Alexandra Hoffmann1, Thomas Maran2, Pierre Sachse1. 1. Department of Psychology, University of Innsbruck, Innsbruck, Austria. 2. Department of Entrepreneurship, University of Liechtenstein, Vaduz, Liechtenstein.
Abstract
Eye contact is essential for social cognition, acting as an important tool for social communication. While differences in face scanning patterns concerning familiarity have been thoroughly investigated, the impact of facial similarity on gaze behavior has not been examined yet. We addressed this topic by recording subjects' eye-directed gazing while looking at faces that were individually created systematically varying in terms of similarity to the self-face and familiarity. Subjects' self-faces were morphed into three other faces including a close friend of the same sex. Afterwards, they rated similarity to their self-face of those morphed face stimuli in a separate rating task. Our results show a general preference for the eyes' area as well as differences regarding fixation patterns depending on similarity to the self-face. The lower the similarity to the self-face, the more fixations on the eyes' area. Subjects' ratings followed a linear line, indicating well-pronounced face perception. Nevertheless, other faces were rated faster than the self-face independent of familiarity, while morphed faces got the slowest ratings. Our results mirror the importance of similarity to the self-face as a factor shaping the way we look at the eyes of others explaining variance apart from familiarity.
Eye contact is essential for social cognition, acting as an important tool for social communication. While differences in face scanning patterns concerning familiarity have been thoroughly investigated, the impact of facial similarity on gaze behavior has not been examined yet. We addressed this topic by recording subjects' eye-directed gazing while looking at faces that were individually created systematically varying in terms of similarity to the self-face and familiarity. Subjects' self-faces were morphed into three other faces including a close friend of the same sex. Afterwards, they rated similarity to their self-face of those morphed face stimuli in a separate rating task. Our results show a general preference for the eyes' area as well as differences regarding fixation patterns depending on similarity to the self-face. The lower the similarity to the self-face, the more fixations on the eyes' area. Subjects' ratings followed a linear line, indicating well-pronounced face perception. Nevertheless, other faces were rated faster than the self-face independent of familiarity, while morphed faces got the slowest ratings. Our results mirror the importance of similarity to the self-face as a factor shaping the way we look at the eyes of others explaining variance apart from familiarity.
Imagine yourself walking through a shopping mall when being confronted with a completely
unfamiliar person in front of you. Your first reaction would be trying to capture their
intentions. Is she or he looking at me? Is there something wrong? To do so—research
findings suggest—you would focus intensely on the eyes of this individual (Baron-Cohen, 1997). The stranger
someone seems to us, the more we feel the need to fathom what he or she is up to (DeBruine, 2002). However, what
would happen if this individual highly resembled us? Studies investigating eye movement
patterns ascribe a special role to the self-face (e.g., Devue et al., 2009; Li & Tottenham, 2011). But although evidence
suggests our self-face to influence face perception and recognition, no study to date
investigated how facial resemblance shapes the way we look at other faces. Thus, our
study aims to do exactly this. The purpose of this article is the investigation of how
similarity to the self-face influences our attention toward the eyes of other
individuals who are either unfamiliar or familiar to us. We did so by confronting
individuals with faces manipulated to resemble their own face to a gradually changing
degree, while tracking their gaze patterns. We focused on eye-directed gazing, as
convincing evidence supports its importance for both social information gathering as
well as signaling processes in social encounters (Risko et al., 2016). More specifically,
unfamiliar and dissimilar individuals are screened more closely than familiar or similar
ones, as they are perceived as less trustworthy (Cassidy et al., 2017; DeBruine, 2002; DeBruine et al., 2008). Thus, a first response
to reduce ambiguity about the intentions of a social encounter is to put attention
toward their eye region, which allows reliably inferring others’ mental states (Baron-Cohen, 1997; Kobayashi & Kohshima,
1997).
Theoretical Background
The self-face plays a special role when investigating face perception, as our
self-face representation is strongly related to the ability to recognize facial
expressions and emotions (Finke
et al., 2017; Li
& Tottenham, 2011). When being primed with the self-face, facial
expression processing as well as visual exploration of faces are enhanced (Li & Tottenham, 2011).
