Literature DB >> 33134533

Prognostic role of human papilloma virus status in hypopharyngeal squamous cell carcinoma.

Deborah C Marshall1, Derek D Kao1, Richard Bakst1, Sonam Sharma1, Rocco Ferrandino1, Kenneth Rosenzweig1, Juan Wisnivesky1, Keith Sigel1.   

Abstract

OBJECTIVE: Although the prognostic role of human papilloma virus (HPV) status in oropharyngeal head and neck squamous cell carcinoma (SCC) is well established, growing evidence shows that there may be a prognostic role for HPV status in hypopharyngeal SCC. The objective of this study was to determine the prognostic role of HPV status in hypopharyngeal SCC.
METHODS: We performed a retrospective, population-based analysis of 1934 adult patients with HNSCC diagnosed between 2010-2016 and treated with a combination of surgery and/or radiotherapy, with or without chemotherapy, and a subset of 641 patients with hypopharyngeal SCC and known HPV status included in the Surveillance, Epidemiology, and End Results (SEER) Head and Neck with HPV Status Database. Patient data were used to determine the adjusted 2-year cancer-specific survival (CSS) and overall survival (OS) for the entire cohort and the specific subgroup of hypopharyngeal cancer patients with known HPV status.
RESULTS: Of the 1934 hypopharynx SCC cases, HPV status was unknown in 1294 (66.9%), and 167 (8.6%) were HPV positive; among hypopharynx cases with known HPV status, 21.6% were HPV positive. In models adjusting for sex, age, race/ethnicity, marital status and stage, patients with HPV-positive hypopharyngeal tumors had improved CSS compared with patients with HPV-negative tumors (CSS: HR: .57, 95% CI = .38 to .86, P = .008; OS: HR: .49, 95% CI = .34 to .71, P = <.001).
CONCLUSION: Our findings in a large cohort of hypopharyngeal SCC with known HPV status and cancer-specific survival support the hypothesis that HPV has a prognostic role in hypopharyngeal cancer. Consideration should be given to increased testing for HPV in hypopharyngeal SCC. LEVEL OF EVIDENCE: 4.
© 2020 The Authors. Laryngoscope Investigative Otolaryngology published by Wiley Periodicals LLC on behalf of The Triological Society.

Entities:  

Keywords:  clinical research; head and neck; human papilloma virus; hypopharynx/esophagus

Year:  2020        PMID: 33134533      PMCID: PMC7585257          DOI: 10.1002/lio2.443

Source DB:  PubMed          Journal:  Laryngoscope Investig Otolaryngol        ISSN: 2378-8038


INTRODUCTION

Human papilloma virus (HPV) infection is a well‐known risk factor in the development of head and neck squamous cell carcinoma, although risk associated with this infection varies by anatomic tumor site. , , , The prognostic role of HPV infection specifically in oropharyngeal head and neck squamous cell carcinoma (HNSCC) is well established, , , , , and has been incorporated into recent prognostic staging groups. Accordingly, clinical treatment guidelines now include HPV testing for oropharyngeal SCC, and efforts are ongoing to explore whether treatment can be tailored to HPV status. Limited data exist about the role of HPV in nonoropharyngeal SCC, in part because these cancers are less common. Proportions of HPV or p16 (a surrogate marker for HPV infection) positivity have been estimated at 13% to 24% in hypopharyngeal cancers, , , , lower than those observed in nonoropharyngeal sites. Existing data regarding the prognostic value of HPV or p16 status , , , , , , , in hypopharyngeal SCC is conflicting. A recent large study of US Veterans suggested that there may be a prognostic role for p16 status in nonoropharyngeal SCC, including patients with hypopharyngeal cancers, although the sample size for that analysis was small. The National Cancer Institute's Surveillance, Epidemiology and End Results (SEER) program has collected data on the HPV status of patients with head and neck squamous carcinoma diagnosed between 2010 and 2016, representing the largest known US database of HPV status that includes cancer‐specific survival for patients with hypopharyngeal cancers. The aim of this study was to investigate whether HPV status has a prognostic role in patients with hypopharyngeal squamous cell carcinoma.

