Luca Verginer1, Massimo Riccaboni2. 1. Chair of Systems Design ETH Zurich Weinbergstrasse 58, Zurich 8092, Switzerland. 2. IMT School for Advanced Studies Lucca, Piazza S. Francesco 19, Lucca 55100, Italy.
Abstract
Global cities boast higher rates of innovation as measured through patent and scientific production. However, the source of the location advantage of innovation hubs is still debated in the literature, with arguments ranging from localized knowledge spillovers to network effects. Thanks to an extensive data set of individual scientist career paths, we shed new light on the role of scientist location choices in determining the superior innovative performance of global cities. We analyze the career paths of around two million researchers over a decade across more than two thousand cities around the globe. First, we show that scientists active in global cities are more productive in terms of citation weighted publications. We then show that this superior performance is in part driven by highly prolific scientists moving and remaining preferentially in global cities, i.e., central cities in the international scientist mobility network. The overall picture that emerges is that global cities are better positioned to attract and retain prolific scientists than more peripheral cities.
Global cities boast higher rates of innovation as measured through patent and scientific production. However, the source of the location advantage of innovation hubs is still debated in the literature, with arguments ranging from localized knowledge spillovers to network effects. Thanks to an extensive data set of individual scientist career paths, we shed new light on the role of scientist location choices in determining the superior innovative performance of global cities. We analyze the career paths of around two million researchers over a decade across more than two thousand cities around the globe. First, we show that scientists active in global cities are more productive in terms of citation weighted publications. We then show that this superior performance is in part driven by highly prolific scientists moving and remaining preferentially in global cities, i.e., central cities in the international scientist mobility network. The overall picture that emerges is that global cities are better positioned to attract and retain prolific scientists than more peripheral cities.
Modern economies require highly skilled labor to sustain growth and keep their competitive advantage (Chambers, Foulon, Handfield-Jones, Hankin, Michael III, 1998, Ozden, Rapoport, 2018, Solimano, 2008, Verginer, Riccaboni, 2020, Zucker, Darby, 2007). High skill labour is especially important to cities that are home to a large portion of the world’s population.1
According to Bettencourt et al. (2007) and Schlapfer et al. (2014) global cities have higher rates of innovation in terms of patents and scientific production and, more recently, Belderbos et al. (2020) have found that half of all inventions have their origin in global cities. At the same time, scientists and inventors are highly mobile individuals, especially star inventors (Zacchia, 2018) and talented scientists in the early phase of their careers (Azoulay et al., 2017). High rates of mobility are not a new phenomenon (Cardwell, 1972, Mokyr, 2016, Serafinelli, Tabellini, 2017), but its size has increased in a globalized market for advanced human capital (Culotta, 2017, Geuna, 2015, OECD, 2017).The confluence of these two trends: the superior innovation performance of global cities and sustained mobility of scientists begs the questions if and to what extent the latter boosts the former. Many factors might reasonably enhance knowledge production in large urban areas ranging from localized knowledge spillovers (Boschma, 2005, Cantwell, Piscitello, 2005, Feldman, 1999, Jaffe, Trajtenberg, Henderson, 1993) to network effects (Agrawal, Cockburn, McHale, 2006, Almeida, Kogut, 1999, Alnuaimi, Opsahl, George, 2012, Breschi, Lenzi, 2016, Breschi, Lissoni, 2009). In this work, we concentrate on the effect of scientists’ mobility on the performance of cities in terms of citation-weighted scientific production. We pinpoint one of the main drivers of the superior scientific performance of global cities which take advantage of their central position in the scientist mobility network. Specifically, we argue that scientist location choices can contribute to increasing returns to the centrality of cities in the mobility network: more prolific scientists gravitate towards global cities, which in turn generate a disproportionate share of the most impactful scientific production.One of the main reason for the limited research on the causes and consequences of scientists’ mobility is data availability. The main challenge is to trace individual movements of scientists in space and time on a global scale. In this work, we rely on scientific publications, the most direct and high-frequency signal of scientific activity, to quantify scientific output and to track scientists’ mobility. Specifically, we extract the affiliations listed on published papers by 3.7 million disambiguated authors to reconstruct the global scientist mobility network across 189 countries and 7159 cities. We also leverage citation data, along with several other controls, to estimate the impact of mobility on scientific production. We observe an increase in the mobility of scientists over the past decade on a global scale, with significant differences across scientific fields (e.g., physicists are more mobile than physicians), countries (see also Verginer and Riccaboni (2020) on this) and career phases (similarly to Azoulay et al. (2017)). By using a Heckman selection model of the location choices of scientists, we find that global cities benefit from their central position in the international mobility network by attracting and retaining more prolific scientists early on in their careers.The rest of this work is structured as follows. Section 2 surveys the extant literature on scientist mobility and introduces the specific hypotheses we will explore. Then in Section 3 we describe the dataset we use as well as the methodology we developed to trace the mobility of scientists based on bibliometric data. Section 4 illustrates the results of the empirical analysis, and finally in Section 5 we discuss our contribution to the literature and the policy implications of our findings.
