this study.Thin SBFDA-DMN precursor films in two thicknesses, ∼300
and ∼30 nm, were spin-coated on top of 500 nm thermal siliconoxide wafer pieces (Si-Mat, Germany) from a chloroform solution of
an adjusted concentration (between 0.5 and 3 wt %) at 2000 rpm. All
silicon wafer pieces were separately characterized prior to film deposition
to determine the exact silicon oxide thickness, which varied between
about 493 and 498 nm. After spin-coating all samples were annealed
at 50 °C for 16 h in air to remove the solvent. The pyrolysis
process was conducted in a horizontal quartz tube furnace (Carbolite)
under 1000 (STP) cm3 min–1 nitrogen flow
at a ramp rate of 3 °C min–1 and 60 min dwell
time at each temperature set point. Subsequently, the oven was left
to passively cool within about 7–9 h. The pyrolysis set points
were 500, 600, 700, and 800 °C, respectively. The oxygen concentration
was monitored at the outlet of the furnace and was always below 5
ppm.Transmission electron microscopy was performed with a low-base
Titan electron microscope without Cs-corrector. The Cs was 1.2 mm,
and the images were taken at high voltage (300 kV). The samples were
cut with focused ion beam at low voltage. Raman spectra were recorded
using 633 nm HeNe laser as excitation source on a Horiba Aramis device.
Ellipsometry Measurements and Data Analysis
A spectroscopic ellipsometer (M-2000 DI, J. A. Woollam, Co.) operating
in a wavelength range of 193–1690 nm together with accompanying
optical modeling software CompleteEASE v. 6.51 was employed throughout
this study to conduct both ex situ and in situ (ethanolswelling)
sample characterization. Ex situ analysis for both the thicker ∼300
and thinner ∼30 nm films was performed in a wavelength range
of 600–1690 nm at a minimum of three angles of incidence (65,
70, and 75°), whereas 75° was used for in situ ethanol vapor
experiments. Even though CMS are considered amorphous materials, structural
orientation may develop upon confinement to substrates.[30] To study the development of structural orientation
within the CMS films as a result of pyrolysis and confinement to the
substrate, we have chosen to employ anisotropic optical modeling.
To preserve consistency, all samples were modeled using exactly the
same, anisotropic (uniaxial), model. For the weakly light-absorbing
samples (pristine precursor, 500 and 600 °C) a Cauchy-type model
with fitted extinction coefficient was used. For the strongly light-absorbing
samples (700 and 800 °C) a Kramers–Kronig consistent B-Spline
model[31] with a node resolution of 0.3 eV
(for both xy and z components) was
employed, Figure .
To simplify the model by reducing the number of fit parameters only
a difference in the zeroth order of the anisotropic n and n component (“A” parameter) was fit.
This procedure kept the real parts of the optical dispersion parallel,
while the light absorption was fitted individually for each sample
but was assumed the same in both x/y and z directions. The refractive index components
were reported at 1000 nm, instead of at 632.8 nm as typically done,
to avoid being too close to the edge of the modeling range (600–1690
nm). The presence of the ∼500 nm thick silicon oxide underneath
each polymer/carbon film amplified the accuracy of the analysis versus
the more broadly used native oxide wafers, as thoroughly investigated
before.[15,32,33] An example
of the optical model is presented in the Supporting Information (Figure S2). Error bars were estimated based on
the fit parameter uniqueness analysis assuming as threshold a 25%
reduction of the mean squared error (MSE).
Figure 2
Scheme of the anisotropic,
uniaxial optical model used for the
sample analysis throughout this study.
Scheme of the anisotropic,
uniaxial optical model used for the
sample analysis throughout this study.
In Situ Ethanol Swelling
The in situ
ethanol vapor swelling experiments were performed on freshly made
CMS films in a commercially available (J. A. Woollam, Co.) flow cell
at 21 ± 0.5 °C using a fully automated vapor generation
system on freshly pyrolyzed samples (within 1 day from pyrolysis)
by following exactly the same protocol for thick (∼300 nm)
and thin (∼30 nm) samples. The desired ethanol vapor concentration
was adjusted by two computer-controlled mass flow controllers (Alicat),
one for the control of the pure carrier gas (nitrogen) and one for
the control of ethanol-saturated stream (at 21 ± 0.5 °C).
