The many fundamental roto-vibrational resonances of chemical compounds result in strong absorption lines in the mid-infrared region (λ ∼ 2-20 μm). For this reason, mid-infrared spectroscopy plays a key role in label-free sensing, in particular, for chemical recognition, but often lacks the required sensitivity to probe small numbers of molecules. In this work, we propose a vibrational sensing scheme based on Bloch surface waves (BSWs) on 1D photonic crystals to increase the sensitivity of mid-infrared sensors. We report on the design and deposition of CaF2/ZnS 1D photonic crystals. Moreover, we theoretically and experimentally demonstrate the possibility to sustain narrow σ-polarized BSW modes together with broader π-polarized modes in the range of 3-8 μm by means of a customized Fourier transform infrared spectroscopy setup. The multilayer stacks are deposited directly on CaF2 prisms, reducing the number of unnecessary interfaces when exciting in the Kretschmann-Raether configuration. Finally, we compare the performance of mid-IR sensors based on surface plasmon polaritons with the BSW-based sensor. The figures of merit found for BSWs in terms of confinement of the electromagnetic field and propagation length puts them as forefrontrunners for label-free and polarization-dependent sensing devices.
The many fundamental roto-vibrational resonances of chemical compounds result in strong absorption lines in the mid-infrared region (λ ∼ 2-20 μm). For this reason, mid-infrared spectroscopy plays a key role in label-free sensing, in particular, for chemical recognition, but often lacks the required sensitivity to probe small numbers of molecules. In this work, we propose a vibrational sensing scheme based on Bloch surface waves (BSWs) on 1D photonic crystals to increase the sensitivity of mid-infrared sensors. We report on the design and deposition of CaF2/ZnS 1D photonic crystals. Moreover, we theoretically and experimentally demonstrate the possibility to sustain narrow σ-polarized BSW modes together with broader π-polarized modes in the range of 3-8 μm by means of a customized Fourier transform infrared spectroscopy setup. The multilayer stacks are deposited directly on CaF2 prisms, reducing the number of unnecessary interfaces when exciting in the Kretschmann-Raether configuration. Finally, we compare the performance of mid-IR sensors based on surface plasmon polaritons with the BSW-based sensor. The figures of merit found for BSWs in terms of confinement of the electromagnetic field and propagation length puts them as forefrontrunners for label-free and polarization-dependent sensing devices.
The label-free
chemical identification
of molecular biolayers is of crucial importance for the study of the
interaction among cells, for antibody testing, and for determining
the binding affinity in protein–protein interactions in general.In the visible range, one of the most widely spread label-free
sensors of molecular monolayers is based on functionalized Au surfaces
sustaining surface plasmon polaritons (SPPs), that is, propagating
plasmons at the interface between a metal and a dielectric material.[1−3] SPPs provide electromagnetic fields evanescently decaying in both
the metal and the dielectric half space with decay lengths of a few
tens of nanometers, which results in an enhanced sensitivity to very
thin molecular layers. In the mid-infrared (λ ∼ 2–20
μm, mid-IR), where vibrational absorption provides unique insights
into protein orientation and conformation,[4] the SPP approach proves to be less effective given the poor confinement
that inherently comes with longer wavelengths and with metals behaving
closer to perfect conductors. Proposed strategies to obtain stronger
field confinement at a surface in the mid-IR range have made use of
SPPs supported by doped semiconductors instead of metals[5−8] or by non-neutral graphene,[9,10] or have exploited different
hybrid polaritonic modes instead of SPPs, such as phonon polaritons
in hexagonal boron nitride (hBN) and in silicon carbide (SiC).[11−13] Approaches alternative to surface wave sensing are based on surface-enhanced
infrared absorption (SEIRA) in resonant metal nanoantennas.[14,15] Compared to surface-wave approaches, nanoantennas display higher
field confinement and enhancement in the mid-IR, but have difficulties
in placing the analyte in the hotspot.[16,17]Alongside
with metal–dielectric interfaces and hybrid polaritonic
modes, it is also possible to engineer and shape mode profiles at
the nanoscale by means of either natural or artificial photonic crystals.[18] Photonic crystals, which also have been mainly
developed in the visible spectral range,[19] are low-loss dielectric systems characterized by a periodic modulation
of the refractive index along one or more spatial dimensions.[20] The refractive index modulation defines a lattice
in which the discrete states of the electromagnetic field (modes)
result from an effective periodic potential and thus present local
profiles that are impossible to obtain in conventional quasi-homogeneous
media.[21] Photonic crystals can be tailored,