Theoretical background and research hypotheses
Cities are central to national economic activity and are part of a global network of interconnected urban areas. The celebrated works by Jacobs, 1969, Jacobs, 1984 illustrate how cities function as cauldrons of culture, creativity and economic activity (Sassen, 2016, Taylor, Derudder, 2015). Similarly, Florida (2005) argues that cities play a central role in 21st-century creative capitalism and thus deserve more attention. Cities collaborate and compete in various fields for resources and human capital (Belderbos et al., 2020). The widely cited work by Bathelt et al. (2004) outlines that local activities are essential for innovation (“local buzz”) but are moderated by global interactions (“global pipelines”, i.e., long-distance connections). A result that has also been shown empirically in Scholl et al. (2018). The observation that cities are hubs of scientific production embedded in a global network, or ecosystem, of cities, is the central theme of this work.Glaeser (1999) and Bettencourt (2013) argue that the creation and concentration of know-how in cities increase their attractiveness for highly skilled and creative individuals. Some evidence in support of the fundamental idea that mobility plays a crucial role in science and innovation comes from Breschi et al. (2017); Fink et al. (2017); Franzoni, Scellato, Stephan, 2012, Franzoni, Scellato, Stephan, 2014 and Franzoni et al. (2018), among others. In their seminal work, Jaffe et al. (1993) show that patent citations are up to six times more likely to be between patents in the same urban area than would be expected from a control set of patents. Breschi and Lissoni (2009) show that the proximity effect on patent citations gets smaller but still significant when controlling for the social network of inventors. Both social and geographical proximity increase the probability of knowledge flows (Agrawal et al., 2008). In particular, Almeida and Kogut (1999) report that inventor mobility plays a fundamental role in patent citations and knowledge flows. This finding is corroborated by Agrawal et al. (2006) who found that patent citations come disproportionately from inventors’ prior locations. Even though most of the research done so far has used patent citations as a proxy of knowledge flows, we argue that the same effects should apply to the citations to scientific papers (Pan et al., 2012). Therefore, scientists located in global cities are likely to receive more citations. First, spatial proximity will increase the likelihood to be cited. Second, centrality in the scientist mobility network of global cities magnifies the social proximity effect increasing the visibility of scientific production at a distance.For these reasons, we maintain that scientists in global cities attract more citations, and propose our first hypothesis.Hypothesis 1 Scientists in global cities attract more citations than peers in peripheral cities (H1).Many possible mechanisms could reasonably explain the leading role of global cities, i.e., central cities in the network of knowledge flows. For instance, spatial and social proximity of researchers makes it more likely that their research is cited, access to more and possibly better research institutions, the presence of multinational companies, dense local networks and research infrastructures contribute to scientific success. On top of this, we propose that a significant part of the productivity gap may be driven by scientist mobility, especially the mobility of most prolific scientists. Precisely, we maintain that global cities, as measured by their centrality in the world network of scientist mobility, preferentially attract and retain more prolific scientists, which in turn contribute to the superior scientific performance of global cities.Only recently, thanks to the availability of geo-referenced data about patents (Li, Lai, D’Amour, Doolin, Sun, Torvik, Amy, Fleming, 2014, Morrison, Riccaboni, Pammolli, 2017) and scientific publications (Catini, Karamshuk, Penner, Riccaboni, 2015, Torvik, Smalheiser, 2009) with disambiguated individual inventors and scientists, it has been possible to investigate the impact of spatial mobility on individual productivity. Recent empirical works have revealed the importance of scientific productivity as a positive predictor of mobility (Azoulay, Ganguli, Graff Zivin, 2017, Ganguli, 2015).As in any labour market, there is a demand-side effect, i.e., cities attract researchers, and a supply-side effect, i.e., scientists apply for positions. Among the supply side factors (Moretti and Wilson, 2017) an extensive literature has stressed the importance of the local scientific community in terms of proximity, knowledge sharing and localized spillovers (Azoulay et al., 2017). In this respect, global cities offer an attractive local scientific community and better access to knowledge networks. On the demand side, scientific productivity plays a crucial role in determining which scientist will successfully move and remain in global cities.In other words, the scientific community of global cities encourages more prolific scientists to move there, thus inducing a virtuous cycle, whereby success begets success.Moreover, prolific scientists who are already working in central cities are better positioned to exploit existing social ties within and between cities, and therefore they are more likely to remain. If this is the case, it would suggest that beyond attracting more productive scientist, global cities offer better career prospects. All in all, the combined effect of supply-side and demand-side factors make talented scientists more likely to gravitate toward global cities.We formalize this idea with the following hypotheses.Hypothesis 2.1 More prolific scientists, as measured by citation weighted scientific output, are more likely to move to global cities (H2.1).Hypothesis 2.2 More prolific scientists are more likely to remain in global cities (H2.2).Hypothesis H1, H2.1 and H2.2 will be addressed in Section 4. Before that, in the next section, we introduce the dataset we built up and the methodology we developed to trace scientist mobility and to reconstruct the international mobility network between cities.
Data and methodology
The main hurdle in the study of mobility patterns at individual and city levels has been data availability. The authoritative manual on the “Global Mobility of Research Scientists” gives an overview of the state of the research on the mobility of scientists and notes that research “on the mobility of researcher scientists is scarce because of a lack of reliable data to trace scientists along with their careers” Geuna (2015, Ch.5, p.24).Previous research on the mobility of scientists has used, among other approaches, large-scale surveys (Franzoni, Scellato, Stephan, 2012, Franzoni, Scellato, Stephan, 2014, Franzoni, Scellato, Stephan, 2018) and, more recently, large bibliographic datasets (Bohannon, Doran, 2017, Deville, Wang, Sinatra, Song, Blondel, Barabási, 2014, Graf, Kalthaus, 2018, Vaccario, Verginer, Schweitzer, 2020).For our analysis, we need data to reconstruct global scientist mobility between cities. Moreover, we need data on the “impact” of publications authored by researchers in those cities. Therefore, we collect publications from Medline, disambiguate authors using Author-ity (Torvik and Smalheiser, 2009), assign locations using MapAffil (Torvik, 2015) and count citations by combining data from Microsoft Academic Graph, Pubmed Central and AMiner. We also include some country-level control variables from CEPII (Mayer and Zignago, 2011). All of these datasets are available for research for free, either publicly or upon request from the relative authors. A detailed description of the datasets and how they have been processed is available in Appendix A.1.By merging these datasets, we can identify an author across publications uniquely. An example of a career trajectory for a specific author is provided in Table A1. A central problem in studying cities is finding a good definition of their boundaries (Rozenfeld, Rybski, Gabaix, Makse, 2011, Zipf, 1949). In this study, we rely on the definition of a “location” provided by Google Maps. A detailed description of how we identify and define cities is available in Appendix A.3.
Table A1
Example of career path of a specific author. For each record we have the year of publication, the city of the affiliation and the relative PubMed ID (PMID) identifying the paper. The algorithm would record a move from Los Angeles to New Orleans in 2010 and no moves in any other year.
Year
City
PMID
2007
Los Angeles, CA, USA
17382381
2009
Los Angeles, CA, USA
18996587
2009
Los Angeles, CA, USA
19321991
2009
Los Angeles, CA, USA
18701812
2009
Los Angeles, CA, USA
19236004
2009
Los Angeles, CA, USA
19518912
2010
New Orleans, LA, USA
20160068
2011
New Orleans, LA, USA
21521360
2011
New Orleans, LA, USA
21256987
2012
New Orleans, LA, USA
22153326
2012
New Orleans, LA, USA
22447582
2012
New Orleans, LA, USA
23338820
2013
New Orleans, LA, USA
23635887
2013
New Orleans, LA, USA
23288544
2014
New Orleans, LA, USA
25319365
2014
New Orleans, LA, USA
24748612
Tracing a move
We reconstruct the mobility of scientists based on the changes in their affiliations in published papers. We rely on the track record of papers by an individual i over time to identify the sequence of cities the author passed through. Note that, an author may have multiple publications in the same year possibly with different affiliations, an example of which is available in Table A1 in the Appendix. From these records, we propose a method to extract moves. We define a move as a change of the city where an author was located in a period before a given year (t) (i.e. the move year) and afterwards.More precisely, to determine the source and target cities of a move, we choose a candidate move-year (t) and a buffer of b years around it (see Fig. 1
). To obtain from a series of papers a single move, we apply the following procedure. We select a “move year” t and a given number of years before
and after
year t. We identify the location of author i in the two periods and . When the locations differ, we count a move.
