Péter Pál Fehér1. 1. Research Centre for Natural Sciences, Magyar tudósok körútja 2, H-1117 Budapest, Hungary.
Abstract
Recently, a new approach of converting (hetero)aryl ethers to C-C coupled products via a photoinduced intramolecular rearrangement has been reported. Although this reaction is photocatalyst-free, it requires excitation in the ultraviolet (UV) range. To help refine this process, three different 2-(hetero)aryloxybenzaldehydes are selected from the available substrate scope in which the general mechanism based on experimental results is evaluated using density functional theory calculations. The reaction takes place in the triplet state after photoexcitation and includes three main steps: the addition of carbonyl carbon to the ipso carbon of the aryl ether followed by the C-O cleavage of the resulting spirocyclic intermediates and then the transfer of the formyl proton to afford 2-hydroxybenzophenone-type products. This agrees with the experiments, but the calculated pathways show considerable differences between the three substrates. Above all, either the first or the second step can be rate-determining but not the C-H activation. The important factor behind the differences is the spin-density rearrangement, which is mainly responsible for the barrier of the ether cleavage. Based on the obtained insights, the strategy to improve the ∼250 nm excitation has been briefly discussed, and promising molecules are proposed to improve the scope of this process.
Recently, a new approach of converting (hetero)aryl ethers to C-C coupled products via a photoinduced intramolecular rearrangement has been reported. Although this reaction is photocatalyst-free, it requires excitation in the ultraviolet (UV) range. To help refine this process, three different 2-(hetero)aryloxybenzaldehydes are selected from the available substrate scope in which the general mechanism based on experimental results is evaluated using density functional theory calculations. The reaction takes place in the triplet state after photoexcitation and includes three main steps: the addition of carbonyl carbon to the ipso carbon of the aryl ether followed by the C-O cleavage of the resulting spirocyclic intermediates and then the transfer of the formyl proton to afford 2-hydroxybenzophenone-type products. This agrees with the experiments, but the calculated pathways show considerable differences between the three substrates. Above all, either the first or the second step can be rate-determining but not the C-H activation. The important factor behind the differences is the spin-density rearrangement, which is mainly responsible for the barrier of the ether cleavage. Based on the obtained insights, the strategy to improve the ∼250 nm excitation has been briefly discussed, and promising molecules are proposed to improve the scope of this process.
Intramolecular
rearrangements are perhaps the most attractive reaction
steps in any organic synthesis because of their innate simplicity
and atom efficiency. An existing example is the Smiles rearrangement,
where an arene is transferred between two heteroatoms via intramolecular
nucleophilic aromatic substitution.[1] Although
such transformation of ethers is highly desirable because of their
sustainability, the real impact to this field was the discovery of
a way to produce C–C coupled products without activation on
the migrating ring. In the Truce–Smiles rearrangement reaction
(Scheme b), this is
solved by generating a carbon nucleophile from the coupling group.[2] The original method involves deprotonation with
strong bases like BuLi or KOtBu, but in recent contributions,
several alternative approaches have been presented that exploit carbanion
equivalents,[3] carbenes,[4] or aryl/acyl radicals.[5] Among
these approaches, Zeng et al. present a remarkably convenient photoinduced
reaction (Scheme a)
that employs ultraviolet (UV) light without additional photocatalysts
or the involvement of transition metals.[6] It has good functional group tolerance and works for both homo-
and heteroarenes, and the authors also provide a brief experimental
study about the mechanism. Given the large substrate scope, a deeper
mechanistic understanding would provide ways for further improvement.
For example, the authors propose a mechanism that is essentially the
intramolecular variant of the one typically applied to the Minisci-type
reactions (Scheme c).[7] It can cover heterocyclic substrates
in a straightforward manner, but it might require some alterations
to work for homoaromatic compounds as they rearrange without external
acids.
