Wei Zhang1, Changchun Chai1, Qingyang Fan2,3, Minglei Sun4, Yanxing Song1, Yintang Yang1, Udo Schwingenschlögl4. 1. School of Microelectronics, Xidian University, Xi'an 710071, China. 2. College of Information and Control Engineering, Xi'an University of Architecture and Technology, Xi'an 710055, China. 3. Shaanxi Key Laboratory of Nano Materials and Technology, Xi'an 710055, China. 4. Physical Science and Engineering Division (PSE), King Abdullah University of Science and Technology (KAUST), Thuwal 23955-6900, Saudi Arabia.
Abstract
Based on first-principles calculations, we propose a novel two-dimensional (2D) germanium carbide, tetrahex-GeC2, and determine its electronic and optical properties. Each Ge atom binds to four C atoms, in contrast to the known 2D hexagonal germanium carbides. Monolayer tetrahex-GeC2 possesses a narrow direct band gap of 0.89 eV, which can be effectively tuned by applying strain and increasing the thickness. Its electron mobility is extraordinarily high (9.5 × 104 cm2/(V s)), about 80 times that of monolayer black phosphorus. The optical absorption coefficient is ∼106 cm-1 in a wide spectral range from near-infrared to near-ultraviolet, comparable to perovskite solar cell materials. We obtain high cohesive energy (5.50 eV/atom), excellent stability, and small electron/hole effective mass (0.19/0.10 m0). Tetrahex-GeC2 turns out to be a very promising semiconductor for nanoelectronic, optoelectronic, and photovoltaic applications.
Based on first-principles calculations, we propose a novel two-dimensional (2D) germanium carbide, tetrahex-GeC2, and determine its electronic and optical properties. Each Ge atom binds to four C atoms, in contrast to the known 2D hexagonal germanium carbides. Monolayer tetrahex-GeC2 possesses a narrow direct band gap of 0.89 eV, which can be effectively tuned by applying strain and increasing the thickness. Its electron mobility is extraordinarily high (9.5 × 104 cm2/(V s)), about 80 times that of monolayer black phosphorus. The optical absorption coefficient is ∼106 cm-1 in a wide spectral range from near-infrared to near-ultraviolet, comparable to perovskite solar cell materials. We obtain high cohesive energy (5.50 eV/atom), excellent stability, and small electron/hole effective mass (0.19/0.10 m0). Tetrahex-GeC2 turns out to be a very promising semiconductor for nanoelectronic, optoelectronic, and photovoltaic applications.
Entities:
Keywords:
band gap engineering; first-principles calculations; germanium carbide; narrow direct band gap semiconductor; two-dimensional material; ultrahigh carrier mobility
Since the first experimental realization of graphene,[1] two-dimensional (2D) materials have attracted
attention due to exotic structural and electronic properties.[2−5] Belonging also to the class of group 14 2D materials, silicene[6] and germanene[7] show
low buckled honeycomb structures and Dirac dispersions similar to
graphene. Epitaxial growth has been achieved experimentally for both
silicene[6,8−10] and germanene.[7,11] Many studies have demonstrated that group 14 2D materials are promising
for next-generation nanoelectronic devices due to intriguing features
such as high carrier mobility (massless Dirac fermions),[12] significant spin–orbit coupling (which
can induce band gaps of tens of meV),[13] and extraordinary stiffness.[14] However,
the lack of adequate band gaps limits the applicability of graphene,
silicene, and germanene in high-performance integrated logic circuits
and optoelectronics, motivating the search for new 2D materials that
combine a sizable band gap with high stability and good charge transport
properties.The fabrication of layered g-SiC with a thickness
down to 0.5–1.5
nm has stimulated interest in binary 2D group 14 materials,[15−18] as band gap opening has been predicted for this class of materials.[19] Unlike silicene and germanene, the honeycomb
structures of g-SiC and g-GeC are not buckled. Despite this structural
similarity to graphene, g-SiC and g-GeC realize no massless Dirac
fermions but sizeable band gaps. Monolayer g-SiC shows an indirect
band gap of 2.56 eV,[19,20] high exciton binding energies
of up to 2.0 eV,[21] and pronounced photoluminescence.[15] Monolayer g-GeC exhibits a direct band gap of
2.19 eV and strong optical absorption in a wide spectral range.[22] It has been demonstrated that the electronic
and optical features of g-SiC and g-GeC nanosheets can be effectively
tuned by introducing defects or adatoms, modifying the stacking sequence,
adjusting the thickness, and applying strain or an external electric
field.[23−26] Numerous experimental and theoretical investigations have addressed
the functionalization of g-SiC and g-GeC nanosheets for optoelectronic
devices,[15,21,24,25,27] integrated nanodevices,[28] and metal-free electrocatalysts.[29] Since photovoltaic applications are hindered
by wide and indirect band gaps, extensive research efforts have been
made toward predicting new 2Dsilicon carbides.[30−37] For example, based on the density functional theory, Li et al.[30] and Zhou et al.[31] have reported metallic silagraphene and semiconducting siligraphene
(g-SiC2) with a direct band gap of 1.09 eV, respectively.
