Robert D Crapnell1, Huda S Alhasan1, Lee I Partington1, Yan Zhou1, Ziauddin Ahmed1, Amal A Altalhi1, Thomas S Varley1, Nadiyah Alahmadi1, Georg H Mehl2, Stephen M Kelly3, Nathan S Lawrence1, Frank Marken4, Jay D Wadhawan1. 1. Department of Physical Sciences (Chemistry), University of Hull, Cottingham Road, Kingston-upon-Hull HU6 7RX, Humberside, United Kingdom. 2. Department of Chemistry, University of Hull, Cottingham Road, Kingston-upon-Hull HU6 7RX, United Kingdom. 3. Organic and Materials Chemistry, Department of Chemistry, Liquid Crystals and Organophotonics Research Group, University of Hull, Cottingham Road, Kingston-upon-Hull HU6 7RX, United Kingdom. 4. Department of Chemistry, University of Bath, Claverton Down, Bath BA2 7AY, United Kingdom.
Abstract
The discovery of electrochemical switching of the Lα phase of chlorpromazine hydrochloride in water is reported. The phase is characterized using polarizing microscopy, X-ray scattering, rheological measurements, and microelectrode voltammetry. Fast, heterogeneous oxidation of the lyotropic liquid crystal is shown to cause a phase change resulting from the disordering of the structural order in a stepwise process. The underlying molecular dynamics is considered to be a cooperative effect of both increasing electrostatic interactions and an unfolding of the monomers from "butterfly"-shaped in the reduced form to planar in the oxidized form.
The discovery of electrochemical switching of the Lα phase of chlorpromazine hydrochloride in water is reported. The phase is characterized using polarizing microscopy, X-ray scattering, rheological measurements, and microelectrode voltammetry. Fast, heterogeneous oxidation of the lyotropic liquid crystal is shown to cause a phase change resulting from the disordering of the structural order in a stepwise process. The underlying molecular dynamics is considered to be a cooperative effect of both increasing electrostatic interactions and an unfolding of the monomers from "butterfly"-shaped in the reduced form to planar in the oxidized form.
Conformational changes in redox-active
molecules can be triggered
electrochemically.[1] Such changes do not
always have to occur simultaneously with heterogeneous electron transfer;
they can both precede, or follow from, the electron transfer event[2] so that voltammetry can identify intermediates
and evaluate their lifetimes. One of the characteristics of conformational
change occurring in concert with electron transfer is sluggish electrode
kinetics, since this can affect the reorganization energy for the
heterogeneous electron transfer,[3] as seen
for the reduction of cyclooctatetraene[1,3,4] and some of its derivatives[1] and nitrogen analogues,[1,5] wherein a nonplanar,
“tub”-shaped neutral molecule affords a planar anion
radical.[1,3−5] A second, more important,
feature is due to the fact that any intermediate state does not last
more than a few vibrations[6] so that the
observation is that there is a complete absence of an intermediate,
even at the fastest, nanosecond timescales (corresponding to a few
million volts per second scan rates) that can be explored voltammetrically.[7,8] Complications in the following conformation change resulting from
heterogeneous electron transfer include ion pairing[1] and potential inversions for two-electron transfers.[9] In this article, following reports of electron
transfer-induced mesomorphism in thermotropic liquid crystals based
on ferrocene derivatives,[10−12] and in nickel(II)-based mesogenic
systems,[13] we investigate whether the mechanism
of electrochemically trigged conformational change can change as a
result of close-packing monomers within a self-assembled, redox-active,
liquid nanosystem (viz., lyotropic liquid crystal) based on chlorpromazinehydrochloride.The tranquilizing drug, chlorpromazine (Figure a), and its derivatives
are often used as
one-electron mediators in electrochemistry,[14] as well as in the treatment of schizophrenia;[15] its biological activity is thought to derive from its facile
oxidation and photo-oxidation to a stable cation radical[16−40] and its flexibility:[31−37] in the solid state and in solution, the neutral molecule folds about
the N–S axis with the central six-ring in a boat confirmation
(“butterfly”-shaped, dihedral angle of 139–153°, Figure a), with rapid molecular
motions that include those associated with the side chain, pyramidal
inversion at nitrogen and ring inversion, even at low temperatures.[35] Oxidation to the cation radical flattens the
ring system through relaxing steric repulsions and readjusting the
side chain,[33] so that the dihedral angle
opens up to 170–180°.[31−37] In contrast, further oxidation to the dication followed by hydrolysis
with water yields the corresponding sulfoxide, which is thought to
exist with the central six-ring in the boat conformation, at least
in the solid state.[36] Accordingly, the
conformational change on oxidation to the cation radical affords a
bathochromic shift in the absorption: slightly yellow chlorpromazine[24,25,41] (white as the hydrochloride on
the side chain,[21,38,41] pKBH+ = 9.15–9.3)
converts to the pink cation radical[22,38] (λmax = 526–534, 775–865 nm); the sulfoxide is
known to be red.[22] Chlorpromazine is a
surfactant,[42−56] affording “cup-stack” micelles[54] (where the hydrophobic core comprises the aromatic rings,
with the alkyl chains penetrating into the aqueous pseudophase, enabling
the formation of a micellar palisade layer), with a critical micelle
concentration (cmc) that depends on the ionic strength, electrolyte
nature and temperature of the aqueous solution:[42,43,46−52,55] it ranges between 21 and 27 mM
at ambient temperature in water, decreasing to between 2 and 8 mM
(aggregation number between 6 and 40) in the presence of 0.1 M NaCl.
