Colin Groot1, Michel J Grothe2, Shubhabrata Mukherjee3, Irina Jelistratova4, Iris Jansen5, Anna Catharina van Loenhoud6, Shannon L Risacher7, Andrew J Saykin8, Christine L Mac Donald9, Jesse Mez10, Emily H Trittschuh11, Gregor Gryglewski12, Rupert Lanzenberger13, Yolande A L Pijnenburg14, Frederik Barkhof15, Philip Scheltens16, Wiesje M van der Flier17, Paul K Crane18, Rik Ossenkoppele19. 1. Department of Neurology & Alzheimer Center, Amsterdam University Medical Center - Location VU University Medical Center, Amsterdam, The Netherlands. Electronic address: colin.groot@gmail.com. 2. Unidad de Trastornos del Movimiento, Servicio de Neurología y Neurofisiología Clínica, Instituto de Biomedicina de Sevilla, Hospital Universitario Virgen del Rocío/CSIC/Universidad de Sevilla, Seville, Spain; German Center for Neurodegenerative Diseases (DZNE), Rostock, Germany. Electronic address: neurosev@gmail.com. 3. Department of Medicine, University of Washington, Seattle, WA, USA. Electronic address: smukherj@uw.edu. 4. German Center for Neurodegenerative Diseases (DZNE), Rostock, Germany. Electronic address: irina.jelistratova@dzne.de. 5. Department of Complex Trait Genetics, Center for Neurogenomics and Cognitive Research, Amsterdam Neuroscience, VU University, Amsterdam, The Netherlands. Electronic address: i.e.jansen@vu.nl. 6. Department of Neurology & Alzheimer Center, Amsterdam University Medical Center - Location VU University Medical Center, Amsterdam, The Netherlands. Electronic address: a.vanloenhoud@amsterdamumc.nl. 7. Indiana University School of Medicine, Indianapolis, IN, USA. Electronic address: srisache@iupui.edu. 8. Indiana University School of Medicine, Indianapolis, IN, USA. Electronic address: asaykin@iupui.edu. 9. Neurological Surgery, University of Washington, Seattle, WA, USA. Electronic address: cmacd@neurosurgery.washington.edu. 10. Department of Neurology, Boston University School of Medicine, Boston, MA, USA; Alzheimer's Disease Center, Boston University School of Medicine, MA, USA. Electronic address: jessemez@bu.edu. 11. Psychiatry & Behavioral Science, University of Washington, Seattle, WA, USA; Veterans Affairs Puget Sound Health Care System, Geriatric Research, Education, & Clinical Center, Seattle, WA, USA. Electronic address: etritt@gmail.com. 12. Department of Psychiatry and Psychotherapy, Medical University of Vienna, Vienna, Austria. Electronic address: gregor.gryglewski@meduniwien.ac.at. 13. Department of Psychiatry and Psychotherapy, Medical University of Vienna, Vienna, Austria. Electronic address: rupert.lanzenberger@meduniwien.ac.at. 14. Department of Neurology & Alzheimer Center, Amsterdam University Medical Center - Location VU University Medical Center, Amsterdam, The Netherlands. Electronic address: yal.pijnenburg@amsterdamumc.nl. 15. Department of Radiology and Nuclear Medicine, Amsterdam University Medical Center - Location VU University Medical Center, Amsterdam, The Netherlands; University College London, Institutes of Neurology & Healthcare Engineering, London, United Kingdom. Electronic address: f.barkhof@amsterdamumc.nl. 16. Department of Neurology & Alzheimer Center, Amsterdam University Medical Center - Location VU University Medical Center, Amsterdam, The Netherlands. Electronic address: p.scheltens@amsterdamumc.nl. 17. Department of Neurology & Alzheimer Center, Amsterdam University Medical Center - Location VU University Medical Center, Amsterdam, The Netherlands; Epidemiology and Biostatistics, Amsterdam University Medical Center - Location VU University Medical Center, Amsterdam, The Netherlands. Electronic address: wm.vdflier@amsterdamumc.nl. 18. Department of Medicine, University of Washington, Seattle, WA, USA. Electronic address: pcrane@uw.edu. 19. Department of Neurology & Alzheimer Center, Amsterdam University Medical Center - Location VU University Medical Center, Amsterdam, The Netherlands; Lund University, Clinical Memory Research Unit, Lund, Sweden. Electronic address: r.ossenkoppele@amsterdamumc.nl.
Abstract
The clinical presentation of Alzheimer's disease (AD) varies widely across individuals but the neurobiological mechanisms underlying this heterogeneity are largely unknown. Here, we compared regional gray matter (GM) volumes and associated gene expression profiles between cognitively-defined subgroups of amyloid-β positive individuals clinically diagnosed with AD dementia (age: 66 ± 7, 47% male, MMSE: 21 ± 5). All participants underwent neuropsychological assessment with tests covering memory, executive-functioning, language and visuospatial-functioning domains. Subgroup classification was achieved using a psychometric framework that assesses which cognitive domain shows substantial relative impairment compared to the intra-individual average across domains, which yielded the following subgroups in our sample; AD-Memory (n = 41), AD-Executive (n = 117), AD-Language (n = 33), AD-Visuospatial (n = 171). We performed voxel-wise contrasts of GM volumes derived from 3Tesla structural MRI between subgroups and controls (n = 127, age 58 ± 9, 42% male, MMSE 29 ± 1), and observed that differences in regional GM volumes compared to controls closely matched the respective cognitive profiles. Specifically, we detected lower medial temporal lobe GM volumes in AD-Memory, lower fronto-parietal GM volumes in AD-Executive, asymmetric GM volumes in the temporal lobe (left < right) in AD-Language, and lower GM volumes in posterior areas in AD-Visuospatial. In order to examine possible biological drivers of these differences in regional GM volumes, we correlated subgroup-specific regional GM volumes to brain-wide gene expression profiles based on a stereotactic characterization of the transcriptional architecture of the human brain as provided by the Allen human brain atlas. Gene-set enrichment analyses revealed that variations in regional expression of genes involved in processes like mitochondrial respiration and metabolism of proteins were associated with patterns of regional GM volume across multiple subgroups. Other gene expression vs GM volume-associations were only detected in particular subgroups, e.g., genes involved in the cell cycle for AD-Memory, specific sets of genes related to protein metabolism in AD-Language, and genes associated with modification of gene expression in AD-Visuospatial. We conclude that cognitively-defined AD subgroups show neurobiological differences, and distinct biological pathways may be involved in the emergence of these differences.
The clinical presentation of Alzheimer's disease (AD) varies widely across individuals but the neurobiological mechanisms underlying this heterogeneity are largely unknown. Here, we compared regional gray matter (GM) volumes and associated gene expression profiles between cognitively-defined subgroups of amyloid-β positive individuals clinically diagnosed with AD dementia (age: 66 ± 7, 47% male, MMSE: 21 ± 5). All participants underwent neuropsychological assessment with tests covering memory, executive-functioning, language and visuospatial-functioning domains. Subgroup classification was achieved using a psychometric framework that assesses which cognitive domain shows substantial relative impairment compared to the intra-individual average across domains, which yielded the following subgroups in our sample; AD-Memory (n = 41), AD-Executive (n = 117), AD-Language (n = 33), AD-Visuospatial (n = 171). We performed voxel-wise contrasts of GM volumes derived from 3Tesla structural MRI between subgroups and controls (n = 127, age 58 ± 9, 42% male, MMSE 29 ± 1), and observed that differences in regional GM volumes compared to controls closely matched the respective cognitive profiles. Specifically, we detected lower medial temporal lobe GM volumes in AD-Memory, lower fronto-parietal GM volumes in AD-Executive, asymmetric GM volumes in the temporal lobe (left < right) in AD-Language, and lower GM volumes in posterior areas in AD-Visuospatial. In order to examine possible biological drivers of these differences in regional GM volumes, we correlated subgroup-specific regional GM volumes to brain-wide gene expression profiles based on a stereotactic characterization of the transcriptional architecture of the human brain as provided by the Allen human brain atlas. Gene-set enrichment analyses revealed that variations in regional expression of genes involved in processes like mitochondrial respiration and metabolism of proteins were associated with patterns of regional GM volume across multiple subgroups. Other gene expression vs GM volume-associations were only detected in particular subgroups, e.g., genes involved in the cell cycle for AD-Memory, specific sets of genes related to protein metabolism in AD-Language, and genes associated with modification of gene expression in AD-Visuospatial. We conclude that cognitively-defined AD subgroups show neurobiological differences, and distinct biological pathways may be involved in the emergence of these differences.