Li et al.,[32] Shi et al.,[34] and Borlido et al.[36] have comprehensively
studied the stabilities and electronic properties of monolayer SiC for different
stoichiometric compositions. On the other hand, so far no additional
stable structures of 2D germanium carbides have been identified.In this work, we predict a 2D germanium carbide (tetrahex-GeC2) that consists of tetra- and hexa-rings. The material exhibits
excellent stability, an effectively tunable narrow direct band gap,
ultrahigh electron mobility, and strong optical absorption in a wide
spectral range, pointing to excellent potential in nanoelectronic,
optoelectronic, and photovoltaic applications.
Theoretical Methods
First-principles calculations
are performed using the Vienna ab
initio simulation package (VASP),[38,39] with the electron–ion
interactions represented by projector-augmented wave pseudopotentials
and the exchange-correlation potential described by the Perdew–Burke–Ernzerhof
functional in the structure optimizations. The electronic band structure
(including carrier effective mass and mobility) is obtained by the
hybrid Heyd–Scuseria–Ernzerhof[40] functional. The G0W0 approach[41] is applied together with the Bethe–Salpeter equation[42,43] for calculating accurate optical absorption spectra. The energy
cutoff of the wave function expansion is set to 500 eV and a 9 ×
9 × 1 Monkhorst–Pack mesh is used to sample the Brillouin
zone. In calculations for multilayer tetrahex-GeC2, the
DFT-D3 correction is used. All 2D models contain a 20 Å thick
vacuum layer. We employ convergence tolerances of 1 × 10–6 eV/atom for the total energy and 0.001 eV/Å
for the maximum atomic force. Phonon spectra are calculated by real-space
density functional perturbation theory as implemented in VASP. The
Phonopy code[44] is used to calculate second-order
force constants and phonon frequencies. Ab initio molecular dynamics
(AIMD) simulations are carried out for 5 ps with a time step of 1
fs using a canonical ensemble.[45]
Results and Discussion
The optimized atomic structure
of monolayer tetrahex-GeC2 is depicted in Figure a, with the Ge and C atoms
represented by blue and gray spheres,
respectively. The lattice is orthorhombic with the space group Cmma (No. 67) and the structure consists of a network of
tetra- and hexa-rings. The conventional cell contains four Ge atoms
and eight C atoms, with optimized lattice parameters of a = 5.89 Å and b = 7.29 Å. Each Ge atom
bonds covalently to four C atoms with a bond length of 2.00 Å,
which is 0.13 Å longer than the bond length of g-GeC.[46] Each C atom bonds covalently with two Ge atoms
and one C atom. A C–C bond length of 1.34 Å falls between
the bond lengths of acetylenic linkage (1.20 Å) and graphene
(1.42 Å). As the Ge atoms aim for their standard tetrahedral
configuration, the structure is buckled with a total layer thickness
of 1.41 Å. C–Ge–C bond angles of 85.1 and 109.4°
demonstrate distortions as compared to bulk c–Ge (a bond angle
of 109.5°). The Ge–C–Ge and Ge–C–C
bond angles are 94.9 and 125.3°, respectively. Figure S1 summarizes the structural details of monolayer tetrahex-GeC2. While the structure is hardly affected by H2O
in air, it turns out that monolayer tetrahex-GeC2 is susceptible
to oxidation by breaking of C–Ge bonds and formation of C–O
and Ge–O bonds (Figure S2). To analyze
the chemical bonding, the electron localization function (ELF) is
addressed in Figure b. High values at the bond centers suggest strong covalent C–C
bonding, while asymmetric shapes suggests polar covalent Ge–C
bonding (Bader charge imbalance of ∼0.65 electrons) in agreement
with the smaller electronegativity of Ge than C.