It is notable that even at concentrations two orders lower than the
cmc, self-association of chlorpromazine can occur.[45] Indeed, we have been able to observe aggregates (7.5 ±
2.0 nm radius, assumed spherical, Figure b) in an aqueous solution containing 13.1 mM
chlorpromazine hydrochloride and 36.0 mM zinc chloride (corresponding
to an ionic strength of ca. 0.1 M), roughly in agreement with cmc
aggregation numbers for micelles in which the hydrophobic core is
a stacked bilayer of aromatic rings:[54] treating
chlorpromazine hydrochloride as having planar dimensions of 1 nm ×
1 nm, with 0.33 nm interplanar distance between monomers,[54] and assuming the aggregates illustrated in Figure b as having a longest
length of 15 nm, the monolayer aggregation number n can be estimated from the relationship: n(1 nm)
+ (n – 1)(0.33 nm) = 15 nm, yielding n ∼ 10, and thus a micelle aggregation
number, N ∼ 20 for a bilayer system. This
is in agreement with experimental estimates[42,43,49,51] of between
12 and 40 for chlorpromazine hydrochloride at the cmc (8 mM for 0.1
M NaCl). Surprisingly, however, lyotropic liquid crystals of chlorpromazine
in water have never been reported. Accordingly, we first examine the
electrochemical switching behavior of chlorpromazine hydrochloride
in dilute solution, and subsequently investigate both structural and
electrochemical effects within its lyotropic liquid crystalline phase.
Figure 1
(a) Structure
of chlorpromazine hydrochloride in planar (left)
and quasi-equatorial (right) conformations. The latter has been drawn
to emphasize the boat conformation of the central six-ring. (b) Transmission
electron micrograph of chlorpromazine hydrochloride aggregates obtained
in an aqueous solution comprising 13.1 mM chlorpromazine hydrochloride
and 36.0 mM zinc chloride. The scale bar corresponds to 50 nm.
(a) Structure
of chlorpromazine hydrochloride in planar (left)
and quasi-equatorial (right) conformations. The latter has been drawn
to emphasize the boat conformation of the central six-ring. (b) Transmission
electron micrograph of chlorpromazine hydrochloride aggregates obtained
in an aqueous solution comprising 13.1 mM chlorpromazine hydrochloride
and 36.0 mM zinc chloride. The scale bar corresponds to 50 nm.
Results and Discussion
One-electron
voltammetric oxidation of chlorpromazine (in aqueous
0.1 M KCl) yields the cation radical (Figure a). In the absence of nucleophiles or electron
donors,[18−22,57−66] this species is considered to be stable in solution (decaying in
unbuffered water at pH 7 with a first-order rate constant of 2.9 × 10–3 s–1 at ambient temperature).[19] As evidenced in Figure b, the electron transfer is Nernstian at
low scan rates (<100 mV s–1), where
the peak oxidation ( EpOx) and reduction (EpRed) potentials
become independent of the voltammetric timescale. The second oxidation
to afford the dication (not shown) occurs typically at ca. 400 mV
greater potentials. At chlorpromazine concentrations below (or near)
the cmc, the peak-to-peak potential difference (ΔEpp) also indicates slight deviation from electrochemical
reversibility (75.8 ± 10.6 mV), this changes to electrochemical
quasi-reversibility above the cmc (ΔEpp = 97.6 ± 13.8 mV). Curiously, the oxidative peak potential
shifts positively by 24.4 mV/decadic change in chlorpromazine concentration,
whilst the reverse peak moves only by 11.9 mV/decade. This has the
effect of making the oxidation process more difficult as the degree
of aggregation increases, with Emid = (EpOx + EpRed) varying by 18.2 mV/decade. This is in agreement
with literature
studies on the influence of self-assembly on redox properties.[65−68] Accordingly, we suggest this reflects the additional energy required
to separate aggregated molecules, owing to both the increased charge
and the “butterfly-shaped”-to-planar transition that
occurs on oxidation, which is manifested through an intrinsic activation
barrier.[6] Given that ring inversion in
dilute solutions of chlorpromazine is considered to be rapid, even
at low temperature,[35,54] we thus suggest that these data
are consistent with conformational change occurring in concert with
electron transfer.