Similarity to the self-face also leads to deeper processing of emotional faces,
particularly in happy faces (Finke et al., 2017). Moreover, when searching for a face within a crowd,
our own face strongly interferes with the searching, as it is rather difficult to
avoid and seems to draw more attention than other faces. This pattern was not only
found for the self-face but also for other familiar faces, thus indicating that
familiarity might play another important role (Devue et al., 2009). When investigating
differences in face-scanning strategies between unfamiliar faces and the self-face,
no differences were obtained although a self-face advantage both in healthy and
prosopagnosia subjects was shown (Malaspina et al., 2018). Subjects had to
decide whether a chimeric face represented their own face or another unfamiliar
face. Although these results speak for a special processing of the self-face, eye
movement patterns during perception of faces similar to the self-face have never
been investigated.However, not only behavioral but also neural results speak for a special processing
of the self-face. Activation of face-preferential regions increases with visual
information, independent of familiarity. Medial temporal lobe structures as well as
the anterior inferior temporal cortex are activated after information accumulation
for face familiarity (Ramon
et al., 2015). Uddin
et al. (2005) found a unique network to be involved in self-face
recognition, which comprised of frontoparietal structures that are part of the
mirror neuron system, while for familiar faces no special activation was found.
Platek and Kemp
(2009) confirmed this difference between familiar and self-face, but
highlighting that differences are subtle. Earlier electroencephalography (EEG)
studies found the self-face to produce special electrophysiological responses
similar to newly learned familiar faces (Tanaka et al., 2006). Recent research
investigating identity-specific neural responses with EEG (Campbell et al., 2020) found a larger
bilateral response in the occipital–temporal region to the self-face compared with
familiar and unfamiliar faces indicating an increased electro-physiological response
for the self-face during face recognition, though. Increased event-related
potentials were furthermore found when comparing the self-face with familiar and
unfamiliar faces, pointing toward a specialty of the self-face (Keyes et al., 2010).Familiarity also influences our gaze behavior in a specific way, supporting a
functional view on how we perceive strangers or more specifically their eyes. For
example, the eye region is fixated more often in unfamiliar than familiar faces
(Althoff & Cohen,
1999; Barton et al.,
2006; Heisz &
Shore, 2008). Numerous studies have shown that recognition of familiar
faces is faster and more accurate than recognition of unfamiliar faces (Bruce, 1982; Bruce et al., 1999; Ellis et al., 1979; Klatzky & Forrest,
1984; Stacey et al.,
2005). After two fixations, we are already able to evaluate familiarity
(Van Belle et al.,
2010) with the first fixation being located slightly above the tip of the
nose (Bindemann et al.,
2009; de Xivry
et al., 2008; Hsiao
& Cottrell, 2008). The second fixation is usually located on the left
side of the face, especially in the area between eye and nose regardless of
familiarity; all other fixations are mainly located in the eyes’ area (Van Belle et al., 2010).
For a holistic face perception, the upper area of the face is the most important.
Barton et al. (2006)
observed more eye fixations in unfamiliar and morphed faces, while for familiar
faces less upper-face scanning was found. They interpreted these gaze patterns as a
mechanism to resolve ambiguity in morphed faces. For face recognition and
identification, the upper face area is especially diagnostic. Prosopagnosia, for
example, was shown to lead to less upper-face scanning and worse face recognition
ability; the mouth was attended to most in familiar faces (de Xivry et al., 2008).Evidence on how we perceive unfamiliar faces link the idea of psychological
mechanisms promoting a fast detection of similarity to the self-face and functional
perspectives on social gaze behavior. A striking example of this link is the fact
that we fixate the eyes of other-race faces more frequently than those of our own
race (Fu et al., 2012;
Wang et al., 2013;
Wheeler et al.,
2011). Furthermore, there is evidence for an in-group homogeneity effect in
same race faces (Wilson &
Hugenberg, 2010). One plausible explanation for this evidence is that
increased focus on the eye region reflects the intention to recognize others’ mental
states (Emery, 2000;