Figure 1
Monolayer tetrahex-GeC2: (a) Top and side views of the
optimized atomic structure. The conventional and primitive cells are
shown in yellow and pink, respectively. (b) ELF for an isosurface
value of 0.75.
Monolayer tetrahex-GeC2: (a) Top and side views of the
optimized atomic structure. The conventional and primitive cells are
shown in yellow and pink, respectively. (b) ELF for an isosurface
value of 0.75.To verify the structural stability,
we analyze the cohesive energywhere E(Ge) and E(C) are the total energies of isolated Ge and C atoms, respectively.
With an obtained value of 5.50 eV/atom, monolayer tetrahex-GeC2 falls short of graphene (7.85 eV/atom) and h-BN (7.07 eV/atom)
but outperforms 2D MoS2 (5.02 eV/atom), g-GeC (4.90 eV/atom),
and Cu2Si (3.46 eV/atom),[47] verifying
high stability and great promise for future synthesis. More specifically,
the lattice parameters of tetrahex-GeC2 (a = 5.89 Å and b = 7.29 Å) are close to
those of a 2 × 2 supercell of the CuAu (110) surface (a = 5.60 Å and b = 7.34 Å).[48] This fact enables synthesis by the strategy
illustrated in Figure since we find the strain experienced by tetrahex-GeC2 during this process to increase its cohesive energy by only 20 meV
per atom. Deposition of Ge on the CuAu (110) surface is possible using
a Ge evaporator by Ar+ ion bombardment and annealing, analogous
with the synthesis of germanene on the Au(111) surface[7] and silicene on the Ag(111) surface,[8] with the C provided by ethylene or CaC2.[49,50]
Figure 2
Synthesis
strategy for tetrahex-GeC2 on the CuAu (110)
surface using a Ge evaporator and annealing.
Synthesis
strategy for tetrahex-GeC2 on the CuAu (110)
surface using a Ge evaporator and annealing.The phonon band structure and partial densities of states given
in Figure a demonstrate
the absence of imaginary phonon modes and, thus, dynamical stability
of monolayer tetrahex-GeC2. The two highest optical branches
fall in a frequency range of 43–46 THz and originate entirely
from the vibrations of the sp2-hybridized C atoms. The
final atomic structures after AIMD simulations at 300, 600, and 1000
K (4 × 4 supercell of the conventional cell) are presented in Figure b–d together
with the fluctuations of the total energy. Neither C–C nor
Ge–C bonds break during the simulations, nor are phase transitions
observed. We find no significant structural distortions at 300 and
600 K. While monolayer tetrahex-GeC2 loses its planarity
at 1000 K, the atomic skeleton is well preserved, indicating excellent
thermal stability at least up to 1000 K.
Figure 3
Monolayer tetrahex-GeC2: (a) Phonon band structure along
high-symmetry directions of the 2D Brillouin zone (shown as the inset;
primitive cell) and partial phonon densities of states. Fluctuations
of the total energy during the AIMD simulations at (b) 300, (c) 600,
and (d) 1000 K. The insets show the final atomic structures.
Monolayer tetrahex-GeC2: (a) Phonon band structure along
high-symmetry directions of the 2D Brillouin zone (shown as the inset;
primitive cell) and partial phonon densities of states. Fluctuations
of the total energy during the AIMD simulations at (b) 300, (c) 600,
and (d) 1000 K. The insets show the final atomic structures.The in-plane elastic constants C11, C22, C12, and C44 of a 2D material
are given by the second
partial derivatives of the elastic energy[51]see the results in Figure a. We obtain C11 = 124, C22 = 114, C12 = 15, and C44 = 49 N/m,
which satisfy the mechanical stability criteria C44 > 0 and C11C22 – (C12)2 > 0. The in-plane Young’s modulus (E)
and
Poisson’s ratio (v) of a 2D material along
an arbitrary direction θ (angle relative to the x-direction) are defined as[51]andwhere α = sin θ and β
= cos θ. The results in Figure b,c evidence mechanical anisotropy due to
the orthorhombic lattice. The maximum of Young’s modulus appears
in the x-direction (122 N/m) and the minimum in the y-direction (112 N/m). Poisson’s ratios of v = 0.13 and v = 0.12 suggest that under tensile strain,
the material expands less along the x than the y-direction.