MATERIALS AND METHODS

Study population

We performed a population‐based analysis of patients included in the Surveillance, Epidemiology, and End Results (SEER) Head and Neck with HPV Status Database. Patients who were over 18 with a pathologically confirmed diagnosis of invasive squamous cell carcinoma, available cause‐specific survival and staging, nonoverlapping primary tumor sites, and nonmetastatic disease, whose treatment included any standard therapy (including any surgery and/or radiation) were selected (eFigure 1). We selected patients treated with standard therapies because untreated patients or patients treated with a nonstandard therapy, such as chemotherapy alone, likely have poor overall prognosis due to unmeasured noncancer factors that may obscure the relationship between HPV status and survival. Given that survival outcomes included cancer death related to this diagnosis, our sample included patients with this cancer diagnosis indicated as the first of two or more cancer diagnoses. SEER site codes were used to identify oropharyngeal, nasopharyngeal, and hypopharyngeal cancers. Tumor HPV status was determined through submission per the SEER CS Collaborative Stage Data Collection System, version 02.02‐02.05 schemas. HPV status was determined using the applicable Collaborative Stage site‐specific factor 10 for each disease site schema throughout the data collection period. HPV status included any testing done on surgical specimens (HPV in situ hybridization [ISH], tissue PCR, ISH for E6/7 RNA, real time‐PCR for E6/7 RNA) and excluded blood or serology testing. Of note, individuals with only a p16 immunohistochemistry (IHC) marker are were reported as unknown HPV status. Demographic variables were obtained, including age (continuous), sex (male/female), marital status (married/not married/unknown), race/ethnicity (White, Black, Hispanic, Asian/Pacific islander, and other/unknown), overall stage per AJCC 7 (as determined by TNM status), and treatment modality (surgery, radiation, surgery/radiation, surgery/chemotherapy, or surgery/radiation/chemotherapy). Patient survival time was calculated using time from diagnosis to death (classified as head and neck cancer related or not) or November 2016, whichever came first. Using this information, we determined the unadjusted 2‐year cancer‐specific survival (CSS) and overall survival (OS) for the entire hypopharyngeal SCC cohort and Kaplan‐Meier estimates with log‐rank tests were used to evaluate differences in survival by HPV status. We then performed the analysis in the specific subgroup of hypopharyngeal cancer patients with known HPV status. In the hypopharyngeal SCC subgroup, unadjusted cox regression models were used to test for associations between patient characteristics and survival, including HPV status, age, sex, marital status, race/ethnicity, stage, and treatment modality. Cox regression models was used to examine the relationship between HPV status and CSS and OS after adjusting for age, sex, race/ethnicity, marital status, and stage. Then we performed a competing risks analysis (with nonhead and neck cancer death as our competing outcome) using the cumulative incidence function and plotted cumulative incidence curves to confirm our survival findings, testing for differences in the curves using the Pepe‐Mori method. Two‐sided P values with an α level < .05 were applied to all statistical tests. The statistical analysis was performed R v3.3 (R Core Team, Vienna, Austria). The Mount Sinai Hospital Institutional Review Board determined that the study was exempt.

RESULTS

Survival estimates in patients with hypopharyngeal SCC by HPV status

There were 1934 adult patients with nonmetastatic HNSCC of the hypopharynx pathologically diagnosed between 2010 and 2016 and treated with surgery and/or radiotherapy, with or without chemotherapy. Overall and cause‐specific survival by HPV status (negative, positive, and unknown) are summarized in Table 1 and survival curves are shown in eFigure 2.
TABLE 1

Characteristics and survival of SEER hypopharyngeal SCC patients

OverallHPV−HPV+HPV unknown P value
Hypopharynx SCC patients [N (%)]1934 (8.3)473 (24.4)167 (8.6)1294 (66.9)
2 year cancer‐specific survival (95% CI)64.0 (61.6, 66.5)68.6 (63.8, 73.8)79.1 (72.1, 86.7)60.8 (57.9, 63.8) <.001 a
2 year overall survival (95% CI)57.2 (54.8, 59.7)61.8 (56.9, 67.1)78.1 (71.1, 85.9)53.5 (50.7, 56.5) <.001 a

Abbreviations: CI, confidence interval; HPV, human papillomavirus; SCC, squamous cell carcinoma.

P value for log‐rank (Mantel Cox) test. α = .05, CI 95% for all tests. Percentages may not add to 100 due to rounding. HPV status determined by any testing done on surgical specimens (HPV in situ hybridization [ISH], tissue PCR, ISH for E6/7 RNA, real time‐PCR for E6/7 RNA) and excluded blood or serology testing.

Characteristics and survival of SEER hypopharyngeal SCC patients Abbreviations: CI, confidence interval; HPV, human papillomavirus; SCC, squamous cell carcinoma. P value for log‐rank (Mantel Cox) test. α = .05, CI 95% for all tests. Percentages may not add to 100 due to rounding. HPV status determined by any testing done on surgical specimens (HPV in situ hybridization [ISH], tissue PCR, ISH for E6/7 RNA, real time‐PCR for E6/7 RNA) and excluded blood or serology testing. Median follow up was 17 months (interquartile range [IQR]: 8, 35). HPV status was unknown in 67% of hypopharynx patients. There were significant differences in cause‐specific and overall survival for hypopharynx patients by HPV status (Table 1).