Grossmann, 2017),
which might be especially necessary when confronted with faces of strangers (Hackel et al., 2014). The
more someone looks like us, the less skeptical we are, and the less we make eye
contact to reveal their mental state as we assume them to have a similar mental
state as ourselves. Thus, similarity to our self-face leads to more trust and less
eye gazing, as mental states and intentions are assumed similar (Baron-Cohen, 1997; DeBruine, 2002; Kobayashi & Kohshima,
1997 ). Many studies proved the eye region an important region of
interest in human face perception; this is mainly due to the social value of the eye
region (Birmingham et al.,
2008; Grossmann,
2017; Itier et al.,
2007; Senju &
Johnson, 2009; Williams & Henderson, 2007; Yarbus, 1967; Young et al., 2014). Three types of
information can be obtained through this area: intentions, emotions, and a person's
gaze direction (Baron-Cohen,
1997; Baron-Cohen
et al., 1997; Emery,
2000).As similarity to the self-face seems to play an important role during face processing
and perception, the stepwise transformation from other faces to the self-face is the
main object of analysis in this article. Furthermore, in light of the differences
between the processing of familiar and unfamiliar faces, this article will also be
focused on face perception as a function of familiarity. No study to date shed light
on how a strangers’ similarity to our own face influences our gaze patterns. More
specifically, existing results highlight the importance of eye-directed gaze in
social encounters (Emery,
2000; Grossmann,
2017; Risko et al.,
2016) and it is this exact region, which we perceive differently
depending on whether someone resembles us or not. Some studies found no differences
between the self-face and familiar faces concerning electrophysiological responses
(Tanaka et al.,
2006). Other studies investigating the functional account of self-face
processing found the self-face to be special in comparison to unfamiliar and
familiar faces (Campbell et al.,
2020; Keyes et al.,
2010; Platek &
Kemp, 2009; Uddin
et al., 2005), showing special activation patterns in EEG as well as
functional magnetic resonance imaging studies.Eye-tracking studies also prescribe a special role to the self-face (Devue et al., 2009; Finke et al., 2017; Li & Tottenham,
2011).Although findings are contradictory, we hypothesized that (1) as a function of
similarity, the eyes’ area of those faces low in similarity is fixated more often
and for a longer duration than the eyes’ area of highly similar faces. This effect
will be independent of familiarity. As unfamiliar and morphed faces lead to more eye
fixations (Barton et al.,
2006) than familiar faces, we argue that this effect might be confounded
when manipulating facial resemblance through morphing technique. Furthermore, we
hypothesize that (2) subject’s similarity ratings are going to be faster for
familiar faces than unfamiliar faces. Face recognition was shown to be faster in
familiar than in unfamiliar faces (Bruce, 1982; Bruce et al., 1999; Ellis et al., 1979; Klatzky & Forrest, 1984; Stacey et al., 2005). For
highly ambiguous stimuli (e.g., 50% morphs), we would await more fixations in the
eye region as well as slower reaction times during similarity rating as ambiguity is
higher (Barton et al.,
2006). To test these hypotheses, we individually created a set of facial
stimuli for each subject that systematically varied in terms of similarity to the
self-face and familiarity by morphing their face into several other faces of the
same sex including a close friend using advanced morphing technique.We then recorded eye movement patterns while subjects were scanning those face
stimuli analyzing individual regions of interest. Beyond the eye-tracking paradigm,
we further applied a similarity-rating task to check how fast participants were able
to judge similarity to their self-face of morphed faces. Although a body of research
highlights how familiarity influences face perception, research on similarity is
scarce. Thus, our study investigates how similarity to the self-face shapes
eye-movement patterns while perceiving different faces.
Material and Methods
Participants
A total of 30 adult volunteers (18 females) participated in the study. The mean
age of the study sample was 22.4 years (range: 19–27;
SD = 1.96). The main requirement to be part of the study was to
bring a close friend of the same sex (acquaintance-duration: minimum 1 month,
with at least three times per week contact). Each of the participants had normal
or corrected vision. Subjects with stable contact lenses were asked to wear
glasses instead.
