Alexander M Sherwood1, Romain Claveau2, Rafael Lancelotta3, Kristi W Kaylo1, Kelsey Lenoch1. 1. Usona Institute, 2800 Woods Hollow Road, Madison, Wisconsin 53711, United States. 2. Almac Sciences, 20 Seagoe Industrial Estate, Craigavon BT63 5QD, United Kingdom. 3. Habituating to Wholeness, 6500 W 13th Avenue, Lakewood, Colorado 80214, United States.
Abstract
To support clinical use, a multigram-scale process has been developed to provide 5-MeO-DMT, a psychedelic natural product found in the parotid gland secretions of the toad, Incilius alvarius. Several synthetic routes were initially explored, and the selected process featured an optimized Fischer indole reaction to 5-MeO-DMT freebase in high-yield, from which the 1:1 succinate salt was produced to provide 136 g of crystalline active pharmaceutical ingredient (API) with 99.86% peak area by high-performance liquid chromatography (HPLC) and a net yield of 49%. The report provides in-process monitoring, validated analytical methods, impurity formation and removal, and solid-state characterization of the API essential for subsequent clinical development.
To support clinical use, a multigram-scale process has been developed to provide 5-MeO-DMT, a psychedelic natural product found in the parotid gland secretions of the toad, Incilius alvarius. Several synthetic routes were initially explored, and the selected process featured an optimized Fischer indole reaction to 5-MeO-DMT freebase in high-yield, from which the 1:1 succinate salt was produced to provide 136 g of crystalline active pharmaceutical ingredient (API) with 99.86% peak area by high-performance liquid chromatography (HPLC) and a net yield of 49%. The report provides in-process monitoring, validated analytical methods, impurity formation and removal, and solid-state characterization of the API essential for subsequent clinical development.
Recently, interest
has increased in understanding the clinical
applications of psychedelic, entactogenic, and dissociative psychoactive
drugs, such as psilocybin (1), DMT (2),
LSD (3), MDMA (4), or ketamine (5) in combination with psychotherapeutic support to promote improved
mental health conditions (Figure ).[1,2] In particular, research has indicated
favorable results in treating post-traumatic stress disorder (PTSD),
depression, end of life conditions, and anxiety-related disorders.[1,3−6] This research shows that while the therapeutic mechanisms are not
fully understood, some factors have been correlated with improvement
in mental health. These factors include the intensity of mystical
experience occasioned by the psychedelic, the context in which the
session was conducted (known as set and setting), the dose at which
the drug is administered, psychological flexibility, connectedness,
emotional breakthrough, and increased neural entropy.[1,7−10]
Figure 1
Structures
of clinically explored psychedelic, entactogenic, and
dissociative psychoactive drugs.
Structures
of clinically explored psychedelic, entactogenic, and
dissociative psychoactive drugs.5-MeO-DMT (6) is a tryptamine natural product most
commonly identified as the primary psychoactive component of the parotid
gland secretions of Incilius alvarius, the Sonoran Desert toad (Figure ).[11] The alkaloid is also
known to be present in low concentrations in a variety of plants,
shrubs, and seeds. Human consumption of this material for its psychoactive
properties has been reported in the scientific literature for at least
100 years.[12−15] Although it has been historically suggested that 5-MeO-DMT may have
been used by indigenous cultures,[11] there
is no known documentation to support this assertion. Due to the recent
discovery of high concentrations of 5-MeO-DMT in I.
alvarius secretions, there has been a reported increase
in its recreational and spiritual use.[11,16,17] Recent evidence has indicated the presence of 5-MeO-DMT
existing in concentrations between 20 and 30% of total dry weight
or approximately 200–300 mg of 5-MeO-DMT per dried gram of
toad secretion,[17] concentrations much higher
when compared to plant-derived sources of 5-MeO-DMT.
Figure 2
(Left) I. alvarius (image courtesy
of Holger Krisp, Ulm, Germany, 2011 under CC BY 3.0) with the parotid
gland highlighted. (Right) Structure of 5-MeO-DMT (6).
