Yuan Gao1, Brian Glennon1,2, Yunliang He1, Philip Donnellan1. 1. Synthesis and Solid State Pharmaceutical Centre (SSPC), School of Chemical and Bioprocess Engineering, University College Dublin, Belfield, Dublin 4, Ireland. 2. APC Ltd, Building 11 Cherrywood Business Park, Loughlinstown, Dublin 18, Ireland.
Abstract
In this work, a diffusion-theory-based model has been devised to simulate dissolution kinetics of a poorly water-soluble drug, ibuprofen. The model was developed from the Noyes-Whitney equation in which the dissolution rate term is a function of the remaining particulate surface area and the concentration gradient across the boundary layer. Other dissolution parameters include initial particle size, diffusion coefficient, material density, and diffusion boundary layer thickness. It is useful for predicting nonsink circumstances under which pure API polydisperse powders are suspended in a well-mixing tank. The model was used to compare the accuracy of simulations using spherical (single dimensional characteristic length) and cylindrical particle (multidimensional characteristic lengths) geometries, with and without size-dependent diffusion layer thickness. Experimental data was fitted to the model to obtain the diffusion layer thickness as well as used for model validation and prediction. The CSDs of postdissolution were also predicted with this model, demonstrating good agreement between theory and experiment.
In this work, a diffusion-theory-based model has been devised to simulate dissolution kinetics of a poorly water-soluble drug, ibuprofen. The model was developed from the Noyes-Whitney equation in which the dissolution rate term is a function of the remaining particulate surface area and the concentration gradient across the boundary layer. Other dissolution parameters include initial particle size, diffusion coefficient, material density, and diffusion boundary layer thickness. It is useful for predicting nonsink circumstances under which pure API polydisperse powders are suspended in a well-mixing tank. The model was used to compare the accuracy of simulations using spherical (single dimensional characteristic length) and cylindrical particle (multidimensional characteristic lengths) geometries, with and without size-dependent diffusion layer thickness. Experimental data was fitted to the model to obtain the diffusion layer thickness as well as used for model validation and prediction. The CSDs of postdissolution were also predicted with this model, demonstrating good agreement between theory and experiment.
In the pharmaceutical industry, dissolution processes are of interest
for many different reasons. For instance, for solid/semisolid and
suspension dosage forms, it is only dissolved API which can be ultimately
absorbed into the body, and it is fundamental and essential to investigate
the dissolution behavior of API in solutions to understand the overall
drug absorption in biological systems.[1,2] Particle size
and morphology of a drug are important factors that affect thermodynamic
solubility and oral absorption of drug molecules. Correlations between
particle properties of an API and the dissolution profile of its dosage
form are quite complex in general, as the relationship may depend
not only on the dissolution of the API itself but also on the disintegration
of the dosage form and interactions between the API and the excipients.[3]Dissolution also plays an important role in industrial crystallization
from solution such as in solvent-mediated polymorphic transformations[4−6] as well as in fines removal.[7−9] Characteristics of the final crystallized
particles and downstream processability highly depend on the achieved
particle size and shape distribution as a part of such processes (PSSD).[10] Cyclic processes, in which dissolution stages
are included, have been reported to modify the PSSD systematically,
as dissolution can add a degree of freedom to manipulate the crystal
size and shape.[11−13]Kinetic models of the dissolution process are valuable tools to
assist with the characterization of experimental work, as such models
provide useful information to design and optimize processes as well
as allow the development and testing of feedback control strategies.[7,10] The dissolution rate is affected by many factors, such as the CSD
and morphology, the agitation of the suspension, and undersaturation
levels.[14] In addition, the solvent, additional
additives, temperature, and pH values will also have significant impact
on the dissolution kinetics. Suitable mathematical model frameworks
can be summarized into a number of distinct categories as follows:Diffusion theory on the basis of the
Noyes–Whitney equation,[1,3,15] in which the dissolution rate is proportional to the concentration
gradient and the surface area of the solid.Population balance equation (PBE),
which describes the evolution of the particle population.[6,9,10] In this framework, the dissolution
rate is defined as the rate of change of particle size by single or
multiple characteristic particle dimensions.Dynamic modeling which calculates
the API shape evolution on different molecular faces.[16] The dissolution rate is determined by the change in the
perpendicular distance from a central point within the crystal to
different faces.Hydrodynamic modeling using computational
fluid dynamics (CFD),[17] in which the velocity
of the fluid and the thickness of the diffusion layer are examined
in detail. Such hydrodynamic conditions and velocity profiles can
be well described within a standard vessel and paddle apparatus.Other frameworks include quasi-steady
state models (QSM),[2] surface detachment
controlling models,[18] and surface complexation
mechanism models,[19] among others.Although various attempts have been made in the literature to model
the dissolution kinetics of APIs to fully predict the required release
profile of the pharmaceutical product, so far no one has succeeded
in developing a universal approach which directly correlates to the
API powder specification (i.e.: its CSD, morphology, etc.) and dissolution
release data. In this paper, the weight fraction of different particle
sizes in a polydisperse powder together with Noyes–Whitney
parameters (diffusion coefficient, solubility, density of the drug,
boundary layer thickness, and dissolution volume) has been used to
predict dissolution kinetics of an API. Such a simulation can be a
valuable tool with respect to gaining a better understanding of the
dependence of dissolution on particle size and geometry.The purpose of this contribution is to address the modeling of
dissolution processes of both polyhedral and needle-like crystals
on the basis of diffusion fundamentals. First, the theoretical simulations
are calculated assuming a spherical geometry and that the particles
adhere to a normal distribution. Next, diffusion-based kinetic models
are developed from experimental data using a well-established parameter
estimation technique. This approach is applied to the dissolution
of the polyhedral compound IBU in a phosphate buffer. To the best
of the author’s knowledge, no multidimensional dissolution
rate study has been previously presented for ibuprofen in the literature.