Scheme 1
Photoinduced Aryl Ether Rearrangement Reported by Zeng et al.[6] together with Mechanistic Scenarios That Are
Typical of Truce–Smiles and Minisci Reactions
The percentage yields (24
h) are taken from ref.[6]
Photoinduced Aryl Ether Rearrangement Reported by Zeng et al.[6] together with Mechanistic Scenarios That Are
Typical of Truce–Smiles and Minisci Reactions
The percentage yields (24
h) are taken from ref.[6]The mechanism assumes that the excitation of the 2-aryloxy salicylaldehyde
substrate yields a carbonyl diradical, which behaves as a conventional
carbon-based radical. It attacks the ipso carbon
of the aryl ether, forming a spirocyclic intermediate that undergoes
C–O bond cleavage and a final proton or hydrogen atom transfer
to yield a benzophenone product. This is different from the typical
radical-based mechanisms of Truce–Smiles reactions, which usually
feature sulfonate esters to provide a driving force via SO2 extrusion.[7b,8] In addition, Minisci-type reactions,
by definition, involve C–H activation via the replacement of
a hydrogen atom with a carbon-based radical next to a heteroatom in
a conjugated ring. It has been established that in the case of pyridine,
protonation not only prevents electrophilic attack on the basic nitrogen
but also lowers the energy of the lowest unoccupied molecular orbital
(LUMO) located on the aromatic ring.[9] This
facilitates stronger interactions with nucleophilic (e.g., carbonyl)
radicals. The benzene ring, however, has a higher-energy LUMO and
is more susceptible to electrophilic attacks.[10] Indeed, similar photochemical reactions are actually called arylations
because the radicals are generated from aryl halides.[11] In contrast, the salicylaldehyde ethers discussed here
do not need to contain suitable leaving groups. It is therefore unclear
whether such a mechanism can be assigned to etherC–O activation.
The exploration of these issues sets the goal of this study to evaluate
the mechanism proposed in ref.[6] using DFT
calculations and explore whether it is applicable to ethers other
than pyridyls. In addition, considering the excitation wavelength,
visible-light-induced Minisci alkylation, arylation, and formylation
have already been achieved, although with the use of added photocatalysts
or exploiting the leaving groups.[12] Therefore,
it would be appealing to observe how the 254 nm excitation in the
presently discussed process can be improved upon. For this purpose,
time-dependent density functional theory (TDDFT) and molecular orbital
analysis are used to investigate the nature of the excitations and
provide further insights.
Computational Details
All the calculations
were carried out using the Gaussian16 software
package.[13] The lowest energy triplet (ground-)
states were calculated with unrestricted Kohn–Sham DFT, while
the singlet excited states and spectra were obtained using TDDFT.
The M06 functional was used for all calculations.[14] The geometries were optimized inside the solvent (ethyl
acetate) cavity, as described by the implicit solvent model based
on density (SMD).[15] The triple-ζ
TZVP basis set was employed for structure optimization and frequency
calculations.[16] The electronic energies
were improved using the triple-ζ def2-TZVPP basis set.[17] Throughout this work, relative Gibbs free energies
(ΔG) are reported for 25 °C and 1 atm
external pressure. For the discussion of excited states, natural transition
orbitals (NTOs) were calculated.[18]
Results
The general mechanism proposed by Zeng et al.[6] is based on their control experiments carried out on the
2-(pyridin-2-yloxy)benzaldehyde substrate shown in Scheme a. First, the same molecule
is used to evaluate the feasibility of this mechanism and to explore
if other possible pathways are available. The results are then used
to determine the key features responsible for providing the lowest
possible energy barrier. Second, the other two ethers from Scheme a are discussed,
focusing on the differences in their electronic structures relative
to the pyridyl ether and how it affects their calculated mechanisms.
The most apparent difference is the need for the protonation of pyridine
because the other two substrates react without additives. Finally,
the gained insights are used to provide a strategy for finding candidates
that undergo isomerization more readily at higher wavelengths.