The clinical phenotype of Alzheimer’s disease (AD) dementia is
typically characterized by prominent memory impairment. However, there is
considerable variation in the clinical manifestation of AD that can also present
with substantial deficits in cognitive domains other than memory (Lam et al., 2013). At the ends of
the clinical spectrum reside the atypical variants of AD; posterior cortical
atrophy (PCA) (Crutch et al.,
2017) and logopenic variant primary progressive aphasia
(lvPPA) (Gorno-Tempini et al.,
2008), which are characterized by early and predominant
impairments in a single cognitive domain (i.e., visuospatial and language
impairments, respectively). While these atypical variants represent phenotypical
extremes, there is substantial inter-individual cognitive variability in persons
with AD dementia who do not meet clinical criteria for these specific variants
and thus remain classified under the moniker of “typical AD dementia”
(Ossenkoppele et al.,
2019). A framework has been proposed to categorize people
with typical AD dementia into cognitively-defined subgroups based on their
relative performance on cognitive domains (Crane et al., 2017). A deeper understanding of
the underlying mechanisms that govern differences between cognitively-defined
subgroup of typical AD dementia might identify differential pathways that play a
role in the pathogenesis of AD, improve the accuracy of diagnosis and prognosis,
and aid in the development of personalized medicine strategies and design of
clinical trials.Cognitive phenotypes that characterize atypical AD dementia
variants (i.e., lvPPA, PCA) are associated with marked clinical differences and
regional variations in neurodegeneration (Lam et al., 2013, Ossenkoppele et al., 2015). Moreover, differences in regional gene expression
profiles associate with regional differences in anatomical (Whitaker et al., 2016) and
functional (Richiardi et al.,
2015) properties of the brain, as well as with selective
regional vulnerability to neurodegenerative disease (Freeze et al., 2019, Grothe et al., 2018, Sepulcre et al., 2018). Based on these observations, we aimed to
address two research objectives with regard to cognitively-defined subgroups
within the broad spectrum of persons with ‘typical’ AD dementia. First, to
examine whether cognitively-defined subgroups associate with regional variations
in gray matter (GM) volumes. And second, to explore possible biological drivers
of differences in regional susceptibility to neurodegeneration, by relating
subgroup-specific regional GM volumes to brain-wide gene expression profiles
based on a stereotactic characterization of the transcriptional architecture of
the human brain as provided by the Allen human brain atlas (Hawrylycz et al., 2015).
Material and methods
Participants
For this single-center study, we included participants from
the Amsterdam Dementia Cohort (ADC). The ADC is located at the Alzheimer
Center Amsterdam, where patient care and scientific research are performed
in parallel. All patients that visit the Alzheimer Center Amsterdam undergo
an elaborate one-day screening battery including extensive
neuropsychological evaluation, an MRI scan and a lumbar puncture. In a
subset of the ADC, an amyloid-PET scan is performed (e.g., after refusal of
a lumbar puncture or in the context of a research project). After their
baseline visit, patients visit the clinic annually for follow-up visits. All
patients that visit the Alzheimer Center Amsterdam are asked to consent to
the use of their clinical data for scientific purposes and 99% accepts
(van der Flier et al.,
2014), whereupon they are included into the ADC.
Additional information on the set-up, content, and data collection
procedures within the ADC are described elsewhere (van der Flier et al., 2018).Written informed consent was obtained from all participants
according to the Declaration of Helsinki and the local medical ethics review
committee of the Amsterdam UMC approved the study.
AD participants under
investigation
Participants that undergo categorization into
AD-subgroups (see section 2.3) were selected based on the following
criteria: 1) clinical diagnosis of AD dementia (McKhann et al., 2011) at time of
dementia screening, 2) molecular biomarker profile indicative of AD
neuropathology (i.e., annual upward drift corrected CSF
amyloid-β42 < 813 pg/mL (Tijms et al., 2018); and/or
a positive amyloid-β PET scan determined by visual assessment
(Ossenkoppele et al.,
2015a)), 3) availability of a 3Tesla MRI scan, and 4)
availability of neuropsychological data to compute all cognitive domains
assessed (see sections 2.2 and 2.3). Exclusion criteria for participants
that undergo categorization into AD-subgroups were: 1) meeting core
criteria for an atypical variant of AD dementia, i.e., PCA or lvPPA
(Gorno-Tempini et al., 2008, Schott et al., 2017), 2) psychiatric or
neurological disorders (other than AD dementia), and 3) known genetic
mutations associated with familial AD. A total of 679 participants were
included based on these criteria. There was no age restriction for
inclusion into the sample and the ADC sample is characterized by a
relatively low mean age (~64 years old) (van der Flier et al., 2018). Because of
possible differences between younger and older individuals with AD
dementia, we provide sensitivity analyses in the supplement that look at
early-onset AD (<65 years at dementia screening) and late-onset AD
(>65 years at dementia screening) participants separately. Of the
total sample of 679, 282 (42%) were under the age of 65.
Control groups
We also selected a control group of subjects who were
amyloid-β negative on PET/CSF and determined to be cognitively healthy
in a multi-disciplinary meeting based on standardized neuropsychological
assessment (Groot et al.,
2018). This group provided normative GM volumes that
were used to assess regional GM volumes of the AD-subgroups (see section
2.6).Furthermore, to assess how the cognitively-defined
AD-subgroups relate to established atypical variants of AD, we
additionally selected “positive control” samples of individuals with
lvPPA (n = 20, age 66.9 ± 5.2, 60% male, MMSE 23.1 ± 4.1) and PCA
(n = 69, age 62.0 ± 6.1, 41% male, MMSE 20.2 ± 4.6) from our previous
studies (Bergeron et al., 2018, Groot et al., 2020), which were diagnosed
according to published clinical criteria (Gorno-Tempini et al., 2008, Schott et al., 2017). There are currently no consensus diagnostic
criteria for selective amnestic or behavioral/dysexecutive variants of
AD.
Cognition
Neuropsychological tests from the ADC neuropsychological
test battery were categorized by an expert panel (ET, JM, AS, PC) into
cognitive domains; memory, executive-functioning, language and
visuospatial-functioning (Table
A1). For the four cognitive domains, confirmatory factor
analyses (Mplus version 7.419) (Muthén and Muthén, 1998) were implemented to generate
composite cognitive domain scores from the individual test scores. Composite
cognitive domain scores were then co-calibrated to normative scores that are
based on metrics obtained for 4,050 people with incident AD dementia from
our legacy cohort assessed in our previous publications (Crane et al., 2017, Mukherjee et al., 2020). This was achieved by implementing “anchor items”
(same stimulus, and scored identically, in the ADC and the legacy cohort;
A. Text) to anchor
metrics and then co-calibrating the ADC composite cognitive domain scores to
those from the legacy cohort using bifactor models in Mplus. Because the
metrics from our legacy cohort are based on late-onset AD cases, the scores
of younger ADC participants (<60 years) were co-calibrated using the
parameters from the model obtained in older (>60 years) ADC participants.
Detailed methods on how co-calibration of scores was achieved and brief
descriptions of the legacy cohorts can be found in the supplement
(A. Text) and in
our previous publications (Crane et al., 2017, Mukherjee et al., 2020).For the purposes of normalizing our scores, we z-transformed
the co-calibrated cognitive domain scores using the mean and standard
deviation (SD) from the corresponding score obtained in the Adult Changes in
Thought (ACT) sample (which was also part of our legacy cohort). ACT was
used as our reference population because it was our largest sample
available. The ACT-normalized and co-calibrated cognitive scores of the ADC
sample are presented in Table
A2.We additionally obtained mini-mental state examinations
(MMSE) scores, which were used to assess differences in global cognition
between AD-subgroups at baseline, and to assess differences in longitudinal
decline in cognitive function (i.e., clinical progression). The MMSE was
selected to measure global cognition and progression as it is a widely
implemented test to examine clinical progression in clinical practice
(Doody et al.,
2001) and clinical trials (Doody et al., 2014, Salloway et al., 2014), and is administered at every follow-up visit in
the ADC cohort.
Subgroup classification
Subgroup classification relies on scores across all four
domains assessed (i.e., memory, executive-functioning, language and
visuospatial-functioning). Classification is achieved by first averaging,
for each individual, the scores across the four cognitive domains and then
determining the difference for every domain score from that average. We used
a difference of 0.80 units (i.e., 0.80 SD from the mean in ACT, see section
2.2) to identify domains with scores substantially lower than a person’s
average score. This threshold was previously empirically determined after
assessing a range of candidate thresholds (see (Crane et al., 2017) for further details).
We then considered domain(s) with scores substantially lower than the
person’s average score to assign people to groups (see Fig. A1 for a visual
representation of categorization). This classification yields 6 groups.
Consistent with our previous publications on these subgroups (Crane et al., 2017, Mukherjee et al., 2020), these were named according to which domain showed
substantial relative impairment; memory (AD-Memory), executive-functioning
(AD-Executive), language (AD-Language), visuospatial-functioning
(AD-Visuospatial). When more than one domain was relatively impaired,
subjects were classified as AD-Multiple. When none of the domains was
relatively impaired a subject was classified as AD-No Domains, meaning these
individuals had similar levels of impairment across all four cognitive
domains. Because the AD-No Domains group does not show a particular
cognitive phenotype, we used this as the reference group for comparisons
against the other AD-subgroups. It is important to note that because the
classification of subgroups is based in intra-individual differences in
impairments across cognitive domains relative to the person’s average, the
subgroups classification is based solely on cognitive profiles rather than
overall level of cognitive impairment. Table A2 shows that there were differences
across AD-subgroups with regards to average level of impairment across
domains. Furthermore, because the normative scores were derived from the ACT
cohort, classification into a subgroup is based on substantial relative
impairment compared to an AD population.