The models developed are validated by a range of experiments covering
different hydrodynamic mixing conditions, CSDs, and morphologies.
In addition, the prediction of the dissolution under differing conditions
of initial crystal seed mass loading is simulated using the model.
The novelty of this work lies mainly in the fact that a multi-dimensional
dissolution model is developed on the basis of diffusion theory to
predict dissolution kinetics under nonsink circumstances, with the
consideration of size-dependency and geometry.
Theory
According to the Noyes–Whitney equation, the rate of dissolution
of a solid is dependent upon its solubility, the concentration of
solute in solution at a particular time, diffusivity, and the surface
area of the solid. For a drug of low aqueous solubility, the particle
size and the resulting surface area could have a significant effect
on the rate of dissolution and therefore affect the bioavailability
of the drug.[20] As dissolution is the reverse
process of crystal growth, it involves two steps:[21] (1) surface reaction and disintegration of the surface
species and (2) mass transfer of these species into the bulk solution
across the diffusion layer, as presented in Figure .
Figure 1
Dissolution kinetics model.
Dissolution kinetics model.It is typically assumed that the overall process is limited by
the slower rate of these steps. Assuming that the surface reaction
rate rs and the mass transfer rate rm are proportional to S, the
surface area of the undissolved crystals per unit volume of solution,
and using the difference of concentration as a driving force, two
equations were obtained as follows[22]where C* is the solubility
of the solute at a certain temperature, Cs is the concentration of the solute at the surface of crystals, and Cb is the concentration of the bulk solution. ks and km are surface
reaction and mass transfer rate constants.If ks ≫ km, the dissolution process is dominated by the mass transfer
mechanism, whereas if ks ≪ km, the surface reaction mechanism controls the
processIt is also assumed that under quasi-steady (pseudo) state conditions,
the dissolution rate r is equal to the surface reaction
rate rs and the mass transfer rate rm, namelywhere m is the mass of the
undissolved crystals and V and t are the volume of the solution and the dissolution time, respectively.A combination of eqs –3 giveswhere k is the dissolution
rate constant. The mass of the undissolved crystals can be obtained
using a mass balance as follows, if Cb = 0 at t = 0where m0 is the
initial mass of crystals. Combining eqs and 5,For a diffusion-controlled process, a Noyes–Whitney type
expression can be used to describe the dissolution processwhere rd is the
diffusion rate, which equals to the mass transfer rate, and D is the diffusion coefficient. The diffusion layer thickness h is either a constant, when making the size-independent
assumption (Figure A), or a function of L, the characteristic length
of particles, when the size-dependent assumption is being made (Figure B), h = f(L).
Figure 2
Schematic of (A) size-independent and (B) size-dependent diffusion
layer (yellow area) for spherical particles.
Schematic of (A) size-independent and (B) size-dependent diffusion
layer (yellow area) for spherical particles.A number of dosage forms are used to disperse systems, and they
can be classified according to the size of the domains of the dispersed
(or internal) phase. There are three types: (1) coarse dispersions,
>1 μm (2) colloidal dispersions, 1 nm–1 μm (3)
molecular dispersions, <1 nm. Based on the distribution of particles
sizes in the dispersed phase, coarse or colloidal dispersions can
be further classified into monodisperse or polydisperse systems. In
a monodisperse system, particles are of uniform size. In contrast,
for a polydisperse system, the sizes of particles vary.[23] Ibuprofen crystals prepared in this work may
be described as being a part of a coarse, polydisperse system, which
must be taken into consideration when studying the dissolution kinetics
and preparing suitable models.As a part of the model development approach adopted, particles
are initially considered as monodisperse spheres (i.e.: having the
same single dimensional characteristic particle length). The model
is then expanded to enable simulation of the particles’ polydisperse
nature (distribution of particle size) and nonspherical geometries
(multidimensional characteristic particle lengths). This polydisperse
model is the model which is ultimately compared with experimental
data.