2-(Pyridin-2-yloxy)Benzaldehyde
Substrates
It was established
that the 2-(pyridin-2-yloxy)benzaldehyde molecule 1a requires
protonation to provide an optimal photoinduced isomerization yield.
The neutral and the protonated species, however, have slightly different
calculated UV absorption spectra (Figure ). Two peaks appear at 247 and 280 nm for
the neutral molecule, respectively, while protonation shifts the absorption
at 280 nm into the main band to appear as a shoulder peak at 267 nm.
The main protonated conformer, however, has a carbonyl–aryl
interaction which yields a more intensive and less-shifted lower energy
band at 271 nm as well as additional excitations (Figure S1) above ∼250 nm. The experimental absorption
spectrum has similar features: a smaller band at 300 nm and a larger
band at 250 nm with a shoulder at 270 nm.[6] Although not stated, if the spectrum was measured with or without
added acid, the latter two features are reproduced almost exactly
in the calculated spectra of the protonated isomers, while the 300
nm band can be assigned to the neutral molecule. It is to be noted
that even the underestimation of the 300 nm peak by 20 nm yields a
relative error of 7%, which is well within the typical accuracy of
TDDFT.[19] These results indicate that the
protonated 1a absorbs light more readily; however, the
254 nm irradiation used in ref.[6] can excite
the neutral molecules as well.
Figure 1
Calculated spectra of the neutral (green)
and protonated (gray
and blue) forms of 1a. The gray structure is a minor
conformer (ΔG = 2.0 kcal/mol) of the protonated
molecule. The translucent rectangles indicate the positions and relative
shapes of the bands around the peaks in the experimental[6] spectrum. The calculated spectra are obtained
after summing the Gaussian functions that were applied to each excitation.
The half width of the individual Gaussians is 0.2 eV.
Calculated spectra of the neutral (green)
and protonated (gray
and blue) forms of 1a. The gray structure is a minor
conformer (ΔG = 2.0 kcal/mol) of the protonated
molecule. The translucent rectangles indicate the positions and relative
shapes of the bands around the peaks in the experimental[6] spectrum. The calculated spectra are obtained
after summing the Gaussian functions that were applied to each excitation.
The half width of the individual Gaussians is 0.2 eV.In a photochemical process, the light excites a ground state
molecule
with the closed-shell electronic configuration to its first excited
singlet state (S1). The rapid depopulation via fluorescence or vibrational
relaxation, however, only allows to overcome very small barriers on
the S1 potential surface.[20] Therefore,
it is conceptualized that photochemical reactions requiring additional
thermal activation involve triplet states T1, which are reached from
S1 via intersystem crossing (ISC).[21] This
leads to the energy profile shown in Figure , which indicates a thermally activated process
for both the neutral and protonated 1a, starting from
their triplet reactant states.[22] According
to the experimental mechanistic proposal and the Minisci model shown
in Scheme c, a carbon-centered
radical subunit triggers the substitution reaction shown in Scheme a. The spin density
shown in Figure for
the protonated 1a state indicates this phenomenon;
carbonyl n → π* excitation (Figures S2–3) yields a reactive carbon
atom, which then attacks the ipso carbon of the arylether. The resulting spirocyclic intermediate 2a is then
cleaved at the ether side in a rate-determining step to yield a structure
(3a) that resembles an alkoxy–phenoxy biradical.
To obtain the final product, the hydrogen from benzylic carbon is
transferred to the phenoxy oxygen in TS. This is an ambimodal transition state as the phenol on the
product side is not stable in the triplet state and either relaxes
into the ground state (4a) or remains as
a triplet alkyl alcohol (4a) through spontaneous
H-transfer between the two oxygens.[23] The
latter has an entirely planar structure, which is also indicated by
its complete spin-density delocalization. Evidently, this intermediate
is expected to eventually relax to afford the final product, 4a.