Figure 2
(a) Cyclic voltammograms (fourth scan from a series of
four cycles
illustrated) for the oxidation of 1.0 mM chlorpromazine hydrochloride
in aqueous 0.1 M aqueous potassium chloride solution, recorded
using a 3.0 mm diameter glassy carbon working electrode swept
at a rate of 0.1 V s–1 (green),
0.5 V s–1 (black), 1.0 V
s–1 (blue), and 2.0 V s–1 (red) . (b) Variation of the voltammetric peak potentials
(from the first scan) with experimental timescale at various concentrations
of chlorpromazine hydrochloride: 1.0 mM (red circles), 10
mM (blue squares), 100 mM (black diamonds); open symbols refer
to the oxidative peak, with filled symbols corresponding to the re-reductive
peak. Data points are plotted as the average over two measurements,
with error bars indicating one standard deviation. (c) Variation of
the diffusion coefficient, D, (left) and aqueous
solution (0.1 M KCl) viscosity, η (right), with chlorpromazine
hydrochloride concentration (c0). For
the left panel, the aqueous solution was 0.1 M KCl (green
diamonds and blue squares as an internal laboratory repeat), pH
4 acetate buffer with 0.1 M KCl (magenta triangles), from
cyclic voltammetric measurements at a 3.0 mm glassy carbon
electrode, and 0.1 M KCl using steady-state currents at a
5.5 mm × 4.5 mm platinum channel flow
electrode (red circles). The black line is the average of all of the
data illustrated, with the error bar representing one standard deviation.
(a) Cyclic voltammograms (fourth scan from a series of
four cycles
illustrated) for the oxidation of 1.0 mM chlorpromazine hydrochloride
in aqueous 0.1 M aqueous potassium chloride solution, recorded
using a 3.0 mm diameter glassy carbon working electrode swept
at a rate of 0.1 V s–1 (green),
0.5 V s–1 (black), 1.0 V
s–1 (blue), and 2.0 V s–1 (red) . (b) Variation of the voltammetric peak potentials
(from the first scan) with experimental timescale at various concentrations
of chlorpromazine hydrochloride: 1.0 mM (red circles), 10
mM (blue squares), 100 mM (black diamonds); open symbols refer
to the oxidative peak, with filled symbols corresponding to the re-reductive
peak. Data points are plotted as the average over two measurements,
with error bars indicating one standard deviation. (c) Variation of
the diffusion coefficient, D, (left) and aqueous
solution (0.1 M KCl) viscosity, η (right), with chlorpromazinehydrochloride concentration (c0). For
the left panel, the aqueous solution was 0.1 M KCl (green
diamonds and blue squares as an internal laboratory repeat), pH
4 acetate buffer with 0.1 M KCl (magenta triangles), from
cyclic voltammetric measurements at a 3.0 mm glassy carbon
electrode, and 0.1 M KCl using steady-state currents at a
5.5 mm × 4.5 mm platinum channel flow
electrode (red circles). The black line is the average of all of the
data illustrated, with the error bar representing one standard deviation.The growth of the aggregates to afford micelles
and then larger
micelles can be inferred from the voltammetric data in Figure a,[69] through the extraction of the diffusion coefficient (D) from Randles–Ševčík plots illustrating
the variation of the peak oxidative current (ipOx, from the first
cycle) with scan rate (v), using the equation where F is the Faraday
constant (96 485.3 C mol–1), S is the geometric area of the working electrode, T is the absolute temperature, and R is the molar
gas constant (8.3145 J mol–1 K–1). As indicated in Figure c, the diffusion coefficient decreases with increasing chlorpromazine
concentration, even when corrected for the increased viscosity of
the solution.[70] Note that the data reported
in Figure c were also
extracted from peak oxidation currents from cyclic voltammograms in
aqueous acetate buffer at pH 4, and through Levich plots of the limiting
current of steady-state voltammograms (ilim) obtained at a channel flow electrode against the cube root of the
volume flow rate (Vf), over a limited
range of volumetric flow rates (5–50 μL s–1). In the latter, diffusion coefficients were determined using the
expressions,[71]ilim = FSc0km and , where km is
the average mass transport coefficient, Sh is the
Sherwood number, Pe is the Péclet number, de is the hydraulic diameter, and xe is the electrode length. The data in Figure c indicate consistency in the
measurements made with different techniques, and suggest a cmc of
ca. 10 mM, with self-association of chlorpromazine hydrochloride occurring
well below this concentration, in agreement with the literature.[42−54] The continual decrease of diffusion coefficient with increasing
chlorpromazine concentration, which is consistent with the notion
of increasing micellar size, prompted the investigation as to whether
a lyotropic mesophase could be formulated—while N-alkyl-phenothiazines have been studied when incorporated into lyotropic
liquid crystals,[72] to the best of our knowledge,
no lyotropic liquid crystals based on such derivatives have been reported.