Fundamental Dissolution Model
In
a monodisperse system, all particles are considered to have the same
characteristic length L. To determine the diffusion
layer thickness for modeling of dissolution kinetics, the size dependency
is illustrated as follows.
Size-independent Diffusion Layer Thickness
If the particles are assumed to have a size-independent diffusion
layer thickness, thenwhere kd = D/h is the diffusion constant.where ρ is the actual density of the
crystals, k is the volume
shape factor, and N0 is the initial number
of particles.Assuming that N0 does
not change with time, the surface area of undissolved crystals per
unit volume of the solution at any time is given bywhere kA is the
surface shape factor. For spherical crystals, kA = π and k = π/6.Substituting eqs and 12 to eq yields
Size-dependent Diffusion Layer Thickness
For a size-dependent diffusion layer thickness model, it is assumed
that there is a transition or critical particle length, Lc, bigger than which the particles are considered to dissolve
with a constant diffusion layer thickness equal to (Lc/2). For particles with sizes smaller than Lc, the diffusion layer thickness is half of their own
characteristic size. The selected method of diffusion layer thickness
quantification, established previously in the literature,[15] which may be substituted into eq is provided in eq .
Model Expansion to a Polydisperse System
As a part of the dissolution of a polydisperse powder system, each
particle size fraction could be considered as a monodisperse system,
with all the particles in the relevant size bin dissolving at the
same rate.[20]Figure shows the concept in a schematic form, in
which the evolution of the particle size during dissolution is clearly
illustrated.
Figure 3
Schematic of the dissolution of a polydisperse. L represents the characteristic
length of seed crystals of i th particle size fraction
at time t = j. Note that the number
of particles in each particle size fraction is assumed to remain constant.
Schematic of the dissolution of a polydisperse. L represents the characteristic
length of seed crystals of i th particle size fraction
at time t = j. Note that the number
of particles in each particle size fraction is assumed to remain constant.Substituting eqs , 12, and 7 to eq yieldsIn eq , hc is a constant diffusion layer thickness for
size-independent situations, and hence, L is only
a function of concentration. eq is a first-order ordinary differential equation, solved
by numerical methods using a bespoke 4th Order Runge–Kutta
solver developed in Matlab (to facilitate the simultaneous solution
of eqs –25 at each time step). Initial conditions are taken
directly from the experimental measurements corresponding to the scenario
in the question being modeled.The variables m, S, and C may be calculated at each time step (j)
using L
Spherical vs Cylindrical Geometry
The shape and volume factors used to derive the preceding equations
are based on a spherical geometry with constant values which do not
change with time. In fact however, particles generally have nonspherical
geometries. Because the dissolution rate is dependent on the surface
area/volume ratio of any geometry, simulated dissolution rates of
nonspherical particles using “uncorrected” particle
characteristic sizes may be inaccurate when compared to experimental
results. Introducing a cylindrical geometry characteristic into the
model has the potential to describe particle shapes ranging from plates
to needles by changing the shape factor.[15]There are other potential advantages associated with assuming
a cylindrical geometry. Particles with nonspherical geometries generally
do not have a uniform diffusion layer thickness over their entire
surfaces. Hence, dissolution may occur at different rates on various
faces, giving rise to a change in the particle shape over time. A
more rigorous model needs to consider the time dependency of the particle
shape. By allowing more accurate estimations of the particle surface
area, the performance of the shape simulation of dissolution kinetics
will be improved. This being the case, a two-dimensional model should
be introduced by taking two separate characteristic lengths of the
particle into account.As shown in Figure , for a single particle, the surface area S and
volume V are given by
Figure 4
Schematic presentation of a cylindrical geometry particle.
Schematic presentation of a cylindrical geometry particle.Introducing the surface shape factor kA and the volume shape factor k to express S and V as functions
of L only, we getSubstituting eq into eq yieldswhere L′/L is the aspect ratio of the particle.Substituting eq into eq yields
an expression for the shape volume factorSimilarly, if the surface area and volume are expressed as a function
of L′ onlySubstituting eq into eq yieldsSubstituting eq into eq yieldsDissolution rates are different on different faces of the particle,
and hence, the particle shape will change over time, leading to a
change of kA and k over the course of the dissolution process.
As it is assumed that each face of the particle dissolves independently,
the evolution of each dimension is given by eq . This being the case, two sets of the shape
factors (kA and k, kA′
& k′) are
needed in order to solve dL/dt and dL′/dt in eq . As the aspect ratio (L′/L) changes over time, the aspect
ratio and hence all shape factors are updated on each time step as
part of the numerical solution of eq .