Both mass flow controllers always operated at a combined flow of 50
cm3 (STP) min–1. The protocol involved
stabilization of the sample under pure carrier gas flow for 90 min
and a subsequent stepwise exposure to increasing ethanol p/psat up to 0.8. Each step lasted 90
min. In situ ellipsometry data were continuously recorded every 5
s. An example of the in situ data is shown in the Supporting Information, Figure S3.
Approximate
Calculation of Ethanol Concentration
within the Pristine PIM–PI and Carbon Films
Ellipsometry-derived
changes in thickness and refractive index can be used to approximately
calculate the concentration of ethanol sorbed into the thin PIM–PI
precursor and carbon films. In this work, the Clausius-Mossotti[34] approach was used where the refractive index
of the component i, n, is related with the molar refraction, R, molecular weight, M, and density, ρ, byThe ratio R/M is constant
for a given substance and is denoted as q. In a mixture of two components i and j, the refractive index nmix carries contributions from all components. These contributions
are additive and lead to the following expression containing concentrations
expressed in units of density (g cm–3):In swollen films, the concentration of polymer
(or carbon) reduces with swelling and can be calculated using the
swollen and dry thicknesses asPolymer
and carbon densities were assumed
to be the same as in self-standing thick films, as determined by Hazazi
et al.[11] and ranged from 1.13 for the pristine
PIM–PI to 1.18 g cm–3 for the CMS prepared
at 800 °C. In this study, the extremely high glass transition
temperature of the precursor and carbon films as well as moderate
ethanol-induced swelling assured that the Clausius-Mossotti-derived
concentrations remained relatively accurate,[35] in particular for films pyrolyzed above 500 °C.
Results and Discussion
The pyrolysis-induced thickness
reduction of the CMS precursor
films in both thick (∼300 nm) and thin (∼30 nm) films,
is depicted in Figure a. The relative refractive index values were derived from the anisotropic
model using an average refractive index calculated as n = (2n + n)/3 to reflect the relative changes
in the overall film optical density[30] and
compare between the thick and thin films. We note here that in spectroscopic
ellipsometry modeling thickness and refractive index data are to a
large extent independent from each other and thus represent independent
pieces of information about the properties of the pyrolyzed films.
From Figure a it is
clear that progressively more volumetric collapse occurred going from
the self-supported, ∼70 μm[15] to ∼300 nm and ∼30 nm films. At 700 °C, the ∼30
nm confined films collapsed approximately two times more (∼43%)
as compared with the ∼300 nm films (∼22%). This large
difference is also reflected by the much larger relative refractive
indices for the ∼30 nm films. In addition, ∼30 nm films
seem to have reached the maximum extent of volumetric collapse already
at 700 °C as opposed to both ∼300 nm and ∼70 μm
films. Figure a indicates
a smooth trend of increasingly collapsed microporosity going from
thick to thinner confined films such as those employed as selective
layer of composite CMS membranes. A very similar trend has been reported
in our recent work for PIM-1 and PTMSP ultrathin films,[36] which may suggest that this behavior could be
a general trend for amorphous microporous films. This thickness-dependent
pyrolysis-induced densification may proceed in a fashion similar to
physical aging which is known to accelerate in thinner films of other
amorphous materials[17,23,37,38] and has pronounced consequences for molecular
fluid transport.[15,17,19,39,40]
Figure 3
(a) Relative
thickness and relative refractive index as a function
of the pyrolysis temperature for both thick (∼300 nm) and thin
(∼30 nm) polymer precursor films; ∼70 μm data
is for a self-supported “bulk” film[15] reprinted with permission from ref (15). Copyright 2019 American
Chemical Society. (b) Cross-sectional transmission electron microscopy
images showing the microstructure of the thick CMS films; (c) normalized
Raman spectra (633 nm excitation wavelength) showing the typical “D”
and “G” peaks observed in CMS materials
for both ∼300 and ∼30 nm films.