Here, the idea was to seek to magnify the effect of conformational
change through cooperative effects associated with self-assembly into
tight liquid nanosystems.[65]Formulations
of 1.0 and 2.0 mol kg–1 chlorpromazine
in water appeared dark when viewed under crossed-polarizers, indicative
of the normal micellar phase; further addition of chlorpromazine to
5.0 mol kg–1 yielded transient birefringence and
Myelin figures, which on further addition to 10.0 mol kg–1, yielded stable, long-lasting birefringence, even in the presence
of mechanical agitation of the phase. Under crossed-polarizers, classical,
rough, oily-streak textures were observed (Figure a). These are typical of lamellar (Lα) lyotropic liquid crystals. Concurrent with this was
the change in the color of the chlorpromazine/water mixture: dilute
aqueous solutions are clear and colorless; this changed to a cloudy,
pale yellow viscous mixture by 10.0 mol kg–1, with
a large absorption band occurring in the violet-to-blue region (300–420
nm, Figure b), which
is in contrast to the well-defined peaks that occur in dilute solution.[53] The onset of liquid crystallinity in the formulation
is marked by the discontinuous increase in the viscosity measured
at a constant shear rate of 1.13 Hz between 5.0 and 7.5 mol kg–1 (Figure c). Indeed, the basic shear diagrams presented in Figure c demonstrate Newtonian
behavior at 5.0 mol kg–1, with shear thinning, Bingham
plastic behavior (plastic viscosities and yield stresses were determined[73] through the fit of shear stress with shear rate
in the range 0.2–4 Hz, to yield plastic viscosity >200 P,
increasing
with molality) for the liquid crystalline material (m0 > 5.0 mol kg–1), as expected for
lamellar
(Lα) lyotropic liquid crystals:[74] the shear stress, at high shear rates (>0.2 Hz), increases
roughly as a linear function of the shear rate, corresponding to large
yield stresses (>30 Pa) which increase with the volume fraction
of
chloropromazine hydrochloride; this increase gradually tails off at
shear rates larger than ca. 4 Hz, as expected.[74] For all three liquid crystal systems examined, there are
discontinuities in the flow behavior at low shear rates (<0.2 Hz).
This is attributed to “wall slip” where micelles may
deplete from the liquid region closest to the surface enabling a thin
layer of pure continuous phase to form adjacent to the surface, lowering
the viscosity.[75,76] X-ray scattering (Cu Kα radiation at 1.54 Å) was used to characterize the structure
of the Lα phase at 10.0 mol kg–1 (Figure d), wherein
it is seen that, at small angles (3.65° ≤ 2θ ≤
11.0°), there are three Bragg spacings (strong first- and second-order
reflections, with a very weak third-order reflection) in the ratio
1:1/2:1/3, characteristic of the large separations of the Lα arrangement. The fundamental crystal spacing (d) was determined using the Bragg equation: d (Å)
= 1.54/(2 sin θ), with the scattering vector (q) estimated through q = 2π/d, so that Bragg ratios q/q0 could be determined,
in which q0 is the fundamental repeat
distance in the lamellar system (viz. center-to-center separation
between surfactant aggregates). We calculated a fundamental repeat
distance of 2.42 nm, corresponding to the thickness of the surfactant
and the water layers. For this 10.0 mol kg–1 formulation
(78 wt %), the thickness of the individual surfactant layers is estimated
as 1.88 nm, which, in the light of X-ray crystallographic data for
chlorpromazine hydrochloride, suggests the formation of a surfactant
bilayer, as expected. The diffuse peak occurring at the wide angle
of 2θ = 20.3°, corresponds intra-aggregate spacings (0.44
nm) between the alkyl chains.[54] This tight-packing
of the individual monomers suggests that conformational change upon
oxidation may disrupt the Lα phase. Indeed, incubation
results of the samples in the dark and in the absence of oxygen over
a period of four months were observed to be stable and retained their
pale yellow coloration; in contrast, samples exposed to both sunlight
and oxygen developed a pink-red coloration, which, did not exhibit
optical anisotropy when viewed through crossed-polarizers (Figure a), indicative of
