Benjamin J Murdock1, Stephen A Goutman2, Jonathan Boss1, Sehee Kim1, Eva L Feldman1. 1. From the Department of Neurology (B.J.M., S.A.G., E.L.F.), and Department of Biostatistics (J.B., S.K.), School of Public Health, University of Michigan, Ann Arbor. 2. From the Department of Neurology (B.J.M., S.A.G., E.L.F.), and Department of Biostatistics (J.B., S.K.), School of Public Health, University of Michigan, Ann Arbor. sgoutman@med.umich.edu.
Abstract
OBJECTIVE: To determine whether neutrophils contribute to amyotrophic lateral sclerosis (ALS) progression, we tested the association of baseline neutrophil count on ALS survival, whether the effect was sex specific, and whether neutrophils accumulate in the spinal cord. METHODS: A prospective cohort study was conducted between June 22, 2011, and October 30, 2019. Blood leukocytes were isolated from ALS participants and neutrophil levels assessed by flow cytometry. Participant survival outcomes were analyzed by groups (<2 × 106, 2-4 × 106, and >4 × 106 neutrophils/mL) with adjustments for relevant ALS covariates and by sex. Neutrophil levels were assessed from CNS tissue from a subset of participants. RESULTS: A total of 269 participants with ALS within 2 years of an ALS diagnosis were included. Participants with baseline neutrophil counts over 4 × 106/mL had a 2.1 times higher mortality rate than those with a neutrophil count lower than 2 × 106/mL (95% CI: 1.3-3.5, p = 0.004) when adjusting for age, sex, and other covariates. This effect was more pronounced in females, with a hazard ratio of 3.8 (95% CI: 1.8-8.2, p = 0.001) in the >4 × 106/mL vs <2 × 106/mL group. Furthermore, ALS participants (n = 8) had increased neutrophils in cervical (p = 0.049) and thoracic (p = 0.022) spinal cord segments compared with control participants (n = 8). CONCLUSIONS: Higher neutrophil counts early in ALS associate with a shorter survival in female participants. Furthermore, neutrophils accumulate in ALS spinal cord supporting a pathophysiologic correlate. These data justify the consideration of immunity and sex for personalized therapeutic development in ALS. CLASSIFICATION OF EVIDENCE: This study provides Class III evidence that in female participants with ALS, higher baseline neutrophil counts are associated with shorter survival.
OBJECTIVE: To determine whether neutrophils contribute to amyotrophic lateral sclerosis (ALS) progression, we tested the association of baseline neutrophil count on ALS survival, whether the effect was sex specific, and whether neutrophils accumulate in the spinal cord. METHODS: A prospective cohort study was conducted between June 22, 2011, and October 30, 2019. Blood leukocytes were isolated from ALSparticipants and neutrophil levels assessed by flow cytometry. Participant survival outcomes were analyzed by groups (<2 × 106, 2-4 × 106, and >4 × 106 neutrophils/mL) with adjustments for relevant ALS covariates and by sex. Neutrophil levels were assessed from CNS tissue from a subset of participants. RESULTS: A total of 269 participants with ALS within 2 years of an ALS diagnosis were included. Participants with baseline neutrophil counts over 4 × 106/mL had a 2.1 times higher mortality rate than those with a neutrophil count lower than 2 × 106/mL (95% CI: 1.3-3.5, p = 0.004) when adjusting for age, sex, and other covariates. This effect was more pronounced in females, with a hazard ratio of 3.8 (95% CI: 1.8-8.2, p = 0.001) in the >4 × 106/mL vs <2 × 106/mL group. Furthermore, ALSparticipants (n = 8) had increased neutrophils in cervical (p = 0.049) and thoracic (p = 0.022) spinal cord segments compared with control participants (n = 8). CONCLUSIONS: Higher neutrophil counts early in ALS associate with a shorter survival in female participants. Furthermore, neutrophils accumulate in ALS spinal cord supporting a pathophysiologic correlate. These data justify the consideration of immunity and sex for personalized therapeutic development in ALS. CLASSIFICATION OF EVIDENCE: This study provides Class III evidence that in female participants with ALS, higher baseline neutrophil counts are associated with shorter survival.