Results and Discussion
Theoretical Simulation
In this part
of simulation work, the CSDs of the particles are assumed to have
a spherical geometry and a normal distribution, of which the population
density f is calculated
by eq . It is also
assumed that no agglomerations or aggregations are present.where f is the population density, μ is mean particle size,
and σ is standard deviation.The CSDs of the spherical
particles with (1) the same mean particle size (i.e. μ = 150
μm) but different standard deviations σ (i.e. 10, 20,
40, and 60) and (2) the same standard deviation (i.e. σ = 10)
but different mean particle sizes (i.e. μ = 20, 50, 100, and
150 μm) are shown as number distributions in Figures A and 6A, respectively. The corresponding dissolution profiles are demonstrated
visually in Figures B and, respectively. Equation was applied to simulate the dissolution, and D/h is assumed to be constant (i.e. D/h = 1), to simplify the calculation process.
Figure 5
Theoretical simulation (A) CSDs of spherical particles (μ
= 150 μm and σ = 10, 20, 40, and 60); (B) corresponding
dissolution profiles of ibuprofen.
Figure 6
Theoretical simulation (A) CSDs of spherical particles (σ
= 10 and μ = 20, 50, 100, and 150 μm); (B) corresponding
dissolution profiles of ibuprofen.
Theoretical simulation (A) CSDs of spherical particles (μ
= 150 μm and σ = 10, 20, 40, and 60); (B) corresponding
dissolution profiles of ibuprofen.Theoretical simulation (A) CSDs of spherical particles (σ
= 10 and μ = 20, 50, 100, and 150 μm); (B) corresponding
dissolution profiles of ibuprofen.As illustrated in Figure , for particles within the same mean size (i.e. μ =
150 μm), it can be shown that the dissolution rate does not
change significantly as the standard deviation σ increases from
10, 20, 40, to 60. Particles with a wider span dissolved slightly
slower, as the overall surface area/volume ratio is smaller due to
the presence of larger particles. Following this observation, it is
proposed that the dissolution rate is less likely to be affected or
determined by the span of the particles’ CSD for such particles.However, in contrast as shown in Figure , for particles within the same standard
deviation (i.e. σ = 10), the dissolution rate remarkably decreased
as the value of μ varied from 20, 50, 100, to 150 μm.
This leads to the conclusion that the mean of the particles’
CSD has a significant effect on the dissolution rate, which was previously
shown and confirmed by published experimental dissolution work.[14]To enable further investigation of these trends and to understand
the relationship between these variables, Figure presents the simulated total dissolution
times of particles with specific combinations of the mean particle
size and standard deviation. Several different linear relationships
may be observed in this figure. In general, the data can be separated
into two distinct sets, displayed as hollow dots and solid dots in Figure .
Figure 7
Linear relationships between the mean size of particles μ
and the total dissolution time t under different
standard deviations σ (1, 5, 10, 20, 40, and 60).
Linear relationships between the mean size of particles μ
and the total dissolution time t under different
standard deviations σ (1, 5, 10, 20, 40, and 60).The data with standard deviations (σ) of 1 (black), 5 (light
blue), 10 (orange), and 20 (red), shown using hollow dots in Figure , represent particles
with narrow distribution spans. All of these systems showed similar
linear relationships, with slopes of 0.1975 (σ = 1, R2 = 0.99914), 0.1908 (σ = 5, R2 = 0.99955), 0.1796 (σ = 10, R2 = 0.99914), and 0.1609 (σ = 20, R2 = 0.99778). It may be observed here that the slope values
decrease slightly with an increase in standard deviation.The data sets illustrated using solid dots in Figure have wider distribution spans
(with standard deviations of σ = 10, 20, 40, and 60). A similar
linear relationship phenomena between the data sets is observed, with
the systems having slopes of 0.0787 (σ = 10, R2 = 0.99618), 0.0521 (σ = 20, R2 = 0.99729), 0.0340 (σ = 40, R2 = 0.97114), and 0.0317 (σ = 60, R2 = 0.98606), respectively. Once more, the slopes have
very similar values and decrease slightly with an increase in distribution
standard deviation.It may also be noted that two additional linear relationships are
observed in Figure , namely, for particles with mean sizes of between 100 and 150 μm
with standard deviations of 10 and 20. To account for this observation
in this paper, particles with a standard deviation of 10–20
are treated as being a part of the first set (hollow markers in Figure ) if their mean size
is less than 100 μm, while they are treated as being a part
of the second set (filled markers in Figure ) if their size is above 100 μm.As shown in Figure , groupings of linear trendlines are observed depending on the mean
and standard deviation values of the distributions being dissolved.