Neuroimaging
MRI scans were performed according to standardized
acquisition protocols including a 3D T1-weighted structural MRI sequence on
three different 3Tesla MRI scanners (Table A3). We adjusted for scanner type in the
statistical models (see section 2.6). All the MRI scans were performed on
the same visit as the neuropsychological examination (i.e., baseline
dementia screening) or within a very short timeframe. The structural T1
images were segmented into gray matter, white matter and CSF volumes using
the “New Segment” toolbox implemented in Statistical Parameter Mapping (SPM)
12 software (Welcome Trust Centre for Neuroimaging, UCL, London, UK). To
generate a study-specific template, Diffeomorphic Anatomical Registration
Through Exponentiated Lie Algebra (DARTEL) was used to align grey matter
images non-linearly to a common space. Grey matter images were then
spatially normalized to MNI standard space using the study specific template
and individual flow fields. Modulation was applied to preserve tissue volume
signal and images were smoothed using an 8 mm full-width-at-half-maximum
isotropic Gaussian kernel. After each processing step, the images were
visually checked for quality. The resulting normalized GM images were used
as input for voxel-based morphometry analyses assessing regional variations
in of GM volumes within the AD-subgroups (see section 2.6).
Regional gene expression
profiles
Brain-wide gene expression profiles were obtained from
microarray data from the Allen database of the human brain transcriptome,
which is publicly available from the Allen brain institute (http://human.brain-map.org). This dataset contains
regional gene expression data from around 61,000 microarray probes collected
from ~ 3700 tissue samples, which were obtained from six control subjects
who died without any evidence of neurologic disease (aged 24–57). Anatomical
information for each of the probes is provided and can be used to determine
the location within stereotactic standard space. Microarray data from
the ~ 3700 tissue samples, with their corresponding anatomical locations in
MNI space provided in the Allen database, were used to interpolate
brain-wide gene expression at the voxel level using Gaussian process
regression implemented in the R package gstat (see Gryglewski et al., 2018, Pebesma, 2004 for detailed methods). Briefly, the method relies
on the assumption that spatially adjacent sites (i.e., voxels) are more
similar than voxels that are far apart. First, this spatial dependency of
each gene’s expression was captured using spatial variogram models.
Subsequently, Gaussian process regression was used to obtain unbiased
predictions of gene expression in unobserved voxels (between samples) based
on data from all available samples (with observed gene expression data) by
weighting data according to the variogram model and the distance between the
observed and predicted voxel. This was performed separately for the cerebral
cortex, subcortical regions and the cerebellum, due to the different degree
of spatial dependency in gene expression between these (ontogenetically
distant) parts of the brain. Internal cross-validation assessing
correlations between predicted and observed voxel values as well as
correlation of predicted gene expression and PET data of corresponding
targets support the validity and utility of this method. These brain-wide
gene expression maps have been made publicly available at www.meduniwien.ac.at/neuroimaging/mRNA.html.These maps represent gene expression data across the entire
cerebral cortex for each of the 18,686 protein-coding human genes.
Microarray data from both hemispheres is only available in two subjects
(Hawrylycz et al.,
2012), and, in line with previous examinations
(Grothe et al., 2018, Sepulcre et al., 2018), we restricted all our analyses
assessing associations between GM volumes and gene-expression to the left
hemisphere.
Statistical analysis
All statistical analyses were performed in SPM12 or R
version 3.5.2. Differences in demographic and clinical characteristics
between the subgroups were assessed using independent-samples t-tests
(continuous variables), χ2-tests (categorical variables)
and Kruskal-Wallis tests (for the non-normally distributed education
variable). Linear-mixed effects models were assessed to examine differences
between subgroups in global cognition (i.e., MMSE) at baseline and change
over time. We ran a model using one predictor for all subgroups, with AD-No
Domains as the reference and adjusted for age, sex and education. To assess
the difference in rates of mortality across cognitively-defined subgroups,
age-adjusted Cox proportional hazard models were performed. Again, we ran
one model comparing all subgroups to the AD-No Domains group. Statistical
significance for these models was set at p < 0.05.
Regional gray matter volumes
To assess the brain-wide spatial pattern of GM volume
for each of the subgroups, SPM12 was used to perform voxel-wise
contrasts between subgroups and the amyloid-β negative, cognitively
normal controls, as well as between the AD-No Domains subgroup and the
other AD-subgroups. These analyses were adjusted for age, sex,
intracranial volume and scanner type. For the analyses assessing
differences between AD-No Domains and the other groups, we aimed to
consider the possibility that one group may have, on average, presented
later in the disease course than another group, leading to overall
greater atrophy. Therefore, we included a term for overall GM to
intracranial volume ratio in the contrast models for comparisons against
the AD-No Domains group. Because of the additional correction for global
GM volumes, differences between AD-subgroups and AD-No Domains reflect
the difference in regional GM volumes relative to the total GM volumes
across the whole cortex, rather than absolute differences in volumes.
All voxel-wise contrasts yield statistical parametric T-maps that
represent the voxel-wise difference in GM between comparators.The T-maps for the contrasts against cognitively normal
controls were also used to assess spatial similarities between regional
GM volumes among cognitively-defined AD-subgroups and the lvPPA and PCA
reference groups. We determined the overlap between the most atrophied
voxels from the T-maps (meant + 2*standard
deviationt) with the Sørensen–Dice coefficient
(DSC) as: 2*(A ∩ B)/(A + B), with 0 signifying no
overlap and 1 complete overlap.
Associations between regional gray matter
volumes and regional gene-expression profiles
First, we took the voxel-wise contrasts against the
amyloid-β negative cognitively normal control group, as well as the
voxel-wise gene expression data (available from www.meduniwien.ac.at/neuroimaging/mRNA.html see
section 2.5; Fig.
1A) and extracted
regional values for the 34 Desikan-Killiany regions of interest using
the “Marsbar” software toolbox for SPM12 (Brett et al., 2002) (Fig. 1B). The 34 regional
T-values (GM volume differences compared to controls) were then
correlated to the 34 regional gene expression values using Spearman’s
correlations (Fig.
1C) (Krienen
et al., 2016). This was repeated for each of the
18,686 genes under investigation. Therefore, this results in 18,686
correlation coefficients (one for each gene), each indicating the
spatial relationship between brain-wide gene expression and regional GM
volumes. For explorative analyses the correlation coefficients of all
18,686 genes were rank ordered according to the strength of the
association (Fig.
1D). To reduce the wealth of gene-specific
correlations into more comprehensible data we used gene set enrichment
analysis (GSEA). GSEA is a statistical approach developed specifically
to condense data from large microarrays on single genes into more
comprehensible information on functional gene sets. GSEA uses the
complete spectrum of information provided by the rank ordered gene
expression-GM volume correlations and determines whether known gene sets
(i.e., grouped genes with related functions) are negatively or
positively enriched for a specific pattern of GM volumes as a whole. In
the present study, we explored 6,032 different gene sets obtained from
the curated Reactome (http://reactome.org/; dataset:
c2.cp.reactome.version:7.0 from the Molecular Signatures Database
(MSigDB)), and gene ontology (GO; http://www.geneontology.org/; dataset: c5.all
version 7.0) databases. These gene sets are defined by genes that are
commonly associated with a specific biological process or GO annotation,
respectively. GSEA uses the rank ordered correlation coefficients
between regional gray matter volumes and gene expression as well as the
known gene sets as inputs to determine positive or negative enrichment
of the gene sets by assessing whether genes within a set are
non-normally distributed (skewed) towards one edge of the rank-ordered
correlation spectrum (Fig.
1E). We ran the “Run GSEA pre-ranked” tool on default
parameters and implemented version 4.0.3 of the GSEA. software package
(available from: http://software.broadinstitute.org/gsea/index.jsp).
Gene sets that cluster towards the positive end show higher than
expected neurotypical expression levels in brain regions with relatively
low GM volumes (‘positively enriched’), whereas those clustering towards
the negative end show lower expression in brain regions with lower GM
volumes (‘negatively enriched’). The non-normality of the distribution
is represented by the normalized enrichment score, which also accounts
for different sizes of the tested gene sets, and the statistical
significance (p) of this score was adjusted using the false discovery
rate (FDR). The threshold for statistical significance was set to
P(FDR) < 0.10 (Subramanian et
al., 2005). Using this approach, information
regarding the spatial correlation between GM volumes and regional gene
expression is summarized into gene sets.
Fig. 1
Gene-set enrichment analyses and grouping of gene sets.
Panel A displays voxel-wise differences in gray matter volumes between AD
subjects and cognitively normal controls (top row; T-maps, adjusted for
covariates), and brain-wide gene expression values (MAPT as an example) obtained
from www.meduniwien.ac.at/neuroimaging/mRNA.html (bottom row).
Panel B displays the parcellation of the T-map and gene expression values into
regions-of-interest (ROI) from the Desikan-Killiany atlas. Panel C displays
Spearman’s correlations between T-values and gene expression values within ROIs.
In this plot, each datapoint represents grey matter volume differences with
controls within the 34 ROIs on the x-axis and gene-expression values in the
corresponding ROI on the y-axis. The steps in panel A through C are repeated for
all 18,686 genes, yielding a correlation spectrum that is ranked from positive
to negative (Panel D). GSEA software then produces an enrichment score that
indicates whether a gene set, as a whole, preferentially falls towards one end
of the correlation spectrum (Panel E; with the gene set ‘synaptic plasticity’ as
an example). Panel F displays results from the gene set grouping analysis in
Cytoscape where significantly enriched gene sets are plotted as interrelated
nodes connected by edges denoting their overlapping genes.
Gene-set enrichment analyses and grouping of gene sets.
Panel A displays voxel-wise differences in gray matter volumes between AD
subjects and cognitively normal controls (top row; T-maps, adjusted for
covariates), and brain-wide gene expression values (MAPT as an example) obtained
from www.meduniwien.ac.at/neuroimaging/mRNA.html (bottom row).