Stimuli
Four different face identities served as individual stimuli: (a) the self-face,
(b) one familiar face, and (c) two unfamiliar faces of the same sex. As (a)
self-face a frontal portrait picture of each subject was taken, which was
approved as suitable by the subject itself. For each subject-pair (a) self-faces
were also used as (b) familiar faces for the group-mate, and as (c) unfamiliar
faces, two moderately attractive faces of the same sex from the Regensburger
picture set (Gründl,
2013) were chosen. All photos were taken without glasses, jewelry, or
other objects; subjects were requested to show a neutral face. A mask that
matched the average of all faces was modeled, which every face was brought into
line with, so that the eyes, nose, and mouth would be in the same place. At the
same time, the faces were separated from neck, ears, and hair. The same mask was
used for all face-stimuli. Afterwards, the edges of the pictures were retouched
with Adobe Photoshop CS6 so that no sharp edges or unnatural transitions would
be visible; furthermore, all pictures were scaled to a size of 658 × 872 pixels.
With the same software, a blue-, green-, and brown-eyed version of the
unfamiliar faces were created which were matched with the subject’s eye color
accordingly. All pictures were adjusted regarding root mean square (RMS)
contrast (0.14) and luminance (0.50) in the red green blue (RGB) color space;
finally, all pictures were set to black and white. The self-face was mirrored.
The grey frame around the pictures was adjusted to the calculated luminance of
all the pictures. The next step was to morph the four faces—(1) self-face, (2)
familiar face, (3) unfamiliar face ×1, and (4) unfamiliar face ×2—into one
another using “Abrosoft Fantamorph 5.4.5”; to morph the faces, at least 35
different points in from both faces were taken into account for
creating the morph.For each subject, a gradual transformation from those other three faces to the
self-face was created (self—familiar, self—unfamiliar ×1, and self—unfamiliar
×2) so that three sets containing five pictures with merging faces (25% steps
between each picture) were developed. In sum, there were 15 different pictures,
which served as stimuli for each subject (5 Morphs × 3 Faces). Special attention
in this experiment was drawn to the 50% faces (50% self-face, 50% other face;
see Figure 1), which
offered a sophisticated classification of the dimensions familiarity and
similarity to the self-face. The two unfamiliar faces were summarized to the
category “unfamiliar,” as fixation count and fixation duration within the
predefined areas of interest did not differ significantly between those two face
stimuli; the 50% mix-faces were summarized to the categories “unfamiliar-morph”
and “familiar-morph.”
Figure 1.
The transformation from unfamiliar/familiar face to the self-face.
The transformation from unfamiliar/familiar face to the self-face.Finally, individual areas of interest (AOI) were defined for each of the
generated faces with the help of “Tobii Pro Studio” (see Figure 2); this allows a precise tracking
of the eye movement in those specific areas of the face, namely, the eyes,
mouth, and nose area. The eyes’ area was calculated as a sum score of left and
right eyes; the nose area was calculated as a sum score of upper and lower nose.
Two parameters were calculated in those specified areas of interest: total
fixation count and total fixation duration (across all trials).
Figure 2.
The predefined areas of interest (right eye, left eye, upper nose, lower
nose, and mouth).
The predefined areas of interest (right eye, left eye, upper nose, lower
nose, and mouth).
Tasks and Procedure
The experiment was conducted in two sessions: During the first session, subjects
got their portrait pictures taken. During the second session, the eye-tracking
task was performed where subjects had to view their individually created picture
set; afterwards, subjects had to rate the same pictures in terms of similarity
to their self-face. During the eye-tracking tasks, subjects were unaware of the
similarity manipulation in order to prevent their gaze behavior to be biased.
The second session was carried out 2 weeks after the first one.
Eye-Tracking Task
The eye-tracking task was presented on a standard desktop computer (distance to
screen: 60 cm; resolution: 1,920 × 1,080; refresh rate: 60 Hz; Dell Precision
T-5610). A Tobii TX-300 eye-tracker (gaze-sampling frequency = 300 Hz, gaze
sampling variability < 0.3%; accuracy = 0.4°, precision = 0.14°) was applied
for video eye-tracking. Subjects were presented with the picture set in four
randomized runs. Pictures were presented 3 seconds each with an interstimulus
interval of 4 seconds (60 trials, 7 seconds per trial, total duration: ∼10
minutes.). All of the subjects were asked to sit straight in front of the
monitor without crossing arms or legs. After a 9-point calibration of the
eye-tracker, subjects were verbally instructed to relax, ideally not to move and
to just look at the faces. Moreover, a written instruction on the display told
them: “Now you are going to see a set of faces. Just have a look at them; you do
not have to take action.”