Figure 4
Monolayer tetrahex-GeC2: (a) Elastic energy
under uniaxial,
biaxial, and shear strains. In-plane angular dependence of (b) Young’s
modulus and (c) Poisson’s ratio.
Monolayer tetrahex-GeC2: (a) Elastic energy
under uniaxial,
biaxial, and shear strains. In-plane angular dependence of (b) Young’s
modulus and (c) Poisson’s ratio.To analyze the electronic characteristics, we study the band structure
and partial densities of states in Figure a. Monolayer tetrahex-GeC2 turns
out to be a direct band gap semiconductor with a band gap of 0.89
eV. The conduction band minimum (CBM) and the valence band maximum
(VBM) are located at the Y = (0.5, 0.5, 0) point.
The partial densities of states suggest that the CBM is dominated
by the C-p orbitals and the VBM by the C-p and Ge-p orbitals. The
band-decomposed charge densities in Figure b show that the electronic states at the
band edges are spatially localized at the sp2-hybridized
C atoms. The hole and electron effective masses (direction d) are calculated by fitting the band edge dispersions (VBM
and CBM, respectively) asThe results in Figure c show strong anisotropy with the electron/hole
effective mass being minimal in the x-direction (0.19/0.10 m0) and maximal in the y-direction
(0.37/0.70 m0). The effective masses vary
by factors of 2 (electrons) and 7 (holes), respectively. While the
hole effective mass is smaller than the electron effective mass in
the x-direction, the opposite applies to the y-direction. The obtained values are comparable with those
of monolayer black phosphorus.[52]
Figure 5
Monolayer tetrahex-GeC2: (a) Electronic band structure
and partial densities of states. (b) Band-decomposed charge densities
at the VBM and the CBM. The isosurface value is 0.02 eV/Å3. (c) Orientation-dependent carrier effective mass. The angle
refers to the x-direction.
Monolayer tetrahex-GeC2: (a) Electronic band structure
and partial densities of states. (b) Band-decomposed charge densities
at the VBM and the CBM. The isosurface value is 0.02 eV/Å3. (c) Orientation-dependent carrier effective mass. The angle
refers to the x-direction.The low carrier effective masses point to high carrier mobilitieswhere C2D is the
in-plane elastic constant, , and the deformation potential
constant E1 is given by the shift of the
band edge under
strain. The band edge positions EVBM and ECBM relative to the vacuum energy Evacuum are shown in Figure a–d as functions of strain and the obtained
parameters at room temperature are summarized in Table . Both the deformation potential
constants and carrier mobilities show significant anisotropy. We find
that the electron mobility in the x-direction is
almost 700 times that in the y-direction, which is
a consequence of the very low effective mass and deformation potential
constant (weak electron–phonon scattering). The hole mobility
is also larger in the x than in the y-direction, by a factor of ∼2, due to the lower effective
mass. The fact that the predicted electron mobility of monolayer tetrahex-GeC2 is more than 80 times that of monolayer black phosphorus
(1100–1140 cm2/(V s))[52] and the predicted hole mobility clearly exceeds that of monolayer
MoS2 (200–270 cm2/(V s))[53,54] suggests potential in high-performance electronic devices.
Figure 6
Monolayer tetrahex-GeC2: (a, c) EVBM and (b, d) ECBM relative to
the vacuum energy Evacuum as functions
of small uniaxial strain along the (a, b) x- and
(c, d) y-directions.