by changing either the geometry or the refractive index contrast,
to generate photonic bandgaps (PBGs), in which the propagation of
specific wavelengths inside the photonic crystals along specific directions
is prohibited. It has been shown that, in the PBG, photonic crystals
can be described as metal-like composite metamaterials with a negative
value of the real part of the effective dielectric function, a condition
that enables photonic crystals sustaining surface electromagnetic
waves at certain frequencies within the PBG.[22]Among all PBG structures, truncated 1D photonic crystals (1DPCs)
sustain surface electromagnetic waves at the boundary with a homogeneous
external medium. Such propagating surface modes, which are usually
named Bloch surface waves (BSWs), are characterized by dispersion
curves located within the PBG of the 1DPC, below the light line of
the external medium.[20,23] These modes present an exponential
decay of the field envelope both inside the 1DPC and in the homogeneous
external medium (EF in Figure a). It is, therefore, natural to compare BSWs on dielectric
1DPCs to surface plasmon polaritons (SPP) on thin metal films, since
they share the same exponential decay behavior.[24] BSWs have proven particularly effective for optical sensing
in the visible range,[25,26] since they show lower absorption
losses than their SPP counterpart. Moreover, BSWs have similar properties
if compared to SPPs, also offering some advantages: (i) as for SPPs,
the dispersion of BSWs can be designed at almost any wavelength by
properly choosing the refractive index and thickness of the layers
constituting the 1DPC;[27] (ii) given the
lower intrinsic losses of dielectrics with respect to metals in the
visible/near-infrared range, their resonances appear much narrower
than those of SPPs;[24] (iii) by properly
choosing the dielectric materials with thermo-optic coefficients compensating
that of the external medium, one can reduce the effect of temperature
on the sensor.[28] By a careful selection
of the materials, the concept of truncated 1DPC can be fully translated
to the mid-IR;[29] therefore, BSW sensors
could become among the best choices for mid-IR applications.
Figure 1
(a) Pictorial
sketch of the CaF2 prism with the 1DPC
deposited on its surface (bottom surface in the figure). The electromagnetic
field impinges on the photonic crystal in a total internal reflection
scheme, with an incidence angle θ. Parallel (β) and perpendicular (k)
components of the wavevector k with respect to the 1DPC
interfaces are also indicated. The electric field (EF) exponentially
decays into the external medium. (b) Pictorial sketch of the optical
setup used to spectrally characterize BSWs: the incoming radiation
is reflected by a focusing mirror (FM), narrowed by an iris (I) to
produce a quasi-collimated beam, and linearly polarized by a wire-grid
polarizer (P) (the two electric field components Eσ and Eπ are indicated
in the figure). The radiation excites the BSWs in a Kretschmann–Raether
configuration (KR), and the incidence angle can be controlled remotely
with the use of a rotational motorized stage (MS). Two plane mirrors
(PM) are used to collect the reflected radiation that is then focused
onto a MCT photovoltaic detector.
(a) Pictorial
sketch of the CaF2 prism with the 1DPC
deposited on its surface (bottom surface in the figure). The electromagnetic
field impinges on the photonic crystal in a total internal reflection
scheme, with an incidence angle θ. Parallel (β) and perpendicular (k)
components of the wavevector k with respect to the 1DPC
interfaces are also indicated. The electric field (EF) exponentially
decays into the external medium. (b) Pictorial sketch of the optical
setup used to spectrally characterize BSWs: the incoming radiation
is reflected by a focusing mirror (FM), narrowed by an iris (I) to
produce a quasi-collimated beam, and linearly polarized by a wire-grid
polarizer (P) (the two electric field components Eσ and Eπ are indicated
in the figure). The radiation excites the BSWs in a Kretschmann–Raether
configuration (KR), and the incidence angle can be controlled remotely
with the use of a rotational motorized stage (MS). Two plane mirrors
(PM) are used to collect the reflected radiation that is then focused
onto a MCT photovoltaic detector.Notably, 1DPC can be designed to sustain both σ- (or s, transverse
electric) and π- (or p, transverse magnetic) polarized BSWs
(σ-BSW and π-BSW, respectively) in the same spectral range,
while SPPs can support only π-polarized surface waves. This
allows designing sensors that are capable of probing the mid-IR absorption
and refractive index of biomolecules oriented along different directions,
a feature of particular interest in the study of single biomolecular
layers as it enables the study in real time of conformational changes
in biomolecules under different external stimuli.In this work,
we report on the design, fabrication, and characterization
of CaF2/ZnS 1DPCs that were optimized to sustain both σ-BSW
and π-BSW modes at wavelengths around λ0 =
5.6 μm, close to the relevant absorption features of proteins.