Figure 2
Energy profiles of the intramolecular rearrangement
in the neutral
(green) and protonated (blue) forms of 1a. The energy
values in colors matching the markers indicate the relative free energies
and are denoted in units of kcal/mol. This convention is used throughout
all the figures. The numbers in black correspond to the general structure
numbering without regard to protonation. The numbers in red here and
in the rest of the figures indicate the calculated Mulliken atomic
spin populations at the corresponding atoms or summed over the phenyl
groups with arrows pointing at the carbons with highest contribution.
When describing pathways with protonated molecules, it is assumed
that the concentration of neutral molecules is negligible in the system.
This is supported by the strong acidity (pKa = 0.52) of trifluoroacetic
acid (TFA).
Energy profiles of the intramolecular rearrangement
in the neutral
(green) and protonated (blue) forms of 1a. The energy
values in colors matching the markers indicate the relative free energies
and are denoted in units of kcal/mol. This convention is used throughout
all the figures. The numbers in black correspond to the general structure
numbering without regard to protonation. The numbers in red here and
in the rest of the figures indicate the calculated Mulliken atomic
spin populations at the corresponding atoms or summed over the phenyl
groups with arrows pointing at the carbons with highest contribution.
When describing pathways with protonated molecules, it is assumed
that the concentration of neutral molecules is negligible in the system.
This is supported by the strong acidity (pKa = 0.52) of trifluoroacetic
acid (TFA).The comparison of the energy profiles
of the neutral and protonated
forms indicates that protonation yields a more favorable pathway,
although the energy of the rate-determining TS differs by only 1.2 kcal/mol (22.0 vs 23.2 kcal/mol). The
barrier of the radical attack at the ipso carbon
(TS), however, is
affected by a considerably larger margin (5.2 kcal/mol). Therefore,
the results are in line with a mechanism typical of Minisci reactions.
The small difference between the two overall activation barriers,
however, do not provide a convincing explanation for the observed
experimental behavior (15% vs 83% yield). To explain this, a different
approach is required.As protonation is carried out in the presence
of TFA in the experiments,
the inclusion of this molecule into the model provides a more refined
description of the reaction. This is shown in Figure , where the TFA molecule acts as a proton
shuttle, transferring hydrogen from nitrogen in 2a to yield a benzyl alcohol(III) in two steps.
In III, the ether cleavage step to afford a phenoxy radical
is almost barrierless. This intermediate IV undergoes
intramolecular hydrogen atom transfer to restore the pyridinium ion,
providing 3a from which the reaction proceeds
as shown in Figure . The difference between the two mechanisms lies in the rearrangement
of the spin density prior to the C–O cleavage. By protonating
the former carbonyl oxygen in I, a major part of the
spin density is shifted to the phenyl ring (II, III), creating a biradical where the overall spin density
is divided almost evenly between the two aromatic rings. The ether
cleavage from III to obtain IV in this way
requires no spin rearrangement, which is in contrast to the process
depicted in Figure . Here, the entire spin density of the pyridinium radical moiety
in 2a is transferred to yield a phenoxy radical
(3a), indicating a process resembling oxidation
that is depicted in Scheme b. In the TFA-assisted mechanism, the analogous process is
the hydrogen atom transfer from the hydroxy group to the pyridinenitrogen (IV→3a), which requires considerably
less (4.9 kcal/mol) activation energy. It is to be noted that both
the pathways can describe a Minisci-type reaction (Scheme b) as they start with radical
attack and end with either oxidation or H-atom transfer. The common
feature of the two approaches is that the rate-determining steps 2a and I →
II involve the formation of a (pseudo-)phenoxy radical moiety,
which is implied to be the key step of this reaction. Therefore, by
involving TFA as a proton shuttle, the 22.0 kcal/mol barrier between 2a and 3a shown in Figure becomes decreased
to 16.4 kcal/mol, corresponding to a proton transfer step instead
of ether cleavage. It is to be noted that the value 16.4 kcal/mol
is very close to the barrier of the ipso addition
(16.1 kcal/mol), preventing the unambiguous assignment of the rate-determining
step.