Table 1
Carrier Effective Mass, Deformation
Potential Constant, In-Plane Elastic Constant, and Carrier Mobility
at 300 K
carrier type
d
md* (m0)
E1 (eV)
C2D (N/m)
μd (cm2/(V s))
electron
x
0.19
0.74
124
9.53 × 104
electron
y
0.37
13.71
114
132
hole
x
0.10
10.35
124
934
hole
y
0.70
5.31
114
466
Monolayer tetrahex-GeC2: (a, c) EVBM and (b, d) ECBM relative to
the vacuum energy Evacuum as functions
of small uniaxial strain along the (a, b) x- and
(c, d) y-directions.We next investigate the effect of biaxial tensile
strain on monolayer
tetrahex-GeC2. The stress–strain relationship in Figure a shows a maximal
stress of 5.10 N/m at the 12% strain. According to Figure b, imaginary phonon modes are
absent at 7.5% but not at 7.6% biaxial tensile strain, indicating
that the lattice of monolayer tetrahex-GeC2 becomes unstable
in this range. The effects of biaxial tensile strain on the band structure
are addressed in Figure a, and for the band gap, the results are summarized in Figure b. Up to 6% biaxial tensile
strain, the direct band gap decreases from 0.89 to 0.36 eV. This tunability
of the band gap enables band gap engineering as required for optoelectronic
applications. At 7% biaxial tensile strain, the band gap becomes indirect
with the VBM now located at the Γ point and shortly afterward;
at 7.5% biaxial tensile strain, monolayer tetrahex-GeC2 becomes metallic.
Figure 7
Monolayer tetrahex-GeC2: (a) Stress–strain
relationship
under biaxial tensile strain (obtained using the conventional cell).
(b) Phonon band structure at 7.5 and 7.6% biaxial tensile strain.
Figure 8
Monolayer tetrahex-GeC2: (a) Electronic band
structure
under 0, 2, 4, 6, 7, and 7.5% biaxial tensile strain. (b) Band gap
under biaxial tensile strain.
Monolayer tetrahex-GeC2: (a) Stress–strain
relationship
under biaxial tensile strain (obtained using the conventional cell).
(b) Phonon band structure at 7.5 and 7.6% biaxial tensile strain.Monolayer tetrahex-GeC2: (a) Electronic band
structure
under 0, 2, 4, 6, 7, and 7.5% biaxial tensile strain. (b) Band gap
under biaxial tensile strain.We further investigate bilayer tetrahex-GeC2 for AA
stacking (Figure a;
atomic positions identical in adjacent layers) and AB stacking (Figure b; atomic positions
shifted by half of a lattice vector along the x-
or y-direction). The interlayer binding energy (Ebilayer – 2Emonolayer)/A, where Ebilayer and Emonolayer are the total energies of bilayer
and monolayer tetrahex-GeC2, respectively, and A is the area, is shown in Figure c as a function of the interlayer distance
(obtained with DFT-D3 correction by optimizing only the x- and y-coordinates of the atoms). With increasing
interlayer distance, the interlayer binding energy changes from positive
to negative, reaching for AA/AB stacking a minimum of −0.78/–0.31
eV per unit cell at a 2.5/3.6 Å interlayer distance. Full structure
optimization for AA/AB stacking results in lattice parameters of a = 5.86/5.87 Å and b = 7.31/7.30
Å, an interlayer binding energy of −0.83/–0.35
eV per unit cell, and an interlayer distance of 2.56/3.57 Å.
As it is energetically favorable, we study only AA stacking in the
following. The ELF in Figure d agrees with the notion that the interlayer interaction is
due to van der Waals forces and the phonon band structure in Figure e shows dynamic stability
of bilayer tetrahex-GeC2 due to the absence of imaginary
phonon modes. The results of AIMD simulations at 300 K (3 × 3
supercell of the conventional cell) in Figure f give no indication of bond breaking or
phase transitions, indicating the thermal stability of bilayer tetrahex-GeC2.
Figure 9
Bilayer tetrahex-GeC2: (a) AA stacking structure. (b)
AB stacking structure. (c) Interlayer binding energies of the AA and
AB stacking structures as functions of the interlayer distance. (d)
ELF of the AA stacking structure for an isosurface value of 0.75.
(e) Phonon band structure of the AA stacking structure. (f) Fluctuation
of the total energy during the AIMD simulation of the AA stacking
structure at 300 K. The inset shows the AA stacking structure after
the simulation.
Bilayer tetrahex-GeC2: (a) AA stacking structure. (b)
AB stacking structure. (c) Interlayer binding energies of the AA and
AB stacking structures as functions of the interlayer distance. (d)
ELF of the AA stacking structure for an isosurface value of 0.75.