It is therefore possible upon further examination that more parallel
linear relationships could be discovered. The identification of these
linear relationships and further expansion of Figure may help to provide useful information when
developing simplified correlations relating the total dissolution
time to particle properties.
Determination of Diffusion Coefficient D
Since the 1950s, the diffusivities of dissolved
solids in water have been correlated by various authors.[24−26] The correlations published by these authors have proven to be reasonably
reliable as they yield similar results but none of them are identical.Othmer–Thakar equation[24]Scheibel equations:[25]For V1 > V2For V2 > V1Wilke–Chang equation[26]The Othmer–Thakar equation was subsequently redeveloped
to propose new constants, and the revised Othmer–Thakar equation
based on diffusivities of 87 different dissolved substances in dilute
aqueous solution is shown belowIn addition, a revised association parameter in the Wilke–Chang
equation for water of 2.26 instead of 2.6 is likewise recommended.
In these equations, the molecular properties of water are μ2 = 0.691, cp at 300 K, M2 = 18.015 g/mol, and V2 = 18.03 mL/mol and the molecular properties of IBU include M1 = 206.280 g/mol and V1 = 200.3 mL/mol.The Stokes–Einstein relation has long been regarded as one
of the hallmarks of transport in liquids. It predicts that the self-diffusion
constant D is proportional to (τ/T)−1, where τ is the structural relaxation
time and T is the temperature.Stokes–Einstein relation[27]where k = 1.37 × 10–16, T = 300 K, v =
0.01 P, and s = 4.299 × 10–10 m.The diffusion coefficient of IBU in water at 37 °C obtained
by different methods is listed in Table . The averaged diffusion coefficient of IBU D = 8.88 × 10–6 cm2/s
was used in the following simulations through this work.
Table 1
Diffusion Coefficient of IBU in Water
at T = 37 °C
D, cm2/s (×106)
Model
Othmer–Thakar
Wilke–Chang
Scheibel
revised Othmer–Thakar
revised Wilke–Chang
Stokes–Einstein
Diffusivity
8.74
9.45
8.91
9.80
8.81
7.59
average D
8.88
Dissolution Rate Experimental Verification
To estimate the dissolution rate of ibuprofen in a phosphate buffer
(pH = 7.20), the data collected from nine experiments previously published
by Gao et al.[14] is used (the data’s
main characteristics are listed in Table ) and the details can be found in Supporting Information. All of these experiments
were operated at an undersaturation ratio of σ = −1,
in which the driving force is very high, leading to rapid dissolution
of the seed crystals. The temperature was kept constant at 37 °C.
The experiments were performed using various agitation rates (from
100 to 150 rpm), and seed crystals with different CSDs and morphologies
were used.
Table 2
List of Experiments Used to Estimate
the Dissolution Kinetics of Ibuprofen in Phosphate Buffer (pH = 7.20)
at T = 37 °Ca
data set #
morphology
L (μm)
D[4,3] (μm)
R (rpm)
–σ
fit./val.
1
polyhedral
<150
130
100
1
val.
2
polyhedral
150–300
287
100
1
fit.
3
polyhedral
300–500
462
100
1
val.
4
polyhedral
500–850
631
100
1
fit.
5
polyhedral
150–300
287
150
1
val.
6
polyhedral
300–500
462
150
1
fit.
7
polyhedral
500–850
631
150
1
val.
8
polyhedral
>850
1322
150
1
fit.
10
needle-like
150–300
181
100
1
val.
L is the sieved
size fraction; D[4,3] is the volume weighted mean
particle size; R is the agitation rate; −σ
is the undersaturation ratio. In the column fit./val., fit. indicates
whether an experiment was used for fitting the parameters of the dissolution
kinetics in this paper or just for validation. Val. indicates that
data was only used for model validation, while fit indicates that
the data was used for model fitting.
L is the sieved
size fraction; D[4,3] is the volume weighted mean
particle size; R is the agitation rate; −σ
is the undersaturation ratio. In the column fit./val., fit. indicates
whether an experiment was used for fitting the parameters of the dissolution
kinetics in this paper or just for validation. Val. indicates that
data was only used for model validation, while fit indicates that
the data was used for model fitting.Data sets 1–8 and 10 listed in Table correspond to the data collected from dissolution
experiments previously published.[14] The
experimental protocols as well as an explanation of the experimental
set-up and procedure and the equipment employed for characterizing
both the solid and liquid phase are described in detail in the original
publication.The dissolution profiles and the pre- and postdissolution CSDs
from the experimental data sets 2, 4, 6, and 8 (covering 2 different
hydrodynamic mixing conditions: 100 and 150 rpm) were used in this
paper in order to regress the diffusion layer thickness. These data
sets were selected for this regression in order to ensure that a wide
range of hydrodynamic mixing conditions were considered due to the
fact that the agitation rate is likely to be an important factor when
determining the diffusion rate.[14] It should
also be noted that this data used in the regression consisted only
of crystal samples with polyhedral morphologies, which involve relatively
smaller surface area/volume aspect ratios compared to needle-like
crystals. The remaining data listed in Table was retained for model validation.Data sets 1, 3, 5, and 7 were generated using similar conditions
to data sets 2, 4, 6, and 8, respectively but with differing CSDs.