(Left) I. alvarius (image courtesy
of Holger Krisp, Ulm, Germany, 2011 under CC BY 3.0) with the parotid
gland highlighted. (Right) Structure of 5-MeO-DMT (6).Anecdotally, and suggested by research over the
last 5 years, 5-MeO-DMT
has been reported to be helpful in treating clinical mental health
conditions.[8,9,16−18] These data suggest that 5-MeO-DMT produces mystical experiences
with comparative intensity as seen with psilocybin,[8] has a significantly shorter duration of effect—between
10 and 45 min depending on the route of administration used,[19] and produces increased desired effects when
the context of the experience is carefully curated.[20,21]An extensively supported hypothesis is that commonly encountered
psychedelic effects in humans (e.g., visual hallucinations, altered
sense of self, time, and space, and atypical thought patterns) are
mediated primarily via activation of the serotonergic 5-HT2A receptor in the central nervous system (CNS).[22,23] Notably, all currently known psychedelics are also nonselective,
simultaneously interacting with numerous other monoaminergic receptors
and transporters in the CNS, and hence exhibit variable degrees of
synergistic polypharmacology in addition to agonist activity at the
5-HT2A receptor.[24] 5-MeO-DMT
has demonstrated sub-micromolar binding affinity across most serotonin
receptor subtypes expressed in the CNS, with about 300-fold selectivity
for the human5-HT1A (3 ± 0.2 nM) versus 5-HT2A (907 ± 170 nM) receptor subtypes.[25] Data has suggested that activation of the 5-HT1A receptor may also play a significant role in contributing to the
subjective and behavioral effects elicited by psychedelics in a synergistic
way with 5-HT2A activation.[26−28] In contrast to 5-MeO-DMT,
psilocin (the active metabolite of psilocybin) is about 5-fold more
selective for human 5-HT2A receptors (107 nM) versus 5-HT1A (567 nM).[29] In a controlled study
in healthy human volunteers, coadministration of psilocin with the
antianxiety medication buspirone, a selective 5-HT1A agonist,
altered the subjective effects produced by psilocin, notably reducing
the intensity of certain visual hallucinations.[30] Interestingly, anecdotal reports on 5-MeO-DMT consumption
have described a general lack of colorful geometric visual hallucinations
typically associated with other psychedelics.[31]To date, a comprehensive understanding of the correlation
between
psychedelics’ polypharmacology and the corresponding influence
on their subjective effects is not well established. While a number
of potential mechanisms have been hypothesized to rationalize the
therapeutic mode of action of psychedelics, such as increased structural
plasticity in the prefrontal cortex,[32] still
no direct connection has been made between specific psychedelic pharmacodynamics
and positive therapeutic outcomes.[33] Nevertheless,
randomized clinical trials with the psychedelic psilocybin (1) in the treatment of serious mental health conditions such
as major depressive disorder (MDD) continue to show promise.[34] To this end, 5-MeO-DMT appears to be pharmacodynamically
unique compared to previous clinically studied psychedelics and could
provide a useful comparator in contemporary controlled clinical studies
with psychedelics to better understand their mode of action.Unlike psilocybin, psychedelic tryptamines such as DMT (2) and 5-MeO-DMT (6) are subject to rapid first-pass
metabolism by monoamine oxidase and are therefore not orally active.
When consumed parenterally, they produce a significantly shorter duration
of action, typically less than 1 h, compared to the 5–8 h duration
of effects produced by psilocybin. The shorter duration of action
may help in reducing the amount of time a patient would spend in the
clinic. Additionally, compared to DMT, 5-MeO-DMT is known to be approximately
10–20 times more potent in humans.[13] With a short duration of action and possibly significant 5-HT1A receptor selectivity, 5-MeO-DMT possesses unique pharmacodynamic
and pharmacokinetic properties compared to other clinically studied
psychedelics. These features may correlate with more positive therapeutic
outcomes in controlled human clinical trials. To test this hypothesis
and to better understand the psychotherapeutic utility of 5-MeO-DMT
and enable such clinical trials, the preparation of active pharmaceutical
ingredient (API) is required with adequate controls to ensure its
identity, potency, purity, and strength. The development of this process
is the topic of this report.
Results and Discussion
5-MeO-DMT Dosage and Salt
Form Selection
The most commonly
reported route of administration is by vaporization of the freebase
drug, which is generally not a pharmaceutically acceptable approach
compared to other dosage forms. While other intraperitoneal routes
of administration with 5-MeO-DMT such as dry powder inhalation, transdermal,
or intravenous administration are possible, an intramuscular injection
has been identified as a preferable compromise for administering this
material. In addition to allowing precise metering of dose, the intramuscular
injection of 5-MeO-DMT in a naturalistic setting has been previously
reported and was claimed to possess an advantageous duration of action
compared to the intense rapid-onset produced by other intraperitoneal
routes.[19] The injectable drug formulated
as a 20 mg/mL solution of API in sterile water with excipients is
capable of delivering a precise dose of API in the range of 2–15
mg, consistent with the dose range described in previous anecdotal
reports with this material. 5-MeO-DMT freebase has low water solubility
(<10 mg/mL) and the unionized amine may degrade on exposure to
atmospheric oxygen to give the corresponding N-oxide degradant (vide
infra). A water-soluble, pharmaceutically acceptable salt form of
5-MeO-DMT was therefore required.In parallel to the exploration
of viable synthetic routes to 5-MeO-DMT freebase, a range of pharmaceutically
acceptable salt forms were considered from acids with sufficient pKa difference to fully protonate 6, including the counterions chloride, sulfate, fumarate, succinate,
maleate, lysate, oxalate, benzoate, tartrate, mesylate, or acetate.[35] Using analytically pure 5-MeO-DMT freebase,
the hydrochloride, sulfate, fumarate, and succinate salts were initially
evaluated. Attempts at formation of the sulfate salt yielded an intractable
gum and the approach was abandoned. The hydrochloride salt was readily
prepared as an apparent crystalline solid, but the material was found
to be hygroscopic and was deliquescent under high-humidity conditions.