Fig. 1
Extracting the mobility network from Medline papers. The papers by an author i are shown as a sequence of red circles from top to bottom. Each publication has a date (in rows) and a city (in columns). We take a buffer time of 5 years before and after 2004. Here, we identify Boulder as the origin city, since it is where the longest sequence of publications has been produced in the buffer period and closest to 2004. The target city of the move is Cardiff since it is the only observed city in the buffer period after 2004. The move between Boulder and Cardiff is then added to the mobility network by increasing the corresponding edge weight by one unit. (For interpretation of the references to colour in this figure legend, the reader is referred to the web version of this article.)
Extracting the mobility network from Medline papers. The papers by an author i are shown as a sequence of red circles from top to bottom. Each publication has a date (in rows) and a city (in columns). We take a buffer time of 5 years before and after 2004. Here, we identify Boulder as the origin city, since it is where the longest sequence of publications has been produced in the buffer period and closest to 2004. The target city of the move is Cardiff since it is the only observed city in the buffer period after 2004. The move between Boulder and Cardiff is then added to the mobility network by increasing the corresponding edge weight by one unit. (For interpretation of the references to colour in this figure legend, the reader is referred to the web version of this article.)To select a unique starting location in the period we take the longest uninterrupted sequence of locations closest to t. Consider, as an example, the publication sequence in Fig. 1. In this example, we have the publication sequence {B
1998, L
1999, L
2001, B
2001, B
2002, C
2004, C
2006}, move year and a buffer of years. The capital letter indicates the city and the index the year of a publication. To determine the origin city, we look at all papers in the interval [1999, 2004) and choose the city with the longest sequence of publications closest to 2004. In this example, the author has published three papers in B, but only two are within the [1999, 2004) window. Similarly, there are two publications in L and one in the same year in B. According to our rule, we identify B as the origin of the move because it is closest to 2004. We choose B even though there are two papers in L and B.2
Finally, the destination of the move is C since it is the only observed city in the time window [2004, 2009).Iteratively applying this method to the career paths of all authors in the dataset yields a directed and weighted mobility network for a year t and buffer b, where the direction reflects the direction of travel of researchers and the weight the number of individuals who moved between every pair of cities. Since disambiguated author names are available only up to 2009, and we need to have a buffer time of five years after the observation year, we limited our analysis up to the year 2004. As a total, we analyze 2,239,357 disambiguated author names for which geo-location data is available in the period 1990–2009.Fig. 2
shows the evolution of the number of disambiguated authors over time. Fig. 3
shows the distribution of the number of cities, countries and number of publications a given author has been to or authored. All distributions are highly skewed (hence plotted in log-log scale) with a sharp decline for all values beyond 1. Around one-fourth of authors have been active in at least two different cities. Only one-tenth of researchers have been affiliated with institutions in two or more countries or three or more different cities in their careers or published at least eight papers. Similarly, only about 1% of authors have worked in at least three different countries or five cities, or published at least 38 papers.
Fig. 2
Number of unique active authors identified in Author-ity per year.
Fig. 3
Counter Cumulative Distribution of countries, cities and publications per author, double log scale. Each data point shows the probability to observe at least x unique countries, cities and publications for a given author (i.e. ).
Number of unique active authors identified in Author-ity per year.Counter Cumulative Distribution of countries, cities and publications per author, double log scale. Each data point shows the probability to observe at least x unique countries, cities and publications for a given author (i.e. ).In general, we find that the propensity to change cities and countries has been increasing. The proportion of mobile authors has increased from one in five in 1996 to one in four in 2004 (see Fig. A2 in the Appendix). Moreover the probability to leave the country (globally) increased from 10% in 1996 to more than 12% in 2004 (see Fig. A3 in the Appendix).
Fig. A2
Yearly proportion of authors being observed to move. Note that a move in one year means that the location 5 years prior and 5 years after are different, thus the probability is not the probability to move in a given year but the probability to move in this interval.
Fig. A3
Probability to leave country.
The global scientist mobility network
Based on the author moves, we traced with the method described above, we reconstructed the mobility network between cities from 1996 to 2004, with a time buffer of 5 years. The network experienced a constant growth of the number of cities (nodes) and mobility routes (links). An illustration of the mobility network for the year 2004 is shown in Fig. 4
(see also Table A2 in the Appendix for detailed statistics).
Fig. 4
The global mobility network of researchers. The map shows the network of scientist mobility in 2004 with a five-year time buffer. Only most common routes, with 50 or more moves between two cities, are reported.
Table A2
Mobility Network Statistics.
Year
Cities
Edges
Density
GCC %
Number of scientists
1996
4217
38,422
0.22%
77.3%
324,545
1997
4261
38,692
0.21%
77.1%
321,113
1998
4391
42,657
0.22%
77.5%
341,879
1999
4559
45,535
0.22%
78.6%
358,415
2000
4691
46,923
0.21%
78.1%
368,493
2001
4847
51,290
0.21%
78.4%
397,775
2002
5070
55,343
0.21%
78.4%
425,058
2003
5317
59,764
0.21%
79.0%
455,696
2004
5531
63,587
0.21%
79.4%
488,419
The global mobility network of researchers. The map shows the network of scientist mobility in 2004 with a five-year time buffer. Only most common routes, with 50 or more moves between two cities, are reported.As robustness checks, we can increase the number of papers required in any given location before and after a move. This restriction might reduce the chance that a move is spurious (e.g. visiting periods or double affiliations). Similarly, we can reduce the buffer, thus requiring authors to have fewer gaps in their publication sequences. This restriction would, however, drop scientists not publishing at least once in the two periods before and after the move.
Defining global cities
In this work, we define as global cities, those cities which are most central in the global scientist mobility network. We argue that the defining feature of a global city is that it is a “hub”, i.e., a central city in the global network of urban areas. A simple network measure capturing the number of cities a city is connected to is the degree centrality. In our case, this corresponds to the number of cities scientists move to or from a given city.3The working definition of a global city in this work is a city belonging to the top 10% of cities by degree centrality (about 200 locations). Fig. 5
shows the relative ranking of the top 50 cities by degree centrality as measured in 2004, along with changes in rank over the period. We note that the ranking among the top 10 cities is relatively stable and that most of the top 50 locations are US cities. The remaining 20 cities in Fig. 5 are located in the UK (3), Canada (3), Germany (3), Japan (2), Australia (2), Sweden (1), France (1), Korea (1), the Netherlands (1), Spain (1), Switzerland (1) and China (1). The most relevant change in the ranking is the rise of Beijing since 2002 (indicated in red in Fig. 5).