At variance with one previous attempt to excite BSW in the mid-IR,[29] our multilayer stacks were grown directly on
CaF2 prisms, allowing us to reduce the number of unnecessary
interfaces when exciting in the Kretschmann–Raether configuration.
Moreover, our multilayer structure has been optimized to maximize
the BSW bandwidth up to the maximum value achievable for a 1DPC on
a CaF2 substrate. We thoroughly characterized the 1DPC
in the mid-IR by means of Fourier-transform infrared spectroscopy
(FTIR). The BSWs spectral features, and those of guided modes (GMs),
were measured under total internal reflection conditions with a custom
variable-incidence angle setup built into the FTIR sample compartment
(see Figure b). Based
on the experimental results, we finally discuss the performances of
our 1DPCs, benchmarking them against the standard figures of merit
(FOMs) used for SPPs in metals and in doped semiconductors.[30,31]
Experimental Results
For the fabrication of the 1DPC sustaining
BSWs in the mid-IR range,
we chose CaF2 and ZnS as the low-index and high-index materials
for the stack layers, respectively. Commercial crystalline CaF2 is among the best choices as a substrate material;[29,32] it is highly transparent up to λ = 10 μm and it has
a low value of the refractive index (n ≃ 1.39
at λ0).[33] Also, it is
almost insoluble in water, and large crystals are available for shaping
them into prisms. CaF2 appears, therefore, to be the most
sensible choice for the low index layers of the stack in order to
have the largest possible bandgap, as already discussed in ref (29). Most notably, thermal
deposition of CaF2 results in a columnar growth,[34] where voids are found in the grown layers. We
could thus exploit the presence of the voids to further reduce the
effective index of the evaporated layers[35] below 1.39, yielding an even broader bandgap for our 1DPC.As the high index material, we use ZnS (n ≃
2.24 at λ0)[36] that offers
excellent transparency up to λ = 12 μm and is not soluble
in water. With these two materials, we designed a 1DPC sustaining
BSWs in the mid-IR with two ZnS/CaF2 pairs and a thin ZnS
surface “defect” layer on top (see the Supporting Information).
Deposition and Characterization of Materials
We deposited
CaF2 and ZnS by means of thermal evaporation[37] in the same high vacuum chamber. One of the
main issues in the deposition of multilayers is the strain accumulation
that, for large thicknesses of the deposited layers (see Figure a), can lead to adhesion
loss and consequent delamination. In particular, we found an extremely
poor adhesion between the evaporated ZnS film and the CaF2 crystalline substrates/prisms. In order to reduce this issue, we
have deposited a 20 nm thick CaF2 adhesion layer onto the
CaF2 substrate before the deposition of the first ZnS layer.
Figure 2
(a) SEM
image of a multilayer, single layers corresponding to different
materials are labeled in the figure. (b) Reflectance measurements
performed with unpolarized IR radiation at near-normal incidence (9°
± 7° incidence angle) on such multilayer compared with the
fitting curve obtained with a simple multilayer model (see Supporting Information for more details).
(a) SEM
image of a multilayer, single layers corresponding to different
materials are labeled in the figure. (b) Reflectance measurements
performed with unpolarized IR radiation at near-normal incidence (9°
± 7° incidence angle) on such multilayer compared with the
fitting curve obtained with a simple multilayer model (see Supporting Information for more details).Morphological characterization of the multilayer
inner structure
was investigated via focus ion beam (FIB) milling followed by cross-sectional
electron microscopy analysis in a dual-beam apparatus. In Figure a, we report the
SEM image corresponding to the measured multilayer (see Methods and Supporting Information for more details). In the CaF2 films of the multilayer
section, it is possible to identify needle-like features showing dark-pixel
contrast with the bright CaF2 material. These features
can be identified as voids, thus, pointing to a lamellar arrangement
of the deposited material, further organized into columns oriented
along the growth direction. It is possible to recognize distinct columnar
regions or domains in which the interlamellar voids are stacked with
similar orientation. These findings are in agreement with the AFM
images showing columnar triangular arrangement of the surface features
of the deposited material (see Supporting Information). As a consequence of the spatial heterogeneity of the deposited
CaF2, an effective refractive index of the film lower than
the nominal value is expected. In order to verify this hypothesis,
we measured the mid-IR reflectance of the 1DPC at near-normal incidence
(i.e., 9° ± 7° from the 1DPC surface normal) for wavelengths
ranging between 2 and 10 μm (see Figure b) and retrieved the refractive indices of
ZnS and CaF2 with a simplified Fresnel multilayer model,
neglecting losses and assuming homogeneous materials with perfectly
flat interfaces. To fit the reflectance data, we used the mean value
of the layer thicknesses, as measured by electron microscopy (as indicated
in Figure ). We note
that the layers show a clear corrugation mostly due to the CaF2 growth yielding a surface roughness Rq equal to ∼30 nm for the multilayer stack (see Figures S1 and S2). Notably, we get n = 1.20 ± 0.05 and 2.20 ± 0.02 for CaF2 and
ZnS, respectively, for all the deposited multilayers (see Supporting Information). It is worth noticing
that, while the refractive index found for ZnS is close to that expected
for the ideal crystalline material, the index found for CaF2 is significantly lower than 1.39. This is indeed due to the coexistence
of the CaF2 with the voids: by using Maxwell-Garnett mixing
rule, it is possible to estimate the fraction of the voids around
40% of the volume, a value that can slightly vary depending on the
assumptions made on the shape of the inclusions.[38,39] A similar filling fraction was found also by SEM imaging of the
multilayers cross-section (see Supporting Information).