Panel B displays the parcellation of the T-map and gene expression values into
regions-of-interest (ROI) from the Desikan-Killiany atlas. Panel C displays
Spearman’s correlations between T-values and gene expression values within ROIs.
In this plot, each datapoint represents grey matter volume differences with
controls within the 34 ROIs on the x-axis and gene-expression values in the
corresponding ROI on the y-axis. The steps in panel A through C are repeated for
all 18,686 genes, yielding a correlation spectrum that is ranked from positive
to negative (Panel D). GSEA software then produces an enrichment score that
indicates whether a gene set, as a whole, preferentially falls towards one end
of the correlation spectrum (Panel E; with the gene set ‘synaptic plasticity’ as
an example). Panel F displays results from the gene set grouping analysis in
Cytoscape where significantly enriched gene sets are plotted as interrelated
nodes connected by edges denoting their overlapping genes.In order to account for partial redundancy of the
enriched gene sets and to identify which biological pathways are common
across the gene set produced by the GSEA approach, we organized the gene
sets into a network structure using the Cytoscape plug-in ‘Enrichment
Map’ (Merico et al.,
2010). Grouping into clusters is achieved by
assessing common genes across enriched gene sets. Results are visualized
in an automated network layout where related gene sets (nodes) are
connected by edges that represent the degree of overlapping genes, thus
forming clusters (see Fig.
1F and figure legend). The gene sets within the
resulting clusters were then manually examined to identify the common
biological pathway associated with the gene sets. We also ran
“Leading-edge” analyses in the GSEA 4.0.3. software package to identify
the most relevant individual genes driving the enrichment signal for the
different gene sets in a given cluster (“leading-edge genes”).The whole process described in this paragraph is
performed separately for each of the AD-subgroups. Therefore, each
AD-subgroup yields their own set of enriched gene set clusters. These
were then compared against each other by assessing whether the gene sets
within a cluster are enriched in multiple subgroups or uniquely enriched
in only one subgroup. A gene set cluster was considered uniquely
enriched in a subgroup when the majority of the gene sets that make up
that cluster were not significantly enriched in another
subgroup.
Results
Subgroup characteristics
About one third (n = 231/679, 34%) of subjects were
classified as AD-No Domains. Forty-one subjects (6%) were classified as
AD-Memory, 117 (17%) as AD-Executive, 33 (5%) as AD-Language and 171 (25%)
as AD-Visuospatial. In addition, 86 subjects (13%) were classified as
AD-Multiple. Because of the heterogeneous composition of the AD-Multiple
group, our main analyses are focused on the other subgroups. Table 1 displays the demographic and clinical characteristics
for the whole sample and cognitively-defined AD-subgroups, and pairwise
differences between groups are given in Table A4. Mean age of the total sample was
66.2 ± 7.4, 47% were male, MMSE was 21.2 ± 5.1 and 69% were
APOEε4 positive. Using the AD-No Domains group as
the reference we observed that AD-Visuospatial were younger (63.7 ± 7.2 vs
66.9 ± 7.7, p < 0.01) and AD-Language had a lower
APOEε4 prevalence (51.5 vs 72.7%, p < 0.01).
AD-Memory showed the highest APOEε4 prevalence
(90.2%), which was significantly higher than in AD-No Domains (72.7%,
p = 0.017). Furthermore, compared to AD-No Domains, AD-Executive had lower
total GM to intracranial volume ratios (0.37 ± 0.04 vs 0.38 ± 0.04,
p < 0.01) and AD-Memory had greater GM to intracranial volume ratios
(0.41 ± 0.04 vs 0.38 ± 0.04, p < 0.01).
Table 1
Demographic and clinical characteristics of the
sample.
Cognitively-defined Alzheimer’s disease subgroup
Reference
groups
All AD-subgroups
AD-Memory
AD-Executive
AD-Language
AD-Visuospatial
AD-Multiple
AD-No Domains
Normal controls
lvPPA
PCA
N (% of all AD-subgroups)
679
41 (6%)
117 (17%)
33 (5%)
171 (25%)
86 (13%)
231 (34%)
127
20
69
Age at diagnosis
66.3 (7.4)
68.3 (6.6)
68.0 (6.6)
64.4 (6.4)
63.7 (7.3)
66.8 (7.4)
66.9 (7.7)
57.7 (8.8)
66.9 (5.1)
62.0 (6.1)
Early-onset, %
282 (42%)
11 (27%)
40 (34%)
17 (52%)
95 (56%)
33 (38%)
86 (37%)
–
15 (75%)
19 (28%)
Sex, male
318 (47%)
17 (42%)
60 (51%)
18 (55%)
79 (46%)
48 (56%)
96 (42%)
53 (42%)
10 (53%)
28 (41%)
MMSE
21.2 (5.1)
23.7 (2.8)
20.4 (5.5)
17.2 (5.7)
22.3 (4.8)
20.0 (5.1)
21.5 (4.8)
28.7 (1.1)
23.1 (4.1)
20.2 (4.6)
NPI total score
12.0 (13.8)
12.4 (12.3)
13.6 (15.1)
7.9 (9.4)
11.6 (13.7)
8.9 (12.4)
12.9 (14.3)
3.9 (8.2)
6.3 (7.3)
8.4 (10.1)
GDS
2.8 (2.6)
2.8 (2.7)
2.6 (2.6)
2.4 (2.1)
3.0 (2.3)
2.9 (2.7)
2.8 (2.7)
2.4 (1.6)
2.4 (1.7)
3.3 (2.3)
Education, median (IQR)^
5 [4–6]
5 [4–6]
5 [4–6]
5 [5–6]
5 [4–6]
5 [4–6]
5 [4–6]
6 [5–7]
5 [4–6]
5 [4–6]
APOEε4 positive (%)
467 (69%)
37 (90%)
75 (64%)
17 (52%)
113 (66%)
57 (66%)
168 (73%)
40 (32%)
10 (53%)
38 (55%)
CSF Amyloid-β in pg/ml
504 (1 1 3)
530 (119)
498 (114)
476 (108)
499 (114)
492 (111)
516 (111)
984 (195)
546 (106)
CSF Total tau in pg/ml
734 (426)
829 (431)
697 (419)
781 (438)
735 (419)
681 (359)
748 (457)
229 (94)
741 (347)
735 (275)
CSF P-tau in pg/ml
90 (39)
103 (37)
87 (38)
96 (43)
89 (36)
85 (37)
91 (43)
44 (16)
88 (32)
93 (34)
Total GM to ICV ratio
0.38 (0.04)
0.41 (0.04)
0.37 (0.04)
0.38 (0.04)
0.39 (0.04)
0.37 (0.04)
0.38 (0.04)
0.44 (0.04)
0.38 (0.04)
0.39 (0.03)
Values depicted are mean (standard deviation), unless
otherwise indicated. All pairwise differences between groups are displayed in
Table A. 4. APOE – Apolipoprotein E, GDS – Geriatric
depression scale, NPI – Neuropsychiatric inventory, GM – gray matter, P-tau –
phosphorylated tau, ICV-intracranial volume.
^ - Assessed using the qualitative Dutch Verhage scale
(Table A9).
Demographic and clinical characteristics of the
sample.Values depicted are mean (standard deviation), unless
otherwise indicated. All pairwise differences between groups are displayed in
Table A. 4. APOE – Apolipoprotein E, GDS – Geriatric
depression scale, NPI – Neuropsychiatric inventory, GM – gray matter, P-tau –
phosphorylated tau, ICV-intracranial volume.^ - Assessed using the qualitative Dutch Verhage scale
(Table A9).
Rates of clinical disease progression and
mortality
Baseline MMSE scores were higher in AD-Memory
(β(SE) = 1.84(0.85), p = 0.03) and AD-Visuospatial (1.19(0.51), p = 0.02),
and lower in AD-Language (-4.0(0.98), p < 0.01), when compared to AD-No
Domains. Furthermore, all subgroups progressed faster over time on the MMSE
than AD-No Domains (-0.50(0.18), p = 0.01 for AD-Executive; -1.61(0.57),
p < 0.01 for AD-Language; -0.56(0.13), p < 0.01 for AD-Visuospatial),
except for AD-Memory (-0.29(0.23), p = 0.20; Fig. 2A).
Using the AD-No Domains group as the reference, we observed a higher
mortality rate in AD-Executive (HR[95%CI] = 1.94[1.38–2.73], p < 0.01),
AD-Language (2.16[1.29–3.63], p = 0.05) and AD-Visuospatial
(1.48[1.07–2.00], p = 0.02). There were no differences in mortality rates
between AD-Memory and AD-No Domains (0.80[0.41–1.54], p = 0.5; Fig. 2B).
Fig. 2
Clinical progression and mortality rates across
cognitively-defined subgroups. The plot in panel A displays results from
linear-mixed effects models assessing the effect of subgroup and the interaction
effect between subgroup*time on MMSE scores, adjusted for age, sex and
education. The model includes one predictor for all subgroups with AD-No Domains
as the reference. The Kaplan-Meier curves in panel B represents the survival
probability over time for the various subgroups. Hazard ratios were calculated
using a Cox proportional hazard model using AD-No Domains as the reference, and
was adjusted for age. Error bands in both panels are not included for
visualization purposes. * - effect of subgroup on MMSE ** - interaction effect
of subgroup*time on MMSE over time.