Amyotrophic lateral sclerosis (ALS) is a fatal neurodegenerative disease[1] with incompletely understood mechanisms
and treatment options. The immune system is a therapeutic target in ALS. Early attempts
to treat ALS using global immune suppression were ineffective or exacerbated
disease.[2,3] However, an increasing body of literature suggests that
specific immune cell types may have beneficial or detrimental effects
on disease outcomes[4,5]; therefore, global immune suppression would suppress
beneficial cell function in parallel with destructive function. In response, the next
generation of immune-based ALS therapeutic trials is more precise, targeting specific
cell populations or immune pathways.We used our existing immunophenotyping pipeline to explore the potential impact of sex
and immunity on ALS survival. Previously, we have shown an association between
neutrophil levels and ALS progression,[6,7] findings supported by Choi et
al.[8] who report a connection
between the ratio of neutrophils to lymphocytes and ALS survival. We therefore examined
total neutrophil levels and how differences in peripheral neutrophil levels associate
with survival in men and women, as there are significant differences in ALS rates
between sexes.[9] As it is still unclear
whether peripheral neutrophil changes actively contribute to ALS progression or are
simply a marker of disease, we also compared neutrophil levels in postmortem CNS tissue
from ALS and control participants to determine whether neutrophils accumulate in the CNS
during disease. We also examined whether cellular accumulation is affected by sex.
Methods
Survival Study Participants
All patients seen at the University of Michigan Pranger ALS clinic were invited
to participate in this study. Participants provided written informed consent,
and the study was approved by the institutional review board. Study protocols
were previously published.[6,7,10,11] Participants
with sampling within 2 years of diagnosis were included; furthermore, 2
participants with a prolonged symptom onset to diagnosis interval (9.8 and 15.8
years) were also excluded. Flow cytometry data were obtained between June 22,
2011, and October 20, 2019.
Postmortem Tissue Participants
Persons with ALS seen at the University of Michigan Pranger ALS clinic and
control volunteers (no neurologic disease, Alzheimer disease, probable
Alzheimer, or possible Parkinson disease) consented to donate postmortem CNS
tissue to the University of Michigan Brain Bank.
Enrichment of Leukocytes From Peripheral Blood
Study participants provided blood during clinical encounters. Following
peripheral venipuncture, blood was collected into a BD Vacutainer sodium heparin
tube (BD Biosciences, San Jose, CA), placed at 4°C, transferred to the
laboratory on ice, and processed within 3 hours of collection. One milliliter of
whole blood was split into 2 tubes and lysed with red blood cell lysing buffer
(0.8% NH4Cl, 0.098% KHCO3, 0.1 mM EDTA, and 13.8 mM HEPES)
using gentle rocking for 12 minutes. Cells were then pelleted, washed twice with
flow buffer (phosphate-buffered saline [PBS], 4% fetal bovine serum [FBS], and
0.1% sodium azide), and counted using a hemocytometer (Hausser Scientific,
Horsham, PA).
Isolation of Leukocytes From Human CNS Tissue
Postmortem tissue was collected from ALS and control participants between
February 27, 2019, and January 1, 2020. After death postmortem, the spinal cord
was divided into cervical, thoracic, and lumbar sections and transferred for
laboratory analysis, at which point the immunologist (B.J.M.) was blinded to the
diagnosis. Spinal cord tissue was physically dissociated using surgical scissors
and enzymatically dissociated with collagenase for 90 minutes with gentle mixing
at 15-minute intervals in RPMI-1640 medium (supplemented with 5% FBS [both
Thermo Fisher Scientific, Waltham, MA], 50 μg/mL penicillin, 100
μg/mL streptomycin, and 20 mg/mL Clostridium histolyticum
collagenase [all 3 from Sigma-Aldrich, St. Louis, MO]). The resulting suspension
was placed on a 70-μm cell strainer (Corning, Corning, NY) over a 50-mL
conical tube (Corning) and dissociated further by grinding with a sterile 3-mL
syringe plunger (BD Biosciences), resuspended in 30% stock isotonic Percoll (90%
Percoll [GE Healthcare, Chicago, IL] and 10% 10X Hanks' balanced salt
solution without Ca2+ or Mg2+ [Thermo Fisher
Scientific]), layered on the top of 70% stock Percoll, and centrifuged at
500g for 30 minutes. After removal of neuronal debris, the
resulting interface was collected, washed, resuspended, and counted using a
hemocytometer before analysis by flow cytometry.