Both the fumarate and succinate salts were readily prepared and provided
stable, free-flowing, crystalline materials. The fumarate salts of
structurally analogous tryptamines are commonly reported, possibly
due to their ease of synthesis.[36] DMT (2) fumarate, for example, has been previously used in clinical
studies as an intravenous injection.[37] Fumaric
acid is, however, a known Michael acceptor and has been shown to form
covalent products with amine-containing APIs under mild conditions.[38,39] Given that terminal sterilization by an autoclave may be required
in the future preparation of sterile solutions of the 5-MeO-DMT drug
product, the potential for this known reactivity with fumaric acid
eliminated it as an acceptable salt form. Succinic acid is a structurally
similar dicarboxylic acid but lacks the conjugated double bond present
in fumaric acid and would not exhibit similar chemical reactivity.The succinate salt was therefore explored further as a potential
pharmaceutically acceptable salt form. The material was prepared and
subjected to thorough solid-state characterization, including equilibrium
water solubility, X-ray powder diffraction (XRPD), thermogravimetric
analysis (TGA), differential scanning calorimetry (DSC), hyper-DSC,
dynamic vapor sorption (DVS), 1H nuclear magnetic resonance
(NMR), and optical microscopy (see the Supporting Information). Briefly, 5-MeO-DMT succinate (1:1) was not hygroscopic
and XRPD indicated that multiple crystallization conditions resulted
in a common stable crystalline anhydrate (form A) with only a few
conditions that formed unique solvated forms (see the Supporting Information). The data supported the
use of 5-MeO-DMT succinate (1:1) as a stable and pharmaceutically
acceptable salt form. Given its ease of synthesis and favorable solid-state
properties, this salt form was selected for further development.
5-MeO-DMT Route Scouting
For clinical development,
the ideal synthetic route to 5-MeO-DMT would utilize commercially
available starting materials, would be scalable to readily provide
the product in the range of 0.1–1 kg, would not rely on flash
silica gel chromatography or fractionation, and would provide a high-purity
final product with no unidentified individual impurity >0.15% peak
area by a validated high-performance liquid chromatography (HPLC)
method. The literature survey revealed three potentially viable synthetic
routes, and each was explored and evaluated for the ability to meet
the above criteria.
Route 1
A seemingly
attractive single-step
process employed a modified Eschweiler–Clarke reaction via
reductive amination between formaldehyde and commercially available
5-methoxy tryptamine (7) with sodium cyanoborohydride
as the reducing agent (Scheme ).[40] Several small-scale attempts
were initially evaluated with reaction monitoring by liquid chromatography-mass
spectrometry (LCMS). Though product formation was evident, the reaction
was plagued by challenges that would likely multiply at larger scales.
The Pictet–Spengler reaction to the corresponding tryptoline
(8) was difficult to suppress and removal of this structurally
similar and possibly biologically active byproduct was challenging.
Further optimization to Route 1 may be possible, but ultimately, the
reaction was not recommended for further development. A related reaction
involving N-methylation of tryptamine 7 by methyl iodide
has also been suggested; however, this approach would inevitably lead
to difficult-to-control quaternization at the amine and was therefore
also not considered for large-scale synthesis.