(e) Phonon band structure of the AA stacking structure. (f) Fluctuation
of the total energy during the AIMD simulation of the AA stacking
structure at 300 K. The inset shows the AA stacking structure after
the simulation.Figure shows
the electronic band structures of monolayer, bilayer, three-layer,
four-layer, five-layer, six-layer, and bulk tetrahex-GeC2 with AA stacking. The band gaps can be tuned from 0.89 eV in the
case of monolayer tetrahex-GeC2 to 0.06 eV in the case
of six-layer tetrahex-GeC2 without affecting the locations
of the CBM and the VBM, i.e., the direct band gap is maintained. The
band gap varies strongly from monolayer tetrahex-GeC2 to
three-layer tetrahex-GeC2 and much less at higher thicknesses,
which is explained by the fact that starting from three-layer tetrahex-GeC2, the structure contains bulk-like coordinated layers. Bulk
tetrahex-GeC2 turns out to be metallic.
Figure 10
Electronic band structures
of monolayer, bilayer, three-layer,
four-layer, five-layer, six-layer, and bulk tetrahex-GeC2. The high-symmetry points in the Brillouin zone of bulk tetrahex-GeC2 are Γ = (0, 0, 0), Z = (0, 0, 0.5), T = (0.5, 0.5, 0.5), Y = (0.5, 0.5, 0), S = (0, 0.5, 0), and R = (0, 0.5, 0.5). Figure S3 shows the Brillouin zone of bulk tetrahex-GeC2.
Electronic band structures
of monolayer, bilayer, three-layer,
four-layer, five-layer, six-layer, and bulk tetrahex-GeC2. The high-symmetry points in the Brillouin zone of bulk tetrahex-GeC2 are Γ = (0, 0, 0), Z = (0, 0, 0.5), T = (0.5, 0.5, 0.5), Y = (0.5, 0.5, 0), S = (0, 0.5, 0), and R = (0, 0.5, 0.5). Figure S3 shows the Brillouin zone of bulk tetrahex-GeC2.The fact that semiconductors with
a narrow direct band gap can
absorb light in the near-infrared and visible regions is key for applications
in optoelectronics and photovoltaics. Figure shows the optical absorption spectra of
monolayer tetrahex-GeC2 under 0, 2, 4, and 6% biaxial tensile
strain. For the x-direction, we find substantial
absorption throughout the near-infrared, visible, and near-ultraviolet
regions. For the y-direction, the absorption coefficient
even reaches values of ∼106 cm–1 in the near-ultraviolet region, comparable to perovskite solar cells.[55] Mainly due to the shrinking band gap, biaxial
tensile strain results in red shifts of the optical absorption spectra
and promising enhancement of the absorption in the visible region.
Figure 11
Monolayer
tetrahex-GeC2: Optical absorption spectrum
in the (a) x- and (b) y-directions
under 0, 2, 4, and 6% biaxial tensile strain.
Monolayer
tetrahex-GeC2: Optical absorption spectrum
in the (a) x- and (b) y-directions
under 0, 2, 4, and 6% biaxial tensile strain.
Conclusions
We discover a novel 2D material, tetrahex-GeC2, and
predict its mechanical, electronic, and optical properties. Great
promise for future synthesis is demonstrated in terms of cohesive
energy, phonon spectrum, thermal stability, stress–strain relationship,
and elastic constants. Most notably, monolayer tetrahex-GeC2 shows extraordinarily high-room-temperature electron mobility as
required for next-generation nanoelectronic devices. Its optical absorption
coefficient in excess of 105 cm–1 in
the visible and near-ultraviolet regions is comparable to that of
the perovskites currently employed in solar cells. Additionally, we
find that biaxial tensile strain is able to substantially enhance
the absorption of visible light, calling for the consideration of
monolayer tetrahex-GeC2 in photovoltaics and optoelectronics.
It turns out that the narrow direct band gap (0.89 eV) and small electron/hole
effective mass (0.19/0.10 m0) of monolayer
tetrahex-GeC2 can be effectively tuned by applying strain
and/or by increasing the thickness to multilayer geometries. Our results
thus offer a new strategy for achieving 2D germanium carbides with
desirable material properties.
Authors: K S Novoselov; A K Geim; S V Morozov; D Jiang; Y Zhang; S V Dubonos; I V Grigorieva; A A Firsov Journal: Science Date: 2004-10-22 Impact factor: 47.728