| Literature DB >> 33173931 |
Eneyi Kpokiri, Elizabeth Chen, Jingjing Li, Sarah Payne, Priyanka Shrestha, Kaosar Afsana, Uche Amazigo, Phyllis Awor, Jean-Francois de Lavison, Saqif Khan, Jana D Mier-Alpaño, Alberto Ong, Shivani Subhedar, Isabelle Wachmuth, Kala M Mehta, Beatrice Halpaap, Joseph D Tucker.
Abstract
While social innovations in health have shown promise in closing the healthcare delivery gap, especially in low- and middle-income countries (LMICs), more research is needed to evaluate, scale up, and sustain social innovations. Research checklists can standardize and improve reporting of research findings, promote transparency, and increase replicability of study results and findings. This article describes the development of a 17-item social innovation in health research checklist to assess and report social innovation projects and provides examples of good reporting. The checklist is adapted from the TIDieR checklist and will facilitate more complete and transparent reporting and increase end user engagement. SUMMARY POINTS: While many social innovations have been developed and shown promise in closing the healthcare delivery gap, more research is needed to evaluate social innovationThe Social Innovation in Health Research Checklist, the first of its kind, is a 17-item checklist to improve reporting completeness and promote transparency in the development, implementation, and evaluation of social innovations in healthThe research checklist was developed through a three-step process, including a global open call for ideas, a scoping review, and a three-round modified Delphi processUse of this research checklist will enable researchers, innovators and partners to learn more about the process and results of social innovation in health research.Entities:
Year: 2020 PMID: 33173931 PMCID: PMC7654927 DOI: 10.1101/2020.11.03.20225110
Source DB: PubMed Journal: medRxiv
Terms and definitions for our social innovation in health research checklist
| Term | Definition |
|---|---|
| Community | People living in the same place or sharing common interests |
| Co-creation | Collaboration between innovators and end users |
| End users | Those who directly use the social innovation or are impacted (directly or indirectly) by the social innovation in health |
| Innovators | Those developing the social innovation |
| Stakeholders | End users, community members, public sector officials, private sector leaders, civil societies, and other local individuals who have an interest in or are impacted (directly or indirectly) by the social innovation in health, researchers |
| Social innovation in health | Inclusive solutions to address health care delivery gap and that meet the needs of those who directly benefit from the solution through a multi-stakeholder, community-engaged process( |
| Provider | The person, group, or organization that designed, developed, or implemented the social innovation in health |
Social Innovation in Health Research Checklist
| Item | Item No. | Description | Agreement |
|---|---|---|---|
| Brief Name | 1 | The title or abstract identified of this social innovation in health research study. | A |
| Problem | 2 | Describe the current context, background and problem addressed by the social innovation from the perspective of the end user. | B |
| Rationale | 3 | Describe the rationale for the social innovation, including factors that show a change is needed from the perspective of the end user. | A |
| Social Innovation | 4 | Describe the key components of the social innovation. This could be accompanied by a detailed description, a photograph, or a figure. Describe each of the processes, activities, and elements used in the social innovation, including any enabling or supporting activities. | A |
| End Users | 5 | Describe the end users of the social innovation in health. Describe how end users are also direct or indirect beneficiaries of the social innovation. | B |
| Stakeholder Involvement | 6 | Describe how local stakeholders, including end users, are involved in design, development, implementation, and evaluation of the social innovation in health. In addition, describe the role of marginalized/vulnerable individuals or groups (e.g., people with disability or others as defined by the innovators) in these processes. | A |
| Inputs | 7 | Describe any physical, digital or informational materials used or distributed during training, delivery and/or implementation of in the social innovation; provide information on where the materials can be accessed† (e.g. online, appendix, URL). | A |
| Provider | 8 | For each category of the social innovation provider (e.g. community member, trained layperson, other individual), describe their expertise, background, role and any specific training given. | B |
| Implementation Strategy | 9 | Describe the implementation strategy for the social innovation and whether it is delivered individually, as a group, or partnership. Describe the level of external resources for implementation (e.g., internet access). Describe the frequency and duration of the social innovation delivery. | B |