Scheme 1
Eschweiler–Clarke
Reaction to 6 and Mechanism
of Pictet–Spengler Byproduct Formation
Route 2
The Speeter–Anthony tryptamine
synthesis (Scheme ) is the most cited general method for preparing substituted psychedelic
tryptamines and has also been used to prepare 5-MeO-DMT previously.[31,41] Given recent learnings and optimizations from the large-scale synthesis
of psilocin and psilocybin produced by an analogous process, the route
was considered for the large-scale synthesis of 6 from
5-methoxyindole 9.[42−44] A key consideration in this approach
is performing the final reduction on the ketoamide 10 with pyrophoric lithium aluminum hydride (LAH) with the subsequent
quench and tedious extraction from solid aluminum waste salts; the
difficulty of this process tends to increase with scale. Our data
has indicated that in most cases when synthesizing tryptamines, the
reduction step will stall at approximately 90% conversion with 5–10%
of an expected β-hydroxy intermediate, such as 11, remaining (Scheme ). On workup, further manipulations of the crude freebase, especially
acidic conditions, can initiate conversion of the β-hydroxy
impurity to a reactive electrophile, such as 12 (Scheme ), and give mixtures
of isomeric dimerized impurities. Crookes et al. provided a thorough
investigation into the formation of analogous dimeric byproducts in
the LAH reduction to produce DMT (2) by the mechanism
analogous to the depiction in Scheme .[45] Though Route 2 was a
viable process, given the known challenges with scale-up, this route
would require additional process development to ensure that the final
product could reliably meet high-purity specifications without relying
on column chromatography. Therefore, a single-step procedure based
on the Fischer indole reaction was next explored.
Scheme 2
Speeter–Anthony
Tryptamine Synthesis and Byproduct Formation
via Reactive Impurity 11
Route 3
Several attributes inherent to
the Fischer indole reaction approach to 6 from 4-methoxyphenylhydrazine
(13) and 4,4-diethoxy-N,N-dimethylbutan-1-amine (14), a masked aldehyde protected
as the diethyl acetal derivative (Scheme A), were attractive for the development of
a scalable process: the transformation occurs in a single step, it
does not rely on high temperatures, occurs in aqueous solvent, and
does not rely on air-sensitive or pyrophoric reactants such as lithium
aluminum hydride. Additionally, literature precedent exists for its
use specifically in the synthesis of 5-MeO-DMT in addition to related
substituted N,N-dimethyltryptamines,[46] with reported examples for the use of an analogous
process in the commercial manufacture of structurally similar 5-substituted
dimethyltryptamine antimigraine medicines, such as sumatriptan (15), zolmitriptan (16), and rizatriptan (17) (Scheme B).[47] Importantly, the pharmaceutical
relevance of tryptamines 15–17 provided
some assurance that the key butanamine starting material 14 common to all three processes was well-characterized and would remain
commercially available and inexpensive.
Scheme 3
(A) Fischer Indole
Reaction in the preparation of 6 and
(B) Approved Antimigraine Medications Prepared by the Analogous Process
As per the previously published protocol, the
reaction was first
conducted in refluxing dilute aqueous sulfuric acid solution (Table , entry 1).[46] Reaction monitoring by LCMS indicated that the
phenylhydrazine limiting reagent 13 was consumed within
2 h with a crude reaction purity of about 63% peak area, including
several high-molecular-weight impurities representing the remaining
37% peak area. With the significant impurity profile, the reaction
would have likely required chromatography to isolate the product of
sufficient purity. Serendipitously, we observed that an aliquoted
LCMS sample removed prior to reflux prepared in acetonitrile instead
of water proceeded to near completion at or below room temperature
and contained almost exclusively 6 with few byproducts.
Following this observation, an experiment was repeated using 1:1 water/acetonitrile
as the solvent system at room temperature overnight to confirm 88%
conversion to the product by LCMS (Table , entry 2). Based on the encouraging results,
the process was repeated, and additional conditions were explored.
Table 1
Reaction Optimization Conditions
entry
equiv 14 (x)
cosolvent, (vol)
time (h)
temp.
(°C)
conversion (area %)a
1
1.2
(0)
2
100
63
2
1.2
MeCN, (10)
19
22
88
3
1.2
MeCN, (10)
3
40
90
4
1.2
MeOH, (10)
3
40
84
5
1.2
DMSO, (10)
3
40
87
6
1.2
MeTHF, (10)
3
40
79
7
1.2
DCM, (10)
3
40
77
8
1.2
H2O,
(10)b
3
40
66
9
1.05
MeCN, (5)
3
35
90
9b
28
35
89
10
1.05
MeCN, (5)
3
35
90
(80)c
UPLC-UV percent
area at 269 nm.
Total water
was 20 vol.
Isolated yield.
UPLC-UV percent
area at 269 nm.Total water
was 20 vol.Isolated yield.Raising the temperature to
40 °C, the reaction was found to
reach completion within 3 h with acetonitrile cosolvent (Table , entry 3). To better
understand the role of the cosolvent, several additional reactions
were trialed with different cosolvents, including methanol, dimethyl
sulfoxide (DMSO), 2-methyltetrahydrofuran (2-MeTHF), and dichloromethane
(DCM) (Table , entries
4–7) compared to the same volume of only water under otherwise
identical conditions (Table , entry 8). The results indicated that all cosolvents tested
were advantageous in increasing reaction conversion, with water-miscible
polar aprotic DMSO providing results comparable to that of acetonitrile.