One-Dimensional Photonic Crystal Design
The final 1DPC
geometry was designed and optimized to sustain σ-BSW modes at
λ0, starting from the experimental values found for
the real part of the refractive indices of the CaF2 and
ZnS layers. As far as concerns the imaginary part of the refractive
indices, we assumed 10–4 and 10–6 for CaF2 and ZnS, respectively. The periodic 1DPC defines
the photonic properties of the multilayer, whereas the additional
top “defect” layer is used to fine-tune the BSW dispersion.
The 1DPC was tailored to sustain BSWs in the wavelength range between
3.3 μm (3000 cm–1) and 8 μm (1250 cm–1) when the external medium is vacuum. In Figure a, a sketch of the
CaF2 prism with the 1DPC and the reference system used
for the simulations is shown. Light in the prism propagates with a
wavevector k that can be decomposed into its parallel
(β) and perpendicular (k) components with respect to the 1DPC interfaces.The design maximizes the resonant BSW field at the 1DPC/external
medium interface and the BSW bandwidth, covering the entire range
from 3.3 to 8 μm, for the σ polarization, by optimizing
the layer thicknesses dZnS, dCaF, and the defect cap layer thickness dZnS,CL (see Figure and Methods). Moreover,
the 1DPC can also sustain a π-polarized BSW.Figure a,b shows
the square modulus of the electric and of the magnetic field inside
the 1DPC structure when the σ-polarized BSW (a) and the π-polarized
(b) BSW are excited in the Kretschmann–Raether configuration
(in the inset of Figure , the σ and the π component of the electric field are
highlighted). They are excited at λBSWσ = λ0 = 5.6 μm
and at λBSWπ = 4.47 μm at the respective resonant angles, θBSWσ = 55.13°
and θBSWπ = 52.41°. In addition, from the inverse of the imaginary part
of the perpendicular component of the BSW wavevector, we retrieve
the penetration distance of the electric field into the external medium,
which we found equal to ldσ ≃ 810 nm and ldπ ≃
690 nm, an improvement of about 1 order of magnitude compared with
SPPs supported by noble metals in the mid-IR, whose evanescent tails
extend by several micrometers. Finally, we evaluate the field enhancement
(fe) as the ratio between the electromagnetic field intensity in the
external medium with (|Esurfσ|2 or |Hsurfπ|2) and without
(|E0|2 or |H0|2) the 1DPC
in total internal reflection conditions. From the plots in Figure a,b, we find feσ ∼ 90 and feπ ∼ 1.5 for
σ- and π-polarization, respectively.
Figure 3
Square modulus of the
electric field (a) and of the magnetic field
(b) along the direction x perpendicular to the surface,
when a σ- and a π-polarized BSW is excited at λBSWσ = λ0 = 5.6 μm and λBSWπ = 4.47 μm, respectively. In the
two panels, the refractive index profile of the 1D photonic crystal
is also reported (dashed red lines). σ (c) and π (d) photonic
band structure (PBS) for the 1DPC used into our experiments. The plots
show only the portion of PBS included between the air and the CaF2 prism light lines (blue and red solid lines, respectively).
The permitted photonic bands are gray filled, whereas the white area
indicates the forbidden bands where the BSWs can be excited. The BSW
(orange) and the GMs (green) theoretical (solid lines) and experimental
(points) dispersions are reported. The dotted horizontal line highlights
λ0. The red area in the PBS plots is the (β,ω)
window accessed in the measurements in this work. The inset schematically
shows the σ and π electric field directions.