(a) Relative
thickness and relative refractive index as a function
of the pyrolysis temperature for both thick (∼300 nm) and thin
(∼30 nm) polymer precursor films; ∼70 μm data
is for a self-supported “bulk” film[15] reprinted with permission from ref (15). Copyright 2019 American
Chemical Society. (b) Cross-sectional transmission electron microscopy
images showing the microstructure of the thick CMS films; (c) normalized
Raman spectra (633 nm excitation wavelength) showing the typical “D”
and “G” peaks observed in CMS materials
for both ∼300 and ∼30 nm films.TEM cross-sectional images for the ∼300 nm films pyrolyzed
at the highest temperatures (700 and 800 °C), Figure b, seem to suggest that a slightly
more heterogeneous CMS structure formed at 800 °C which may indicate
some differences in the microporosity between the two samples. We
note, however, that such an image analysis has an approximate character
and it is difficult to draw conclusions about the changes in the total
volume fraction of the micropores. Because of the fragility of pyrolyzed
∼30 nm films and reduced image contrast, TEM analysis in this
case was very challenging and could only serve to confirm the approximate
thickness range which was in agreement with ellipsometry (pristine
film of 22 nm developed into 13.5 nm CMS film at 700 °C), Supporting Information, Figure S7.Normalized
Raman spectra for both film thickness ranges recorded
for samples pyrolyzed at 700 and 800 °C are shown in Figure c. The spectra show
“D” (for disordered) and “G”
(for graphitic) peaks at ∼1320 and ∼1587 cm–1, respectively. Such peaks are typical for microcrystalline or amorphous
carbonaceous materials. Consistent with ellipsometry, Figure a, the ∼300 nm films
showed a significant change in the D/G ratio going from 700 to 800
°C. In amorphous carbons the development of a stronger “D”
peak usually indicates increased ordering whereas the opposite is
true for graphene.[41,42] This suggests a more developed
ordered structure for the ∼300 nm film at the higher pyrolysis
temperature of 800 °C. On the other hand, the “G” peaks for both ∼30 nm films almost exactly
overlap suggesting little difference in the CMS structure in the ultrathin
films for the two highest pyrolysis temperatures. This finding is
again consistent with ellipsometry data from Figure a indicating that these two thinner samples
possessed nearly identical average refractive indices. The lower “G” peaks for the ∼30 nm CMS films as compared
to ∼300 nm films indicate that the thinner samples possessed
a more developed (ordered) CMS structure. This is supported by the
peak area analysis shown in Table S1 in the Supporting Information. However, some degree of caution needs to be taken
while interpreting D/G ratios because the exact trends will depend
on many factors which are difficult to determine experimentally such
as the crystallite size, stress, dopants, etc.[41] As-recorded Raman spectra for samples pyrolyzed at 600
°C, shown in the Supporting Information, Figure S8, indicate that at 600 °C slightly more progression
toward development of the CMS structure is again observed for the
∼30 nm films in comparison to the ∼300 nm films where
only very weak “D” and “G”
peaks are seen. Therefore, 600 °C clearly represents a transition
regime where the precursor material has already lost its functional
groups due to thermal decomposition[15] but
the turbostratic CMS structure only starts to develop. As demonstrated
earlier,[11,15] these transition CMS films possess particularly
attractive gas separation properties often much above the gas permeability/selectivity
trade-off lines representing state-of-the-art materials.To
learn more about the morphology of the films during the pyrolytic
collapse Figure presents
results of the uniaxial anisotropic modeling for both thick (a) and
thin (b) films. In Figure a,b the in-plane (n) and out-of-plane (n) components are presented which correspond to the refractive
indices parallel and perpendicular to the silicon wafer substrate.
We note here, that because of the confinement to the wafer substrate
the lateral x-y dimensions of the
films did not change during pyrolysis. Thickness change was thus identical
to volume change, as opposed to free-standing CMS films which are
known to shrink in all dimensions following pyrolysis. In the case
of the thick films, both refractive index components seem to quickly
separate above the pyrolysis temperature of 500 °C and the n component remains significantly
lower than the n. This
is in excellent agreement with our previous study[15] as well as the behavior of much thicker supported films
(10–70 μm)[30] and suggests
development of a pronounced preferential microscopic orientation of
the forming graphene-like plates in the direction parallel to the
substrate. This microscopic orientation is specific to supported film
geometry and does not develop nearly as much in isotropic thick CMS
films.[30] The lower value of the n component in the thick films
indicates that the oriented plates are to some extent separated horizontally
by regions of lower density, and thus the thick films have higher
interplane microporosity, Figure c. On the other hand, ∼30 nm films, Figure b, show much less
separation between the n and n components whereas
the n still remains
slightly larger than n. This remarkable development of thickness-dependent anisotropy corroborates
a much more compacted structure of the thinner films, Figure c, which possess much less
microporosity.