Flow Cytometry
Human leukocyte suspensions were plated in round bottom 96-well plates (Corning)
at ≤106 cells/25 μL flow buffer and blocked using 10
μg/mL human TruStain FcX blocking solution (BioLegend, San Diego, CA).
Cells were stained for 30 minutes in the dark at 4°C in a 50 μL final
volume using a cocktail of fluorescently labeled antibodies against cell surface
markers suspended in flow buffer (1X PBS, 2% FBS, and 1% sodium azide). After
staining, cells were washed with 200 μL flow buffer, pelleted, resuspended
in 185 μL of BD stabilizing fixative (BD Biosciences), and transferred for
analysis to polystyrene tubes (12 × 75 mm) (Becton Dickinson, Franklin
Lakes, NJ). Cells were analyzed on a BD FACSCanto or LSRFortessa flow cytometer
with FACSDiva software (BD Biosciences) and analyzed by FlowJo (FlowJo, Ashland,
OR). Fluorophore-conjugated antibodies were CD45-BV421 (BioLegend, catalogue
#304032), CD16-PE (BioLegend, catalogue # 302056), CD11b-PerCP-Cy/5.5
(BioLegend, catalogue #301328), control IgG-PE-Cy7 (BioLegend, catalogue
# 400125), and CD15-PE-Cy7 (BD, catalogue # 560827). Peripheral
neutrophil levels were gated as previously described[7]; CNS neutrophils were gated using CD45, CD11b,
and CD15. A nonspecific IgG control was used for CD15 staining to subtract
nonspecific events.
Survival Analysis
Descriptive statistics were produced for demographics and ALS disease
characteristics. Study population differences were compared between male and
female participants and participants with differing neutrophil counts by
analysis of variance tests and chi-square tests.Cox proportional hazards models assessed the association between neutrophil
levels and ALS survival endpoints, defined as the time from diagnosis to death.
Associations were adjusted for potential confounders, e.g., age, sex, onset
segment, El Escorial criteria at diagnosis, and time from symptom onset to
diagnosis. A delay in blood sample collection (median duration of 7 months)
occurred in some participants, potentially leading to a selection bias if
ignored. To account for this gap, a left-truncated survival analysis was
performed.[12] To
determine a functional form of continuous neutrophil counts, we first fit
penalized spline regression models and found a nonlinear effect of neutrophils.
Continuous neutrophil counts were categorized into 3 groups (neutrophil counts:
<2, 2–4, and >4 × 106 neutrophils/mL of blood)
based on the nonlinear effect of neutrophils identified by penalized spline
regression (figure 1). Neutrophil grouping
was also confirmed by a sensitivity analysis in which the recategorized
neutrophil variables into one-unit-change bins were examined, and bins of
similar effect sizes were combined. Linearity of continuous adjustment factors
(age and time from symptom onset to diagnosis) was checked, and no violation was
found for their linearity assumption. The proportional hazards assumptions were
checked using global and individual Schoenfeld tests with graphical assessment
of the rescaled Schoenfeld residuals over time, and there were no concerning
violations. Estimated, covariate-adjusted survival curves were plotted based on
the Cox proportional hazards model using the survminer R package following
published methods.[13,14] To perform this method, the
data are replicated 6 times (once for each sex by the neutrophil group), and
each replicated data set serves as a pseudopopulation where sex by neutrophil
groupings are assigned to be the same, keeping all other covariates unchanged.
This ensures that plotted survival differences are due to the association with
neutrophils and not a result of imbalances in other clinical factors such as
sex, age, and onset segment. Analyses were performed with R version 3.6.2.
Figure 1
Estimated Functional Form of the Association Between Neutrophils and
Survival
Plots show the estimated functional form of the association between
neutrophils and survival (the larger the value on the y axis, the higher
the hazard) for (A) all participants (model 1), (B) male participants
(model 2), and (C) female participants (model 2). (A) Model 1 shows an
overall flat line between the 2 × 106/mL and 4 ×
106/mL neutrophil counts with an upward sloping line on
either side, therefore justifying the cutoffs at <2 ×
106/ml, 2–4 × 106/mL, and >4
× 106/mL. Similar trends in the functional form of
neutrophils and survival were observed for males (B) and females (C).