Figure 3
TFA-assisted isomerization of 1a. The free energy
of TS is below the
corresponding minima because of the flat potential energy surface.
The large energy changes to reach the 1a and 4a states, as seen in Figure , are not shown to increase clarity. The numbers in
red correspond to Mulliken atomic spin populations, as described in
the text of Figure .
TFA-assisted isomerization of 1a. The free energy
of TS is below the
corresponding minima because of the flat potential energy surface.
The large energy changes to reach the 1a and 4a states, as seen in Figure , are not shown to increase clarity. The numbers in
red correspond to Mulliken atomic spin populations, as described in
the text of Figure .The new intermediates (II–IV) introduced in Figure indicate that the
rearranging hydrogens yield a more favorable spirocyclic structure
and a spin-density distribution more suitable for ether cleavage.
Therefore, exploring other H-transfer scenarios could reveal additional
favorable pathways. Considering an intramolecular process to obtain III from 2a without TFA requires
an energy of 22.7 kcal/mol, while the 1,2 H-rearrangement in 2a between the C and O atoms of the former aldehyde
group, has a barrier of 34.0 kcal/mol. Neither option is viable. The
C–H activation of the aldehyde in 1a, however, yields entirely different energetics when
the counterion (TFA) is included in the model. For comparison with
the previous models, Figure includes the mechanism where the salt of 2a forms and breaks. The corresponding 20.5 kcal/mol barrier
is higher than those in the other cases as the acetate induces conformational
changes unfavorable for the ipso addition. The deprotonation
of the formyl group before cyclization, however, is a much more favorable
step that requires only 4.4 kcal/mol activation energy. The resulting
diradical iii* is different from ii as the
spin populations on the carbonyl O (0.9 → 0.5) and C (0.5 →
0.9) atoms are flipped. The almost one equivalent of an unpaired electron
opens the way for an almost barrierless spirocycle (v) formation and a successive proton transfer from TFA to yield benzyl
alcohol vi. The rate-determining step is the following
C–O cleavage (TS), providing
a very low barrier of 12.5 kcal/mol. The difference between TS and the analogous transition states
(TSs) in the mechanisms discussed so far is that among the preceding
intermediates (vi, 2a, and III), vi exhibits continuously delocalized spin-density
distribution between the two aromatic rings because of the linking
sp2carbon in the benzyl position. Although this situation
is the least favorable for C–O cleavage,[24] the overall 12.5 kcal/mol barrier provided here is the
lowest among the three pathways. Therefore, facilitating the ipso addition and the formation of a more stable spirocyclic
intermediate are more important than the spin rearrangement for C–O
cleavage.
Figure 4
Three calculated pathways for the isomerization of the pyridinium
ether salt i. Low-energy internal rotations and proton-transfer
steps are not shown for a clear representation of the important features
of the mechanisms.
Three calculated pathways for the isomerization of the pyridiniumether salt i. Low-energy internal rotations and proton-transfer
steps are not shown for a clear representation of the important features
of the mechanisms.Figure also presents
a different pathway where instead of undergoing ether cleavage, intermediate v relaxes to the ground state (v).
The change in geometry between the two states is relatively small,
but the bond between the ipso carbon and the etheroxygen is increased from 1.41 to 1.53 Å. This implies a more
facile C–O cleavage. Indeed, it only consumes an energy of
2.1 kcal/mol. Therefore, the new pathway has an overall barrier of
only 4.4 kcal/mol, corresponding to the rate-determining triplet C–H
activation. Although the experimental kinetic isotope effect (KIE)
result indicates no rate-determining C–H activation,[6] this process is sufficiently fast to assume that
it cannot be measured properly. It is to be noted that the triplet
to singlet transition is already slower than the triplet C–O
cleavage through TS as the barrier
of 12.5 kcal/mol corresponds to a half-life of 1.64 × 10–4 s, as determined using the transition-state theory.[25] This indicates an at least one order of magnitude
faster process compared to the T1 → S0 relaxation, which is
typically in the 10–3 to 100 s range.[26] For comparison, TS at 4.4 kcal/mol yields a half-life of 1.87 × 10–10 s, while TS and TS provide 1.52 ×
103 s and 1.19 × 101 s, respectively.