Figure 4
Results of the uniaxially anisotropic modeling of the
pyrolytic
collapse in (a) a thick (∼300 nm) and (b) thin (∼30
nm) films together with (c) a proposed scheme of the morphological
transformations. Because of the lateral confinement to the substrate,
the whole volume change as a result of pyrolysis is accommodated only
by the change in film thickness.
Results of the uniaxially anisotropic modeling of the
pyrolytic
collapse in (a) a thick (∼300 nm) and (b) thin (∼30
nm) films together with (c) a proposed scheme of the morphological
transformations. Because of the lateral confinement to the substrate,
the whole volume change as a result of pyrolysis is accommodated only
by the change in film thickness.In addition, the presented results suggest that the lateral confinement
to the substrate followed by the pyrolysis-induced volume (thickness)
shrinkage are the primary drivers behind the structural orientations
that develop within the thin CMS films. Similarly to our films produced
by spin-coating, anisotropy (or birefringence) within pyrolysis-derived
thin,[15] as well as thick supported films,[30] were observed for drop cast and slowly evaporated
samples, respectively. Moreover, the lack of significant optical anisotropy
in the pristine, nonpyrolyzed films further indicated that the structural
orientation developed as a result of pyrolysis and was probably not
triggered by the fabrication method of the precursor films.Further suggestion for the existence of the internal orientation
of in the supported CMS films is provided by the 2D Fourier transforms
(2D FT) of the TEM images, Figure . While for a fully isotropic amorphous CMS structure
(Figure , left) and
in the absence of significant astigmatism the 2D FT pattern is expected
to be perfectly circular, our ∼300 nm films show a slightly
elongated ellipse (Figure , right). To account for the possible astigmatism of the imaging
electron optics the 2D FT of the CMS film were evaluated in reference
to the supporting Si wafer visible in the same image (identical imaging
conditions) which could be assumed isotropic. The ellipticity of the
CMS film pattern in the direction perpendicular to the supporting
Si wafer was ∼7% greater than for the support (Supporting Information, Figure S9). This effect
may suggest the slight preferential orientation within the TEM micrograph
in parallel to the substrate which is in excellent agreement with
the optical anisotropy detected by ellipsometry, Figure . However, we note that a more
detailed study with appropriate isotropic control samples and careful
correction for the possible imaging artifacts would have to be conducted
to conclusively support TEM-based detection of preferential orientation
within cross sections of the CMS thin films.
Figure 5
2D Fourier transforms
for an isotropic amorphous CMS structure
(left, adapted with permission from ref (43). Copyright 2013 Stefano Casciardi et al. under
Creative Commons Attribution License.) and ∼300 nm Si-wafer
supported PIM–PI derived CMS films from this study (right);
dashed lines indicate perfect circles for reference.
2D Fourier transforms
for an isotropic amorphous CMS structure
(left, adapted with permission from ref (43). Copyright 2013 Stefano Casciardi et al. under
Creative Commons Attribution License.) and ∼300 nm Si-wafer
supported PIM–PI derived CMS films from this study (right);
dashed lines indicate perfect circles for reference.The thickness-dependence in the developing microstructure
may have
significant consequences on the molecular fluid transport performance
of the resulting CMS materials. This is because the larger micropore
fractions generally lead to lower transport resistances and thus potentially
more permeable membranes for gas separations. Gas sorption experiments
(e.g., BET analysis) are a convenient way to elucidate the internal
surface areas and porosities of polymeric and carbonaceous materials.
However, such analyses remain very challenging in thin films (swelling
and refractive index changes in pristine and carbon films as thin
as ∼30 nm or less.[25]Figure summarizes the obtained results
by depicting the swelling factors (hswollen/hdry) and relative refractive indices
(nsw/ndry)
for both thick and thin films. The relative refractive indices were
calculated from the average values of the n and n, as described earlier, and given at a wavelength of 1000 nm. For
clarity of presentation and further discussion, we have included the
numerical values at ethanol p/psat = 0.8 on each of the graphs in Figure .