Each tick mark at the bottom of the graph represents a single
participant sample. As illustrated, the decreased risk for the highest
neutrophil count is driven by 1 participant.
Estimated Functional Form of the Association Between Neutrophils and
Survival
Plots show the estimated functional form of the association between
neutrophils and survival (the larger the value on the y axis, the higher
the hazard) for (A) all participants (model 1), (B) male participants
(model 2), and (C) female participants (model 2). (A) Model 1 shows an
overall flat line between the 2 × 106/mL and 4 ×
106/mL neutrophil counts with an upward sloping line on
either side, therefore justifying the cutoffs at <2 ×
106/ml, 2–4 × 106/mL, and >4
× 106/mL. Similar trends in the functional form of
neutrophils and survival were observed for males (B) and females (C).
Each tick mark at the bottom of the graph represents a single
participant sample. As illustrated, the decreased risk for the highest
neutrophil count is driven by 1 participant.
CNS Infiltration Analysis
Neutrophil level differences were compared using Prism (GraphPad, San Diego, CA).
The Shapiro-Wilk test assessed the normality of distribution. One or more data
sets did not adhere to Gaussian distribution in each tissue section;
Mann-Whitney was therefore used to assess significance.
Data Availability
Deidentified data will be shared on request from a qualified investigator.
Results
To examine the impact of sex on immune-based therapies in ALS, we used flow
cytometry to measure neutrophil levels in the peripheral blood of 271 study
participants who had provided samples within 2 years of initial diagnosis. Two
participants were excluded for missing covariates, one with uncertain onset
segment and the other with uncertain onset date (see table 1 for population demographics). Thus, this analysis
included 269 participants with a median age of 67.6 years, 45% female, a median
diagnostic delay (time from symptom onset to diagnosis) of 1.02 years, median
time from symptom onset to flow cytometry of 1.75 years, and a median Revised
ALS Functional Rating Scale (ALSFRS-R) of 33. The median time to death was 1.5
years with a median time to censoring of 1.59 years, indicating that observation
time was longer in the censored participants compared with those who died. These
data indicate the participants were still early in their ALS disease course with
preserved functional abilities at study entry. Furthermore, male and female
groups were comparable in terms of baseline neutrophil value, age, family
history of ALS, race, El Escorial criteria, ALSFRS-R, time from symptom onset to
diagnosis, and time from diagnosis and symptom onset to neutrophil collection;
the only significant difference was onset segment favoring bulbar onset in
females (table 1). When divided by
neutrophil levels and sex, there were no significant differences in age, family
history of ALS, race, El Escorial criteria, time from symptom onset to
diagnosis, and time from diagnosis and symptom onset to neutrophil collection.
There was a significant difference in baseline ALSFRS-R scores that were lower
in the higher neutrophil group and in onset segment, with females showing a
higher proportion of bulbar onset and males showing a higher proportion of
cervical onset (table 2). Two separate
statistical survival models were constructed to associate peripheral neutrophil
levels with participant survival and sex.
Table 1
Peripheral Blood Participant Demographics
Table 2
Peripheral Blood Participant Demographics by Neutrophil Group
Peripheral Blood Participant DemographicsPeripheral Blood Participant Demographics by Neutrophil GroupIn the first survival model (model 1), data from male and female study
participants were combined and adjusted for potential confounders such as sex,
age, onset segment, El Escorial criteria at diagnosis, and time from symptom
onset to diagnosis. Study participants were grouped based on peripheral
neutrophil levels: <2 × 106 neutrophils/mL of blood,
2–4 × 106/mL, and >4 × 106/mL for
survival analysis. In the second survival model (model 2), participant data were
similarly grouped based on peripheral neutrophil levels, and data were adjusted
based on potential cofounders. Rather than adjusting for sex, participants were
stratified into male and female groups.After constructing each model and adjusting for covariates, we examined the
association between peripheral neutrophil levels and ALS survival before and
after stratifying for sex. In model 1 (combined male and female participants),
neutrophil levels were inversely associated with survival: participants with low
peripheral neutrophils had the longest survival (median 2.11 years), followed by
participants with moderate neutrophil levels (median 1.59 years) and
participants with high neutrophil levels (median 1.15 years) (figure 2A). The mortality rate of
participants with high neutrophil levels was 2.11 times higher than that of
participants with low neutrophil levels (p = 0.004; table 3), when adjusting for sex, age,
onset segment and other covariates. There was a trend toward reduced survival in
participants with a moderate number of peripheral neutrophils compared with low
neutrophils not reaching statistical significance. These data indicate that
increasing levels of peripheral neutrophils are associated with reduced survival
in ALS. Although as we show below, this association was likely driven by
sex.