Similarity Rating Task
For the rating task, subjects were positioned in front of a second monitor
(resolution: 1920 × 1080) where they were presented with the same picture set
using E-Prime software. All of the final 15 pictures were presented in a
randomized order twice (30 trials, 1.5 seconds duration, 1.5 seconds
interstimulus interval, 3 seconds per trial, total duration: ∼ 5 minutes). After
presentation, the image was replaced with a rating scale and subjects had to
rate perceived similarity to their self-face on this scale ranging from one to
nine (1 = not similar and 9 = similar) by
pressing one of the numbers across the top of the keyboard; subjects were
instructed to decide as quickly as possible and reaction times were assessed
additionally. The distance from subject to display was not kept stable, so the
visual angle is only an estimation (distance to display ∼ 60 cm); stimulus size
in both tasks was about 17° × 23° of visual angle.
Statistical Analysis
For correcting eye-tracking indices for AOI size, we multiplied each index by
their respective AOI size and divided the result by the sum size of all three
AOIs. With these new size-corrected indices, we computed all analyses to prove
their robustness beyond AOI size (eyes: 61.65px, nose: 38.39px, mouth: 58.07px;
sum size of all AOIs: 158.12px). For analysis of the eye-tracking indices, two
repeated measures analysis of variance (ANOVA) models with fixation count and
total fixation duration (in seconds) as dependent variables and similarity to
the self-face (four morphing stages) as well as familiarity (unfamiliar vs.
familiar) as within-subjects factors were conducted. In case of significant
effects of similarity, post doc t tests were performed
comparing individual morphing stages with one another (Bonferroni–Holm corrected
p values for multiple testing). For the rating task, two
repeated measures ANOVA models were computed with task index (similarity ratings
and reaction times) as dependent variable and similarity as well as familiarity
as within-subjects factors. Sphericity was tested using Mauchly’s test and in
case of deviance from sphericity, Type I error was controlled by adjusting the
degrees of freedom using the Greenhouse–Geisser correction. Partial eta squared
and Cohen’s indicate effect sizes. All reported p values are
two-tailed. Alpha levels were set at .05. Results are reported with original
df and corrected p values. Data were
analyzed using SPSS (version 25).
Results
Sensitivity power analyses with G*Power (Faul et al., 2009) showed that our sample
size of N = 30 was sufficient to detect a medium-sized effect of
f = 0.25 with a statistical power of 1−β = .95 and α = .05 in
all of the computed repeated measures ANOVA models (within subjects). Sample size
was determined before any data analysis.
Areas of Interest
Before analyzing the eye-tracking data for similarity and familiarity effects,
differences between the three different AOI for total fixation count and total
fixation duration were analyzed.A repeated measures ANOVA model for total fixation count with familiarity
(unfamiliar vs. familiar), AOI (eyes vs. nose vs. mouth), and morphing stage as
within-subjects factors yielded a significant main effect for AOI,
F(2, 58) = 117.29, p < .001,
= .94. Significant differences between the eyes’ area and the
nose, F(1, 29) = 39.78, p < .001,
= 0.58, and mouth area, F(1, 29) = 229.11,
p < .001, = 0.89, could be obtained. The eyes’ area got more fixations
(M = 8.21) than the nose (M = 4.47) and
mouth area (M = 1.06).The same model was computed for total fixation duration; again, a significant
main effect for AOI, F(2, 58) = 124.35, p
<. 001, = .81, was found. Significant differences between the eyes’
area and the nose, F(1, 29) = 100.24,
p < .001, = 0.78, and mouth area F(1, 29) = 168.60,
p < .001, = 0.85, could be obtained. The eyes’ area was fixated longer
(M = 2.15) than the nose (M = 0.71) and
mouth area (M = 0.39). This result highlights the importance of
the eyes’ area in this investigation. The following analyses were thus performed
with indices of the eyes’ area only.