Square modulus of the
electric field (a) and of the magnetic field
(b) along the direction x perpendicular to the surface,
when a σ- and a π-polarized BSW is excited at λBSWσ = λ0 = 5.6 μm and λBSWπ = 4.47 μm, respectively. In the
two panels, the refractive index profile of the 1D photonic crystal
is also reported (dashed red lines). σ (c) and π (d) photonic
band structure (PBS) for the 1DPC used into our experiments. The plots
show only the portion of PBS included between the air and the CaF2 prism light lines (blue and red solid lines, respectively).
The permitted photonic bands are gray filled, whereas the white area
indicates the forbidden bands where the BSWs can be excited. The BSW
(orange) and the GMs (green) theoretical (solid lines) and experimental
(points) dispersions are reported. The dotted horizontal line highlights
λ0. The red area in the PBS plots is the (β,ω)
window accessed in the measurements in this work. The inset schematically
shows the σ and π electric field directions.In Figure c,d,
we plot the photonic band structure (PBS, more details are provided
in the Methods section) in the (β̃,ω̃)
plane, where we use the 1DPC periodicity Λ = 3.20 μm to
define as the
normalized parallel component of
the wavevector (as defined in Figure a) and ω̃ = Λ/λ as the normalized
angular frequency. The PBSs were calculated for an infinite 1DPC with dZnS and dCaF averaged between the two values of thickness of the fabricated
structure reported in Figure a. Such diagrams are invariant with respect to the periodicity
Λ = dZnS + dCaF, provided the ratio dZnS/dCaF is kept constant.
In Figure c,d, we
report only the portion of PBS included between the air light line
(blue) and the CaF2 light line (red). This portion of the
(β̃,ω̃) plane is the only region of the dispersion
plot where the BSWs can be excited. The black solid lines fix the
edge of the PBS and the permitted bands are gray filled. The white
area represents the PBG in which the electromagnetic radiation does
not propagate neither inside the 1DPC nor in the external medium.
BSW and GMs dispersion curves are also plotted in the diagrams, showing
that the BSW dispersions for both polarizations lay within the first
PBG of the 1DPC. The corresponding normalized angular frequency at
the chosen λ0 is marked with a horizontal dotted
line.
Broadband Infrared Study of BSWs and Guided Modes and Comparison
with Simulations
A custom optical setup has been built to
measure the mid-IR spectra of our 1DPCs excited in the Kretschmann–Raether
configuration (Figure ). The linearly polarized IR input beam (either σ- or π-polarized)
passes through an iris with a diameter of 1.5 mm, in order to readily
produce a quasi-collimated beam with diameter smaller than the size
of the prism facet. The reflected signal is collected by plane (PM)
and focusing mirrors (FM), and the reflection from a clean CaF2 prism is used as a reference. Measurements were performed
in the wavelength range between 1.6 and 10 μm, for all the accessible
incidence angles θ and for both σ and π electric
field polarizations. A selection of the collected reflectance curves
is reported in Figure a.
Figure 4
(a) FTIR reflectance in Kretschmann-Raether configuration between
1300 and 5500 cm–1 for three representative incidence
angles. Data below 1300 cm–1 are not shown due to
the absorption of the tail of the strong phonon mode of the CaF2 prism substrate. Data measured in π-polarization are
shifted vertically for sake of clarity. Absorption dips related to
BSWs are highlighted in blue, while those related to GMs in violet.
Asterisks mark the absorption peaks due to impurities within the CaF2 layers and on the sample surface. (b, c) Close-up of frequency
shifts for σ-BSWs and π-BSWs for several incidence angles,
as indicated in the figure. Selected absorption peaks are indicated
with narrow arrows, so to identify their center frequency, the broad
arrow highlights the spectral shift in the resonances as a function
of increasing the incidence angle of the incoming light.
(a) FTIR reflectance in Kretschmann-Raether configuration between
1300 and 5500 cm–1 for three representative incidence
angles. Data below 1300 cm–1 are not shown due to
the absorption of the tail of the strong phonon mode of the CaF2 prism substrate. Data measured in π-polarization are
shifted vertically for sake of clarity. Absorption dips related to
BSWs are highlighted in blue, while those related to GMs in violet.