Fig. 5
Ranking plot of most central cities from 1998 to 2004 as measured by their Degree Centrality on the global mobility network. The plot shows the evolution of the relative ranks for the 50 most central cities as measured in 2004. US cities are listed in Black, non-US cities in orange and the rise of Beijing as a global city is highlighted in red. (For interpretation of the references to colour in this figure legend, the reader is referred to the web version of this article.)
Ranking plot of most central cities from 1998 to 2004 as measured by their Degree Centrality on the global mobility network. The plot shows the evolution of the relative ranks for the 50 most central cities as measured in 2004. US cities are listed in Black, non-US cities in orange and the rise of Beijing as a global city is highlighted in red. (For interpretation of the references to colour in this figure legend, the reader is referred to the web version of this article.)More sophisticated centrality measures to identify hubs are available to take into account directionality, the weight of links and non-local network properties. Measures such as PageRank, betweenness centrality and K-Core would be viable alternatives to the chosen degree centrality measure. However, these network centrality measures have high Pearson and Kendall rank correlations (above 0.9). Therefore, in the interest of clarity, we use in this work the more straightforward degree centrality measure.4
Measures of scientific output
To estimate the quality of the scientific production, we augment the publication history with forward citation data obtained by merging Microsoft Academic Graph, Pubmed Central and AMiner. These datasets combined contain the reference lists of 15,541,158 Medline papers.We are aware that the number of citations is not a perfect measure of scientific relevance or importance. Still, citations are widely used for performance evaluations of research centres and universities. Therefore citation-based impact measures are also likely to be relevant for hiring and other research evaluations.To compute the citation weighted publications for a scientist we first collect her publications at a given location. We then look at the citations each of these papers has collected in the five years after publication dividing it by the number of authors (i.e., fractional count) and summing them up. This sum becomes the citation weighted scientific output of individual i in city c.5Similarly, at city level we compute the citation-weighted output by obtaining all publications listing that city as an affiliation in the relevant period. This period is five years as it is the buffer for the “before” and “after” periods we used to reconstruct the mobility network. We apportion the citations proportional to the contributing authors working in that city. For example, for a paper with 9 citations obtained within 5 years after publication and 2 scientists active in city A and 1 scientist in city B, we apportion citations to A and to B.
Additional variables and controls
For the sake of completeness, below, we list all the variables we will be using in our analysis with a short description. In the panel regression at the city level, we will be using the following variables.MedianCitations The median citations per scientist of city c at time t, computed according to Section 3.4, i.e., the median of the fractional count of citations obtained up to 5 years after publication by all scientists active in city c in the period .DegreeQuantile The quantile of the degree centrality of city c in year t. In the regression Table 1
we use deciles (10% steps) and for the marginal effects in Fig. 6
we use ventiles (5% steps).
Table 1
Quantile regression for the median citations per scientist as a function of the centrality of a city.
Median citations per scientist (MedianCitationsct)
All
Stayers
Arrivals
Leavers
City degree centrality deciles (basline 1–10%):
11-20%
0.0155
–0.0150
–0.0788
–0.0521
[–0.0539,0.0849]
[–0.112,0.0822]
[–0.205,0.0477]
[–0.216,0.111]
21-30%
0.103**
0.0666
-0.0829
–0.107
[0.0261,0.179]
[–0.0399,0.173]
[–0.211,0.0451]
[–0.278,0.0632]
31-40%
0.191***
0.140*
-0.00277
–0.0976
[0.103,0.280]
[0.0231,0.258]
[–0.142,0.136]
[–0.267,0.0721]
41-50%
0.196***
0.175**
-0.0622
–0.103
[0.102,0.290]
[0.0582,0.293]
[–0.208,0.0838]
[–0.276,0.0710]
51-60%
0.326***
0.275***
0.0627
–0.0443
[0.223,0.429]
[0.148,0.401]
[–0.0812,0.207]
[–0.214,0.125]
61-70%
0.393***
0.312***
0.171*
0.173*
[0.285,0.500]
[0.182,0.443]
[0.0253,0.317]
[0.000687,0.344]
71-80%
0.505***
0.422***
0.315***
0.213*
[0.393,0.617]
[0.285,0.559]
[0.161,0.468]
[0.0469,0.380]
81-90%
0.723***
0.667***
0.619***
0.429***
[0.583,0.864]
[0.507,0.827]
[0.455,0.784]
[0.256,0.602]
91-100%
1.140***
1.119***
1.157***
0.815***
[0.977,1.303]
[0.932,1.307]
[0.974,1.341]
[0.640,0.990]
Constant
0.885***
0.925***
1.343***
1.541***
[0.808,0.962]
[0.831,1.019]
[1.225,1.460]
[1.401,1.681]
Year (t)
Yes
Yes
Yes
Yes
City (c)
Yes
Yes
Yes
Yes
Num. of obs.
13,687
13,687
13,687
13,687
95% confidence intervals in brackets. * p < 0.05, ** p < 0.01, *** p < 0.001
Fig. 6
Marginal effects on the average citations per scientist by percentiles of the degree centrality of a city in the scientist mobility network (baseline is the bottom percentile). Scientists are grouped by type: Stayers are scientists who were active in the city in two consecutive 5-year time windows, Arrivals are scientists who were not present in the city in the first five year period but arrived in the second period, Leavers are scientists active in a city in the first period who moved elsewhere in the second period, All are all scientists active in a city in the second period (Stayers and Arrivals). Scientists in the top 5% of the city centrality distribution collect around 1.5 more citations than colleagues in the bottom 5% of the distribution.
Quantile regression for the median citations per scientist as a function of the centrality of a city.95% confidence intervals in brackets. * p < 0.05, ** p < 0.01, *** p < 0.001Marginal effects on the average citations per scientist by percentiles of the degree centrality of a city in the scientist mobility network (baseline is the bottom percentile). Scientists are grouped by type: Stayers are scientists who were active in the city in two consecutive 5-year time windows, Arrivals are scientists who were not present in the city in the first five year period but arrived in the second period, Leavers are scientists active in a city in the first period who moved elsewhere in the second period, All are all scientists active in a city in the second period (Stayers and Arrivals). Scientists in the top 5% of the city centrality distribution collect around 1.5 more citations than colleagues in the bottom 5% of the distribution.For the analysis of the determinants of the location choice of scientists, we will be using the following variables and controls.ln(Citations)Natural log of citations received at most five years after publication for papers published before the move. The citations are fractional, i.e., a paper with two citations and two authors means that each author gets one citation.ln(Papers)Natural log of papers published before the move.Age Group The Age group to which the author belongs, these are cohorts of 1 year up to 11 and larger cohorts after that. Age is measured as the number of years since the first publication by the author.Field The Field of research the author is active in. The fields are the classification of journals in SCImago, and in case of ambiguity, the most common field is chosen.ln(km distance)Natural log of distance in km between the origin city and destination city. The distance is computed using the Haversine formula.SameCountry If the move is domestic, i.e., within the same country, then the value is 1 and 0 otherwise.SameLanguage If the move was to a different country, i.e. SameCountry=0, then this value is 1 if the two countries share their official language (data from CEPII).P(Others Move) Probability of authors in a given Field to move, excluding all authors in the same city working in the same field as the focal author.BornThere If the author has his first affiliation in this location, then the value is 1.Observation Gap The number of years between the last publication before the move and the first after the move.Year The year the move took place.Origin Country The country the origin city is located in.OC Degree The degree centrality of the origin city (OC).TC Degree The degree centrality of the target city (TC).OC Size Number of scientists observed in the origin city (OC).In the appendix we report the main summary statistics (Table A3) and the correlation Table A4 for all the variables.