mesomorphism. This is in line with the expectation that flattening
the chlorpromazine structure increases the molecular volume of the
hydrophobic core, thereby increasing the area of the head group relative
to the core through self-distancing of the individual oxidized monomers,
and changing the aggregate curvature from zero (Lα) to positive. We did not undertake a chemical analysis of the pink-red
material; it is likely that this is a mixture of the cation radical
and the sulfoxide.[22,24−30,39,64]
Figure 3
(a)
Polarizing microscope images (under crossed-polarizers) of
the Lα phase of chlorpromazine hydrochloride in water
at 10.0 mol kg–1, freshly prepared
(left, magnification × 100) and after 4 months of standing
in light and air (middle). Note that in the latter image, a part of
the slide outside the cover plate was imaged so as to illustrate the
contrast. The image on the right-hand side illustrates the formation
of the oxidized material (red-pink) on top of the un-oxidized material
(yellow). (b) UV–visible absorption spectrum of the Lα phase of chlorpromazine hydrochloride in water at 10.0 mol
kg–1. (c) Rheological properties of the chlorpromazine
hydrochloride/water system at various chlorpromazine hydrochloride
molalities (m0): left, viscosity (η)
as a function of molality; right, basic shear diagram affording plastic
viscosities of 201.2, 306.6, and 499.7 P, and Bingham yields
of 30.9, 45.3, and 53.1 Pa for m0 = 7.5, 10.0, and 12.5 mol kg–1, respectively. (d) X-ray scattering patterns obtained
from the Lα phase of chlorpromazine hydrochloride
in water at 10.0 mol kg–1. The primary
beam is not shown.
(a)
Polarizing microscope images (under crossed-polarizers) of
the Lα phase of chlorpromazine hydrochloride in water
at 10.0 mol kg–1, freshly prepared
(left, magnification × 100) and after 4 months of standing
in light and air (middle). Note that in the latter image, a part of
the slide outside the cover plate was imaged so as to illustrate the
contrast. The image on the right-hand side illustrates the formation
of the oxidized material (red-pink) on top of the un-oxidized material
(yellow). (b) UV–visible absorption spectrum of the Lα phase of chlorpromazine hydrochloride in water at 10.0 mol
kg–1. (c) Rheological properties of the chlorpromazinehydrochloride/water system at various chlorpromazine hydrochloride
molalities (m0): left, viscosity (η)
as a function of molality; right, basic shear diagram affording plastic
viscosities of 201.2, 306.6, and 499.7 P, and Bingham yields
of 30.9, 45.3, and 53.1 Pa for m0 = 7.5, 10.0, and 12.5 mol kg–1, respectively. (d) X-ray scattering patterns obtained
from the Lα phase of chlorpromazine hydrochloride
in water at 10.0 mol kg–1. The primary
beam is not shown.The apparent fast conformational
change in oxidation of chlorpromazine
in dilute solution, but slow oxidative breakdown of the long-range
order in the 10.0 mol kg–1 anisotropic phase was
next investigated through microelectrode voltammetry (Figure ) so as to quantify the effective
relaxation time. Microelectrodes have the multiple advantages of being
sufficiently small in size so that only small amounts of material
need to be prepared, whilst providing improvements in signal-to-noise
ratio, at steady-state, at reduced Ohmic loss. Since the resistance
at a disk electrode of radius r0 is ρ/4r0, where ρ is the bulk resistivity of
the Lα phase (experimentally determined as 46.4 Ω
cm), the Ohmic drop is then ca. 2 mV at the highest scan rates used
(corresponding to a maximum current flow of ca. 100 nA). It is clear
that a single pair of well-defined Nernstian oxidation and reduction
signals is observable at high scan rates (ΔEpp = 74 ± 10 mV), corresponding to the oxidation
of chlorpromazine to the corresponding cation radical and its re-reduction,
with the reverse peak being considerably thinner than the forward,
oxidative peak (cf. half-peak widths of ca. 20 mV with 50 mV for the
reverse and forward waves, respectively). At higher potentials, typically
around 200 mV more positive (at a scan rate of 100 mV s–1) than those illustrated in Figure , a second oxidation wave is observable (data not shown)
corresponding to the oxidation of the cation radical to the dication.