Methanol also exhibited a significant enhancing effect on the reaction.
The water-immiscible solvents 2-MeTHF and DCM also moderately improved
reaction conversion. These data indicated that most cosolvents improved
the conversion and purity profile of the reaction, and the water-miscible
polar aprotic cosolvents demonstrated a significant rate-enhancing
effect and minimized side reactions in the formation of 6. Though both reactants 13 and 14 appeared
to be water soluble in the absence of cosolvent, we hypothesized that
the addition of cosolvent possibly assisted in solubilizing either
reactant or prevented the formation of hydrophobic clusters. The hypothesis
is supported by the observation that in the absence of cosolvent,
the major side reaction impurities formed were indicative of high-molecular-weight
oligomers, which could potentially form from localized high-concentration
clusters of starting reactants. Though DMSO and acetonitrile performed
comparably, acetonitrile was selected for further development as the
high-boiling point and low volatility of DMSO may have introduced
additional complexity by its eventual removal in the workup.Further optimization revealed that diethyl acetal 14 could be reduced to 1.05 equiv relative to limiting reagent 13. Acetonitrile cosolvent was reduced from 10 to 5 vol, and
the temperature was reduced to 35 °C without measurable impact
on the crude reaction profile or reaction rate (Table , entry 9). Further, stressing the same reaction
with an extended 28-h hold time had only a slight impact on the reaction
profile with an overall 1% reduction in a HPLC purity of the crude
reaction mixture (Table , entry 9b). The reaction’s indifference to extended hold
times was advantageous and suggested that reaction time was not a
critical process parameter and could allow for some flexibility with
timing when running the process at scale. Based on the optimizations
described, the process was scaled to 100 mmol (∼35 g) and isolation
conditions were explored to ultimately provide high-purity 6 as the succinate salt in 80% isolated yield (Table , entry 9).
Optimization of Workup,
Isolation, and Salt Formation
Workup
Crude freebase product was
initially isolated
by a routine acid/base workup procedure employing dichloromethane
as both a washing solvent for the acidic crude reaction mixture and,
upon basification, an extraction solvent for the freebase as well.
On larger-scale reactions where extended hold times of the freebase
product in methylene chloride were required, formation of a heavy
insoluble oil impurity was encountered. Consistent with several literature
reports on the chemical reactivity of DMT and other tertiary amines
with methylene chloride,[48−52] 5-MeO-DMT was suspected to have undergone a similar reaction to
form the quaternary ammonium byproduct 18 (Scheme ). The crude heavy oil was
analyzed by 1H NMR, which provided a singlet at 5.69 ppm
that integrated to 2H; these data were consistent with the identity
of structure 18 (Scheme and Supporting Information S14). The apparent reactivity between product 6 and dichloromethane
indicated that an alternative solvent should be used in the workup
process, especially at larger scales where extended hold times may
be required.
Scheme 4
Formation of Degradant 18 Annotated With 1H NMR Shift for the Suspected Dichloromethane Adduct
2-Methyltetrahydrofuran (2-MeTHF) has been previously
suggested
as a good substitute for dichloromethane in biphasic aqueous workups.[53] We found that freebase 6 was highly
soluble, and 2-MeTHF formed a clean phase split with the acidic aqueous
crude reaction mixture without the need for distillation of the acetonitrile
cosolvent. Additionally, 2-MeTHF represented a greener solvent choice
for process chemistry, as it is produced industrially by biorenewable
processes. On smaller scales, the acetonitrile cosolvent was distilled
prior to workup. On larger scales, this distillation was avoided and
the workup proceeded directly into a liquid–liquid washing
step. Subsequent data would indicate that some product loss occurred
in the first washing step by being extracted into the organic phase,
possibly related to increased partitioning due to the acetonitrile
present.
Freebase Purification
Analysis of
the crude freebase
extract by LC–UV–high-resolution mass spectrometry (HRMS)
revealed the presence of several isomeric dimer-like products representing
approximately 8% combined peak area for the crude reaction mixture.