Asterisks mark the absorption peaks due to impurities within the CaF2 layers and on the sample surface. (b, c) Close-up of frequency
shifts for σ-BSWs and π-BSWs for several incidence angles,
as indicated in the figure. Selected absorption peaks are indicated
with narrow arrows, so to identify their center frequency, the broad
arrow highlights the spectral shift in the resonances as a function
of increasing the incidence angle of the incoming light.In Figure b, for
the σ-polarized spectra, we observe a narrow reflectance dip
red-shifting in frequency between ν = 1500 and 2000 cm–1 as θ is decreased. We ascribe this spectral feature to the
σ polarized BSW whose depth and width result from the combined
effect of radiation losses, related to the 1DPC number of periods,
and absorption losses in the 1DPC.[40] Around
ν = 3000 cm–1 we observe further reflectance
dips superimposed to the vibrational absorption of C–H stretching
lines typical of organic compounds accidentally present on the 1DPC
surface and in the CaF2 voids. Around 5000 cm–1, a third broader and less intense dip is observed. As before, by
decreasing θ, we observe a red-shift of the dip frequencies.
We assign the dips around ν = 3000 cm–1 and
5000 cm–1 to a pair of distinct GMs sustained by
the 1DPC (defined as GM1 and GM2, respectively). Note that the field
of the GM modes is mostly confined inside the 1DPC and not at its
surface, so they are of marginal interest for sensing applications.The reflection spectra for π-polarized radiation in Figure a also show dips
in their profiles. Contrary to the σ case, due to the poor mode
confinement, very broad dips are observed. They are assigned to the
π-BSW, whose frequency range is indeed calculated between ν
= 2000 and 3000 cm–1 for the probed θ range.
Again, the dip red-shifts with decreasing θ (Figure c). We note that, for large
enough θ, the BSW partly overlaps with the C–H absorption
peaks. Hence, the BSWdip appears deeper due to the local increase
of the material losses introduced by the C–H bonds present
inside the dielectric stack. Therefore, the effective center frequency
of the BSW resonance dip is partially masked by the C–H absorption
peaks. Finally, in Figure a, between ν = 3500 and 4500 cm–1 and
between ν = 5000 and 5700 cm–1, we observed
two additional series of reflectance dips that we associate to π-polarized
GMs.Noticeably, the measure of the π-polarized reflectance
also
allows us to identify several sharp absorption peaks below 1600 cm–1 that we assign to impurities within the multilayer
structure (in particular, separate analysis of the FTIR transmittance
of CaF2 and ZnS monolayers reveals that the absorption
takes place in the nominally pure CaF2 layers that indeed
contain oxide impurities). The absorption peaks due to impurities
are almost negligible with σ polarization, thanks to the different
distribution of the electric field in the 1DPC, that is more confined
on the surface. Indeed, the σ-BSW modes in Figure a are found to be extremely
robust against the presence of impurities within the layers and also
against the interface roughness.In Figure a,b,
we perform a direct comparison of our experimental results (red map)
with the numerical model (blue map). While for the σ-BSW mode
a single Lorentzian peak captures the correct line shape, multiple
Lorentzian peaks are used to extract the center frequency of π-BSW
modes and GMs. The angular positions of the BSWs and of the GMs are
reported as dots, demonstrating an excellent agreement in terms of
slope of the curves. The small discrepancy of about 1.5° in the
absolute value of the incidence angle stems from both an uncertainty
in the definition of the normal incidence angle on the prism facet
(∼0.5°) and from the error in the evaluation of the material
refractive indices used for modeling. The latter error can be ascribed
to the errors in the measurement of the absolute reflectance of our
multilayer, and on the used simple Fresnel fitting model that does
not account for the incidence angle nor for the distribution of incidence
angles of the light focused on the multilayer surface. The (θ,λ)
coordinates are also converted into (β̃,ω̃)
coordinates and data points are placed into the PBS of Figure c,d. The BSWs and the GMs are
reported by orange and green dots, respectively. A summary of the
comparison between the theoretical and the experimental results is
reported in Table for θ = 55.7°.
Figure 5
Experimental dispersion of BSWs (black
dots) and GMs (blue dots)
for both σ (a) and π (b) polarizations with the respective
error bars obtained via a Lorentz fitting of the spectra in Figure . The simulated reflectivity
map is superimposed in blue while the red map in (a) is the experimental
reflectivity of the 1DPC.
Table 1
Summary of the Theoretical
and of
the Experimental Center Energy for the 1DPC Modes Obtained for θ
= 55.7°
theo (cm–1/μm)
exp (cm–1/μm)
σ
BSW
1830/5.45
1730/5.77
GM1
3130/3.20
2970/3.37
GM2
5650/1.77
5260/1.90
π
BSW
2810/3.56
2550/3.92
GM1
4170/2.40
3650/2.74
GM2
5750/1.74
5240/1.91
Experimental dispersion of BSWs (black
dots) and GMs (blue dots)
for both σ (a) and π (b) polarizations with the respective
error bars obtained via a Lorentz fitting of the spectra in Figure . The simulated reflectivity
map is superimposed in blue while the red map in (a) is the experimental
reflectivity of the 1DPC.The aim of introducing a high-index cap layer is to optimize the
BSW mode position as close as possible to the PBG center (therefore
the cap layer is also called a “defect” layer in analogy
with in-gap defect states in real crystals), which can be achieved
by properly tuning its thickness. Considering the BSW dispersions,
we can calculate the BSW mode position in the PBG at λ0 through the following relation:where ω̃dw and ω̃up are the lower and upper
normalized frequency edges of the
PBG for the given normalized wavevector k̃BSW, respectively.