Investigating the Mechanism of Other Substrates
The
2-(2-fluorophenoxy)benzaldehyde molecule 1b is perhaps
the simplest molecule investigated by Zeng et al.[6] There is no possibility of protonation; however, it still
undergoes isomerization. Figure indicates that TS, corresponding to the ipso attack in 1b, is located between the neutral and protonated TS in energy, while the resulting spirocyclic intermediate 2b is the most stable among the three. The lower energy of 2b shifts the rest of the energy profile down from the level
of 2b, causing the initial ipso addition
to become the rate-determining step of the mechanism. It is therefore
apparent that adding the acid to facilitate C–O cleavage in 2b according to the model in Figure would not have any effect on the reaction
rate as this step occurs after the rate-determining step. Thus, the
barrier of isomerization is 18.3 kcal/mol, which is slightly higher
than 16.4 kcal/mol calculated for the protonated pyridyl ether with
a TFA proton shuttle. It is to be noted that as no sites of protonation
are available for this molecule, neither models with TFA can be used
here. Therefore, the only other investigated mechanistic scenario
is the relaxation of the intermediates to the ground state. The relaxation
of the spirocyclic 2 intermediates yields the initial 1 state for all the three ethers shown in Figure , while intermediates 3a, 3a, and 3b provide epoxides (Figure S4). The latter option, however, should
not be relevant as 3 only appears after the rate-determining
step in all the three energy profiles, while the former is simply
the reverse process of the ipso addition that restarts
the reaction.
Figure 5
Energy profiles of the rearrangement of pyridyl (green:
neutral,
blue: protonated) and fluorophenyl (yellow) ethers. The structure
indicators in black correspond to the general structure numbering
without regard to the type of the migrating aromatic ring and its
protonation state.
Energy profiles of the rearrangement of pyridyl (green:
neutral,
blue: protonated) and fluorophenyl (yellow) ethers. The structure
indicators in black correspond to the general structure numbering
without regard to the type of the migrating aromatic ring and its
protonation state.The third type of arylether investigated in the present work contains
a pyrazine ring. The experimental results indicated no need for activation
via protonation, which makes the 2-((3,6-dimethylpyrazin-2-yl)oxy)benzaldehyde
molecule 1c similar to 1b instead of 1a. This points to an already electron-deficient ring, which
agrees with the reduced basicity (pKa 0.6 for the protonated pyrazine
and pKa 5.20 for the pyridinium cation) of pyrazine compared to pyridine.
Indeed, Figure shows
that the ipso addition step of the neutral molecule
has a barrier height similar to those of the other two ethers. The
protonated form has significantly inferior energetics which is likely
due to the different spin-density distribution of the 1 states (Figure ). In this regard, the neutral molecule is identical to the
other ethers, while the two protonated isomers have almost all the
spin density situated on the pyrazine ring. This means that there
is no carbonyl radical available to initiate the reaction. The spirocyclic
intermediates 2c and 2c, however, can still form, although at a higher energy and
through a considerably higher barrier. In case of the neutral molecule,
the two diastereomers (2c and 2c*) of intermediate 2 provide different energetics for the two main reaction steps.
The one with the less favored 19.1 kcal/mol addition step yields a
lower energy pathway, as the rate-determining ether cleavage TS lies lower at 21.8 kcal/mol.