Eye-Tracking Indices
For total fixation count, the repeated measures ANOVA model yielded a strong main
effect for familiarity, F(1, 29) = 6.59,
p = .02, = 0.19, as well as similarity, F(3,
87) = 7,68, p < .01, = 0.21; see Figure 3. The interaction did not reach significance,
F(3, 87) = 0.44, p = .73, = 0.02. Post hoc t tests revealed significant
differences between the other face and the 75% morph,
t(29) = 3.22, p < .01,
d = 0.59, as well as between the 50% and 75% morph,
t(29) = 4.65, p < .001,
d = 0.85. No significant difference was obtained between
the other face and the 50% morph, t(29) = −1.43,
p = .31.
Figure 3.
Total fixation count of the eyes’ area of the two different morphing
stimuli, ranging from unfamiliar and familiar face to the 75% morph
(stepwise transformation). The self-face is included as a baseline.
Error bars represent 95% within-subject errors.
Total fixation count of the eyes’ area of the two different morphing
stimuli, ranging from unfamiliar and familiar face to the 75% morph
(stepwise transformation). The self-face is included as a baseline.
Error bars represent 95% within-subject errors.For comparing each morphing stage of the unfamiliar face to the baseline
(self-face), paired samples t tests were performed, which
yielded significant differences between the first three morphing stages and the
self-face (all t(29)> 2.97, all p < .01,
all d > .54). For the transition from familiar to the
self-face, only the familiar face and the 50% morph differed significantly from
the self-face (both t(29) > 2.24,
p < .033, both d > 0.41).The repeated measures ANOVA for total fixation duration model also revealed
strong main effects for familiarity, F(1, 29) = 7.36,
p = .01, = 0.20, as well as similarityF(3, 87) = 4.98, p < .01, = 0.15; see Figure 4). No significant interaction was found
F(3, 87) = 1.89, p = .14, = 0.06. Post hoc t tests revealed significant
differences between the 25% and 75% morph, t(29) = 2.99,
p = .03, d = 0.55, and between the 50% and
75% morph, t(29) = 3.88, p < .01,
d = 0.71. No significant difference was obtained between
the other face and the 50% morph, t(29) = −1.34,
p = .57.
Figure 4.
Total fixation duration (in seconds) of the eyes’ area of the two
different morphing stimuli, ranging from unfamiliar and familiar face to
the 75% morph (stepwise transformation). The self-face is included as a
baseline. Error bars represent 95% within-subject errors.
Total fixation duration (in seconds) of the eyes’ area of the two
different morphing stimuli, ranging from unfamiliar and familiar face to
the 75% morph (stepwise transformation). The self-face is included as a
baseline. Error bars represent 95% within-subject errors.Paired samples t tests were performed for comparing each
morphing stage of the unfamiliar stimuli to the self-face showing again
significant differences between the first three stages and the self-face (all
t(29) > 4.00, all p < .01, all
d > 0.73). For familiar stimuli, only the 25% and 50%
morph differed significantly from the self-face (all
t(29) > 3.16, all p < .01, all
d > 0.58).
Perceived Similarity
To test whether similarity ratings of the morphed stimuli were accurate for both
unfamiliar and familiar faces, a repeated measures ANOVA model was performed,
which yielded a strong main effect for similarity, F(3,
87) = 247.56, p < .01, = 0.90, as well as for familiarity F(1,
29) = 37.37, p < .01, = 0.56; see Figure 5. The interaction did not reach significance
F(3, 87) = 2.31 p = .08, = 0.07. Post hoc t tests yielded significant
differences between the other face and all three morphing stages (all
t(29) > 6.31, all p < .01, all
d > 1.15). Familiar and unfamiliar stimuli differed
significantly from each other, t(29) = 6.11
p < .01, d = 1.12.
Figure 5.
Similarity ratings of the two different stimuli across morphing stages.
Error bars represent 95% within-subject errors.
Similarity ratings of the two different stimuli across morphing stages.
Error bars represent 95% within-subject errors.The same model was performed for reaction times of the rating task; it yielded a
significant main effect of similarity, F(3, 87) = 12.52,
p < .01, = 0.30; neither the main effect for familiarity nor the
interaction reached significance. Figure 6 shows the reaction times of
those ratings additionally; post hoc t tests yielded
significant differences between the other face and all three morphing stages
(all t(29) > 3.69, all p < .01, all
d > 0.67). No significant difference between familiar
and unfamiliar stimuli was found, t(29) = 1.13,
p = .27.