| Monitoring & Evaluation Strategy | 10 | Describe what is measured, how, and when as part of monitoring and evaluation. This includes measurement of health, social, and other impacts. | U |
| Setting | 11 | Describe the population, type(s) of location(s) where the social innovation is delivered, including any necessary social, political, cultural, environmental or other contextual issues. Describe at what level the innovation is implemented (e.g., district, subdistrict, village). This includes a description of the online setting for online social innovation. | A |
| Adaptability | 12 | Consider how the social innovation could be adapted, scaled up, or used in contexts other than the one described, if appropriate. | A |
| Financing | 13 | Describe how the social innovation in health has been funded at design, development, implementation, and evaluation stages. Describe how the social innovation could generate revenue (if applicable) or be institutionalized (if applicable) in order to be sustained in the future. | B |
| Health Impact | 14 | Describe the health impact of the social innovation over a period of time and the methods to assess health impact. Health is defined broadly here according to the WHO definition. | A |
| Social Impact | 15 | Describe the non-medical impact of the social innovation over a period of time. This could be impact on the environment, social changes, or other non-medical impact (e.g. lessons learned, new processes that emerged from the project, new relationships and networks, application of learned processes to other problems). | A |
| Limitations | 16 | Describe the limitations and potential unintended consequences of the social innovation in health during the design, development, or implementation. | A |
| Strengths | 17 | Describe how the social innovation in health improves on conventional practice. | A |
A = 90–100% agreement; B = 80–89% agreement, U= Unanimous
Examples of Social innovations in health described using the new research checklist
| Item number | Research checklist item | Castro-Arroyave, Monroy & Irurita (2020)( | Awor, Nabiryo & Manderson (2020)( | Yang, Zhang, Tang et al. (2020)( |
|---|---|---|---|---|
| 1 | Brief name | Integrated vector control of Chagas disease | Imaging the World, Africa (ITWA) | Pay-it-forward to increase STI testing among MSM in China |
| 2 | Problem | Chagas disease affects about six million people and some 65 million people are at risk of contracting the disease. | Uganda has only one radiologist/sonographer per one million people. Combined with lack of advanced imaging technology and low incomes, rural populations greatly lack access to diagnostic imaging services, for example for timely diagnosis and treatment of pregnancy complications. This can increase the risk of severe illness and death in pregnant women. | WHO recommends that men who have sex with men (MSM) receive gonorrhea and chlamydia testing, but many evidence-based preventative services need to be paid out-of-pocket, creating financial barriers and health inequity for the poor. In China, dual gonorrhea and chlamydia tests are available in many Chinese hospitals for approximately $22, yet the testing rate among Chinese MSM are low (12.5% for gonorrhea and 18.1% for chlamydia). |
| 3 | Rationale | Social Innovation in Health Initiative (SIHI) hubs can be used for generating new solutions. Partners developed a call to identify social innovation initiatives in health in Central America in 2017 related to CHAGAS. | Imaging the World Africa (ITWA) is a Ugandan-registered NGO which focuses on incorporating low-cost ultrasound services into remote health care facilities where imaging infrastructure is weak where there are no radiologists. By bringing obstetric imaging services closer to rural women, ITWA’s program can help timely identification and treatment of pregnancy complications. | Innovative strategies to expand access to preventive services like gonorrhea and chlamydia testing are needed, especially in low-and-middle income countries. Public sector responses to subsidize preventive services are limited and altering prices is difficult. Pay-it-forward strategy has the potential to increase trust and community engagement in health services and help reduce the financial barriers to testing. |
| 4 | Social innovation | The project was an effective and innovative social approach for the control and prevention of Chagas disease in the municipality of Comapa, Guatemala. The approach consisted in designing a strategy to address predetermined risk factors for the colonization of dwellings by the vectors. The interventions included filling the cracks and crevices in the floors and walls using a combination of locally available materials, raising awareness and training of leaders and members of the community to adopt the home improvements and contribute to cultural changes such as maintaining animals outside homes to eliminate the risk of colonization of homes by triatomine vectors. | ITWA is a social enterprise and it applies commercial approaches to maximize access to affordable imaging services remote and underserved populations. | The pay-it-forward intervention invites MSM who visits a community HIV testing site to also test for gonorrhea and chlamydia. Individuals are told that the testing fee is 150 yuan (US $22) but they can receive a free gift test, because a previous visitor who cared for them donated towards testing fees. After the test, individuals are asked to donate toward future testing for others on a voluntary basis. Compared to the standard-of-care and also the pay-what-you-want arms, pay-it-forward significantly increased test uptake. |