Baseline characteristics and survival estimates in patients with hypopharyngeal SCC with known HPV status

We then analyzed the subset of 640 patients with hypopharyngeal SCC and known HPV status. Of the 640 hypopharynx patients with known HPV status, 167 (26.1%) were HPV positive. Baseline characteristics (including HPV status, age, sex, race, marital status, stage, and initial treatment) and cause specific and overall survival are summarized in Table 2. There were greater proportions of HPV‐positive patients who were White or Hispanic; otherwise there were no significant differences in demographics, tumor stage or treatment by HPV status.
TABLE 2

Characteristics and survival of SEER nonmetastatic hypopharyngeal SCC patients with known HPV status

OverallHPV−HPV+ P value
Patients [N (%)]640 (100)473 (73.9)167 (26.1)
2 year cause‐specific survival [% (95%CI)]71.3 (67.2, 75.6)68.6 (63.8, 73.8)79.1 (72.1, 86.7) .005 a
2 year overall survival (95% CI)65.9 (61.8, 70.4)61.8 (56.9, 67.1)78.1 (71.1, 85.9) <.001 a
Age
Mean (SD)62.8 (9.8)63.0 (10.0)62.4 (9.2).50 b
Sex.73 c
Male [N (%)]533 (83.3)392 (82.9)141 (84.4)
Female [N (%)]107 (16.7)81 (17.1)26 (15.6)
Marital status.06 c
Married [N (%)]299 (46.7)214 (45.2)85 (50.9)
Not married [N (%)]307 (48.0)238 (50.3)69 (41.3)
Unknown [N (%)]34 (5.3)21 (0.04)13 (7.8)
Race/ethnicity .02 c
White [N (%)]447 (69.8)318 (67.2)129 (77.2)
Black [N (%)]77 (12.0)67 (14.2)10 (6.0)
Hispanic [N (%)]56 (8.8)39 (8.2)17 (10.2)
Asian/Pacific islander [N (%)]49 (7.7)41 (8.7)8 (4.8)
Other/unknown [N (%)]11 (1.7)8 (1.7)3 (1.8)
Overall stage (AJCC 7).37 c
I [N(%)]25 (3.9)22 (4.7)3 (1.8)
II [N (%)]60 (9.4)47 (9.9)13 (7.8)
III [N (%)]112 (17.5)82 (17.3)30 (18.0)
IVX [N (%)]21 (3.3)13 (2.7)8 (4.8)
IV A [N (%)]349 (54.5)258 (54.5)91 (54.5)
IV B [N (%)]73 (11.4)51 (10.8)22 (13.2)
Treatment modality.43 c
Surgery [N (%)]20 (3.1)14 (3.0)6 (3.6)
Radiation [N (%)]70 (10.9)57 (12.1)13 (7.8)
Surgery and radiation [N (%)]39 (6.1)30 (6.3)9 (5.4)
Radiation and chemotherapy [N (%)]432 (67.4)310 (65.5)121 (72.5)
Surgery and chemotherapy [N (%)]4 (6.2)4 (0.8)0 (0)
Surgery, radiation and chemotherapy [N (%)]76 (11.9)58 (12.3)18 (10.8)

Notes: HPV status determined by any testing done on surgical specimens (HPV in situ hybridization [ISH], tissue PCR, ISH for E6/7 RNA, real time‐PCR for E6/7 RNA) and excluded blood or serology testing. Percentages may not add to 100 due to rounding.

Abbreviations: HPV, human papillomavirus; SCC, squamous cell carcinoma.

a P value for log‐rank (Mantel Cox) test.

b P value for one‐way ANOVA.

c P value for Pearson's chi‐squared test.

Characteristics and survival of SEER nonmetastatic hypopharyngeal SCC patients with known HPV status Notes: HPV status determined by any testing done on surgical specimens (HPV in situ hybridization [ISH], tissue PCR, ISH for E6/7 RNA, real time‐PCR for E6/7 RNA) and excluded blood or serology testing. Percentages may not add to 100 due to rounding. Abbreviations: HPV, human papillomavirus; SCC, squamous cell carcinoma. a P value for log‐rank (Mantel Cox) test. b P value for one‐way ANOVA. c P value for Pearson's chi‐squared test. Median follow up in the hypopharynx SCC subgroup with known HPV status was 17 months (IQR: 8, 35). In unadjusted models (Table 3, Figure 1), patients with HPV positivity had improved 2‐year cancer‐specific survival and overall survival.
TABLE 3