Figure 6.
Reaction times of the similarity ratings of the two different stimuli
across morphing stages. Error bars represent 95% within-subject
errors.
Reaction times of the similarity ratings of the two different stimuli
across morphing stages. Error bars represent 95% within-subject
errors.
Discussion
Our study aimed to investigate face recognition under the condition of modulated
similarity to the self-face. Findings provide evidence that similarity to the
self-face shapes the way we look at the eyes of others. Supporting our first
hypothesis, the eye region of faces low in similarity received more and longer
fixations than those of highly similar ones. Nevertheless, familiarity also had a
significant influence on eye fixations as unfamiliar faces got more and longer
fixations than familiar ones. No interaction was found, though. Most importantly,
our results show that individuals fixate the eyes’ region of dissimilar strangers
longer and more often than that of similar ones. Thus, similarity might be another
important factor to explain variance within gaze patterns besides familiarity.
Furthermore, our findings resemble earlier evidence showing more eye fixations in
morphed stimuli (Barton et al.,
2006). This pattern was interpreted as a mechanism to resolve ambiguity.
Moreover, subjects rated similarity to their self-face accurately. However, reaction
times were faster for dissimilar stimuli. This result stands in contrast to the
notion that self-face recognition is faster and more accurate than recognition of
familiar or unfamiliar faces (Keenan et al., 2000). Recognition of unfamiliar faces is usually weaker
and less stable (Bruce et al.,
1999; Rossion et al.,
2003). Our results might therefore be an indicator that face processing
may not be as easily explained by familiarity, as it seems.The fact that the eyes of the self-face got significantly fewer and shorter fixations
than unfamiliar ones is in line with our hypothesis as well as with results of other
studies (Althoff & Cohen,
1999; Barton et al.,
2006, Heisz &
Shore, 2008). Moreover, the 75% morphs got less and shorter fixations
than unfamiliar or familiar faces. The 25% and 50% morphs, on the other hand, got a
similar amount and duration of fixations as the stranger faces. For an accurate
judgment of their intentions, it is presumably necessary to fixate the eyes’ area of
those morphed faces more often and longer (Baron-Cohen, 1997; Kobayashi & Kohshima, 1997). As they
are unfamiliar but also partly similar to the viewer, they are also more complex and
ambiguous to perceive (Barton
et al., 2006). Thus, our results highlight how we look at very dissimilar
strangers in comparison to more similar ones, underlining the effect of less eye
contact in those individuals resembling our own face. This pattern was similar both
for unfamiliar and familiar face stimuli, indicating that familiarity plays a minor
role here.As morphed faces progressed higher in similarity to the self-face, the eyes’ area got
less and less important for perceiving the face as similar to the self-face; thus,
fixations toward the eyes’ area decreased in number and duration. As eye-directed
gazing is especially important for social interactions, one might argue that in
individuals resembling ourselves, eye-directed gaze is less important as we
prescribe similar intentions and mental states to them (Baron-Cohen, 1997; Kobayashi & Kohshima, 1997). Thus, we
argue that increased gazing toward the eyes of dissimilar people might reflect the
need to read the intentions of a distrusted stranger (Baron-Cohen, 1997; DeBruine, 2002; Kobayashi & Kohsima, 1997). Attention
to the eyes also serves as a tool for social communication (Gobel et al., 2015; Risko et al., 2016; Wu et al., 2014). Earlier findings
suggested that the self-face draws more attention and is thus more difficult to
avoid when presented within a crowd of faces (Devue et al., 2009). Furthermore, morphed
faces receive more fixations of the eyes’ area as ambiguity needed to be resolved
(Barton et al., 2006).
Nevertheless, it is a completely different approach to let subjects search or
recognize certain faces; gaze patterns might change with the task goal. In our task,
subjects just had to look at the faces without recognizing them. There were no
confounding other faces, as only one face per trial was presented. On the other
hand, Campbell et al.