Data set 10 uses needle-like seed crystals.Finally, with the fitting parameters from the dissolution kinetics
estimation, the model could be extended to predict the seed crystals
with different conditions under the similar hydrodynamics, which will
be discussed in detail in Section .
Determination of Diffusion Layer Thickness
The diffusion layer thickness h was determined
using the following approach. First, an initial critical particle
length, Lc, was estimated from the literature.[15,20] The diffusion layer thickness, h, in eq was then calculated from this Lc value using eq (e.g.: it was set equal to Lc/2 when the size-independent assumption is being applied).
The CSD evolution during the dissolution process was then simulated
using eq with initial
conditions taken directly from the experimental predissolution data.
Using the CSD at each time point, the total mass of remaining crystals m and the concentration of the bulk solution Cb were calculated through eqs –21, respectively.
The calculated concentrations of the bulk solution Cbcal were then directly compared with experimental
values Cbexp at each time point
in order to calculate the total sum square error SSE for the data
setwhere n is the number of
experimental data points.The diffusion layer thickness h was then optimized in order to minimize this SSE using
the inbuilt “fminsearch” in Matlab. Four of the total
nine datasets were used for this regression/optimization. The optimized h values were then validated using the remaining five dataset
(data sets are labeled as being used for either regression or validation
in Table ). This validation
is discussed in further detail in Section .Diffusion layer thicknesses h at agitation rates
of 150 rpm were determined by the method discussed above (using both
spherical and cylindrical geometry assumptions), with respect to data
sets 6 and 8 as listed in Table and shown in Figure . Figure demonstrates good agreement between the regressed and experimental
data.
Table 3
Regression of h With
the Dissolution Kinetic Model (R = 150 rpm)
experimental condition
geometry
size dependency
h (μm)
time (s)
SSE x10–20
run 6: L = 300–500 μm
spherical
independent
32.87
1136
19.06
D[4,3] = 462 μm
dependent
32.74
1137
13.93
R = 150 rpm
cylindrical
independent
25.57
1115
11.96
morphology = polyhedral
dependent
25.71
1116
2.057
run 8: L > 850 μm
spherical
independent
30.65
2248
40.93
D[4,3] = 1322 μm
dependent
30.66
2250
20.60
R = 150 rpm
cylindrical
independent
23.65
2214
30.93
morphology = polyhedral
dependent
23.84
2217
9.636
Figure 8
Experimental dissolution profiles of fine (o) and coarse (Δ)
ibuprofen when R = 150 rpm. Simulated curves were
drawn using spherical geometry with (A) size-independent h and (B) size-dependent h, and cylindrical geometry
with (C) size-independent h and (D) size-dependent h.
Experimental dissolution profiles of fine (o) and coarse (Δ)
ibuprofen when R = 150 rpm. Simulated curves were
drawn using spherical geometry with (A) size-independent h and (B) size-dependent h, and cylindrical geometry
with (C) size-independent h and (D) size-dependent h.In the spherical geometry simulations, the values of the size-independent
diffusion layer thickness were found to be h = 32.87
μm and h = 30.65 μm, with sum square
errors (SSEs) of 1.906 × 10–19 and 4.093 ×
10–19, respectively (Table ). The values of the size-dependent diffusion
layer thickness regressed from the same two data sets were found to
be quite similar at h = 32.74 μm and h = 30.66 μm (SSE = 1.393 × 10–19 and 2.060 × 10–19). SSE values are very low
in both scenarios showing good agreement between experimental and
regressed results. However, the SSEs of the latter simulation are
slightly smaller, indicating that a size-dependent diffusion layer
thickness gives marginally better modeling results. These same trends
are also demonstrated in the cylindrical geometry dissolution simulation
(listed in Table ),
where the values of the size-independent diffusion layer thicknesses
are 25.57 and 23.65 μm, with SSE values of 1.196 × 10–19 and 3.093 × 10–19, respectively,
while in comparison, the values of size-dependent diffusion layer
thicknesses are 25.71 and 23.84 μm with corresponding SSE values
of 2.057 × 10–20 and 9.636 × 10–20.The total dissolution time is found to be shorter when using the
cylindrical geometry compared to the corresponding spherical geometry
assumption. This is expected due to the fact that the dissolution
rate is dependent on the surface area according to eq , and a sphere has the smallest
surface area/volume ratio of any geometry, giving it a slower dissolution
rate and a longer total dissolution time compared with cylindrical
geometry particles.It can be also seen in Table that the simulated dissolution rate when using h = f(L,t) is similar to that obtained when holding h constant.