Clinical progression and mortality rates across
cognitively-defined subgroups. The plot in panel A displays results from
linear-mixed effects models assessing the effect of subgroup and the interaction
effect between subgroup*time on MMSE scores, adjusted for age, sex and
education. The model includes one predictor for all subgroups with AD-No Domains
as the reference. The Kaplan-Meier curves in panel B represents the survival
probability over time for the various subgroups. Hazard ratios were calculated
using a Cox proportional hazard model using AD-No Domains as the reference, and
was adjusted for age. Error bands in both panels are not included for
visualization purposes. * - effect of subgroup on MMSE ** - interaction effect
of subgroup*time on MMSE over time.
Regional gray matter volumes
Voxel-wise contrasts between cognitively-defined
AD-subgroups and cognitively normal controls revealed lower GM volumes in
temporoparietal areas across all subgroups (Fig. 3A,
Fig. A2 and 3), as
well as subgroup-specific patterns of GM volume differences. The
subgroup-specific patterns are best appreciated in the voxel-wise contrasts
between AD-No Domains and the other AD-subgroups (Fig. 3B). GM volume differences in
AD-Memory were prominent in the medial temporal lobe – especially in
bilateral hippocampus – while AD-Language showed temporal predominant GM
volume differences with lateralization to the disadvantage of the left
hemisphere. AD-Executive displayed a widespread pattern with greater GM
volume differences in widespread cortical areas compared to AD-No Domains.
For AD-Visuospatial, the pattern of GM volume differences with AD-No Domains
markedly occupied posterior brain areas.
Fig. 3
Regional gray matter volumes differences across
cognitively-defined Alzheimer’s disease-subgroups. Results from voxel-based
morphometry analyses, displayed as T-maps, representing differences in regional
gray matter volumes, adjusted for age, sex, scanner, intracranial volume. Higher
T-values signify lower GM volumes (indicating more atrophy). Panel A displays
results from voxel-wise contrasts between AD-subgroups and cognitively normal
controls. The T-values from the comparisons against controls in Panel A were
used as input for the GM volume vs gene expression analyses. Panel B displays
results from voxel-wise contrasts between the domain-specific subgroups and the
AD-No Domains group. These analyses were additionally corrected for overall GM
to intracranial volume ratios, resulting in images that are indicative of
differences in spatial patterns rather than overall level of GM volumes.
Voxel-wise contrasts showing only significant voxels are displayed in the
supplement (Fig. A3). The
coronal slice was taken at y = -8 within the MNI template.
Regional gray matter volumes differences across
cognitively-defined Alzheimer’s disease-subgroups. Results from voxel-based
morphometry analyses, displayed as T-maps, representing differences in regional
gray matter volumes, adjusted for age, sex, scanner, intracranial volume. Higher
T-values signify lower GM volumes (indicating more atrophy). Panel A displays
results from voxel-wise contrasts between AD-subgroups and cognitively normal
controls. The T-values from the comparisons against controls in Panel A were
used as input for the GM volume vs gene expression analyses. Panel B displays
results from voxel-wise contrasts between the domain-specific subgroups and the
AD-No Domains group. These analyses were additionally corrected for overall GM
to intracranial volume ratios, resulting in images that are indicative of
differences in spatial patterns rather than overall level of GM volumes.
Voxel-wise contrasts showing only significant voxels are displayed in the
supplement (Fig. A3). The
coronal slice was taken at y = -8 within the MNI template.
Regional gray matter volumes in AD-subgroups vs
atypical variants of Alzheimer’s disease
Given their clinical resemblances, we aimed to compare the
spatial patterns of GM volumes differences between AD-Visuospatial and PCA,
and between AD-Language and lvPPA. A striking similarity can be appreciated
from Fig.
4A, which displays the
voxel-wise contrasts vs cognitively normal controls (see Fig. A4 for a more detailed
depiction of GM volume differences compared to controls in PCA and lvPPA).
Spearman correlation analyses between GM volumes within the 34
Desikan-Killiany ROIs for AD-Language vs lvPPA (rho = 0.92, p < 0.01),
and AD-Visuospatial vs PCA (rho = 0.65, p < 0.01) confirmed a high
spatial correspondence (Fig.
4B). Furthermore, the Sørensen–Dice coefficient (DSC) for
overlap between the voxels that showed the greatest difference with controls
(Fig. 4C) for
AD-Language and lvPPA was 0.73, which far exceeded the DSC for overlap
between lvPPA and all other groups (AD-Memory: 0.19, AD-Executive: 0.23, and
AD-Visuospatial: 0.19) and also far exceeded the DSC of overlap between
AD-Language and the other subgroups (AD-Memory: 0.23, AD-Executive: 0.22,
and AD-Visuospatial: 0.19). The DSC for overlap between AD-Visuospatial and
PCA (0.33) exceeded the DSC for overlap between PCA and all other groups
(AD-Memory: 0.04, AD-Executive: 0.17 and AD-Language: 0.04; Fig. 4D). This DSC between
AD-Visuospatial and PCA (0.33) was also higher than the DSC for overlap
between AD-Visuospatial and AD-Memory (0.27) or AD-Language (0.19), though
lower than DSC for overlap between AD-Visuospatial and AD-Executive (0.50;
Fig.
4D).
Fig. 4
Similarity between AD-Language and lvPPA, and between
AD-Visuospatial and PCA. Panel A displays the voxel-wise contrasts for
AD-Language, lvPPA, AD-Visuospatial and PCA vs cognitively normal controls,
adjusted for age, sex, scanner and intracranial volume. Panel B displays
Spearman correlations between T values within 34 ROIs from the voxel-based
contrasts against cognitively normal controls for AD-Language and lvPPA (top),
and AD-Visuospatial and PCA (bottom). Panel C displays binarized maps of voxels
with the greatest GM volume difference with controls for each T-map according to
the threshold: (Meant + 2*SDt), with the mean
denoting the average within each T-map and the SD the standard deviation within
that image. Panel D displays the Sørensen–Dice coefficient (DSC) for overlap
between voxels with the greatest GM volume difference, which is calculated as:
2*(A ∩ B)/(A + B). 0 indicates no overlap and 1 indicates complete
overlap.
Similarity between AD-Language and lvPPA, and between
AD-Visuospatial and PCA. Panel A displays the voxel-wise contrasts for
AD-Language, lvPPA, AD-Visuospatial and PCA vs cognitively normal controls,
adjusted for age, sex, scanner and intracranial volume. Panel B displays
Spearman correlations between T values within 34 ROIs from the voxel-based
contrasts against cognitively normal controls for AD-Language and lvPPA (top),
and AD-Visuospatial and PCA (bottom). Panel C displays binarized maps of voxels
with the greatest GM volume difference with controls for each T-map according to
the threshold: (Meant + 2*SDt), with the mean
denoting the average within each T-map and the SD the standard deviation within
that image. Panel D displays the Sørensen–Dice coefficient (DSC) for overlap
between voxels with the greatest GM volume difference, which is calculated as:
2*(A ∩ B)/(A + B). 0 indicates no overlap and 1 indicates complete
overlap.
Gene expression profiles associated with gray
matter volumes across multiple subgroups
To assess biological drivers that might explain differences
in subgroup-specific regional GM volumes, we performed exploratory GSEA
using gene-expression data for the 18,686 genes provided in the Allen human
brain atlas. Table A5
lists all enriched gene sets for the different subgroups that were
identified through this approach. Fig. 5 displays the gene
sets grouped into a network structure based on common biological functions
across gene sets. Some gene sets could not be clustered based on shared
biological functions with other gene sets. These are displayed as idle nodes
and the corresponding gene sets are listed in Table A5. Fig. 7 is an overview of the clusters
displayed in Fig. 5
across AD-subgroups in order to facilitate easier comparison of identified
gene set clusters between subgroups.
Fig. 5
GSEA results grouped into clusters of gene sets.
Displayed are the results from gene set enrichment analyses and the clusters
represent groupings of gene sets, variations in gene expression levels of which
are spatially associated with regional GM volumes in AD-Memory, AD-Executive,
AD-Language, AD-Visuospatial and AD-No Domains. Red nodes represent gene sets
that are positively enriched (lower volumes -> higher gene expression) while
blue nodes are negatively enriched. The size of the nodes represent the size of
the gene set, larger nodes signify gene sets with more genes included. The
thickness of the edges corresponds to the number of genes that overlap between
two gene sets (i.e., nodes). Grouping of gene sets into clusters was achieved by
assessing shared biological functions across gene sets (by Cytoscape software)
and clusters were named (by the authors) according to that common biological
function. Idle nodes represent gene sets that did not overlap with other gene
sets and could therefore not be clustered into groups. Leading-edge analyses (to
detect the most relevant genes driving the groupings) are presented in
Fig. 6. (For
interpretation of the references to colour in this figure legend, the reader is
referred to the web version of this article.)
Fig. 7
Overview of shared and unique gene set clusters
associated with regional patterns of gray matter volumes across AD-subgroups.
The venn-diagram displays which gene set clusters were negatively (left) and
positively (right) enriched in each of the AD-subgroups. These are taken from
the named clusters in Fig.
5. The circles and ovals were shaped in order to show which
clusters are unique or shared between AD-subgroups but the shape and size of the
shaded areas have no inherent meaning.
GSEA results grouped into clusters of gene sets.