(2020) found an increased electrophysiological response to the self-face
compared with familiar and unfamiliar faces. This fact again highlights the special
processing of the self-face; subjects were requested to identify faces here, which
might modulate the physiological response in comparison to a free viewing
paradigm.It is worth noticing that eye-directed gaze does not only serve as an information
gathering but also as a potent social signal (Grossmann, 2017). Convincing evidence
supports the notion that social gaze behavior not merely acts in the service of
information gathering about our sensory environment but rather as a tool for social
communication (Maran et al.,
2019; Risko et al.,
2016). For example, when we watch a group on a video tape we tend to look
more toward individuals resembling high status; this pattern reverses when those
individuals can see where we are looking at (Gobel et al., 2015). Taking this social
signaling function of eye-directed gaze into account, our findings reflect an
attempt to signal strangers that they are being watched. This might be functional as
being watched does lead to prosocial behaviors, which is desirable when we meet
strangers. Being watched does indeed enhance cooperation (Bateson et al., 2006) and prosocial behavior
(Nettle et al., 2013;
Pfattheicher & Keller,
2015). It is worth noticing that facial similarity also serves as a key
factor enhancing cooperation among humans (Fischer, 2009). Therefore, it might be
plausible that from a social signaling perspective of gaze behavior, eye-directed
gaze toward dissimilarly looking strangers might be instrumental to shape their
readiness to act prosocial or at least to reduce harmful intentions.As subjects rated similarity to their self-face faster for dissimilar stimuli than
for their self-face, we assume that this effect might be due to visual adaptation to
the morphed face stimuli used in both the eye-tracking and rating paradigm. Rooney et al. (2012)
demonstrated that familiar faces are subject to rapid effects of adaptation, which
means that being exposed to unfamiliar distorted face stimuli eminently influences
the recognition of other familiar faces. In demonstrating this effect, they were
able to prove that cross-identity adaptation takes place, from unfamiliar to
familiar faces. Obviously, the method in our experiment is different from other
studies investigating face perception processes, as subjects were confronted with
morphed stimuli containing their self-face. Nevertheless, the gradual transformation
from other faces to the self-face might lead to slower self-face recognition, as the
contrast between self and other faces is easier to detect than the difference
between a morph and the self-face. Thus, we argue that subjects might have rapidly
adapted to those morphed face stimuli, which influences their self-face recognition.
Furthermore, in our natural environment, we usually process other faces more often
than our own face. Finally yet importantly, there is no evidence that self- and
other-face perception are processed separately on a neural level (Rooney et al., 2012). Thus,
one might conclude that there is no level of self-other distinction but a level of
facial identity, which influences our face perception. As we found no significant
difference between familiar and unfamiliar faces concerning RTs in the rating
paradigm, it seems likely that adaptation to morphed stimuli took place here.
Limitations and Future Research Directions
Some authors argued that using sum scores for fixation count or duration might be
too vague to detect differences between different kinds of stimuli; they only
found differences by comparing fixations separately (Van Belle et al., 2010). Thus, the
dynamics of gaze patterns over time would be valuable to analyze. It would also
be interesting to manipulate familiarity experimentally by morphing a familiar
face into an unfamiliar face. To increase the ecological validity of
eye-tracking, it would also be useful to apply mobile eye-tracking systems such
as glasses to examine naturalistic eye movement patterns during face recognition
and processing. Our results show that gaze behavior differs significantly
between different kinds of facial stimuli, while similarity to the self-face
serves as another key factor explaining gaze patterns alongside familiarity.
Future studies should investigate whether similarity to the self-face might
explain the other race effect better than the simple categorization of races.
Research, for example, implies that race and emotion cues are processed
parallel, which might also hold true for similarity (Kubota & Ito, 2007).
Conclusion
When you think back to the situation in the shopping mall, where you were confronted
with a stranger. How would you react? Our study suggests that you look a stranger
less in the eyes if he or she resembles you. Gazing toward the eyes’ area reflects
the value of similarity to the self-face as a distinct factor during face
perception. Our study is the first to link similarity to the self-face to social
gaze patterns, more specifically gazing toward the eyes of others.
Authors: Jason J S Barton; Nathan Radcliffe; Mariya V Cherkasova; Jay Edelman; James M Intriligator Journal: Perception Date: 2006 Impact factor: 1.490