| 5 | End users | Residents of affected communities near Comapa, Guatemala | Low income pregnant women from rural communities in Uganda | Men who have sex with men (MSM) in China |
| 6 | Stakeholder involvement | The eco-health approach (based on environmental, social and biological risk factor management) described here is intersectoral as well as interdisciplinary. This involved Financial backing from a variety of sources, University oversight, collaboration and partnership with the Government, Ministry of Health of Guatemala, international non-government organizations (NGOs), and local and regional agencies, and local politician involvement. | All the following stakeholders work together to ensure availability and access to the services: the lower level government and private health facilities which do not routinely provide imaging services; the district health authorities and health workers/midwives who undertake imaging training and the service provision; the expert radiologists in Uganda and abroad; and the low income mothers who are not able to pay high costs of ultrasound scan services in the private sector. | Throughout the design, development, implementation and evaluation of the program, community members are closely involved. |
| 7 | Inputs | “Families received training and materials (volcanic ash and lime from nearby areas) to undertake house improvement. The municipality helped supply the volcanic ash (used also in road construction), and personnel in the Ministry of Health learned the procedure and helped in monitoring.” | ITWA utilizes the Digital Imaging and Communications in Medicine software to compress and share ultrasound images via the internet. In addition to the onsite and offsite experts and staff, there must be a cellphone, laptop, internet connection and the ultrasound machine for use, at the point of care. | In order to carry out the program, a community-based testing site is needed. Community partners need to have trained staff or volunteers to help individuals understand the testing procedures and collect testing samples. A partner local hospital or laboratory is also needed to carry out the lab tests. |
| 8 | Provider | University researcher guided, implemented by community members with local leaders. | Nurses and midwives are trained and equipped with skills and knowledge to conduct obstetric ultrasound scans. Through the use of their telemedicine platform, the ultrasound images can be immediately viewed and interpreted by volunteer participating radiologists around Uganda. | Researchers, staff and volunteers at the community-based HIV testing sites were trained with skills and knowledge to help individuals understand testing procedures and collect testing samples. |
| 9 | Implementat ion strategy | By reducing the presence of the vector and the risk of Chagas disease in the intervention areas, the eco-health approach created social value in its most evident form: saving lives from preventable deaths. | The implementation strategy combines point of care activities (ultrasound imaging, training, task shifting, and telemedicine) with community engagement and pragmatic funding pricing to promote sustainability. | The program was delivered as part of a research study. Participants were randomized in groups of ten and men who presented with their partners were assigned to the same group. There’s a 1/3 chance to be assigned to the pay-it-forward arm (the other two arms were pay-as-you-want and standard of care). If individuals would like to be tested, they would be tested right away on site. |
| 10 | Monitoring and evaluation strategy | Through qualitative informant interview. | Data are routinely collected on selected service provision indicators as well as pricing indicators, for better service provision and for sustainability. | This program was carried out as a randomized controlled trial. The process of design, development, implementation and evaluation were carefully monitored and documented. |
| 11 | Setting | The initiative began in four villages and was later scaled up to more than 17 villages in three different countries with diverse ecosystems and ethnic populations | The ITWA diagnostic services are provided in remote and underserved districts in Uganda. Starting from 1 district, growth has continued to at least 6 districts. | This takes place in community-based HIV testing centers in major cities in China (Guangzhou and Beijing). |