In addition, both approaches achieved extremely low SSE values which
are very similar in magnitude. Hence, the size-independent diffusion
layer thickness was averaged to be (25.57 + 23.65)/2 = 24.61 μm
and the size-dependent diffusion layer thickness was averaged to be
(25.71 + 23.84)/2 = 24.78 μm. For larger particles, the dissolution
rate is slower and h also changes more slowly, leading
to a relatively constant h despite changes of L over time in the process h = (f,t). The diffusion layer thickness was
therefore considered to be approximately uniform equal to 25 μm
when R = 150 rpm for the remainder of this work.The same procedure as described above was used to regress the diffusion
layer thickness at an agitation rate equal to 100 rpm. The regression
was carried out by fitting the model with data sets 2 and 4, as listed
in Table (also displayed
graphically in Supporting Information Figure
S2). Compared with the results obtained at R = 150
rpm, the corresponding diffusion layer thickness at R = 100 rpm is thicker due to the slower diffusion rate. Simulation
using the cylindrical geometry assumption once more gives slightly
better regression results than those based on a spherical geometry.
This result may be justified by examining SEM images (Supporting Information Figure S1) of the crystals
being dissolved in this analysis. The crystals have needle and polyhedral
morphologies which are described better by the cylindrical modeling
approach adopted compared to using a spherical assumption. The size-independent
diffusion layer thickness had an average value of (33.08 + 33.65)/2
= 33.37 μm, and the size-dependent diffusion layer thickness
had an average value of (32.75 + 33.84)/2 = 33.30 μm. In line
with the assumption made as a part of the R = 150
rpm analysis, the diffusion layer thickness h at R = 100 rpm is approximated to be equal to 33 μm.
Table 4
Regression of h With
the Dissolution Kinetic Model (R = 100 rpm)
experimental condition
geometry
size dependency
h (μm)
time (s)
SSE x10–20
run 2: L = 150–300 μm
spherical
independent
42.53
948
54.48
D[4,3] = 287 μm
dependent
42.06
946
24.33
R = 100 rpm
cylindrical
independent
33.08
935
31.96
morphology = polyhedral
dependent
32.75
930
8.036
run 4: L = 500–850 μm
spherical
independent
41.79
2141
40.93
D[4,3] = 631 μm
dependent
41.84
2134
20.60
R = 100 rpm
cylindrical
independent
33.65
2015
30.93
morphology = polyhedral
dependent
33.84
2007
9.636
Prediction of the Postdissolution CSD
With the regression of the dissolution layer thickness h, the CSDs of the postdissolution process could be recalculated,
with a typical example shown in Figure . The CSDs were plotted as volume (%) v.s. particle
size, which is consistent with the experimental results measured by
experimental equipment used. The population density n of the simulation is calculated by
Figure 9
Comparison between experimental and simulated postdissolution CSDs
of fine particles.
Comparison between experimental and simulated postdissolution CSDs
of fine particles.It may be noted that in the experimental study,[14] there is a slight right skew of the CSD of ibuprofen after
dissolution as displayed in Figure (blue dashed line). This is also confirmed using the
CSD details of ibuprofen pre- and postdissolution (Supporting Information Table S4), showing that the mean particle
size gets larger following the dissolution process. This may be explained
by the experimental design adopted and the Noyes–Whitney’s
theory. In the experimental procedure, 1 g of ibuprofen crystal seeds
were dispersed in the solution. However, only about half of the amount
could dissolve due to solubility limits under experimental conditions.
The purpose of this approach is to allow examination of particle size
evolution, and hence, sufficient crystals must remain following dissolution
in order to measure the CSD (using the Malvern Mastersizer). According
to the Noyes–Whitney equation (eq ), smaller particles dissolve at a faster rate compared
to larger particles, as they have a greater surface area per unit
volume. In this case, as an excess amount of ibuprofen is added into
the system and as the smaller particles dissolve at a faster rate
than larger particles, the particle size distribution demonstrates
a slight right skew. In addition, it is observed that the height of
the distribution increases after dissolution in Figure . This may be explained as follows: the y-axis of the figure is presented as a normalized volume
in which the total volume fraction is equal to 1 (or 100%). Therefore,
the height of the distribution represents the volume fraction of the
corresponding particle size and the higher height demonstrates that
the percentage of relative larger particles increases as smaller particles
dissolve faster than the larger ones.For the prediction of the postdissolution CSD, the simulated curve
(red dash line in Figure ) tends to slightly shift to the right, exhibiting good qualitative
agreement between experimental data and model prediction.