Figure 2
Neutrophil Impact on ALS Survival in Male and Female
Participants
Estimated survival curves using 2 separate models for analysis. (A) In
model 1, survival curves were adjusted for age, sex, onset segment, El
Escorial criteria at diagnosis, and time between symptom onset and
diagnosis. Study ALS participants were categorized into 3 neutrophil
groups (<2, 2–4, and >4 × 106
neutrophils/mL of blood). Survival curves were generated by creating a
pseudopopulation with identical population characteristics as the study
participants for each neutrophil group and calculating their expected
survival based on model 1 (table
3). Dashed lines indicate the median survival for each
neutrophil group. (B) In model 2, female and male survival curves were
displayed separately after adjusting for age, onset segment, El Escorial
criteria at diagnosis, and time between symptom onset and diagnosis were
estimated from the interaction model. Male and female data sets were
categorized into 3 neutrophil groups per sex (<2, 2–4, and
>4 × 106 neutrophils/mL of blood). Survival curves
were generated by creating a pseudopopulation with identical population
characteristics as the study participants for each neutrophil and sex
group and calculating their expected survival based on model 2 (table 4). Dashed lines indicate the
median survival for each neutrophil and sex group. ALS =
amyotrophic lateral sclerosis.
Table 3
Model 1: Cox Proportional Hazard Survival Model for All Participants
Neutrophil Impact on ALS Survival in Male and Female
Participants
Estimated survival curves using 2 separate models for analysis. (A) In
model 1, survival curves were adjusted for age, sex, onset segment, El
Escorial criteria at diagnosis, and time between symptom onset and
diagnosis. Study ALSparticipants were categorized into 3 neutrophil
groups (<2, 2–4, and >4 × 106
neutrophils/mL of blood). Survival curves were generated by creating a
pseudopopulation with identical population characteristics as the study
participants for each neutrophil group and calculating their expected
survival based on model 1 (table
3). Dashed lines indicate the median survival for each
neutrophil group. (B) In model 2, female and male survival curves were
displayed separately after adjusting for age, onset segment, El Escorial
criteria at diagnosis, and time between symptom onset and diagnosis were
estimated from the interaction model. Male and female data sets were
categorized into 3 neutrophil groups per sex (<2, 2–4, and
>4 × 106 neutrophils/mL of blood). Survival curves
were generated by creating a pseudopopulation with identical population
characteristics as the study participants for each neutrophil and sex
group and calculating their expected survival based on model 2 (table 4). Dashed lines indicate the
median survival for each neutrophil and sex group. ALS =
amyotrophic lateral sclerosis.
Table 4
Model 2: Cox Proportional Hazard Survival Model by Sex
Model 1: Cox Proportional Hazard Survival Model for All Participants
Survival Analysis by Sex
Next, we used the second statistical model where the neutrophil-survival
association was stratified by sex. In model 2, median survival times for those
with >4 × 106 neutrophils/mL were 1.23 years in males and
1.21 years in females (figure 2B). Median
survival times for those with >2–4 × 106
neutrophils/mL were 1.66 years in males and 1.55 years in females. However, the
absolute difference in median survival times was most pronounced in those with
<2 × 106 neutrophils/mL resulting in 1.34 years in males
and 3.34 years in females The 5 of 6 neutrophil and sex groups had a
statistically significant higher mortality rate when compared with the one
<2 × 106/mL neutrophil female group (table 4) when adjusting for age, onset segment, and other
covariates. Similar associations were not seen when comparing the hazard ratio
and p value with each of the other neutrophil and sex groups
acting as the reference category (table
5). These data suggest that low neutrophil levels have a different impact
in males and females.