We obtain a BSW mode position in the PBG, %ωσ, equal to 55.6% (the center being %ω = 50.0%) for a bandwidth
(ω̃up – ω̃dw)
of 0.223 (corresponding to a PBG equal to Δλ = 2.4 μm
if considered in wavelengths) for the σ polarization. This ensures
a strong mode localization at the truncation interface, that is, a
narrower resonance,[41] as demonstrated by
the experiments. On the contrary, for the π polarization, a
BSW is observed at λ = 4.47 μm for θ = 54.3°.
Here, a BSW mode position %ωπ equal to 91.2%,
very close to the upper band edge, and a bandwidth of 0.093 (Δλ
= 0.65 μm), are obtained. This explains the low localization
of the surface mode and the very broad experimental absorption peak
when the π-BSW is excited. The σ-BSW is much more localized
at the interface, which accounts for the higher feσ factor, whereas the π-BSW extends into the substrate, justifying
the very low feπ factor (Figure b). Both BSW modes are leaky into the substrate
but with a coupling coefficient that is smaller for the σ polarization.
Such a coupling coefficient corresponds to radiation losses of the
surface wave’s energy.[42] Certainly,
the 1DPC structure can be optimized for π-BSW, while achievement
of simultaneous optimization of both σ- and π-BSW[43] is yet to be demonstrated in the mid-IR.
Evaluation
of BSWs against SPPs and PhPs
As the last step, we take advantage
of a recently proposed analysis
tool[30,31] to assess the trade-off between losses and
field confinement in surface waves. We apply this approach to benchmark
BSWs against SPPs (in both Au and heavily doped semiconductors, with
different carrier concentrations and effective masses[8,44,45]) and other polaritonic excitations
such as phonon polaritons in SiC.[12,46] In the following
discussion, the comparison among the different surface modes is made
for the σ-BSWs.In order to extract the proposed figures
of merit for confinement
and propagation for our BSWs, we evaluate the nominal propagation
length of the surface modes, lm, by the
following relation:[47]where
Δθ is the angular full width
at half-maximum (fwhm) of the BSWdip and np is the prism refractive index. As suggested by Dastmalchi et al.,[30] we can evaluate the figure of merit for the
field propagation asand the figure of merit for the field confinement
aswhere ld is determined
by the exponential decay of the fields outside the 1DPC, which is
highlighted in Figure a. We calculated the figures of merit for the BSWs excited on our
fabricated 1DPC at several different target wavelengths. Hence, we
compared them to those obtained (at 6 μm) for the SPPs sustained
by a noble metal (Au) and a doped Ge semiconductor with plasma wavelength
around 5.6 μm.[31] More recently, also
hybrid polaritonic modes such as phonon polaritons have attracted
attention, and a sensing scheme was also proposed.[11] These excitations, sustained by strongly polar materials
within their Reststrahlen bands, show indeed remarkably high propagation
lengths and low losses in the mid-IR region but present obviously
poor frequency tuning. For this reason, the figures of merit of the
material of choice for this benchmarking (SiC) are calculated at a
wavelength of 11.1 μm,[46] within the
narrow spectral range in which it sustains phonon polaritons.The analysis confirms that 1DPCs represent an excellent alternative
to all the other materials currently under consideration in the mid-IR.
Indeed, BSWs outperform the extreme confinement properties of nonmetal
polaritonic systems, such as doped semiconductors below the plasma
frequency and polar materials within their Reststrahlen bands, and
combine it with the advantage of a large spectral tunability. Moreover,
they display longer propagation lengths with respect to SPPs in doped
semiconductors, even if they are still shorter than SPPs in metals.
However, we recall that the quasi-perfect conductor behavior of metals
in this spectral range prevents their actual use for surface wave
sensing, as shown by the extremely poor FOMconf in Figure .
Figure 6
Figure of merit FOMconf for the confinement of the evanescent
field in the external medium plotted versus the figure of merit FOMprop for the propagation length. Data for SPPs, relative to
a noble metal or a doped semiconductor (ref (44)) and phonon polaritons
(ref (45)), are reported
for a single wavelength. Data for σ-BSWs are instead shown for
a broader energy range (color code bar on the side).