Validation of the Dissolution Model
The predictive capabilities of the model were tested by using the
validation experiments listed in Table . The diffusion layer thicknesses h are estimated to be h = 33 μm (R = 100 rpm) and h = 25 μm (R = 150 rpm), respectively, as outlined previously. The values have
been applied to the model using the cylindrical geometry approach,
using both size-independent and size-dependent assumptions. The fitted
outputs are dissolution profiles (IBU concentration vs dissolution
time) and postdissolution CSDs (volume vs particle size).The
validation involves different hydrodynamic mixing conditions (agitation
rate), seed CSDs, and morphologies to cover a wide range of the experimental
conditions, as contained in data sets 1, 3, 5, 7, and 10 (i.e.: the
data sets which were not used for the initial regressions). The dissolution
profiles together with the pre- and postdissolution CSDs of these
experiments and the corresponding model predictions could be found
in Supporting Information Figures S3–S7.Overall, there is a good agreement between the experimental data
and simulated results as shown in Table . A slight consistent overprediction of the
postdissolution CSDs exists which may be explained by the fact that
the simulated CSDs are monomodal distributions; however, the corresponding
experimental CSDs contain a slight bimodal shape. Such errors are
to be expected as the generic cylindrical particle model utilized
in this work is only an approximation of the true particle shape.
In addition, SEM images (Supporting Information Figure S1) from the experimental data in the published work show
some aggregations or agglomerations in the particles after crystallization,[14] which will induce some degree of error when
comparing simulated and experimental results.
Table 5
List of the Validation of the Dissolution
Kinetic Model
data set
size dependency
aspect ratio
h (μm)
time (s)
SSEx10–8
1
independent
3
33
973
9.508
dependent
952
7.230
3
independent
3
33
1175
0.524
dependent
1162
0.267
5
independent
3
25
905
8.653
dependent
902
6.248
7
independent
3
25
>2000
0.025
dependent
>2000
0.016
10
independent
10
33
1070
6.303
dependent
974
4.055
It may be observed that the simulated results align closely with
experimental results at different agitation speeds, confirming the
model’s applicability for predicting the dissolution behaviors
of ibuprofen particles.
Prediction with the Dissolution Model
Using the regressed diffusion layer thickness h,
the diffusion-based dissolution model could be applied widely to predict
the dissolution behavior of ibuprofen particles under different conditions.
The model is used to predict the dissolution profiles with different
initial total seed crystal mass present, as shown in Table and Figure . It may be observed that the dissolution
rate is higher with more ibuprofen particles initially introduced
into the tank, leading to a shorter total dissolution time. This is
because the greater the mass of initial seed crystals, the larger
the total surface area/volume in the solvent system, leading to a
quicker dissolution kinetics behavior.
Table 6
Prediction of the Dissolution Kinetics
With Different Initial Dissolution Mass
total
dissolution time (s)
dissolution mass
R = 100 rpm, h = 33 μm
R = 150 rpm, h = 25 μm
m = 0.5
1758
1532
m = 0.75
1254
1051
m = 1.0
935
780
m = 2.0
480
386
m = 3.0
327
261
Figure 10
Prediction of the dissolution kinetics with different initial dissolution
mass: (A) R = 100 rpm; (B) R = 150
rpm.
Prediction of the dissolution kinetics with different initial dissolution
mass: (A) R = 100 rpm; (B) R = 150
rpm.Simulated conditionsL = 150–300
μm, R = 100 rpm, initial total dissolution
mass = 1 g, morphology = polyhedral, length ratio = 3, h = 33 μm.L = 150–300
μm, R = 150 rpm, initial total dissolution
mass = 1 g, morphology = polyhedral, length ratio = 3, h = 25 μm.
Conclusions
A diffusion-based model, developed from the Noyes–Whitney
equation in which the nonsink dissolution term is a function of the
remaining surface area and the concentration gradient across the boundary
layer, has been developed to simulate dissolution kinetics of a poorly
water-soluble drug, ibuprofen. Dissolution parameters include initial
particle size, diffusion coefficient, density, and diffusion layer
thickness. The model was established by using spherical geometry (single
dimensional characteristic particle length) and cylindrical geometry
(multidimensional characteristic particle lengths) assumptions. Data
from previously published work was fitted to the model to obtain the
diffusion layer thickness, considering both size-dependent or size-independent
scenarios. The model was then validated using unused dissolution experimental
data, demonstrating good agreement between experimental and predicted
values. Postdissolution CSDs were also predicted using the model,
once more demonstrating reasonable agreement with experimental data,
with a slight overprediction of the distribution.