| 12 | Adaptability | “The housing improvement strategy and other components of the intervention in the field were then implemented and evaluated. This test provided visibility to the changes that the intervention generated in the homes and in the daily lives of communities, and provided the bases to replicate, implement and scale up the innovation in neighboring countries including El Salvador, Honduras and Nicaragua.” | Since its inception, the ITWA program has been expanded both in terms of geographic areas and the services they provide. | Pay-it-forward strategy has the potential to be adapted to other context other than the current one. The program was designed with several aspects to enhance generalizability to other community-based testing sites: no doctors were involved in implementation, protocols were streamlined into routine services, and messaging was simplified. Whether the current program can be adapted to more resource-constrained settings need to be further explored. |
| 13 | Financing | Deployed program through international donors. International Development Research Centre (IDRC) of Canada, funded the development of the innovation and supported the scale up to El Salvador and Honduras (2011); the Japanese International Cooperation Agency (JICA) funded the transfer of the program to Nicaragua (2014). | Funding is a combination of grants (Phillips, Grand Challenges) as well as minimal client contributions for the service. | The program received funding support from the US National Institutes of Health; the Special Program for Research and Training in Tropical Diseases sponsored by UNICEF, UNDP, World Bank and WHO; the National Key Research and Development Program of China; Doris Duke Charitable Foundation; and the Social Entrepreneurship to Spur Health Global. |
| 14 | Social impact | Eco-social model. Three processes emerged, giving shape to this experience and contributing towards interdisciplinarity, intersectorality and community empowerment. These three processes generated a multidisciplinary research team of dynamic partners in governmental, NGO agencies, academia and the community. These processes were not just methodological choices and outcomes of an eco-health approach, but will also be crucial to future social innovations in health. | The social impact includes: improved maternal and health outcomes which directly impact wellbeing of families; increased number of women seeking antenatal care; and increased husband/partner involvement in ANC services. With increased awareness, families and husbands became interested in seeing their unborn child through ultrasonography and preparing for the delivery of the baby. | The program promoted community engagement in health services. In China, men who have sex with men still face social stigmatization and may face difficulties visiting the clinic for sexual health testing services. By partnering with community-based organizations, the program was able to not only provide affordable testing resources, but also empower the community partners to provide more health services to their community. The pay-it-forward action could also build collective agency and social cohesion. |
| 15 | Health impact | Infestation rates decreased dramatically inside homes and as long as the walls were kept smooth and without crevices, the triatomine bug was unable to establish itself and reproduce within the households. Spatial analysis of the before and after distribution of vectors [21] substantiated this change. Actual incidence of Chagas was not measured | ITWA has expanded to 11 rural health facilities in Uganda and has trained over 150 health workers and conducted over 200,000 ultrasound scans since 2010. Data are used to aid health care decision making for the individual pregnant woman as well as at the specific health facility level. ITWA reports that results of obstetric ultrasound scans have contributed to improved management in about 23% of the total pregnancies. | Pay-it-forward strategy increased STI testing. 56% men in the pay-it-forward program agreed to receive the gonorrhea and chlamydia test, compared to 46% in the pay-as-you-want group and 18% in the standard-of-care group. |
| 16 | Limitations | First, the period of time for researchers to learn about the initiative and conduct interviews with the communities and other partners was short. Second, the household improvement experience for the control of Chagas disease has been transferred to other countries, but in this case study only the Guatemala initiative was considered - therefore these results may not be generalizable to other contexts. Third, the researchers/authors recognize that evaluation of the cost-benefit relationship of the intervention could contribute to the replicability and sustainability of social innovation in health initiatives. | Not listed | First, the program was examined in two metropolitan cities in China and making inferences to other settings should be done with caution. |
| 17 | Strengths | Using an intersectoral approach, much more than just health outcomes were achieved. | Through task-shifting and development of e-health/telemedicine ultrasound radiology service, the ITWA program made it possible for rural pregnant women to receive timely, affordable care closer to home. | Compared to the conventional approach, pay-it-forward strategy significantly increased testing uptake and were able to reach more members of key population. The program made gonorrhoea and chlamydia testing more affordable and accessible. |