Table 5
Hazard Ratios and p Values Corresponding to Different
Reference Categories in the Final Cox Proportional Hazards Model
Model 2: Cox Proportional Hazard Survival Model by SexHazard Ratios and p Values Corresponding to Different
Reference Categories in the Final Cox Proportional Hazards ModelAs effect modification by sex was of particular interest, a likelihood ratio test
comparing the marginal (model 1) and interaction (model 2) models assessed how
well the data set fit each statistical model. The likelihood ratio test yielded
a p value of 0.026, indicating that the sex-based interaction
model (model 2) significantly fit the data better. Importantly, these models
showed no violation of proportional hazards with the global Schoenfeld test,
yielding p values of 0.29 and 0.14 for the marginal and
interaction models, respectively. Thus, both models are valid, but model
2—which stratifies by sex—is more accurate.
CNS Neutrophil Levels in ALS
Finally, we examined whether neutrophils accumulate in the CNS during ALS and
whether CNS neutrophil levels were affected by sex. We measured neutrophil
levels in CNS postmortem tissue of 8 control and 8 ALSparticipants. Mean death
age for cases and controls was 72.5 and 85.6 years, respectively. ALS cases were
50% male and controls were 100% male. Final neuropathologic diagnosis in all
cases was ALS and, in controls, was Alzheimer 12.5%, probable Alzheimer 50%,
possible Parkinson 12.5%, and no diagnosis 25%. We previously found that
neutrophils accumulate in the spinal cord of ALSmice,[15] so in humanparticipants we examined
neutrophil levels in 3 distinct spinal cord sections (cervical, thoracic, and
lumbar). When assessed using flow cytometry, we detected increased neutrophil
levels in the spinal cord of ALS compared with control participants (figure 3A). When quantified, mean neutrophil
counts were significantly increased in the cervical (p =
0.049) and thoracic (p = 0.022) sections of ALSparticipants compared with control participants (figure 3B). However, significant differences in neutrophil levels
between ALS male and female participants were not observed (figure 3C), indicating that neutrophils accumulate in the
CNS of ALSparticipants without a clear difference between sexes.
Figure 3
Accumulation of Neutrophils in the CNS During ALS
(A) Spinal cord tissue from control and ALS participants (cervical
sections, collected postmortem) was analyzed for neutrophils using flow
cytometry. (B) Total neutrophils were quantified in postmortem tissue of
the cervical, thoracic, and lumbar spinal cord sections from control and
ALS participants. Mean neutrophil counts were: cervical cord, ALS =
10.9 × 103/g, control = 1.6 ×
103/g, p = 0.049; thoracic cord, ALS
= 3.8 × 103/g, control = 0.7 ×
103/g, p = 0.002; and lumbar cord,
ALS = 8.4 × 103/g, control = 1.5 ×
103/g, p = 0.194. (C) Neutrophil
accumulation in the CNS of male and female ALS study participants is
compared in the cervical, thoracic, and lumbar sections of the spinal
cord. Mean neutrophil counts were: cervical cord, males 12.2 ×
103/g, females 9.7 × 103/g,
p = 0.686; thoracic cord, males 4.9 ×
103/g, females 2.6 × 103/g,
p = 0.343; lumbar cord, males 10.6 ×
103/g, females 6.2 × 103/g,
p = 0.314. *p <
0.05. ALS = amyotrophic lateral sclerosis; FSC = forward
scatter.