Table A3
Descriptive Statistics for Scientist Level variable used in the Heckman 2 stage regression.
Stayed
Moved
All
mean
sd
mean
sd
mean
sd
ln(Citations)
0.22
1.44
0.21
1.40
0.21
1.43
Age
9.34
8.16
7.36
6.54
8.90
7.87
P(Others Move)
0.23
0.07
0.26
0.08
0.23
0.08
Born There
0.79
0.41
0.34
0.47
0.69
0.46
Observation Gap
1.85
0.99
2.18
1.10
1.92
1.02
ln(km distance)
0.00
0.00
6.84
1.90
1.55
3.00
Same Language
0.00
0.00
0.12
0.32
0.03
0.16
Same country
1.00
0.00
0.60
0.49
0.91
0.29
OC degree
299.87
252.22
304.17
251.52
300.84
252.07
TC degree
299.88
252.22
294.80
255.62
298.73
253.00
OC size
1591.09
1898.68
1490.55
1832.54
1568.39
1884.42
TC size
1591.11
1898.67
1393.72
1754.86
1546.55
1868.99
Observations
1,733,807
505,550
2,239,357
Table A4
Cross-correlation table, t-statistics in parenthesis.
Variables
1
2
3
4
5
6
7
8
9
10
11
12
1) Moved
1.000
2) ln(Citations)
–0.002
1.000
(0.012)
3) ln(Papers)
–0.099
0.345
1.000
(0.000)
(0.000)
4) ln(OC Size)
–0.039
0.136
0.063
1.000
(0.000)
(0.000)
(0.000)
5) ln(OC Degree)
0.005
0.219
0.087
0.941
1.000
(0.000)
(0.000)
(0.000)
(0.000)
6) P(Others Move)
0.168
0.167
0.038
–0.239
0.029
1.000
(0.000)
(0.000)
(0.000)
(0.000)
(0.000)
7) BornThere
–0.408
–0.066
0.036
0.045
–0.008
–0.172
1.000
(0.000)
(0.000)
(0.000)
(0.000)
(0.000)
(0.000)
8) Observation Gap
–0.136
0.311
0.262
0.030
0.034
0.001
0.019
1.000
(0.000)
(0.000)
(0.000)
(0.000)
(0.000)
(0.135)
(0.000)
9) ldistance
0.954
0.005
–0.097
–0.017
0.024
0.137
–0.393
–0.129
1.000
(0.000)
(0.000)
(0.000)
(0.000)
(0.000)
(0.000)
(0.000)
(0.000)
10) SameCountry
–0.585
0.004
0.067
–0.010
–0.014
–0.027
0.237
0.075
–0.714
1.000
(0.000)
(0.000)
(0.000)
(0.000)
(0.000)
(0.000)
(0.000)
(0.000)
(0.000)
11) SameLanguage
0.306
0.014
–0.031
0.002
0.016
0.036
–0.128
–0.040
0.367
–0.523
1.000
(0.000)
(0.000)
(0.000)
(0.001)
(0.000)
(0.000)
(0.000)
(0.000)
(0.000)
(0.000)
12) Age
–0.106
0.147
0.756
0.035
0.058
0.035
0.058
0.074
–0.107
0.073
–0.036
1.000
(0.000)
(0.000)
(0.000)
(0.000)
(0.000)
(0.000)
(0.000)
(0.000)
(0.000)
(0.000)
(0.000)
Results
To test our research hypotheses, we run two sets of regressions, one at the city level (Section 4.1) and another one at the individual scientist level (Section 4.2). First in Section 4.1, we test, through a panel regression approach, if the scientific output by researchers in global cities attracts more citations (H1). Then in Section 4.2, we analyze the determinants of the decision by individual scientist to move to a global city (H2.1) and to stay there (H2.2).
Scientists in global cities attract more citations
We analyze the effect of the centrality of a city in the global mobility network on local scientific productivity through a fixed effect panel quantile regressions of the form.where δ and γ are year and city fixed effects, respectively.We measure city centrality through degree centrality in the mobility network (DegreeQuantile), as defined in Section 3.3, and scientific productivity as the median citations per scientist (MedianCitations).6
Citations are counted as described in Section 3.4. In the quantile regressions, the dependent variable MedianCitations is the median number of the fractional citations received in the five years after publication by the papers published in the period from t to by scientists in the city c, with t ranging from 1990 to 2004 and .More specifically, We estimate four separate models for different groups of scientists:Stayers are scientists who have been in a given city c in the five years before t and during the five years after t.The Arrivals group encompasses scientists who arrived in city c in the five years after t.The Leavers group, on the other hand, includes all the scientists, who left city c after t. Since MedianCitations is the median number of citations received by the scientific production of researchers in the period from t to the MedianCitations of Leavers measures the impact of their scientific production in the destination city, which is different from c.The last group includes All scientists active in city c in the period from t to . This group consists of Stayers and Arrivals and does not include the Leavers who are no longer active in city c in the period from t to .If indeed scientists in global cities, i.e., cities in the top degree centrality percentiles, attract more citations than scientists in more peripheral cities, we should find that the median citations per scientists are higher for the top quantiles of the city centrality distribution. Moreover, by comparing stayers and movers, we can explore the contribution of in-coming, and out-going mobility flows to the scientific productivity of cities.From the available 7159 locations in the period 1990–2009 only 2292 have more than five active scientists in any five years, implying that there are a lot of small cities. These locations, beyond being very small, rarely appear in the panel data, i.e., they lead to a strongly unbalanced panel. To address the problem of excessively small locations and the lack of observability, we set a minimum size for inclusion equal to 5. This number strikes a fair balance between not dropping locations which are relevant for the analysis, but on the other hand, does not lead to a highly unbalanced panel.7Table 1 shows our estimates for the quantile regressions. Overall, we find that scientists in the top 10% most central cities (i.e., global cities) receives, on average, 1.14 more citations than scientists in peripheral cities (bottom 10% of the centrality distribution), providing support to H1. Not only are stayers in central cities more productive, but also scientists arriving in global cities are more productive than peers who moved to more peripheral cities. Even though the productivity of leavers is also increasing with the centrality of cities, scientists leaving global cities tend to be less productive than new hires.To show the effect of centrality on citations visually, Fig. 6 reports the change in citations per scientist by degree centrality. In this plot, we consider 20 quantiles of the degree centrality distribution. We note that in line with H1, the most central cities, i.e., global cities, attract more citations per scientists than less central cities, with a positive net contribution by mobility flows.