Unadjusted cancer‐specific and overall survival of SEER nonmetastatic hypopharyngeal SCC patients with known HPV status

Cancer‐specific survivalOverall survival
CovariableUnadjusted HR95% CI P value a Unadjusted HR95% CI P value a
HPV status .005 <.001
Negative(1.00)(1.00)
Positive0.56(0.38, 0.84)0.48(0.33, 0.69)
.50.70
Sex
Male(1.00)(1.00)
Female0.86(0.56, 1.33)1.08(0.76, 1.53)
Age (y)1.01(1.00, 1.03) .09 1.02(1.01, 1.04) .005
Marital status .004 <.001
Not married(1.00)(1.00)
Married1.45(1.04, 2.00)1.56(1.18, 2.07)
Unknown2.38(1.36, 4.17)2.25(1.36, 3.75)
Race/Ethnicity.20 .005
White(1.00)(1.00)
Black1.54(0.99, 2.40)1.93(1.35, 2.77)
Hispanic1.25(0.71, 2.18)1.11(0.66, 1.87)
Asian/Pacific islander1.59(0.94, 2.69)1.54(0.96, 2.47)
Other/unknown1.37(0.43, 4.30)1.75(0.72, 4.27)
Overall stage (AJCC 7) .007 .09
I(1.00)(1.00)
II2.51(0.29, 21.49)2.14(0.72, 6.35)
III6.71(0.91, 49.35)2.27(0.81, 6.36)
IVX7.23(0.84, 61.87)2.20(0.62, 7.79)
IV A9.32(1.30, 66.83)2.78(1.03, 7.53)
IV B10.49(1.42, 77.71)3.71(1.351, 10.49)
Treatment modality.20 .02
Surgery(1.00)(1.00)
Radiation3.56(0.82, 15.53)4.48(1.36, 14.79)
Surgery and radiation1.32(0.26, 6.82)1.98(0.55, 7.10)
Radiation and chemotherapy2.72(0.67, 11.01)2.34(0.74, 7.33)
Surgery and chemotherapy7.16(0.65, 79.15)4.93(0.51, 47.45)
Surgery, radiation, and chemotherapy3.01(0.71, 12.78)2.40(0.73, 7.91)

Abbreviations: CI, confidence interval; HPV, human papillomavirus; HR, hazard ratio; SCC, squamous cell carcinoma.

Using cox proportional hazards models, Wald test. α = .05, CI 95% for all tests. HPV status determined by any testing done on surgical specimens (HPV in situ hybridization [ISH], tissue PCR, ISH for E6/7 RNA, real time‐PCR for E6/7 RNA) and excluded blood or serology testing.

FIGURE 1

Cancer‐specific (A) and overall (B) survival of SEER nonmetastatic Hypopharyngeal SCC patients with known HPV status. HPV, human papillomavirus; SCC, squamous cell carcinoma. P value for log‐rank (Mantel Cox) test. α = .05, CI 95% for all tests. HPV status determined by any testing done on surgical specimens (HPV in situ hybridization [ISH], tissue PCR, ISH for E6/7 RNA, real time‐PCR for E6/7 RNA) and excluded blood or serology testing

Unadjusted cancer‐specific and overall survival of SEER nonmetastatic hypopharyngeal SCC patients with known HPV status Abbreviations: CI, confidence interval; HPV, human papillomavirus; HR, hazard ratio; SCC, squamous cell carcinoma. Using cox proportional hazards models, Wald test. α = .05, CI 95% for all tests. HPV status determined by any testing done on surgical specimens (HPV in situ hybridization [ISH], tissue PCR, ISH for E6/7 RNA, real time‐PCR for E6/7 RNA) and excluded blood or serology testing. Cancer‐specific (A) and overall (B) survival of SEER nonmetastatic Hypopharyngeal SCC patients with known HPV status. HPV, human papillomavirus; SCC, squamous cell carcinoma. P value for log‐rank (Mantel Cox) test. α = .05, CI 95% for all tests. HPV status determined by any testing done on surgical specimens (HPV in situ hybridization [ISH], tissue PCR, ISH for E6/7 RNA, real time‐PCR for E6/7 RNA) and excluded blood or serology testing In adjusted models (Table 4), patients with HPV‐positive hypopharyngeal tumors had improved CSS (HR: .57, 95% CI = .38 to .86, P = .008) and OS (HR: .49, 95% CI = .34 to .72, P = <.001) compared with patients with HPV‐negative tumors. Competing risks analysis also found that HPV‐positive tumors had lower risk of cancer‐related death after accounting for noncancer causes of death (P = .01, Figure 2).
TABLE 4