Accumulation of Neutrophils in the CNS During ALS
(A) Spinal cord tissue from control and ALSparticipants (cervical
sections, collected postmortem) was analyzed for neutrophils using flow
cytometry. (B) Total neutrophils were quantified in postmortem tissue of
the cervical, thoracic, and lumbar spinal cord sections from control and
ALSparticipants. Mean neutrophil counts were: cervical cord, ALS =
10.9 × 103/g, control = 1.6 ×
103/g, p = 0.049; thoracic cord, ALS
= 3.8 × 103/g, control = 0.7 ×
103/g, p = 0.002; and lumbar cord,
ALS = 8.4 × 103/g, control = 1.5 ×
103/g, p = 0.194. (C) Neutrophil
accumulation in the CNS of male and female ALS study participants is
compared in the cervical, thoracic, and lumbar sections of the spinal
cord. Mean neutrophil counts were: cervical cord, males 12.2 ×
103/g, females 9.7 × 103/g,
p = 0.686; thoracic cord, males 4.9 ×
103/g, females 2.6 × 103/g,
p = 0.343; lumbar cord, males 10.6 ×
103/g, females 6.2 × 103/g,
p = 0.314. *p <
0.05. ALS = amyotrophic lateral sclerosis; FSC = forward
scatter.
Discussion
We demonstrate that the immune system has differing effects in male and female ALSparticipants and that sex should be accounted for during the development of ALS
therapeutics and early phase clinical trials, particularly those focused on the
immune system. Our analysis was performed by associating peripheral neutrophil
levels with participant survival. Two separate survival models examined the
potential role of neutrophils in ALS and to determine whether sex affects immunity
in ALS. When data from male and female study participants were combined, we found
increasing levels of peripheral neutrophils were associated with increased
mortality. However, when stratified by sex, we found that neutrophil levels had
drastically different associations with ALSmortality. These observations are of
particular importance given the recent interest in ALS immune factors and the
growing number of clinical trials targeting the immune system.Our first statistical model combined data from male and female participants to
elucidate the overall impact of neutrophils in ALS, to set a baseline of comparison
for the second statistical model, and to ensure our analysis was consistent with
previously published studies. When participants were grouped by peripheral
neutrophil levels, we found that increasing peripheral neutrophils were associated
with increased mortality in ALS. These data are consistent with our previous studies
that have linked neutrophil levels to disease progression,[6] linked neutrophil levels to disease progression
rates,[7] and have
demonstrated CNS accumulation in an ALSmouse model.[15] They are also highly consistent with a recent
study, which found that a high ratio of neutrophils to lymphocytes was associated
with reduced survival in ALS.[8]
Furthermore, they are consistent with another recent study showing that higher
neutrophil levels associate with a faster disease progression as measured by the
change in ALSFRS-R.[16] Although to
date these studies have been correlative, other studies have demonstrated a central
role for neutrophils in neurologic damage. Neutrophils are some of the first
responders to neurologic damage,[17]
and although they can facilitate repair in the spinal cord, they are equally capable
of inducing damage.[18] For example,
in MS, neutrophils facilitate further damage by activating other immune cell
types,[19] and targeting
neutrophils attenuates disease.[19,20] The accumulation of neutrophils in
the CNS supports their involvement in disease progression, although the underlying
mechanism or mechanisms driving neutrophil accumulation in the CNS of ALSparticipants remain unclear. Multiple proinflammatory cytokines are upregulated in
the plasma of ALSparticipants,[21-23] and these cytokines could be increasing neutrophil activity
and trafficking. In addition, other immune factors linked with ALS can also affect
neutrophil function. Leukotriene B4, platelet-activating factor, and C5a, for
example, have all been associated with ALS[24-27] and can enhance the activity,
trafficking, and survival of neutrophils.[28,29]However, although our data and previous studies suggest neutrophils may directly
contribute to increased mortality during ALS, our second statistical model suggests
that the role of neutrophils is complicated by sex. When the neutrophil-survival
association was stratified by sex, we found that low peripheral neutrophil levels
had completely different effects in males and females. In female participants, low
peripheral neutrophil levels are associated with a longer median survival. By
contrast, low neutrophil levels in male participants did not associate with
increased survival. The mechanism for this discrepancy is currently not clear,
although several possibilities exist. The first is the direct effects of sex
hormones on cellular activity: males and females display altered immune activation
states in multiple cell types,[30-32] including neutrophils,[33-35] because of the immunomodulatory
effects of male and female hormones.[36] A second possibility is that sex-based differences contribute
to altered neutrophil levels or altered CNS infiltration. This is unlikely, however,
as we saw no differences in peripheral or spinal cord neutrophil levels between male
and female ALSparticipants. A third possibility is that sex fundamentally alters
the immune environment within the CNS. Previous data support this last possibility.