The mobility of scientists
In the previous Section, we have seen that the citation weighted scientific output depends positively on the centrality of a city. Moreover, the results of the quantile regressions suggest that the superior scientific performance of global cities might depend, at least partially, on the location choices of prolific scientists, which tend to be attracted by global cities.To formally test hypotheses H2.1 and H2.2, in this Section we proceed to estimate a model of the location choice of scientists, as a function of their productivity and the centrality of cities in the global mobility flows. A potential issue with estimating the location choice of mobile researchers is selection bias. Scientists with specific characteristics (e.g. productivity) might be more likely to move, thus introducing a bias in our estimations. A possible bias in the propensity to move affects our analysis since we cannot observe a change in location for a non-mobile scientist and by extension, a change in the centrality of the target city (TC). To address this issue, we use a Heckman selection model. The Heckman model consists of two stages. The first stage (the selection stage), estimates the propensity of a scientist to move. This regression is then used in the second stage to correct for the likelihood of inclusion. In the second stage, we then estimate a scientists’ relocation choice conditional on observing a move. Summing up, in the first stage (the selection equation), we control for the probability of observing a move at any given moment in the scientist’s career. In the second stage (the regression equation), individual-level scientific productivity at origin is used to predict the centrality of the destination city.The two stages of the Heckman model allow us to test H2.1 and H2.2. More precisely, in the first stage, we test explicitly for the probability of moving. By adding an interaction term between the centrality of the origin city (OC) and the citations of the author, we test if prolific scientists in central locations are less likely to move (H2.2). In the second stage, we test whether, conditional on observing a move, more prolific scientists relocate to more central cities, i.e., global cities (H2.1).We use a Heckman two-stage regression model to control for the selection bias of mobile scientists since most scientists do not move in any given period, as shown in Fig. A2. To correctly define the Heckman model, we need to specify an exclusion restriction. That is, we need to include a variable in the selection equation, which affects the probability to move but does not influence the destination. We use mobility of other fields as the exclusion restriction (named P(Others Move) in the regression). The mobility of other fields is the probability to leave the focal city for all scientist not belonging to the scientific field the focal scientist belongs to. For example, for an author predominantly publishing in “Biochemistry”, the probability of moving is computed as the fraction of scientists leaving the city in the same period, but are not biochemists themselves. The rational to use this variable as an exclusion restriction is that if we observe a high proportion of mobile authors originating from a city, it stands to reason that it increases the propensity of the focal author to move as well. By excluding the focal field, we try to reduce the likelihood that the focal author is influenced by competition, imitation of peers working in the same field, and other labour market-specific effects.We carry out this analysis on a repeated cross-section of scientist location choices in the period 1990 to 2004. Specifically, we look every year at the relocation choices, recording several individual level and location-specific features.The main individual-level variables of interest are the number of papers (ln(Papers)) and the number of citations (ln(Citations)) at origin. These measures are computed before the move in order to prevent the actual move to play a role.We control for the field of research of the scientist, that is to say, the field in which the author has the majority of her publications. We proxy the research field of an author through the classifications of the journals the author publishes most in according to the SCImago thematic areas, employing a majority rule. For example, if three papers in the period are published in biochemistry journals and 1 in immunology, the author would be classified as a biochemist.8
We also control for age group fixed effects. Precisely we include a dummy for age cohorts of similar size (i.e., one year up to 11 and larger from there). Career progression (i.e., age) is measured as years from the first publication. As further controls in the regression, we use the Observation Gap which is the number of years around the alleged mobility year in which we do not have any publication. This gap signals low activity and should negatively affect the probability to move. Born there controls if the focal scientist has published his first paper in the current city. The “Alma Mater” ought to be a unique location for the scientist thus influencing his willingness to leave. Location-specific effects, i.e., variables marked with TC and OC, are measured at the city level, for the target city (TC) and the origin city (OC), respectively. We also consider the dyadic distance between TC and OC, named ln(km distance). As additional controls in all regressions we have year dummies and origin country.9
As for the origin city, the main variables of interest are its size in terms of the number of active scientists in a given year (ln(OC Size)) and its centrality in the mobility network.As in any non-experimental causal inference exercise, there are likely omitted variables that might affect the size, significance and interpretability of the results. We cannot exclude that our specification does not suffer from omitted variable bias. However, to reduce the chances of omitted variable bias, we include along with the variables mentioned above also controls for moves within the same country (SameCountry) and moves to countries that have the same official language (SameLanguage). These controls should alleviate concerns that the results are driven by high mobility within countries with many global cities (e.g., USA).As a robustness check to verify that our results do not crucially depend on the Heckman specification, we estimate two additional OLS regressions. In the first OLS specification, we simply drop all non-mobile scientists. In the second alternative OLS specification, we estimate if the target city (TC) has a higher centrality than the origin city (OC). We also include this last specification to highlight that we observe a move to more central cities.To test H2.1, we are interested to know if prolific scientists, the ones with a high citation weighted scientific output (ln(Citations)), are more likely to move to central cities, as measured by degree centrality. A positive coefficient for ln(Citations) in the second stage would support H2.1. To test H2.2, we estimate in the first stage the interaction of the centrality of the origin city (ln(OC Degree)) with the productivity of the scientist (ln(Citations)). A negative coefficient for this interaction would suggest that prolific scientists are less likely to move away if they are in central cities. Summing up, if it is true that more productive scientists move preferentially to central cities (H2.1), we expect ln(Citations) in the second stage to be positive. Similarly to support H2.2, prolific scientists stay in global cities, we expect ln(OC Degree) × ln(Citations) in the first stage to be negative. On the one hand, we investigate if more prolific scientists, as proxied by their citation weighted output before they move, are more likely to relocate to central cities in the mobility network. On the other hand, we test if more prolific scientists located in global cities have a lower propensity to leave. If these two hypotheses are jointly verified, after controlling for several other factors, it supports the claim that prolific scientists tend to move to global cities and to remain there.The results of the three models are shown in Table 2
.10
Specifically, in the first column, we show the Pooled OLS model considering only mobile authors. In the second column, we show the OLS model where the dependent variable is not the degree of the destination but a binary outcome variable indicating if the move was to a location with a higher degree. In the third column, we show our main model, i.e., the Heckman selection model.