Adjusted cancer‐specific and overall survival of SEER nonmetastatic hypopharyngeal SCC patients with known HPV status

Cancer‐specific survivalOverall survival
CovariableAdjusted HR95% CI P value a Adjusted HR95% CI P value a
HPV status
Negative(1.00)(1.00)
Positive.57(.38, .86) .008 .49(.34, .72) <.001
Sex
Male(1.00)(1.00)
Female1.05(.67, 1.65).831.20(.83, 1.73).34
Age (y)1.02(1.01, 1.04) .005 1.03(1.02, 1.05) <.001
Marital status
Not married(1.00)(1.00)
Married1.38(.98, 1.95).061.42(1.05, 1.91) .02
Unknown3.04(1.74, 5.33) <.001 2.64(1.56, 4.44) <.001
Race/ethnicity
White(1.00)(1.00)
Black1.46(.93, 2.29).131.80(1.24, 2.61) .002
Hispanic1.11(.63, 1.95).711.01(.60, 1.71).96
Asian/Pacific islander1.55(.89, 2.68).121.36(.83, 2.21).22
Other/unknown1.00(.31, 3.21).991.30(.52, 3.24).57
Overall stage (AJCC 7)
I(1.00)(1.00)
II2.16(.25, 18,55).481.91(.64, 5.74).25
III7.02(.95, 52.04).062.43(.86, 6.90).10
IV X7.62(.89, 65.71).062.47(.69, 8.83).16
IV A10.04(1.34, 72.62) .02 3.14(1.14, 8.61) .03
IV B12.59(1.68, 94.56) .01 4.59(1.58, 13.30) .005

Abbreviations: CI, confidence interval; HR, hazard ratio; HPV, human papillomavirus; SCC, squamous cell carcinoma.

Using cox proportional hazards models, Wald test. α = .05, CI 95% for all tests. HPV status determined by any testing done on surgical specimens (HPV in situ hybridization [ISH], tissue PCR, ISH for E6/7 RNA, real time‐PCR for E6/7 RNA) and excluded blood or serology testing.

FIGURE 2

Cumulative incidence of death due to cancer and non‐cancer‐related death in SEER nonmetastatic Hypopharyngeal SCC patients with known HPV status. HPV, human papillomavirus; SCC, squamous cell carcinoma. P value for log‐rank (Mantel Cox) test. α = .05, CI 95% for all tests. HPV status determined by any testing done on surgical specimens (HPV in situ hybridization [ISH], tissue PCR, ISH for E6/7 RNA, real time‐PCR for E6/7 RNA) and excluded blood or serology testing

Adjusted cancer‐specific and overall survival of SEER nonmetastatic hypopharyngeal SCC patients with known HPV status Abbreviations: CI, confidence interval; HR, hazard ratio; HPV, human papillomavirus; SCC, squamous cell carcinoma. Using cox proportional hazards models, Wald test. α = .05, CI 95% for all tests. HPV status determined by any testing done on surgical specimens (HPV in situ hybridization [ISH], tissue PCR, ISH for E6/7 RNA, real time‐PCR for E6/7 RNA) and excluded blood or serology testing. Cumulative incidence of death due to cancer and non‐cancer‐related death in SEER nonmetastatic Hypopharyngeal SCC patients with known HPV status. HPV, human papillomavirus; SCC, squamous cell carcinoma. P value for log‐rank (Mantel Cox) test. α = .05, CI 95% for all tests. HPV status determined by any testing done on surgical specimens (HPV in situ hybridization [ISH], tissue PCR, ISH for E6/7 RNA, real time‐PCR for E6/7 RNA) and excluded blood or serology testing