HRMS analysis provided m/z 534.3803
with MS/MS fragmentation to m/z 316.2383
for each of the isomers, supporting the putative structure 19 (Scheme and Supporting Information S15), although different
attachment points (denoted by red circles) for the dimer are also
possible. Regardless of connectivity, the HRMS data supported the
identity of a triamine for the isometric impurities corresponding
to m/z 534.3803. Though ethanol
was initially identified as a suitable recrystallization solvent for
the succinate salt of 6, the isomeric dimers were found
to co-crystallize with 6 at levels that exceeded impurity
specifications. Alternatively, we speculated that a significant differential
in retention would exist between monoamine 6 and triamine
isomers of 19 on silica gel, such that a filtration through
a small silica plug would be sufficient to remove the polar impurities
while allowing the product 6 to readily elute. Mobile
phase screening experiments with thin-layer chromatography revealed
that 10% methanol in acetone provided such separation, with polar
dimer impurities remaining adhered to the baseline and migration of
the product spot for 6 with a retention factor (Rf) of about 0.3 (Supporting Information S16). While methanol/acetone is an atypical eluent
with silica gel, dichloromethane, which is commonly used in separations
with polar amines, was unacceptable given the reactivity concerns
outlined above. On the preparative scale, filtration through a 5 wt
% silica pad and washing the pad with 100 vol of 10% methanol in acetone
was sufficient to recover 80–90% mass of the input crude freebase,
while the polar dimeric impurities remained adhered to the baseline
and were effectively removed.
Scheme 5
Putative Dimer Impurity Structure
and MS/MS Fragmentation
Red circles indicate alternate
attachment points.
Putative Dimer Impurity Structure
and MS/MS Fragmentation
Red circles indicate alternate
attachment points.Following the silica filtration
step during concentration of the
resulting eluent, a previously unobserved degradant appeared in up
to 3% peak area by HPLC. The degradant was conclusively identified
as oxidation degradant 21, the N-oxide
of 6. The structure was supported by HRMS initially (Supporting Information S17) and later chemical
synthesis with additional characterization by 1H and 13C NMR (Scheme and Supporting Information S18 and S19) conclusively characterized 21. Previous in
vitro and in vivo metabolism data has indicated
that N-oxide 21 is a metabolite of 6(54) and would therefore afford some flexibility
in the allowable levels of this degradant in the API.
Scheme 6
Synthesis
of N-Oxide 21
Succinate Salt Formation
With smaller-scale development
reactions, the succinic acid salt of 6 was readily isolated
by adding 1 equiv of succinic acid to a solution of freebase 6 in acetone and collecting the resulting insoluble crystalline
precipitate by filtration. We later found that the inclusion of a
washing step using activated charcoal helped to minimize slight variability
in color observed in the final isolated product. The color variation
was found to be correlated with the use of different commercial sources
of phenylhydrazine 13, even though all lots were tested
upon receipt to >98% purity. The procedure was modified to form
the
succinate salt in a solution of methanol at a volume that did not
initially induce precipitation. The resulting solution was stirred
with activated charcoal, filtered, and then concentrated. The resulting
solid succinate salt was slurried in acetone, filtered, and dried
to provide a crystalline solid consistent with the desired polymorphic
form. The process provided a net yield of 49% to produce 136 g of
isolated succinic acid salt of 6 with HPLC purity of
99.86% peak area. The identified N-oxide degradant 21 was the only detectable impurity at 0.14% peak area. Though not
reported in the larger-scale synthesis, as the required purity specifications
were met, following salt formation, ethanol was found to perform well
as a recrystallization solvent for further purification of the succinatesalt of 6 if necessary.
Future Optimization
The Fischer indole reaction to 6 readily provided API
that met all set specifications. Achieving
a high-purity product was the initial focus, and further optimization
could improve the final yield without compromising final product purity.
HPLC data indicated that product conversion was as high as 90%, yet
isolated freebase recovery was 57%. Additionally, in the smaller-scale
development reaction (Table , entry 9), an isolated yield of 80% was achieved. The key
difference between the two processes was the distillation of the cosolvent
prior to workup and much of the yield loss that occurred at the first
liquid–liquid washing step, where approximately 10–20%
of the product was extracted from the acidic aqueous layer in the
first wash. In the future, the washes could potentially be back-extracted
to recover this loss. With further scale-up, the elimination of the
silica pad filtration step would be desirable. Vacuum distillation
of the crude freebase could be an acceptable alternative for the separation
of the freebase product from high-MW dimers such as 19. Though dimer impurities present in succinate salt were not readily
purged by recrystallization approaches, exploration of the recrystallization
of alternate salt forms prior to generation of the succinate salt
may also circumvent the silica pad filtration. As an alternative to
purification approaches, additional optimization of reaction conditions
could be explored to further improve the specificity of the reaction
toward formation of 6 and minimize side reactions.
Conclusions
The first production run has provided sufficient
API to meet current
clinical and nonclinical needs to enable first-in-human clinical trials
with 6. The key features of the developed process were
an optimized Fischer indole reaction with advantageous inclusion of
acetonitrile cosolvent to provide crude freebase 6. The
workup featured greener solvent choices with an intermediate purification
via filtration through a silica pad. The 1:1 succinic acid salt was
subsequently prepared from methanol with an activated charcoal decolorizing
step followed by final purification by acetone slurry. A minor API
degradation product, the corresponding N-oxide 21, was
identified, synthesized, and characterized. The final product was
isolated in 49% overall yield to provide 136 g of API with 99.86%
HPLC purity. The controllability and scalability inherent to the developed
process will ensure that current and future clinical demands for 6 are met.