Figure 6
Energy
profiles of the rearrangement of the pyrazine ether. The
1- and 4-protonated forms are shown in two shades of gray. The neutral
molecule is presented in two shades of orange, representing the difference
between the formation and cleavage of the two possible spirocyclic
(2c and 2c*) diastereomers.
Energy
profiles of the rearrangement of the pyrazineether. The
1- and 4-protonated forms are shown in two shades of gray. The neutral
molecule is presented in two shades of orange, representing the difference
between the formation and cleavage of the two possible spirocyclic
(2c and 2c*) diastereomers.As the basicity of the nitrogen atoms in the spirocyclic
intermediates
can be different from the initial state, additional hydrogen transfer
steps were also investigated (Scheme S1). One of them involves hydrogen abstraction from the benzyl carbon
by the nearest nitrogen in 2c at +9.8 kcal/mol. As the
corresponding TS is
located at +23.7 kcal/mol, such a pathway cannot be competitive. The
same is true for 1,2-hydrogen migration between the C and O atoms
of the former carbonyl group, which has an even higher barrier (30.7
and 30.9 kcal/mol through TS and TS). The H-transfer to
the ether oxygen was also investigated, but potential energy scans
revealed an uphill process reaching very high energies without a well-defined
TS. These pathways would also provide rate-determining C–H
activation, which is ruled out using experiments. It must be noted,
however, that such evidence only exists for pyridyl ether.
Applying
Structural Modifications to Improve Absorption
The ∼250
nm excitation used for the investigated aryl ethers
presents a severe limitation for this reaction. Therefore, several
molecules are evaluated here to find a way to increase the absorption
wavelength as much as possible. A value of 300 nm would already be
a significant improvement as most solvents, like ethyl acetate employed
in this reaction, exhibit significant absorbance starting at 250 nm.
Also, it must be noted that even among the three molecules investigated
above, 1b already has a predicted absorption band at
297 nm (Figure S5). This indicates that
a part of the substrate scope reported in ref.[6] could have been successfully excited at higher wavelengths.The investigation presented here involves the protonated 1a. The NTO analysis in Figure S2 reveals
that the carbonyl n → π* excitation
is a dark state (zero oscillator strength) located at 332 nm. As the
intensive band at around 250 nm is composed of excitations with a
pronounced π → π* character, the alteration of
the conjugated ring-based transitions should be the goal of structure
modifications. The presence of such transitions of the migrating ring
is not necessarily an undesirable feature (Figure S2); however, the protonated pyrazine (Figure ) and quinoline[6] ethers indicate that the modification of this ring can yield a nonreactive
triplet state. This suggests a strategy to target the salicylaldehyde
part of the reactive substrates because in this way, the carbonyl n → π* excitation character of both the lowest
singlet (S1) excited state and the lowest triplet (T1) state can be
retained. The local π → π* excitation of a modified
phenyl ring can readily provide a relaxed n →
π* state of the carbonyl group because both are a part of the
same conjugated system. One way to achieve this is through ring substituents.
However, this strategy was not successful with the Me or NO2 groups (Figure S6–7). Furthermore,
expanding the conjugated system with condensed rings or phenyl substituents
offers a more pronounced effect on the absorption spectra. Figure presents the substrate
candidates for which the spirocyclic intermediate 2 is
obtained through a barrier comparable to the 1a-c molecules.
They all exhibit a lowest energy dark state near 330 nm (Figure S8) with the carbonyl n → π* character, which is similar to the unmodified
molecule. Figures S9–11 show the
spectra of all the probed molecules. The protonated 3-(pyridin-2-yloxy)-[1,1′-biphenyl]-4-carbaldehyde
(1d) and 4-(pyridin-2-yloxy)-[1,1′-biphenyl]-3-carbaldehyde
(1e) molecules shown in Figure bear phenyl substituents in the para and meta positions relative to the
carbonyl group with significant absorptions at 321 and 312 nm, respectively.