Table 2
Individual mobility regression results.
(1)
(2)
(3)
ln(TC Degree)
TC Higher Degree
ln(TC Degree)
Individual Level Variables
ln(Citations)
0.102***
0.484***
0.103***
(7.57)
(6.95)
(7.60)
ln(Papers)
–0.0480***
–0.0598***
–0.0496***
(–9.18)
(–4.71)
(–9.33)
ln(km distance)
0.108***
0.169***
0.108***
(8.48)
(4.68)
(8.48)
SameLanguage
0.108*
0.170
0.108*
(2.24)
(1.63)
(2.24)
SameCountry
0.138*
0.248*
0.138*
(2.22)
(2.12)
(2.22)
ln(OC Degree) × ln(Citations)
–0.00340
–0.0687***
–0.00351
(–1.31)
(–5.30)
(–1.35)
City Level Variables
ln(OC Degree)
0.0636
–1.003***
0.0686
(1.65)
(–6.74)
(1.79)
ln(OC Size)
–0.0406
–0.388***
–0.0447
(–1.48)
(–3.49)
(–1.65)
Constant
4.277***
6.812***
4.254***
(24.47)
(14.95)
(24.39)
moved
Individual Level Variables
ln(Citations)
0.0920***
(7.97)
ln(Papers)
–0.0126*
(-2.43)
P(Others Move)
2.394***
(29.52)
BornThere
–1.115***
(–145.58)
Observation Gap
–0.181***
(–66.86)
ln(OC Degree) × ln(Citations)
–0.0163***
(–6.95)
City Level Variables
ln(OC Degree)
–0.0411*
(–2.55)
ln(OC Size)
0.0458***
(3.65)
Constant
–1.448***
(–17.63)
arth(ρ)
0.0148*
(2.05)
ln(σ)
0.115***
(18.76)
Year
Yes
Yes
Yes
Origin Country
Yes
Yes
Yes
Age Group
Yes
Yes
Yes
Field
Yes
Yes
Yes
Observations
505,550
505,550
2,239,357
t statistics in parentheses * p < 0.05, ** p < 0.01, *** p < 0.001
Individual mobility regression results.t statistics in parentheses * p < 0.05, ** p < 0.01, *** p < 0.001Concerning H2.1, that more prolific scientists move preferentially to central cities, we find that ln(Citations) has a significant and robust effect on the centrality of the target cities (TC Degree) in all our regressions. Note also that it is citations and not publications to have a positive impact. Taken together, this means that scientists with more citations per publication are more likely to move to more central locations, but not scientists who merely publish a lot. We also confirm that more prolific scientists are more likely to move, as we see in the first stage of the Heckman regression. Interestingly the number of papers (Papers) has a negative effect in all specifications. This result highlights the fact that the “quality” signal matters, whereas the number of papers published per se has a negative effect if it does not translate into more citations. Overall, we find evidence in support of H2.1, that prolific scientists gravitate towards central cities, suggesting that mobility positively contributes to the superior performance of global cities. On top of this, central cities attract scientists on a global scale. In all regressions, the distance between locations is higher for moves to central destination cities (see positive ln(km distance)).By looking at the effect of the interaction between the centrality of the origin city and the citations (ln(OC Degree) × ln(Citations)) we find also support for H2.2, that prolific scientists tend to remain in central cities. Note also that, generally speaking, prolific scientists are more likely to move (positive ln(Citations) in the first stage). However, the centrality of the origin cities decreases their probability to leave (ln(OC Degree) in the first stage). Similarly, scientists are more likely to stay in the city where they published their first paper (i.e., the “BornThere” effect is negative).In addition to the above results, we also find that during a scientific career, the propensity to move varies considerably. Fig. 7
shows the marginal effects by age group on the propensity to move, obtained from the first stage of the Heckman model shown in Table 2. We find that in the early phase of their career scientists are significantly more likely to move. At the same time, the probability decreases for senior scientists active more than ten years after their first publication. As shown in the Appendix (see Fig. A4) the propensity to move varies considerably also across countries (US and UK scientists are more likely to relocate) and across disciplines (see Fig. A6
Fig. A5): physicists and biologists are more likely to move than physicians.
Fig. 7
This figure shows the marginal effects in probability to move compared to an author with age=1 (a year after the first publication in Medline). An author with a 9 to 10 years career has the same probability of being observed moving as an author at the beginning of her career. Error bars indicate the 95% confidence interval.
Fig. A4
The figures shows the marginal effect on the probability to move compared to the base case USA and the 95% confidence interval (black bars). A negative value such as Taiwan (–5%) means that keeping everything else fixed, a scientist in Taiwan is 5% less likely to move than a colleague in the US. Only countries are shown here for which we have observed at least 3000 scientists in the country in the period 2000–2004.
Fig. A6
Marginal probability to move compared to Cellular Biology (i.e. the largest field) for the 25 least mobile fields. The 95% confidence interval is illustrated as black bars.
Fig. A5
Marginal probability to move compared to Cellular Biology (i.e. the largest field) for the 25 most mobile fields. The 95% confidence interval is illustrated as black bars.
This figure shows the marginal effects in probability to move compared to an author with age=1 (a year after the first publication in Medline). An author with a 9 to 10 years career has the same probability of being observed moving as an author at the beginning of her career. Error bars indicate the 95% confidence interval.All in all, we find that global cities attract and retain prolific scientists. This effect is likely to positively contribute to the superior scientific production of global cities we documented in the previous section.Scientists in global cities might experience a positive network effect since their scientific output will become more visible, thus attracting a higher potential number of citations. Moreover, by working in global cities, scientists might boost their career prospects, beyond and above their scientific output, with possibly better access to job opportunities. On average, the position of the source city should increase upward mobility by improving the chances that scientists will end up working in a place with higher scientific impact. In this work, this visibility effect cannot be cleanly separated from “innate ability” or talent. Therefore we do not claim that working in a central and large city is sufficient per se to boost citations and possibly career prospects. However, we observe that working in a global city will positively contribute to the citation weighted output of scientists.As a further robustness check, in the Appendix, we provide a similar table in which we selected a 10% random sample of scientists (see Appendix Table A5)11
. The sub-sampling serves two purposes: (1) to show that the significant effect is not merely an artefact of the size of the dataset, and (2) by sub-sampling we pick up fewer scientists moving together (e.g., the move of a prominent scientist and his group). Thus the assumption that the moves are independent is more likely. Results are not affected by the reduction of the sample size and the random selection of the observations. Also, the results are very similar across models (1) to (3) in Table 2 and when we consider an alternative centrality measure (i.e. PageRank, see the Appendix Tables A6). We observe that the parameters in models (1) and (3) are practically identical, suggesting that the selection into mobility does not introduce a substantial bias, which we could have corrected for with our first stage selection formulation.