Experimental Section
General Experimental Methods
Reactions were performed
using commercially obtained raw materials and solvents. Unless otherwise
stated, all commercially obtained reagents were identity tested and
used as received. Reactions were conducted in a Borosilicate Glass
3.3 jacketed glass reactor (5 L) with a Julabo FPW91-SL Ultra-Low
Refrigerated-Heating circulator for temperature control. Distillations
(>5 L) were performed with a Buchi Rotavapor R-220 Pro. Reactions
were monitored by thin-layer chromatography (TLC) using EMD/Merck
silica gel 60 F254-precoated plates (0.25 mm). Flash column chromatography
was performed using prepackaged RediSepRf columns on a CombiFlash
Rf system (Teledyne ISCO Inc.). 1H and 13C NMR
spectra were recorded on a Bruker Avance 400 (at 400 and 101 MHz,
respectively) and a Bruker Avance 500 (at 500 and 126 MHz, respectively).
Process development and reaction monitoring was performed with a Waters
Acquity I-Class UPLC utilizing a Waters HSS T3 column (2.5 μm,
2.1 mm × 30 mm) run in gradient mode with H2O (0.1%
formic acid) and acetonitrile (0.1% formic acid) mobile phases at
0.6 mL/min. Samples were diluted in acetonitrile or water to approximately
1 mg/mL and 0.1 μL was injected. Chromatographic peaks were
detected by a diode array detector at 269 nm. High-resolution mass
spectra were acquired in line with UV on a Waters Xevo G2-XS QTof
in ESI-positive mode. Low and high collision energy mass spectra were
acquired using a Waters MSe experiment.
To a clean and dry 5 L reactor was charged 4-methoxyphenylhydrazinehydrochloride (145.0 g; 0.83 mol, 1.0 equiv, purity >98% confirmed
by HPLC) followed by water (1.45 L, 10 vol) under a nitrogen atmosphere
at 20–25 °C. The contents of the reactor were then stirred
at 30–35 °C and a dark red colored suspension was observed.
To the suspension, concentrated H2SO4 (47.7
mL, 0.91 mol, 1.1 equiv) was cautiously added dropwise under a nitrogen
atmosphere over 10 min while maintaining the temperature below 40
°C. (Note: This addition is slightly exothermic.) The brown/red
solution was heated to 35–40 °C (with a target temperature
of 37 °C) and stirred for an additional 10 min. A solution of
4,4-diethoxy-N,N-dimethylbutan-1-amine
(14) (165.0 g, 0.87 mol, 1.05 equiv) was prepared in
acetonitrile (0.58 L, 4.0 vol) and added dropwise to the reactor under
a nitrogen atmosphere over approximatively 60 min while maintaining
the temperature between 35 and 40 °C. The addition funnel was
rinsed with acetonitrile (145 mL, 1.0 vol) and added dropwise to the
reactor. The temperature was maintained at 40 °C and the contents
were agitated for an additional 4 h. A sample of the reaction mixture
was aliquoted for HPLC analysis and reaction completion with a target
limit of ≤2% peak area for the limiting reagent. (Result: 4-Methoxyphenylhydrazine:
1.86% area.) The mixture was cooled to 20–25 °C and the
contents were transferred to a 10 L reactor. The acidic aqueous solution
was washed with 2-MeTHF (2 × 2.03 L, 14.0 vol). After each wash,
the layers were allowed to settle for 15 min. The lower acidic aqueous
layer was collected and the upper 2-MeTHF wash was discarded. The
acidic aqueous layer was recharged to the reactor and sodium hydroxide
solution (4 M, 0.65 L, 4.5 vol) was added dropwise while maintaining
the temperature at 20–25 °C to bring the pH to 11–12
providing a milky suspension. The suspension was extracted with 2-MeTHF
(3 × 1.45 L, 10.0 vol); following each extraction, the layers
were allowed to settle for 15 min, the lower alkaline water layer
was separated into a drum, and the upper organic layer was collected.
The lower aqueous layer was discarded and the combined 2-MeTHF organic
layers were transferred to a 20 L-flask. The solution was concentrated in vacuo to an oily amber residue. Residual water was removed
azeotropically by redissolving the residue with fresh 2-MeTHF (1.45
L, 10 vol) and repeating the concentration step. This oily residue
was dried on the rotatory evaporator under vacuum (10–20 mbar)
for 1 h at 40–45 °C to provide 117.68 g (64.9% theoretical
yield) of crude 5-MeO-DMT freebase. The crude freebase was dissolved
in acetone (1.45 L, 10.0 vol) and poured through a pad of silica (230–400
mesh, 725 g, 5 wt). The pad was eluted with acetone/MeOH (9:1, v-v,
14.5 L, 100.0 vol). The combined filtrates were concentrated to provide
102.94 g of purified 5-MeO-DMT freebase (56.8% yield, 98.27% area
by HPLC) as a pale clear orange oil that slowly solidified on standing.