The third, 2-((3,6-dimethylpyrazin-2-yl)oxy)benzaldehyde (1f) molecule absorbs at the lowest 308 nm wavelength among the three.
However, it also has the lowest 15.2 kcal/mol barrier for the ipso addition, whereas the other two molecules exhibit values
near 20 kcal/mol.[27] The largest 22.0 kcal/mol
barrier of the protonated 1d corresponds to a half-life
of 1.52 × 103 s. Although this indicates a process
slower than the T1 → S0 relaxation, the considerably higher
molar absorption suggests that the triplet state can be populated
more efficiently, leaving more chance for thermal activation to occur.
Overall, these results show that simple structural modifications can
readily improve the applicability of the intramolecular rearrangement
process.
Figure 7
Three most successful structure modification attempts to shift
the absorption above 300 nm. The numbers below the structures indicate
the ipso addition barriers in kcal/mol. The blue
spectrum corresponds to the protonated 2-(pyridin-2-yloxy)benzaldehyde
(1a) molecule.
Three most successful structure modification attempts to shift
the absorption above 300 nm. The numbers below the structures indicate
the ipso addition barriers in kcal/mol. The blue
spectrum corresponds to the protonated 2-(pyridin-2-yloxy)benzaldehyde
(1a) molecule.
Conclusions
In this work, a photoinduced intramolecular
(hetero)aryl ether
rearrangement has been investigated using DFT calculations. The reaction
was recently discovered by Zeng et al.,[6] who also provided a plausible mechanism based on their experimental
results. The diversity of the salicylaldehyde ether substrates and
the very low (254 nm) excitation wavelength, however, warranted a
more comprehensive investigation to help refine the process. The computational
results, overall, support the experiments and provide a general mechanism
with five steps: the formation of a triplet carbonyl diradical-like
state via UV excitation followed by a C–Cipso addition to yield a spirocyclic intermediate which undergoes C–O
cleavage in an overall substitution reaction. The final product is
obtained after H-transfer and relaxation of the ground state. The
three main triplet-state reaction steps exhibit features of mechanisms
typical of both the Truce–Smiles and Minisci reactions. These
pathways feature activation barriers in the range of 16–22
kcal/mol for the three chosen substrates, with the rate-determining
steps being either the ipso addition or the C–O
cleavage. In case of 2-(pyridin-2-yloxy)benzaldehyde, the role of
adding an external acid (TFA) is explained by the availability of
a different pathway which starts with protonating the pyridine and
deprotonating the aldehyde group using TFA to aid the ipso addition. In this manner, the energy barrier drops to a low level
of 12.5 kcal/mol. The analysis also reveals that the TFA-induced tautomerization
steps are responsible for reducing the electron density of the heterocycle
and the rearrangement of the spin density. The former plays a role
in the ipso addition step while the latter facilitates
the rate-determining C–O cleavage.Based on the results
of the mechanistic investigation, a strategy
for finding additional substrates that undergo the isomerization process
more readily is proposed. For this purpose, several molecules were
derived from the 2-(pyridin-2-yloxy)benzaldehyde molecule. The evaluation
was based on the lowest energy absorption wavelength and the barrier
of the ipso addition step. For the former, a value
of 300 nm offers a reasonable improvement and can easily be achieved.
As the goal is the excitation of the carbonyl group, the extension
of conjugation at the salicylaldehyde half of the molecule presents
a viable approach. This can be performed by adding condensed rings
or forming a biphenyl, which are the commonly used building blocks
of dyes or photocatalyst molecules. Considering the barrier of the ipso addition as well, the 2-quinoline backbone is especially
promising with a barrier of 15.2 kcal/mol and predicted absorption
at 308 nm. There is, however, no simple relation between the characteristic
excitation and the barrier of addition shown by the investigated molecules.
Nevertheless, the results indicate that the reaction scope reported
by Zeng et al.[6] can be improved even further,
and the potential substrates can be identified with relatively simple
calculations.