As for the case in dilute, isotropic solution, this second oxidation
wave is chemically irreversible, owing to nucleophilic attack by water
on the dication.[64]
Figure 4
Microelectrode voltammetry
of the Lα phase of
chlorpromazine hydrochloride in water at 10.0 mol kg–1 at an 11 μm diameter carbon microelectrode.
The main image is the variation of the peak potentials with experimental
timescale (the error bars correspond to one standard deviation), with
peripheral images illustrating four consecutive cycles in the voltammetry
at 500, 100, 20, 10, 5, 1, and 0.5 mV s–1. In these images, the first cycle is shown in red, with the subsequent
cycles being first in blue, then green, and finally black.
Microelectrode voltammetry
of the Lα phase of
chlorpromazine hydrochloride in water at 10.0 mol kg–1 at an 11 μm diameter carbon microelectrode.
The main image is the variation of the peak potentials with experimental
timescale (the error bars correspond to one standard deviation), with
peripheral images illustrating four consecutive cycles in the voltammetry
at 500, 100, 20, 10, 5, 1, and 0.5 mV s–1. In these images, the first cycle is shown in red, with the subsequent
cycles being first in blue, then green, and finally black.The quantitative treatment of the voltammograms requires
the effective
concentration (in moles per unit volume of the phase)[77,78] to be known. The density of the 10.0 mol kg–1 Lα phase was determined to be 1.30 ± 0.12 g mL–1, leading to an effective concentration, c0 of 2.858 ± 0.263 M. The diffusion coefficient was
determined as being (2.0 ± 0.3) × 10–12 m2 s–1 from Randles–Ševčík
plots using data from the higher scan rates investigated (≥75
mV s–1). Given the liquid crystalline phase is optically
anisotropic, it follows that diffusive transport to the electrode
might, likewise, be anisotropic. Surprisingly, however, diffusion
within the Lα phase was found to be essentially isotropic,
viz. the axial diffusion coefficient (Dz) is not significantly different from the tangential diffusion coefficient
(Dr): following previous protocols,[78] and using , the first-cycle oxidative
peak currents (ipOx) for the high-scan regime were dimensionalized using , where . A nonlinear least-square fit, using the
Levenberg–Marquardt algorithm afforded a good correlation using c0 = 2.858 M (coefficient of determination, R2 = 0.9803), with Dr = (2.5 ± 0.4) × 10–12 m2 s–1 and Dz = (1.6 ±
0.7) × 10–12 m2 s–1. We suggest that this apparent transport isotropy arises from the
fact that the hydrophobic core is a bilayer of aromatic rings, with
the electron lost from the ring nitrogen.[33,64]The cation radical is less stable in the Lα phase
than in aqueous solution—sequential scanning of the voltammetric
perturbation reveals the gradual loss of material at higher scan rates.
However, on lowering the scan rate, the voltammograms stabilize (cf.
the voltammograms at 1 and 500 mV s–1 in Figure ), and exhibit characteristics
corresponding to a switch in diffusion regime (from one- to two-dimensional
diffusion) at longer timescales,[79,80] with essentially
stable scans on repetitive cycling, indicative of chemical reversibility
with fast heterogeneous electron transfer. The variation of the one-electron
oxidation peak potentials with scan rate, illustrated in Figure is consistent with
a first-order transition corresponding to an electrochemically triggered
breakdown of the liquid crystal order (mesomorphism), with the voltammograms
at the higher scan rates (≥75 mV s–1) typically
exhibiting relatively unperturbed, reversible Nernstian waves (peak
potentials being independent of scan rate, half-peak widths of 52
± 5 mV) based around a formal potential of 0.75 ±
0.1 V vs Ag/AgCl/Cl–, effectively uncomplicated
by follow-on kinetics, whilst those at lower scan rates being thinner
(40 ± 10 mV), and eventually reversible Nernstian waves centered
around a new formal potential 0.71 ± 0.1 V vs Ag/AgCl/Cl–. At these lower scan rates, the oxidation becomes
easier, with the peak shifting by 30 ± 7 mV/decade, and eventually
become independent of scan rate. This corresponds to the reversible
oxidation of chlorpromazine into an equilibrium mixture (lg K = 0.45 ± 0.24) of the radical cation in both the
Lα phase and the normal micellar solution, with a
first-order rate constant for the phase change of 0.70 ± 0.15
s–1, estimated from the KG to DE transition in the
reported kinetic zone diagram.[81]The phase change results in an apparent paradox at very low scan
rates—the voltammograms in Figure take on the shape expected for an electrochemically
irreversible system, but do not exhibit decreasing signals upon repetitive
cycling. This suggests that, at these slow scan rates (<1.0 mV
s–1), there is sufficient time for the electrochemically
triggered phase change to be irreversible, giving rise to the observed
waveshape. Moreover, under these conditions, the marked increase in peak oxidation current and its shift toward more positive potentials
is rationalized as being due to an increase in the local viscosity
of the system upon mesomorphism. This analysis assumes that there
is negligible volume change during the phase transformation driven
by both conformational change and electrostatic interactions. Work