To
the 20 L-flask containing purified 5-MeO-DMT freebase from the previous
step (101.1 g, 0.46 mol, 1.0 equiv) was charged fresh MeOH (1.01 L,
10.0 vol). The flask was attached to a rotary evaporator and rotation
was started without applying vacuum until the material dissolved.
The methanolic solution was then transferred to a 5 L-RBF fitted with
an overhead mechanical stirrer. Additional MeOH (2.02 L, 20.0 vol)
was charged to the RBF, under a nitrogen atmosphere, at 20–25
°C. Succinic acid (57.4 g, 0.48 mol, 1.05 equiv) was added portion
wise and the solution was stirred at 20–25 °C for 48 h
under a nitrogen atmosphere. Charcoal (NORIT SX1, 31.2 g, ∼20%
w/w) was charged to the flask, under a nitrogen atmosphere, at 20–25
°C. The resulting dark suspension was stirred at 20–25
°C for 2.5 h under a nitrogen atmosphere and then filtered on
a Celite pad. The Celite pad was rinsed with additional MeOH (3.03
L, 30.0 vol). The collected filtrate (5.05 L) was then concentrated
under reduced pressure. Acetone was charged in portions to the rotatory
evaporator containing the solid 5-MeO-DMT succinatesalt and the solvent
concentrated until no more distillate was observed to ensure that
most of the residual MeOH had been distilled. Fresh acetone (505.5
mL, 5.0 vol) was added to the flask and the resulting suspension was
slurried at ambient temperature for 1 h. The suspension was cooled
to 0–5 °C on an ice bath and was filtered over a sintered
funnel. The filter cake was washed with ice-cold acetone (2 ×
101.1 mL, 1.0 vol) and the solids were pulled dry on the filter for
approximately 30 min. The solid was dried in a vacuum oven at 40–45
°C to a constant weight to provide 136.0 g (86.0% yield, 48.8%
overall yield, 99.86% area) of 5-MeO-DMT succinatesalt (6). TG/DTA Melt onset: 140 °C; 1H NMR (500 MHz, DMSO-d6): δ 10.66 (s, 1H), 7.22 (d, J = 9 Hz, 1H), 7.06 (d, J = 2 Hz, 1H),
7.00 (d, J = 2.5 Hz, 1H), 6.72 (dd, J = 9 Hz, 2 Hz, 1H), 3.76 (s, 3H), 2.85 (m, 2H), 2.77 (m, 2H), 2.42
(s, 6H), 2.34 (s, 4H); 13C NMR (126 MHz, DMSO-d6): δ 175.1, 153.5, 131.8, 127.8, 123.9, 112.5,
111.5, 111.2, 100.7, 58.8, 55.8, 44.1, 30.9, 22.2.
Freebase 6 (500 mg, 2.3 mmol) was
suspended in 30% w/w H2O2 (1.2 mL, 11.5 mmol,
5 equiv) and stirred. Ethanol (ca.
3 mL) was added dropwise to the suspension until a homogeneous solution
was achieved. Stirring continued for 48 h whereupon thin-layer chromatography
(100:10:1; CHCl3/MeOH/NH4OH) indicated complete
conversion of the starting material to a new slightly more polar spot.
Without concentration, the reaction mixture was applied directly to
a preparative C18 column (130 g) and gradient eluted at 85 mL/min
with MeOH and H2O, both containing 1% NH4OH.
Collected fractions were combined and concentrated to provide the
target compound as a yellow deliquescent solid, (470 mg, 88%). HRMS
(ESI+): calcd for [C13H18N2O2] [M+H]+: 235.1441; found: 235.1426. 1H NMR (400 MHz, DMSO-d6): δ 11.29
(s, 1H), 7.24 (d, 1H, J = 8.7 Hz), 7.13 (s, 1H),
7.05 (1H, s), 6.71 (d, 1H, J = 8.7 Hz), 3.75 (s,
3H), 3.45–3.36 (m, 2H), 3.25–3.16 (m, 2H), 3.12 (s,
6H); 13C NMR (101 MHz, DMSO-d6): δ 153.0, 131.5, 127.4, 123.6, 112.1, 111.1, 109.9, 100.2,
69.9, 58.5, 55.4, 19.1.
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