DISCUSSION

In this large population‐based study of patients with treated hypopharyngeal SCC we found that HPV‐positive tumors were associated with a better prognosis than HPV‐negative tumors. This finding supports consideration for HPV testing among all hypopharyngeal cancers. Additional testing coupled with careful staging are needed prior to interpreting how HPV status may impact management of hypopharyngeal SCC. Prevalence of HPV or p16 positivity in hypopharyngeal SCC has been estimated to be 13% to 24%, , , and our sample included ~9% HPV positive hypopharyngeal cancers among all patients. However, among those with HPV testing, the proportion of HPV‐positive tumors was higher in our sample, at ~26%. This suggests that the prevalence of HPV‐positivity may be higher than expected in hypopharyngeal SCC, although the large proportion of cases without HPV status and our lack of data regarding the reasons for HPV testing in the cancer cases limits this conclusion. For example, tumors adjacent or with extension to the oropharynx may have been more likely to be tested and it is possible that in a large registry that there may be misclassification of tumor origin. Furthermore, there may be variability in the detection assay results collected by SEER that account for this high prevalence, including nonquantitative PCR, that are less reliable and overestimate clinically significant HPV detection. SEER required tissue HPV testing to establish tumor viral involvement as opposed to p16 IHC assessment, a commonly employed surrogate marker of HPV‐associated tumors. P16 has been found to have less concordance with HPV testing in nonoropharyngeal HNSCC sites, , , , , also potentially explaining these differences. Nonetheless, our results are consistent with a global meta‐analysis showing the prevalence of laryngeal/hypopharyngeal high‐risk HPV positivity to be ~24%, and these data likely reflect variable detection assays similar to SEER. However, misclassification of p16 positive tumors as HPV 16 positive for oropharyngeal patients was observed in a review of SEER registry data from Iowa, and it is possible that the HPV variable in this dataset includes some tumors that were similarly misclassified. We do not yet know the accuracy of HPV testing in the hypopharynx subset, though SEER continues their quality assurance efforts. Despite this, other recent findings indicating the potential prognostic value of both p16 and HPV support the conclusion that testing both p16 and HPV to determine how hypopharyngeal cancers differ from other head and neck cancers with regard to the prognostic significance of each of these markers is warranted. , Other studies have shown results consistent with our findings. Chung et al. evaluated p16 and HPV status of patients treated on Radiation Therapy Oncology Group (RTOG) 0129, 0234 and 9501 trials, finding that p16‐positive hypopharynx SCC patients had improved progression‐free survival and a trend toward improved overall survival in a small cohort of 61 patients. Improved overall survival outcomes in HPV‐positive hypopharyngeal SCC patients have been observed in single institution or database studies, although these studies do not include cancer‐specific outcomes, , , were combined with other subsites and/or were limited to patients with locally advanced disease, or included patients with metastatic disease and those who did not receive appropriate therapies. In comparison, our analysis of cancer‐specific outcomes was limited to patients with nonmetastatic disease and those who likely received standard therapy, though our results remain consistent with these other studies. In particular, our study included cancer‐specific survival and our findings were consistent with Bryant and colleagues who identified United States Veterans Affairs patients with HNSCC and found that p16 had a prognostic role in nonoropharyngeal cancers including both laryngeal and hypopharyngeal cancers, using competing risks models incorporating smoking and comorbidities. Our findings support their results in a larger, more representative sample including women. However, our findings of improved cause‐specific and overall survival in HPV‐positive hypopharyngeal SCC are inconsistent with smaller studies looking at the role of p16 or HPV in nonoropharyngeal SCC. A study by Wilson et al. evaluated 27 hypopharyngeal patients by retrospective chart review, and found that there was no prognostic significance of p16 status. Other small studies have shown similar results, , , , , though most were limited by a small sample size given the lower frequency of HPV positivity in hypopharyngeal SCC. One of the larger studies evaluated cancer‐specific survival in pooled outcomes for larynx (62 patients) and hypopharynx (14 patients) cases which found no difference in survival outcomes based on HPV status, although it included only seven HPV+ patients thus limiting the interpretation of the results. Similarly, in the pooled analysis of DAHANCA trials, Lassen and colleagues found no association of p16 status and survival in hypopharyngeal patients, though their sample size was limited to 158 patients with only 21 (13%) being p16 positive. These studies were limited by small sample sizes, and classification by p16 positivity may have identified a different patient group than our study which utilized testing for viral antigens and nucleic acids. Treatment de‐escalation in patients with HPV‐related oropharyngeal SCC based on improved prognosis has generated considerable interest with several ongoing trials. , Although recent studies show that chemotherapy deintensification for HPV‐related oropharyngeal SCC has not been successful, , efforts to deintensify radiation or surgery in oropharyngeal SCC continue. Conversely, treatment escalation in patients with non‐HPV‐related oropharyngeal SCC patients is also being explored. This framework may translate to cancers of the hypopharynx in an effort to reduce therapy‐related morbidity, though careful consideration of incorporating broad HPV testing and other clinical factors is required prior to exploring treatment modification in hypopharyngeal SCC.