Displayed are the results from gene set enrichment analyses and the clusters
represent groupings of gene sets, variations in gene expression levels of which
are spatially associated with regional GM volumes in AD-Memory, AD-Executive,
AD-Language, AD-Visuospatial and AD-No Domains. Red nodes represent gene sets
that are positively enriched (lower volumes -> higher gene expression) while
blue nodes are negatively enriched. The size of the nodes represent the size of
the gene set, larger nodes signify gene sets with more genes included. The
thickness of the edges corresponds to the number of genes that overlap between
two gene sets (i.e., nodes). Grouping of gene sets into clusters was achieved by
assessing shared biological functions across gene sets (by Cytoscape software)
and clusters were named (by the authors) according to that common biological
function. Idle nodes represent gene sets that did not overlap with other gene
sets and could therefore not be clustered into groups. Leading-edge analyses (to
detect the most relevant genes driving the groupings) are presented in
Fig. 6. (For
interpretation of the references to colour in this figure legend, the reader is
referred to the web version of this article.)
Fig. 6
Leading edge gene analysis across subgroups. These
panels display which genes (x-axis) overlapped between gene sets (y-axis) and
drive the clustering results for each of the subgroups, panel A = AD-Memory,
B = AD-Executive, C = AD-Language, D = AD-Visuospatial and E = AD-NoDomains.
Some gene families which showed a lot of overlap are displayed on the borders of
the leading-edge results. Axis-labels are removed for visualization
purposes.
Clusters of genes associated with synaptic function and
plasticity (e.g., dopamine release cycle, and long-term synaptic and
neuronal plasticity) were positively enriched in all subgroups. A cluster
comprised of gene sets associated with the immune system (e.g.,
interleukin-7 and regulation of alpha/beta t-cell activation) was positively
enriched in AD-Executive and AD-Language but negatively enriched in
AD-Memory, AD-Visuospatial and AD-No Domains. In AD-Memory and
AD-Visuospatial, we observed a large negatively enriched cluster with gene
sets implicated in mitochondrial respiration (e.g., ATP synthesis,
respiratory electron transport), a cluster that was also present in AD-No
Domains. Another large negatively enriched cluster present in multiple
subgroups (AD-Memory, AD-Executive and AD-Visuospatial) comprised gene sets
associated with protein metabolism (e.g., methylation, amino acetylation),
which was also present in AD-No Domains. A smaller negatively enriched
cluster associated with autophagy (e.g., mitophagy, mitochondrial
depolarization) was present in AD-Memory and AD-No Domains (Fig. 5, Fig. 7;
Table
A5).
Gene expression profiles uniquely associated with
subgroup-specific patterns of regional gray matter volume
For AD-Memory, two negatively enriched clusters were not
shared with AD-No Domains or any of the other subgroups, indicating that
these are uniquely implicated in AD-Memory. These clusters were associated
with the cell cycle (e.g., DNA replication, regulation of apoptosis), and
membrane proteins (e.g., MHC protein and cell lumen). Another negatively
enriched cluster associated with RNA metabolism (e.g., mRNA splicing,
precatalytic spliceosome) was present only in AD-Memory, while this cluster
was positively enriched in AD-Executive. For AD-Language, two unique
clusters were identified, comprising negatively enriched gene sets
associated with taste receptor activity and positively enriched gene sets
associated with metabolism of proteins (e.g., genes associated with axon
guidance and angiogenesis, and cytosolic ribosome), respectively. While
other subgroups also showed enrichment for gene sets implicated in protein
metabolism, these did not overlap with the AD-Language specific gene sets
and were also negatively rather than positively enriched. For
AD-Visuospatial, a large negatively enriched cluster associated with
modification of gene expression (e.g., epigenetic regulation and
depurination), a smaller negatively enriched cluster associated with
metabolism of carbohydrates (e.g., gluconeogenesis, lysosomal lumen), and a
small positively enriched cluster of gene sets associated with
keratinization were unique to this subgroup. There were no clusters for
AD-No Domains that were unique to this group (Fig. 5, Fig. 7; Table A5).
Discussion
We categorized 679 amyloid-β positive individuals clinically
diagnosed with AD dementia into subgroups based on the distribution of
impairments across cognitive domains. We found that all subgroups except
AD-Memory showed faster clinical disease progression and had a higher mortality
rate compared to AD-No Domains (i.e., no substantial relative cognitive
impairments). In accordance with findings in atypical variants of AD
(Crutch et al.,
2017; Gorno-Tempini et al., 2011) this illustrates that
AD-subgroup membership (i.e., displaying a specific cognitive phenotype) has
clinical implications. Furthermore, all cognitively-defined subgroups displayed
distinct patterns of regional GM volumes, suggesting that cognitive
heterogeneity is associated with differences in regional susceptibility to
neurodegeneration, even within the spectrum of typical AD dementia. More
specifically, we observed lower medial-temporal GM volumes in AD-Memory, lower
medial-frontal/parietal GM volumes in AD-Executive, left < right temporal GM
volumes in AD-Language and lower GM volumes in posterior parts of the brain in
AD-Visuospatial. The regional GM volume patterns of AD-Language and
AD-Visuospatial were highly analogous to those observed in lvPPA and PCA groups,
which might suggest that atypical variants and AD-subgroups are part of a
clinical-radiological spectrum. To explore potential biological drivers that
might underlie the observed clinical and neurobiological heterogeneity among
subgroups, we associated regional GM volume patterns in AD-subgroups with
brain-wide gene expression profiles. We found biological pathways that were
associated with GM volume patterns across multiple subgroups, including gene
sets involved in metabolism of proteins, mitochondrial respiration, the immune
system, and synaptic function and plasticity. There were also biological
pathways that were unique to specific cognitively-defined subgroups, including
pathways involved in cell cycle for the AD-Memory group, certain sets of protein
metabolism in AD-Language, and modification of gene expression in
AD-Visuospatial. These findings point to potential biological drivers behind the
emergence of clinical and neurobiological heterogeneity in AD.
Associations between genetics and clinical
phenotype in Alzheimer’s disease
The mechanisms underlying clinical-biological heterogeneity
in AD are still largely unknown. However, previous examinations have
revealed that there are specific genetic risk factors that influence the
clinical manifestation of AD. For instance, it is has repeatedly been shown
that APOEε4 carriers have more extensive medial
temporal atrophy and memory deficits (e.g., van der Flier et al., 2011). In line with
these findings, the prevalence of APOEε4 in our
AD-Memory group was a striking 90%, which is substantially higher than what
is typically reported in AD cohort studies (66% (Mattsson et al., 2018)). The reason for
this specific association between APOEε4 and
AD-Memory is not known but the consistency of this finding across
examinations (Crane et al., 2017, Mukherjee et al., 2020, van der Flier et al., 2011) highlights APOEε4
positivity as a determinant to develop a memory-predominant clinical
presentation of AD. In addition to the usual suspect in AD research, the
APOE gene, previously published genetic
association studies using the same subgroup classification scheme also
observed that genetic loci previously associated with AD-subgroup-specific
associations showed varying odds-ratios (Crane et al., 2017) and novel loci were
specific for different subgroups (Mukherjee et al., 2020). While these
examinations of specific loci and individual genes may one day be
instrumental in determining potential therapeutic targets and personalized
medicine strategies, these approaches are reliant on large sample sizes and
often require additional fine mapping because top hits are often found
outside of coding regions and are very rarely the causal single-nucleotide
polymorphism (SNP).
Brain-wide gene expression profiles associated to
gray matter volume patterns across subgroups
In order to identify possible biological drivers behind the
emergence of heterogeneity in AD, we implemented a brain imaging vs gene
expression co-localization approach that has recently shown promise in
identifying potential biological pathways implicated in regional
susceptibility to pathologic alterations in AD and other neurodegenerative
diseases (Freeze et al., 2019, Grothe et al., 2018, Sepulcre et al., 2018). We
observed that gene sets that were enriched in regions that show lower GM
volumes across multiple subgroups could be grouped into genes associated
with; mitochondrial respiration, metabolism of proteins, immune system and
synaptic plasticity. Mitochondrial dysfunction is thought to be (potentially
causally (Swerdlow et al.,
2014)) implicated in the pathogenesis of AD
(Flannery and Trushina,
2019), possibly through an interaction with
APOE (Yin
et al., 2020). Our findings regarding the association
between lower GM volumes and lower expression of genes associated with
mitochondrial respiration could be due to increased susceptibility in these
regions to mitochondrial dysfunction, subsequent oxidative stress, and
eventual cell-death and atrophy. With regard to gene sets associated with
protein metabolism, ribosomal protein synthesis is lower in brain tissue
that is affected by AD (Langstrom et
al., 1989), which is in line with our results. This
process has usually been regarded as a downstream consequence of pathology
rather than an upstream process (Langstrom et al., 1989) and points to a possible avenue
for investigations into the pathogenesis of AD. Interestingly, leading-edge
analyses of the most relevant genes driving the enrichment signal for the
gene sets in this cluster pointed to genes from the mitochondrial ribosomal
protein (MRP*) family (see Fig.