Figure 6
Swelling factors (a and b) and relative refractive
indices (c and
d) for the thick (∼300 nm) and thin (∼30 nm) pristine
PIM–PI and carbon films upon exposure to ethanol vapors. Error
bars are omitted for the sake of clarity; in each ease the errors
are estimated at <5%.
Swelling factors (a and b) and relative refractive
indices (c and
d) for the thick (∼300 nm) and thin (∼30 nm) pristine
PIM–PI and carbon films upon exposure to ethanol vapors. Error
bars are omitted for the sake of clarity; in each ease the errors
are estimated at <5%.The swelling data for
freshly made CMS films using ethanol vapors
as a model organic solvent (Figure a,b) reveal a very strong influence of the pyrolysis-induced
physical and chemical transformations (e.g., loss of functional groups,
π–π stacking, etc.) on the swelling behavior of
the thin films with the maximum swelling factor rapidly decreasing
with increasing pyrolysis temperature. The films pyrolyzed at the
highest temperature of 800 °C hardly dilated in ethanol vapor
atmosphere at all. The trends are very similar for the thick and thin
films; however, the thin films dilated slightly more at each of the
corresponding pyrolysis temperatures. This consistent difference between
the thick and thin films will manifest itself later for the calculation
of the penetrant concentration. The swelling isotherms were almost
linear for the pristine PIM–PI precursor which was also observed
in our earlier study on PIMs swelling in compressed CO2.[32] In Figure c,d, a dashed line represents a relative
refractive index of 1 to divide the two different regimes of the film
density response to the sorbing penetrant. Whenever the relative refractive
index rose above 1, the micropores of the material were filled with
the penetrant. On the other hand, if the value reduced below 1, the
swelling (molecular scale mixing and resulting volume dilation) dominated
as the (optical) density of the film reduced below its initial value.
This second effect occurred because the refractive index of liquid
ethanol is much lower than the pristine or carbon films (nethanol = 1.36 vs npristine = 1.64) and thus a polymer (or carbon) with sorbed ethanol has a
lower refractive index.[35] In this view,
the refractive index data (Figure c,d) provide corroboration of the results presented
in Figure . While
the differences in the relative refractive index behavior of the thick
and thin films of the pristine materials were small, the pyrolyzed
films (500–800 °C) showed a significant thickness dependence.
In particular, at 500 °C the relative refractive index immediately
reduced below 1, whereas for the thick film it increased, going through
a maximum and reduced at higher ethanol vapor pressures. This effect
indicated that, while both thick and thin films were still largely
polymeric at the beginning of the pyrolytic decomposition (degradation
temperature onset for bulk film is ∼520 °C), the microporosity
in the thinner film was already very significantly reduced. Ethanol
was forced to swell the matrix resulting in a progressively decreasing
relative refractive index and increased swelling. This effect amplified
at 600 °C where the increase of the relative refractive index
in the thinner film was only about a third of that for the thicker
film and, correspondingly, the maximum swelling was much larger (1.042
versus 1.025). The samples pyrolyzed at 700 °C continued the
same trend while at the same time showing a much smaller response
of the relative refractive index which is consistent with the reduced
microporosity accessible to ethanol as a result of further progressing
pyrolytic collapse. The thick film pyrolyzed at 800 °C showed
very little swelling (swelling factor = 1.014) but displayed a microporosity
filling effect as evidenced by the similar relative refractive index
to that of the 700 °C film. In the thinner film pyrolyzed at
800 °C virtually no response was observed either in swelling
or in the refractive index. For this sample, apparently the structure
compacted so significantly that ethanol was not able either to enter
the micropores or sorb within the matrix causing swelling.The
information about film swelling and refractive index can be
converted into estimated penetrant concentrations using the well-known
Clausius-Mossotti approach which has been previously utilized in similar
ellipsometry studies.[32,44,45] The results for all studied samples are shown in Figure and clearly indicate that,
in general, pyrolysis leads to a reduction of the penetrant sorption
with higher pyrolysis temperatures reducing sorption even further.