Figure of merit FOMconf for the confinement of the evanescent
field in the external medium plotted versus the figure of merit FOMprop for the propagation length. Data for SPPs, relative to
a noble metal or a doped semiconductor (ref (44)) and phonon polaritons
(ref (45)), are reported
for a single wavelength. Data for σ-BSWs are instead shown for
a broader energy range (color code bar on the side).
Conclusion
We have shown that it is possible to grow 1DPCs
that sustain both
σ- and π-polarized BSWs in the mid-IR directly on CaF2 prisms. By leveraging the columnar growth of CaF2 deposited thermally, we obtain a very low effective refractive index
of CaF2 layers of about 1.2, allowing for an increase of
the bandwidth with respect to what expected with tabulated values
of crystalline materials for the mid-IR. We have spectrally characterized
our mid-IR 1DPCs, finding them extremely robust against geometrical
imperfections such as interface roughness. Clear signatures of σ-
and π-polarized BSWs have been identified in the spectra and
a surface field enhancement of 90 has been calculated for σ-BSWs.
We have quantitatively benchmarked the BSWs in the mid-IR against
surface plasmon polaritons and phonon polaritons in similar frequency
ranges. The outstanding figures of merit found for BSWs in terms of
both confinement of the electromagnetic field and propagation lengths
put them as forefrontrunners for label-free polarization-dependent
sensing devices.
Methods
Sample Preparation
Custom-designed CaF2 prisms
(quoted in Figure a), with the basis angle equal to 55°, were bought from Korth
Kristalle. The thermal evaporation was performed in a high-vacuum
chamber, with limiting pressure of 5 × 10–7 Torr, equipped with two evaporation sources and a shutter. CaF2 and ZnS layers are deposited without breaking the vacuum
from granulate materials (UMICORE, purity 99.99%) using molybdenum
boats. The samples were characterized by atomic force microscopy (AFM),
dual-beam focus ion beam (FIB) milling cross sectional analysis, scanning
electron microscopy (SEM), and near-normal incidence reflectance.
The multilayers were deposited on CaF2 prisms and on additional
flat CaF2 substrates
placed close-by in the vacuum chamber to be used for characterization
and tests.
Numerical Methods
Design and numerical
simulations
were carried out by means of the transfer matrix method (TMM) implemented
by a custom-made MATLAB code.[40] The numerical
simulations refer to the same Kretschmann–Raether configuration
used to experimentally excite the BSW of the 1DPC (Figure a). It is well-known that BSW
can be excited only in a total internal reflection configuration from
the substrate side, which must provide a refractive index larger than
that of the external medium.[20] Our procedure
provides the optimal thicknesses of the layers of the stack: dZnS = 950 (±100) nm, dCaF = 2250 (±150) nm, and dZnS,CL = 190 (±40) nm; the values in the brackets
mark the BSW existence conditions. The thicknesses measured by SEM
(Figure a) reported
above appear in the range of existence of the BSW provided by simulations.
Numerical simulations were then performed again with the exact deposited
thicknesses. For sake of simplicity all numerical results reported
in the paper are obtained for the deposited 1DPC.The PBS for
the σ- and π-polarization are calculated through an iterative
plane wave Eigen–Solver method implemented by the MPB free
open source code distributed through GNU General Public License by
MIT.[48] The PBSs are calculated for an infinite
1DPC with dZnS and dCaF averaged between the two thickness values for
the fabricated structure reported in Figure .
FTIR Measurements
Infrared measurements
were carried
out in a Bruker Vertex 70v interferometer. A globar source was used
in conjunction with a broadband beamsplitter and a N2-cooled
MCT detector from Infrared Associates Inc. The interferometer was
operated in low vacuum to eliminate IR absorption from the atmospheric
water vapor and CO2. Both the polarizer and the rotational
stage in Figure were
remotely controlled, in order to perform several measurements without
the need of breaking the vacuum in the interferometer. The prism alignment
was performed by backtracing the reflected beam to the aperture wheel
of the interferometer with the light beam impinging at normal incidence
on the lateral facet of the prism. This condition guarantees an initial
incidence angle θ equal to the prism cut angle of 55.00°.
The motorized rotational stage employed to vary the incidence angle
during the experiment has a precision of 0.25°.
Authors: Frank Neubrech; Annemarie Pucci; Thomas Walter Cornelius; Shafqat Karim; Aitzol García-Etxarri; Javier Aizpurua Journal: Phys Rev Lett Date: 2008-10-07 Impact factor: 9.161
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