on the voltammetry of redox liquid microdroplets, which may generate
a phase (due to counterion insertion) starting from the triple phase
boundary, suggests that such volume changes, even for immiscible phases,
tends to either have little effect on the voltammetry or yield subsequent
scans with oxidative peaks shifted negatively.[82] The peak shift between the first scan and the stabilized
third/fourth scans in the voltammograms recorded at 0.5 mV s–1 is 10.1 mV. Although this is comparable with the average error in
the recording of the first scan of the voltammograms over several
experiments (ca. 8 mV), and neglecting reference potential drift,
given the voltammgrams at 1 mV s–1 and higher, the
peak potential in this region of the EC mechanism is given[83] by , where E0″ is the formal potential for the oxidation of the
system to afford
an equilibrium mixture and D (i = Red or Ox) is the diffusion coefficient of the reduced
and oxidized species. Thus, we find DRed ∼ 3Dox, indicating that the diffusion
coefficient for the cation radical in the disordered, normal micellar
solution to be ca. three times smaller than that in the ordered Lα phase. This is roughly in line with expectation, based
on the viscosity trends illustrated in Figure c, where molecular ordering to form a lamellar
phase results in a reduced viscosity than would be expected from the
normal isotropic phase. It thus follows that the tightly packed nature
of the lyotropic phase enables high rates of electron hopping across
bilayer sheets. This is Dahms–Ruff electron hopping, the rate
constant for which may be calculated from the diffusion coefficient:[84], where k is the self-exchange
rate constant, c0 is the effective homogeneous
concentration, and δ is the thickness of the water layer separating
the surfactant pseudophase, determined from X-ray scattering to be
0.54 nm. The isotropic diffusion coefficient suggests a rate constant
of ca. 1.5 × 107 M–1 s–1, which is reasonably high, whilst the less ordered system is probably
limited through translational diffusion through the viscous surfactant
system.
Conclusions
In summary, the amphiphile chlorpromazinehydrochloride (CPZ·HCl)
aggregates in dilute solution at concentrations smaller than the cmc;
the latter is readily seen through a marked change in the diffusion
coefficient with concentration. One-electron oxidation occurs with
a conformation change from butterfly to planar shape. Although this
unfolding process is electrochemically reversible, it becomes increasingly
sluggish with aggregation, indicative of a concerted electron-conformational
change. We have discovered that the micelles themselves can aggregate
further to form lamellae for the surfactant pseudophase, yielding
a lyotropic liquid crystal. Although this phase is optically anisotropic,
electron hopping transport within this phase is essentially isotropic.
Oxidation breaks down this ordered structure—the oxidized liquid
crystal has a half-life of ca. 1.0 s, to yield an isotropic phase
(N). This oxidation can be mediated by oxygen and
light, or occur heterogeneously at an electrode surface, with fast
electrode kinetics consistent with the following mechanism:The underpinning molecular
rationale for this stepwise mesomorphism
is either due to increased electrostatic interactions that are poorly
supported by the counterions, or, more likely, due to the change in
space required by the butterfly-to-planar transition. Such phase transitions
may find application of these switchable materials for the development
of new types of redox sensors, based on polarizing microscopy or electrochemical
techniques.
Experimental Section
All chemical reagents were purchased
from Sigma-Aldrich in the
purest commercially available grade and used as received. Water, with
a resistivity of not less than 18 MΩ cm, was taken from an Elgastat
system (Vivendi). Nitrogen and argon were obtained from Energas, Ltd,
U.K..Viscosities of dilute solutions were measured using an
Ubbelohde
viscometer mounted within a water bath thermostatted to 298 K. The
viscometer was calibrated using pure water. Transmission electron
microscopy was undertaken using a JEOL JEM1200EXII instrument equipped
with energy-dispersive spectrometry (EDS) analysis (INCA Energy 350,
Oxford Instruments). Images were acquired using a Gatan dual view
camera.Concentrated solutions and lyotropic liquid crystals
were prepared
by mixing the required mass of chlorpromazine hydrochloride with nitrogen-
or argon-purged water in the appropriate wt % ratio in screw-capped
vials sealed with Parafilm, followed by heating in a water bath, with
stirring to approximately 363 K for 60 min, thereby achieving sample
homogenization in the normal, isotropic micellar phase. The samples
were then allowed to cool to ambient temperature (294 ± 2 K)
prior to further experimentation at this temperature. Long-term (four
months) exposure of the material to both oxygen and sunlight was undertaken
through regular (weekly) opening of the sample vial to enable gas
exchange, and keeping the glass vial containing the sample on a south-facing
windowsill.Concentrated samples were examined using an Olympus
BX-51 optical
polarizing microscope, equipped with a digital camera for image capture.