This behavior further indicates that the pyrolysis-induced collapse
dominates over microporosity creation accompanying the chemical transformations.
For the pristine PIM–PI precursor, the larger swelling of the
thinner film dominated and produced slightly larger estimated ethanol
concentrations. We suggest this may be related with an increased effect
of the more swellable free surface at the polymer/vapor interface.[20,25] For the samples pyrolyzed in the transitional temperature range
of 500 and 600 °C, despite significant differences between the
thick and thin films, as shown in Figure , the estimated concentrations did not significantly
differ. Apparently, the loss of microporosity related with reducing
film thickness from 300 to 30 nm was compensated by the significantly
larger swelling of the thinner films in each pair which, as a result,
produced similar ethanol concentration. At 700 °C the swelling
of the thinner film, which was almost two times larger than for the
thicker film, seems to dominate and resulted in slightly larger concentrations.
At 800 °C, as discussed earlier, some accessible microporosity
of the thicker film allowed ethanol to sorb into the structure, which
was not the case in the already almost completely impenetrable thinner
film pyrolyzed at the same temperature.
Figure 7
Concentration of ethanol
estimated via the Clausius-Mossotti calculations
for (a) thick (∼300 nm) and (b) thin (∼30 nm) pristine
PIM–PI and carbon films (500, 600, 700, and 800 °C). Error
bars are omitted for the sake of clarity; in each ease the errors
are estimated at <5%.
Concentration of ethanol
estimated via the Clausius-Mossotti calculations
for (a) thick (∼300 nm) and (b) thin (∼30 nm) pristine
PIM–PI and carbon films (500, 600, 700, and 800 °C). Error
bars are omitted for the sake of clarity; in each ease the errors
are estimated at <5%.This work may serve to
provide more direct evidence for some of
the anomalies in transport behavior of membranes based on thin amorphous
selective CMS and PIM–PI films. In particular, slower than
expected fluid transport by a simple extrapolation from the bulk properties
of thick films[15,39,46] may have its origin in the significantly compacted microporous structure
in thinner layers. To avoid those hurdles excessive reduction of the
selective layer thickness beyond several hundred nanometers needs
to be avoided unless the collapse of the internal microporosity could
be avoided by other means.
Conclusions
Pyrolytic
collapse and ethanol-induced swelling in a thin polyimide
of intrinsic microporosity (PIM–PI) precursor and derived carbon
molecular sieve (CMS) films in two thickness ranges, ∼300 nm
and ∼30 nm, were investigated using interference-enhanced spectroscopic
ellipsometry, transmission electron microscopy and Raman spectroscopy.
We discovered that pyrolysis of thin precursor films led to significant
orientation of the CMS structure in the direction parallel to the
substrate guided by the lateral constraint. A strong thickness dependence
of the degree of volumetric collapse was found: ultrathin films collapsed
to a much larger extent and became significantly denser than their
thicker counterparts. Raman spectroscopy suggested that the ultrathin
films in the range of ∼30 nm developed the CMS structure earlier
(i.e., at lower pyrolysis temperatures) than the thicker ∼300
nm films. In both thicker and thinner films, the degree of ethanol-induced
swelling strongly decreased with increasing pyrolysis temperature.
For the thinner ∼30 nm films, in the transition carbon region
(500–600 °C), lower extent of pore filling by the sorbing
ethanol vapor was found as a result of the reduced microporosity.
This effect was offset by a slightly larger swelling leading ultimately
to similar calculated ethanol concentration for the thicker and thinner
films. At higher pyrolysis temperatures, the differences between the
thicker and thinner films amplified and at 800 °C the thinner
film became virtually impenetrable to the ethanol vapor, in contrast
to the thicker film pyrolyzed at the same temperature.The results
presented in this work are anticipated to improve the
understanding of the thickness-dependent structural development in
thin-film CMS membranes, as well as their interaction with technologically
important separations with feeds involving condensable penetrants
such as CO2, organic solvents, or olefins and paraffins.
Our results reinforce previous findings that excessive reduction of
the selective layer thickness in amorphous microporous materials (such
as PIMs or CMS) beyond several hundred nanometers may lead to extremely
compact structures which in turn may not be optimal for molecular
transport and separation.