In rodent models, for example, the microglia of healthy males and females have
different transcriptomic signatures,[37] and hormone levels create different immune environments during
sexual development.[38,39] The ability of neutrophils to
initiate tissue repair or drive further damage has also been linked to the local
microenvironment.[40]Although the underlying mechanism remains to be determined, our data demonstrate that
sex should be considered when examining the role of the immune system in ALS.
Although few ALS studies have specifically examined the effect of sex on disease,
others have detected immune discrepancies as well. For instance, 1 study examining
the role of fractalkine receptor function in the microglia of ALSmice found that
knockout of the receptor accelerated disease progression only in male
mice.[41] Another study
showed that axonal sprouting varies between male and female SOD1G37R
mice.[42] A more recent
prospective study found that prediagnostic eosinophil levels associated with ALS
risk differently in males and females.[43] Finally, low-density lipoprotein–related receptor
protein 4 antibodies are more commonly detected in female vs male ALSparticipants.[44] Combined
with our observations, these studies suggest that multiple immune cell types, not
just neutrophils, are affected by sex during ALS. We contend that any ALS study
addressing immunity should account for sex.This is particularly important because the ALS field becomes increasingly interested
in immune-based therapies. A recent phase I trial, for instance, isolated regulatory
T cells through leukapheresis and expanded the cell population ex vivo before
reintroducing them into the trial participant.[45] In addition, the upcoming HEALEY ALS Platform Trial will
include immunomodulatory drugs targeting complement or myeloperoxidase.[46] Despite this new focus on immunity
in ALS, sex-specific treatments are frequently not addressed, and sex was not
specified as an important variable in the most recent ALS clinical trial guideline
revisions[47] despite higher
proportions of ALS in men than in women, particularly in younger study
participants.[9] Our data
suggest that separate immune mechanisms may exist in men and women and that future
immune-based ALS studies should account for sex.These findings should not be surprising given that autoimmune diseases, such as
systemic lupus erythematosus and MS, disproportionately affect females.[36] Furthermore, there are inherent
differences in neutrophil activity between males and females,[33-35] and
neutrophil extracellular traps differ between males and females with relapsing
remitting MS.[48] Overall, sex and
immune system differences are well understood in non-neurologic disease and MS, and
our data suggest the same may be true for ALS.Our study does have limitations. It is primarily correlative, as it did not use any
intervention to assess the impact of neutrophils on disease progression. Similarly,
the accumulation of neutrophils in the CNS could be a byproduct of neuronal damage,
rather than a contributing factor. Peripheral neutrophil levels were not measured in
participants until they visited the ALS clinic, meaning participants in the earliest
stages of observable disease who were yet to be diagnosed were missed; however, the
immune system may also be involved before observable symptoms. When participants
were divided by neutrophil count (table 2),
the group with the highest neutrophils did have a lower ALSFRS-R score. Importantly,
there were no differences in (1) time from symptom onset to neutrophil measure; (2)
time between diagnosis and neutrophil measure; and (3) time between symptom onset
and diagnosis. Therefore, we believe these ALSFRS-R differences by subgroup reflect
the severity of this group as opposed to capturing these participants later in
disease. All 8 control participants who donated CNS tissue were male and older, on
average, than ALSparticipants, meaning that innate immune differences between the
sexes or based on age were not accounted for in the CNS analysis. Although a
strength of our study is the use of an inclusive clinic population, in contrast to a
clinical trial population that largely excludes patients,[49] replication of our findings in other cohorts is
needed to address generalizability.In summary, the heterogeneous nature of ALS complicates the identification of
therapeutic targets and the outcomes of early phase clinical studies.[50] However, despite the
well-established differences in ALS rates between males and females,[9] few studies take sex into
consideration as an independent variable. Our current data indicate that not only do
differences in immunity exist between males and females during ALS but also that
these differences link to different disease outcomes. Our observations suggest that
immunomodulatory therapies for the treatment of ALS should be assessed separately by
sex in both preclinical and early phase studies to better account for
patient-specific immune signatures. Such a shift moves us closer to more
personalized therapeutics for the treatment of ALS.
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