Limitations

Strengths of this study include the large sample size and representativeness of the patient population such that it is generalizable to the US population. However, our findings must be viewed in light of several limitations. First, the lack of smoking or other comorbidity data limit the interpretation of our findings. However, SEER does include cause of death information that allows us to account for mortality not related to head and neck cancer so we performed a competing risks analysis to account for noncancer mortality. Second, detailed treatment information on chemotherapy and radiotherapy is not available, nor are data regarding comorbidities that may influence treatment selection, thus we cannot interpret our data with respect to HPV status predicting response to treatment though treatment selection has been shown to be of importance in patients with hypopharyngeal cancer. In addition, as discussed above, there may be classification errors (both in exact tumor site and HPV status), which is why we believe our findings ultimately support exploration of testing for both p16 and HPV status to determine the prognostic significance of both of these factors. The addition of p16 status to the SEER registry would provide additional important information. Our findings also suggest greater influence of HPV status with longer follow up, and a future analysis should be performed for later time points once the SEER data have matured to a greater extent. Lastly, caution must be used when considering treatment modification based on registry data, and these findings cannot support modification of current diagnostic or therapeutic practices without further validation.

CONCLUSION

Our findings in a large cohort of hypopharyngeal HNSCC with known HPV status and cancer‐specific outcomes support the hypothesis that HPV has a prognostic role hypopharyngeal cancer. Consideration should be given to increased testing for HPV in hypopharyngeal HNSCC.

CONFLICT OF INTEREST

Dr. Wisnivesky has received consulting honorarium from Sanofi, Galaxosmithkline, and Banook and research grants from Sanofi and Quorum unrelated to the manuscript. All other authors have no financial conflicts of interest to disclose. Data S1 eFigure 1. Patient selection diagram. eFigure 2. Cancer‐specific and overall survival of SEER nonmetastatic hypopharyngeal SCC patients. HPV, human papillomavirus; SCC, squamous cell carcinoma. P value for log‐rank (Mantel Cox) test. α = .05, CI 95% for all tests. HPV status determined by any testing done on surgical specimens (HPV in situ hybridization [ISH], tissue PCR, ISH for E6/7 RNA, real time‐PCR for E6/7 RNA) and excluded blood or serology testing. Click here for additional data file.
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1.  Human papillomavirus and survival of patients with oropharyngeal cancer.

Authors:  K Kian Ang; Jonathan Harris; Richard Wheeler; Randal Weber; David I Rosenthal; Phuc Felix Nguyen-Tân; William H Westra; Christine H Chung; Richard C Jordan; Charles Lu; Harold Kim; Rita Axelrod; C Craig Silverman; Kevin P Redmond; Maura L Gillison
Journal:  N Engl J Med       Date:  2010-06-07       Impact factor: 91.245

2.  p16 protein expression and human papillomavirus status as prognostic biomarkers of nonoropharyngeal head and neck squamous cell carcinoma.

Authors:  Christine H Chung; Qiang Zhang; Christina S Kong; Jonathan Harris; Elana J Fertig; Paul M Harari; Dian Wang; Kevin P Redmond; George Shenouda; Andy Trotti; David Raben; Maura L Gillison; Richard C Jordan; Quynh-Thu Le
Journal:  J Clin Oncol       Date:  2014-09-29       Impact factor: 44.544

3.  Human papillomavirus infection as a risk factor for squamous-cell carcinoma of the head and neck.

Authors:  J Mork; A K Lie; E Glattre; G Hallmans; E Jellum; P Koskela; B Møller; E Pukkala; J T Schiller; L Youngman; M Lehtinen; J Dillner
Journal:  N Engl J Med       Date:  2001-04-12       Impact factor: 91.245

4.  Association of Human Papillomavirus Status at Head and Neck Carcinoma Subsites With Overall Survival.

Authors:  Hong Li; Sina J Torabi; Wendell G Yarbrough; Saral Mehra; Heather A Osborn; Benjamin Judson
Journal:  JAMA Otolaryngol Head Neck Surg       Date:  2018-06-01       Impact factor: 6.223

5.  Evidence for a causal association between human papillomavirus and a subset of head and neck cancers.

Authors:  M L Gillison; W M Koch; R B Capone; M Spafford; W H Westra; L Wu; M L Zahurak; R W Daniel; M Viglione; D E Symer; K V Shah; D Sidransky
Journal:  J Natl Cancer Inst       Date:  2000-05-03       Impact factor: 13.506

6.  p16 not a prognostic marker for hypopharyngeal squamous cell carcinoma.

Authors:  David D Wilson; Asal S Rahimi; Drew K Saylor; Edward B Stelow; Mark J Jameson; David C Shonka; James F Reibel; Paul A Levine; Paul W Read
Journal:  Arch Otolaryngol Head Neck Surg       Date:  2012-06

7.  Survival outcomes by high-risk human papillomavirus status in nonoropharyngeal head and neck squamous cell carcinomas: A propensity-scored analysis of the National Cancer Data Base.