Ultraviolet–visible spectrophotometry was undertaken using
a PerkinElmer Lambda-25-Scan-UV–Vis instrument, using a quartz
cell of 1.0 cm path length. X-ray scattering measurements were undertaken
through filling capillary tubes with the viscous sample, placed into
an MAR345 diffractometer with a two-dimensional (2D) image plate detector
(Cu Kα radiation, graphite monochromator, λ
= 1.54 Å, 130–300 mm detector-sample distance, with an
exposure time of 30 min). The samples were heated (between 297 and
363 K) in the presence of a magnetic field using a home-built capillary
furnace. The bulk electrical resistivity of the samples was measured
using a CDM210 conductivity meter equipped with a four-pole CDC511T
conductivity cell (Radiometer) inserted vertically into the sample.
Rheological measurements were made using a Bohlin CVO 120 high-resolution
rheometer in the controlled rate mode with a truncated cone (4°
cone angle, 40 mm cone diameter) in plate geometry (200 μm gap
width), at a temperature of 298 K. The lowest shear rate applied was
0.1 s–1. For each step, shear was applied for ca.
10 s, during which the shear stress was measured and the viscosity
of the material calculated. Measurements made where the deviation
between the achieved and target shear rate was >5% were rejected.Electrochemical experiments were undertaken using a variety of
potentiostats (μAutolab Type III, or Autolab PGSTAT30, or a
PalmSens Instrument). Cyclic voltammetry experiments employed a silver/silverchloride reference electrode (BAS), a nickel spiral or nichrome wire
counter electrode, and a glassy carbon working electrode (of diameter
3.0 mm, BAS). In the case of dilute solutions, samples were not degassed
prior to oxidative electrochemistry, but the working electrode was
cleaned and polished using an aqueous 0.3 μm alumina slurry
on a wetted, napped polishing cloth before every experiment so that
a clean surface was exposed to different locations of the sample for
every change in experimental variable. For voltammetric experiments
within the redox liquid crystal, to overcome any effects due to wall
slip, the phase was allowed to melt into the normal, isotropic micellar
phase under argon, prior to insertion of the cleaned and polished
11.0 μm carbon microelectrode, together with the reference and
counter electrodes. This system was then cooled to ambient temperature
so that the insertion of the electrodes would not shear the liquid
crystal. This procedure was repeated for every scan rate examined.
For channel electrode measurements of dilute aqueous solutions, a
bespoke, rectangular channel flow base plate (of length, L = 7 cm; width, d = 0.6 cm) was machined
in PTFE using a CNC, covered with an optically pure silica cover plate
(Optiglass, Ltd., Hainault, Essex, U.K.), and sealed with adhesive
(Stick 2, Ever Build) so that the channel depth is 2h = 0.08 cm, where h is the half-cell depth. A platinum
foil working electrode (of length, xe =
0.55 cm, and width, w = 0.45 cm, measured accurately
within a traveling microscope) was positioned so that its upstream
edge was located two-thirds of the channel length downstream from
the flow entrance. The platinum foil was connected via contact through
the verso face with conductive epoxy through a hole
at the bottom of the channel, and was polished using a cotton swab
impregnated with 0.3 μm alumina slurry prior to sealing the
channel flow cell. The long entry length (le) enabled the establishment of a laminar, Hagen–Poiseuille
flow[85] (le >
0.034hRe, where Re is the Reynolds
number, defined as Re = deû/ν, in which de is the hydraulic diameter, de = 4hd/(2h + d), û is the free stream and average
velocity, and ν is the kinematic viscosity), using a syringe
pump (Fusion 200, CHEMYX) to drive the solution to flow between 5
and 50 μL s–1, corresponding to 1.5 ≤ Re ≤ 15. A saturated calomel reference (Radiometer)
was positioned upstream to the channel flow cell, with a platinum
mesh counter electrode placed downstream of the flow cell, so that
the products formed on the counter electrode would not interfere with
the process occurring on the working electrode during the recording
of steady-state currents.