6), which has previously been proposed as a target to
combat mitochondrial dysfunction (Sylvester et al., 2004). Other gene sets that were
enriched in multiple groups consisted of genes associated with immune
function. We found that lower regional GM volumes in AD-Memory, AD-Executive
and AD-No Domains were associated with lower expression of genes associated
with interleukin-7, a cytokine involved in T-cell development. These
findings are in line with a previous study showing that genes involved in
the immune response are negatively enriched in regions vulnerable to AD
pathology (Freer et al.,
2016) and supports a role of inflammation in AD
pathogenesis (Gjoneska et al.,
2015). However, in contrast to these findings, we also
observed that expression of genes associated with regulation of T-cell
activation and differentiation were positively enriched in areas where GM
volumes were lower in AD-Language and AD-Executive.Leading edge gene analysis across subgroups. These
panels display which genes (x-axis) overlapped between gene sets (y-axis) and
drive the clustering results for each of the subgroups, panel A = AD-Memory,
B = AD-Executive, C = AD-Language, D = AD-Visuospatial and E = AD-NoDomains.
Some gene families which showed a lot of overlap are displayed on the borders of
the leading-edge results. Axis-labels are removed for visualization
purposes.Overview of shared and unique gene set clusters
associated with regional patterns of gray matter volumes across AD-subgroups.
The venn-diagram displays which gene set clusters were negatively (left) and
positively (right) enriched in each of the AD-subgroups. These are taken from
the named clusters in Fig.
5. The circles and ovals were shaped in order to show which
clusters are unique or shared between AD-subgroups but the shape and size of the
shaded areas have no inherent meaning.We also observed that genes associated with synaptic
plasticity were enriched in regions with lower GM volumes across all
AD-subgroups, which replicates a previous examination in an independent
sample of AD subjects (Grothe et al.,
2018). In AD, the spatial pattern of neurodegeneration
closely matches regional distributions of tau-pathology (Braak and Braak, 1991, Whitwell et al., 2012), and the most plastic brain regions, such as the
medial temporal lobe (Gonçalves et
al., 2016), also appear to be the most vulnerable to
initial deposition of tau pathology (Braak and Braak, 1991, Walhovd et al., 2016). The correspondence of regions with both
heightened synaptic plasticity and lower GM volumes therefore becomes
apparent. Initially, plastic brain regions, such as the medial temporal
lobe, would be assumed to be the most resistant to pathology and
neurodegeneration, but in the long-term this may become maladaptive as the
brain ages and pathology sets in (Hillary and Grafman, 2017). While in the present study,
GM volume difference with controls were most pronounced in AD-Memory, the
other subgroups were still characterized by an AD-characteristic pattern
with GM volume differences with controls including the medial temporal lobe,
which might explain why this cluster was observed across multiple
subgroups.
Gene-expression profiles associated to patterns of
gray matter volumes in one subgroup
We also observed clusters of gene sets that were uniquely
associated with regional GM volumes in a single subgroup. For AD-Memory, we
found a large cluster of negatively enriched gene sets associated with the
cell-cycle. Associations between the cell-cycle and AD have been
demonstrated before and involves the dysfunction of neuronal cell-cycle
re-entry, leading to the two-hit hypothesis. The first hit involves
dysfunctional cycle re-entry, which would normally result in apoptosis and
no development of AD pathology. However, chronic oxidative stress can cause
a second hit that prevents normal apoptosis and allows the build-up of AD
pathology (Moh et al.,
2011). More research is necessary to determine why this
mechanism would be more pronounced in AD-Memory than in other subgroups. For
AD-Language, we found that gene sets associated with metabolism of proteins
were positively enriched in the regions with lowest GM volumes (indicating
more atrophy) in this subgroup, while in the other subgroups gene sets
associated with metabolism of proteins were negatively enriched in the most
atrophied regions. However, while the gene sets were related to overlapping
biological functions (protein metabolism), the specific gene sets implicated
in AD-Language were different form the ones implicated in the other
subgroups. While, given the current state of research, it is hard to
establish a causative role between higher ribosomal protein expression and
AD-Language specific GM volumes (i.e., lower left temporal GM volumes than
right), this finding does indicate that potential therapeutic approaches
aimed at modulating expression of these proteins might not be beneficial to
all AD patients and may even be detrimental in some cases (Caccamo et al., 2015). In
AD-Visuospatial, we found a rather large, unique cluster of negatively
enriched gene sets associated with gene expression modification. Gene sets
within this cluster were mainly associated with epigenetic modifications
(e.g., methylation, acetylation) and enrichment within this gene set cluster
was mainly driven by the histone cluster protein (HIST*) gene family
(Fig. 6), which is
associated with packaging and ordering DNA into nucleosomes (Esposito and Sherr, 2019).
Previous studies have shown that gene expression modification is implicated
in AD through what is called an epigenetic blockade, referring to a
large-scale decline in gene expression that is affected by
post-translational histone modification (Gräff et al., 2012). Studies in mouse
models have shown that this epigenetic blockade might be reversible
(Gräff et al.,
2012), opening up potential targets for therapeutic
interventions. This epigenetic modification has previously been linked to an
AD phenotype in animal models (Kosik
et al., 2012), but there is no previous evidence that
this points to a specific relation with visuospatial impairments and GM
volume reduction in posterior brain regions. However, a recent genome-wide
association study examining genetic loci associated with regional gray
matter volumes (van der Lee et al.,
2019) reported a distinct locus (rs12411216) specifically
associated with occipital volumes. This locus is located in an intron
of MIR92B and THBS3, showing a signal peak covering >20 genes with promotor histone
marks overlapping the variant. This is an intriguing similarity to our
findings and warrants further investigation.Taken together, our results regarding variations in gene
expression associated with distinct GM volume patterns across subgroups
revealed several distinct clusters of biologically coherent gene sets, some
of which showed unique associations with subgroup-specific GM volume
patterns. Of note, several of the identified biological pathways have been
previously implicated in AD through diverse lines of genetic and molecular
research. We further add to these findings by showing that expression levels
of genes associated with these pathways are spatially linked to
region-specific brain GM volume patterns, and we provide several potential
molecular targets for future investigations. By outlining that certain
biological pathways are uniquely implicated in specific cognitively-defined
subgroups, we also show that not all therapeutic targets might be equally
beneficial for everybody with AD and highlight the need for examinations
into personalized medicine strategies.
Strengths and limitations
Strengths of the study include a relatively large sample
size from a single center with consistent assessments of AD biomarker
positivity and well phenotyped individuals with dementia who had 3Tesla MRI
available as well as information from multiple sources (i.e., clinical,
imaging and genetics). Furthermore, in contrast to previous examinations
that focused on categorization of individuals with AD based on structural
properties (Ossenkoppele et al., 2019, Risacher et al., 2017, ten Kate et al., 2018, Zhang et al., 2016), structural properties in
combination with cognition (Sun et
al., 2019), neuropathological features (Murray et al., 2011, Whitwell et al., 2012), or clustering analyses (Scheltens et al., 2017, Stopford et al., 2008) and factor scoring (Sevush et al., 2003) of cognitive data, we
used a classification scheme that relies on the intra-individual
distribution of impairments across cognitive domains. This relatively simple
method relies on patient-specific profiles of impairments across cognitive
domains and can be performed on an individual basis, which is in contrast to
approaches such as clustering analyses that rely on large sample sizes and
sufficiently distributed data. Our study also has several limitations.
First, the relative group sizes of the cognitively-defined subgroups
presented in this work may not be representative of group sizes in other
cohorts. The ADC is a tertiary memory clinic which specializes in, and is
therefore enriched for, early onset and atypical AD clinical presentations
(van der Flier et al.,
2014). Indeed, 41.5% of our sample consisted of
participants with early-onset AD (EOAD), while EOAD comprises only around
5–6% of all AD cases (Mendez,
2017). Since the classification of subgroups was based on
normative scores from an late-onset AD (LOAD) population (the ACT cohort)
and LOAD is generally characterized by less non-amnestic impairment compared
to EOAD (Mendez,
2017), EOAD subjects might have had an increased chance of
being classified into the single-domain subgroups other than AD-Memory. This
might have contributed to our observation that there are more
AD-Visuospatial EOAD subjects compared to LOAD (Table A6, 7 and 8). While this might limit
the direct generalizability of our findings to other cohorts, and
replication in more clinically representative cohorts is needed, the variety
in clinical profiles in the ADC cohort allowed us to obtain sufficiently
large subgroup sizes to obtain robust estimates of the differential regional
susceptibilities to reductions in GM volumes and their related gene
expression profiles. Furthermore, we have outlined results from stratified
groups of early-onset (<65 years) and late-onset (>65 years) subjects
in the supplement (Tables A6, 7 and
8; Fig. A5 and 6 and 8), and show that, although GM
volume differences compared to controls are generally more pronounced in
EOAD, the spatial pattern across subgroups (which determines the GM vs
gene-expression associations) is very similar to what we see in LOAD
(Fig. A5 and 6).
Another limitation of the present study is that the Allen human brain
database contains limited bi-hemispheric data (Hawrylycz et al., 2012), which prevented us
from assessing possible biological drivers to lateralization of GM volumes.
This may particularly be an issue for the AD-Language subgroup, as the GM
volume pattern in this subgroup showed a marked hemispheric asymmetry. Our
cross-sectional study design also comes with inherent limitations, which
includes our inability to conceptually assess atrophy (i.e., gray matter
volume loss over time) but rather GM volume differences at a specific
timepoint (i.e., time of AD dementia diagnosis). Longitudinal assessments
are needed in order to establish whether the spatial patterns of GM volume
differences observed in the present study correspond to areas displaying
faster rates of atrophy.