Authors:  Sibo Tian; Jeffrey M Switchenko; Jaymin Jhaveri; Richard J Cassidy; Matthew J Ferris; Robert H Press; Neil T Pfister; Mihir R Patel; Nabil F Saba; Mark W McDonald; Kristin A Higgins; David S Yu; Walter J Curran; Theresa W Gillespie; Jonathan J Beitler
Journal:  Cancer       Date:  2019-04-23       Impact factor: 6.860

8.  Prognostic significance of p16INK4A and human papillomavirus in patients with oropharyngeal cancer treated on TROG 02.02 phase III trial.

Authors:  Danny Rischin; Richard J Young; Richard Fisher; Stephen B Fox; Quynh-Thu Le; Lester J Peters; Ben Solomon; Jimin Choi; Brian O'Sullivan; Lizbeth M Kenny; Grant A McArthur
Journal:  J Clin Oncol       Date:  2010-08-09       Impact factor: 44.544

9.  HPV impacts survival of stage IVC non-oropharyngeal HNSCC cancer patients.

Authors:  Adam R Burr; Paul M Harari; Huaising C Ko; Shuai Chen; Menggang Yu; Andrew M Baschnagel; Randall J Kimple; Matthew E Witek
Journal:  Otorhinolaryngol Head Neck Surg       Date:  2018-02-24

10.  Radiotherapy plus cisplatin or cetuximab in low-risk human papillomavirus-positive oropharyngeal cancer (De-ESCALaTE HPV): an open-label randomised controlled phase 3 trial.

Authors:  Hisham Mehanna; Max Robinson; Andrew Hartley; Anthony Kong; Bernadette Foran; Tessa Fulton-Lieuw; Matthew Dalby; Pankaj Mistry; Mehmet Sen; Lorcan O'Toole; Hoda Al Booz; Karen Dyker; Rafael Moleron; Stephen Whitaker; Sinead Brennan; Audrey Cook; Matthew Griffin; Eleanor Aynsley; Martin Rolles; Emma De Winton; Andrew Chan; Devraj Srinivasan; Ioanna Nixon; Joanne Grumett; C René Leemans; Jan Buter; Julia Henderson; Kevin Harrington; Christopher McConkey; Alastair Gray; Janet Dunn
Journal:  Lancet       Date:  2018-11-15       Impact factor: 79.321

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  5 in total

1.  Hypopharyngeal carcinoma in Finland from 2005 to 2014: outcome remains poor after major changes in treatment.

Authors:  Harri Keski-Säntti; Marjaana Luukkaa; Timo Carpén; Anna Jouppila-Mättö; Kaisa Lehtiö; Hanna Mäenpää; Kristiina Vuolukka; Tero Vahlberg; Antti Mäkitie
Journal:  Eur Arch Otorhinolaryngol       Date:  2022-09-12       Impact factor: 3.236

2.  Tumor Cell Extrinsic Synaptogyrin 3 Expression as a Diagnostic and Prognostic Biomarker in Head and Neck Cancer.

Authors:  Ryan M Murphy; Jason Tasoulas; Alessandro Porrello; Miranda B Carper; Yi-Hsuan Tsai; Alisha R Coffey; Sunil Kumar; Peter Yf Zeng; Travis P Schrank; Bentley R Midkiff; Stephanie Cohen; Ashley H Salazar; Michele C Hayward; D Neil Hayes; Andrew Olshan; Gaorav P Gupta; Anthony C Nichols; Wendell G Yarbrough; Chad V Pecot; Antonio L Amelio
Journal:  Cancer Res Commun       Date:  2022-09-15

3.  The effect of HPV DNA and p16 status on the prognosis of patients with hypopharyngeal carcinoma: a meta-analysis.

Authors:  Jinfeng Shi; Ling Wang; Nan Yao; Le Sun; Wenyu Hu; Xiaotong Li; Yixue Yang; Yusheng Wang; Wei Zhu; Bo Li
Journal:  BMC Cancer       Date:  2022-06-15       Impact factor: 4.638

4.  Positive Rate of Human Papillomavirus and Its Trend in Head and Neck Cancer in South Korea.

Authors:  Hyun Woong Jun; Yong Bae Ji; Chang Myeon Song; Jae Kyung Myung; Hae Jin Park; Kyung Tae
Journal:  Front Surg       Date:  2022-01-21

Review 5.  Relevance of Human Papillomaviruses in Head and Neck Cancer-What Remains in 2021 from a Clinician's Point of View?

Authors:  Markus Hoffmann; Elgar Susanne Quabius
Journal:  Viruses       Date:  2021-06-18       Impact factor: 5.048

  5 in total

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