Clinical-radiological spectrum of Alzheimer’s
disease
Elucidating associations between clinical and
neurobiological heterogeneity in AD is crucial in understanding pathogenesis
and meaningful stratification into distinct subgroups based on cognitive
data might prove useful in future diagnostic and prognostic work-ups, and
may even aid in developing future personalized medicine strategies. Although
none of the participants in our AD-subgroups fulfilled diagnostic criteria
for recognized atypical variants of AD, the subgroups were both clinically
and radiologically distinct and the AD-Language and AD-Visuospatial groups
were very reminiscent to lvPPA and PCA. Our results regarding distinct
associations between regional GM volumes and gene expression also suggest
that specific biological pathways may differentially affect the emergence of
differences in AD-related neurodegeneration between subgroups.While atypical presentations are increasingly recognized and
included in diagnostic criteria, the vast majority of AD patients do not
meet the rather strict clinical criteria for an atypical variant and are,
therefore, by default regarded as typical AD. We would propose that future
diagnostic criteria should also account for the considerable heterogeneity
among these individuals and. in line with observations in previous work
(Snowden et al., 2007, Stopford et al., 2008), we propose that phenotypic
presentations of AD are more accurately arrayed along a
clinical-radiological spectrum (Fig.
8). The hypothetical
model depicted in Fig.
8 is a work in progress and more research is needed to
map the clinical and neurobiological heterogeneity in AD in all its
complexity into one model. For instance, it is necessary to properly
identify and define a distinctive, selective amnestic variant of AD, if it
exists. Findings concerning the clinical (slower progression (Mez et al., 2013b, Mez et al., 2013a)), neurodegenerative (medial temporal atrophy
(Lam et al.,
2013)), and genetic characteristics
(APOEε4 prevalence (Crane et al., 2017, Mukherjee et al., 2020); partly unique GM volume-related gene
expression profile) all indicate that there is a distinction between
memory-predominant (amnestic) AD and the typical clinical presentation with
heterogeneous impairments across domains that is most often observed in AD
(such as seen in our AD-No Domains group). The degree to which this amnestic
variant overlaps with the AD-Memory subgroup defined by our approach is
currently unclear. Largely the same arguments hold true for the relationship
between the AD-Executive subgroup of our study and the dysexecutive variant
of AD (Dickerson and Wolk, 2011, Ossenkoppele et al., 2015), for which provisional
research criteria were recently proposed (Townley et al., 2020). Furthermore, the
framework we have developed to categorize subgroups emphasizes patterns of
cognitive functioning at the time of AD diagnosis, and ignores behavioral
and personality changes. We suspect there may be a behavioral variant where
behavioral aspects are more prominent than expected for the overall level of
clinical impairment. While previous research has tried to delineate such a
behavioral variant of AD (Dubois et al., 2007, Ossenkoppele et al., 2015), this
is difficult to study as behavior is rarely assessed as comprehensively as
cognition in the research evaluation of people with newly diagnosed AD
dementia. Furthermore, it has yet to be determined whether a possible
behavioral variant can be distinguished from a dysexecutive variant
(Ossenkoppele et al., 2015, Townley et al., 2020). We denote these
uncertainties in our model, and highlight this as a potential area for
future investigation.
Fig. 8
Hypothetical model of the Alzheimer’s disease
clinical-neurobiological spectrum. Solid lines represent differences in
categories that are either outlined in this manuscript or provided by
established clinical criteria (i.e., for lvPPA and PCA). Dashed lines represent
suspected differences in categories that are not yet established and are under
investigation or need to be assessed in new lines of research. Note that
relative sizes of the partitions are not representative for prevalence of the
categories.
Hypothetical model of the Alzheimer’s disease
clinical-neurobiological spectrum. Solid lines represent differences in
categories that are either outlined in this manuscript or provided by
established clinical criteria (i.e., for lvPPA and PCA). Dashed lines represent
suspected differences in categories that are not yet established and are under
investigation or need to be assessed in new lines of research. Note that
relative sizes of the partitions are not representative for prevalence of the
categories.Future research will need to continue outlining the clinical
and neurobiological disparities within the spectrum of AD (e.g., by mapping
tau (Braak and Braak, 1991, Whitwell et al., 2008) and amyloid-β (Lehmann et al., 2013) pathology)
and to examine factors that are involved in their emergence (e.g.,
pre-morbid learning disabilities (Miller et al., 2018, Miller et al., 2013) and
structural properties of the pre-morbid brain (Batouli et al., 2014)). These efforts will
advance the ongoing quest to answer fundamental questions about the
mechanisms that are involved in the etiology of AD and the emergence of
clinical and radiological heterogeneity among individuals with AD
dementia.
Conclusions
We demonstrate that classifying individuals within the spectrum
of typical AD based on cognitive profiles yields subgroups that show different
rates of clinical progression, mortality rates and which show differential
patterns of regional GM volumes. We also show that the cognitively-defined
subgroups show similarities to established atypical variants of AD, suggesting
that cognitive subgroups may be an intermediate category between individuals
without a specific cognitive phenotype and the atypical variants of AD. Our
gene-set enrichment analyses revealed that GM volume patterns of AD-subgroups
are differentially associated to gene-expression profiles, which suggest that
specific biological drivers might underlie clinical and neurobiological
heterogeneity in AD. These findings may inform future investigations into
possible targets for disease-modifying treatments against AD and one day aid in
the development of personalized medicine strategies.
Funding
This work was supported by R01 AG 029672 (Paul K Crane, PI).
Wiesje van der Flier is recipient of JPND-funded E-DADS (ZonMW project
#733051106). Michel J Grothe is supported by the “Miguel Servet” program
[CP19/00031] of the Spanish Instituto de Salud Carlos III (ISCIII-FEDER).
Frederik Barkhof is supported by the NIHR biomedical research center at UCLH.
Jesse Mez is supported by P30AG13846 and K23AG046377. Research of Alzheimer
center Amsterdam is part of the neurodegeneration research program of Amsterdam
Neuroscience. Alzheimer Center Amsterdam is supported by Stichting Alzheimer
Nederland and Stichting VUmc fonds. Wiesje van der Flier holds the Pasman chair.
The clinical database structure was developed with funding from Stichting
Dioraphte. The sponsors had no role in the writing of the report; and in the
decision to submit the article for publication.
CRediT authorship contribution
statement
Colin Groot: Conceptualization, Formal
analysis, Investigation, Writing - original draft, Visualization.
Michel J. Grothe: Conceptualization, Methodology,
Software, Formal analysis, Writing - review & editing. Shubhabrata
Mukherjee: Methodology, Software, Formal analysis, Data curation,
Writing - review & editing. Irina Jelistratova:
Methodology, Software, Formal analysis, Writing - review & editing.
Iris Jansen: Writing - review & editing.
Anna Catharina van Loenhoud: Writing - review &
editing. Shannon L. Risacher: Writing - review & editing.
Andrew J. Saykin: Writing - review & editing.
Christine L. Mac Donald: Writing - review & editing.
Jesse Mez: Writing - review & editing. Emily
H. Trittschuh: Writing - review & editing. Gregor
Gryglewski: Methodology, Software, Formal analysis, Investigation,
Resources, Data curation, Writing - review & editing. Rupert
Lanzenberger: Methodology, Software, Formal analysis,
Investigation, Resources, Data curation, Writing - review & editing.
Yolande A.L. Pijnenburg: Writing - review & editing.
Frederik Barkhof: Writing - review & editing.
Philip Scheltens: Resources, Data curation, Writing -
review & editing. Wiesje M. van der Flier: Resources,
Data curation, Writing - original draft, Writing - review & editing,
Supervision. Paul K. Crane: Conceptualization, Methodology,
Resources, Writing - original draft, Writing - review & editing,
Supervision, Funding acquisition. Rik Ossenkoppele:
Conceptualization, Methodology, Resources, Writing - original draft, Writing -
review & editing, Supervision, Funding acquisition.
Declaration of Competing Interest
The authors declare the following financial interests/personal
relationships which may be considered as potential competing interests: Philip
Scheltens has received consultancy/speaker fees (paid to the institution) from
Biogen, People Bio, Roche (Diagnostics), Novartis Cardiology. He is PI of studies
with Vivoryon, EIP Pharma, IONIS, CogRx, AC Immune and Toyama. Research programs of
Wiesje van der Flier have been funded by ZonMW, NWO, EU-FP7, EU-JPND, Alzheimer
Nederland, CardioVascular Onderzoek Nederland, Health ~ Holland, Topsector Life
Sciences & Health, stichting Dioraphte, Gieskes-Strijbis fonds, stichting
Equilibrio, Pasman stichting, Biogen MA Inc, Boehringer Ingelheim, Life-MI, AVID,
Roche BV, Janssen Stellar, Combinostics. Wiesje van der Flier has performed contract
research for Biogen MA Inc and Boehringer Ingelheim. Wiesje van der Flier has been
an invited speaker at Boehringer Ingelheim and Biogen MA Inc. All funding is paid to
her institution. Frederik Barkhof has been consulting for Biogen, Merck, Bayer,
Novartis, Roche and IXICO. Rupert Lanzenberger received travel grants and/or
conference speaker honoraria within the last three years from Bruker BioSpin MR,
Heel, and support from Siemens Healthcare regarding clinical research using PET/MR.
He is a shareholder of BM Health GmbH since 2019. The other authors report no
disclosures.
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