Table A5
Individual Mobility Regression Results for 10% Sample for Degree Centrality.
(1)
(2)
(3)
ln(TC Degree)
TC Higher Degree
ln(TC Degree)
main
ln(OC Size)
–0.0489
–0.397**
–0.0566
(–1.42)
(–3.26)
(–1.66)
ln(OC Degree)
0.0763
–0.995***
0.0858
(1.58)
(–5.94)
(1.78)
ln(OC Degree) × ln(Citations)
–0.00660
–0.0627***
–0.00683
(–1.50)
(–4.08)
(–1.56)
ln(Citations)
0.122***
0.457***
0.123***
(5.22)
(5.42)
(5.28)
ln(Papers)
–0.0582***
–0.0742**
–0.0609***
(–5.38)
(–3.09)
(–5.61)
ln(km distance)
0.109***
0.177***
0.109***
(7.82)
(4.57)
(7.83)
CommonLanguage
0.0996
0.147
0.0995
(1.89)
(1.29)
(1.89)
SameCountry
0.146*
0.307*
0.145*
(2.17)
(2.42)
(2.16)
Constant
4.390***
7.148***
4.341***
(8.75)
(5.99)
(8.62)
ln(OC Size)
0.0518*
(2.37)
ln(Citations)
0.0949***
(5.48)
ln(Papers)
–0.00665
(–0.85)
P(Others Move)
2.398***
(20.58)
BornThere
–1.111***
(–115.22)
Observation Gap
–0.179***
(–42.80)
ln(OC Degree)
–0.0461
(–1.66)
ln(OC Degree) × ln(Citations)
–0.0175***
(–5.09)
Constant
–1.777***
(–9.61)
arth(ρ)
0.0287*
(2.40)
ln(σ)
0.114***
(16.11)
Year
Yes
Yes
Yes
Origin Country
Yes
Yes
Yes
Age Group
Yes
Yes
Yes
Field
Yes
Yes
Yes
Observations
50 922
50 883
224 428
t statistics in parentheses * p < 0.05, ** p < 0.01, *** p < 0.001
Table A6
Individual Mobility Regression Results for PageRank Centrality.
(1)
(2)
(3)
ln(TC PageRank)
TC Higher PageRank
ln(TC PageRank)
main
ln(OC Size)
–0.0627**
–0.139*
–0.0674**
(–2.65)
(–1.98)
(–2.88)
ln(OC PageRank)
0.0856**
–1.165***
0.0903**
(2.84)
(–11.70)
(3.04)
ln(OC PageRank) × ln(Citations)
–0.000745
–0.0197*
–0.00104
(-0.32)
(–2.14)
(–0.45)
ln(Citations)
0.0845***
–0.0105
0.0824***
(5.50)
(–0.18)
(5.35)
ln(Papers)
–0.0504***
–0.0624***
–0.0529***
(–8.71)
(–5.17)
(–9.01)
ln(km distance)
0.0953***
0.137***
0.0954***
(6.24)
(3.79)
(6.24)
ComlangOff
0.104
0.154
0.104
(1.75)
(1.44)
(1.76)
SameCountry
0.111
0.164
0.111
(1.50)
(1.37)
(1.50)
Constant
–5.957***
–7.338***
–5.936***
(–12.61)
(–5.28)
(–12.58)
ln(OC Size)
0.0552***
(6.45)
ln(Citations)
–0.0793***
(–5.40)
ln(Papers)
–0.0129*
(–2.49)
P(Others Move)
2.412***
(38.59)
BornThere
–1.115***
(–145.79)
Observation Gap
–0.181***
(–67.01)
ln(OC PageRank)
–0.0468***
(–4.32)
ln(OC PageRank) × ln(Citations)
–0.0135***
(–6.31)
Constant
–2.023***
(–13.08)
arth(ρ)
0.0213**
(2.77)
ln(σ)
0.209***
(40.17)
Year
Yes
Yes
Yes
Origin Country
Yes
Yes
Yes
Age Group
Yes
Yes
Yes
Field
Yes
Yes
Yes
Number of observations
505 550
505 537
2 239 357
t statistics in parentheses * p < 0.05, ** p < 0.01, *** p < 0.001
Final discussion
Cities are critical loci of innovation, culture and economic activity: they are home to a large portion of the world’s population and function as melting pots and cauldrons of creativity and human interactions. Despite declarations that distance is irrelevant in a globalized world, geography is very much alive. Geography has been found by various authors to be an essential dimension to understand and appreciate the modern knowledge economy.Against this background, this work explores the impact the mobility of scientists on knowledge production. Due to data limitations, most of the literature so far has analyzed single regions, countries, disciplines or selected samples of researchers. Traditionally in this field, there has been a big divide between “micro” studies about the mobility of scientists between regions and institutions in a single country/domain, and the “macro” analysis of the migration of researchers between countries. To the best of our knowledge, this is the first analysis of global scientist mobility that takes a broader view, combining big data and network methodologies, to reconstruct and analyze the pattern of mobility between cities both within and across national borders (Verginer and Riccaboni, 2018). Thanks to this integrated data-driven approach, we highlight the crucial role of global cities. First, we show that scientists in global cities are more productive in terms of median citation weighted number of publications. Second, we find that global cities are central in the network of brain circulation, both within and across national borders. In the paper, we show that these two findings are related: global cities, defined as central urban areas in the network of scientists’ mobility, take advantage of their privileged position in terms of spatial and social proximity to offer higher levels of individual citation-weighted scientific output. When we compare stayers and movers, we notice that part of the advantage of global cities stems from the higher productivity of incoming scientists and the lower productivity of leavers, pointing to a net “brain gain” effect of knowledge hubs. To further investigate this mechanism, we estimate an individual level location choice model to find that more prolific scientists move preferentially to global cities and stay there. Therefore, we contribute to the literature on the mobility of scientists (Azoulay et al., 2017) by shedding more light on the crucial role of spatial mobility as a driver of the superior productivity of scientists in global cities. This phenomenon is likely a combined effect of social and geographical proximity. On the one hand, movers (i.e., mobile scientists) are likely to stay connected with their former colleagues in the origin cities. On the other hand, they will take advantage of the localized knowledge spillovers and social networks of global cities.Our methodology has several strengths, chief among which is the processing of massive bibliographic data to quantify the individual-level and location-specific scientific production and to trace scientist mobility at the city level on a global scale. However, we are aware that author name disambiguation is an imperfect process, i.e., confusion of author names, and that the definition of a city is still a matter of active research and debate. Efforts such as the ORCID system to assign open access unique identifiers to researchers is a step in the right direction and will allow future research to be even more convincing. Nevertheless, this work should serve as a step towards understanding more deeply the importance of international scientific mobility. Understanding its impact in a world where human capital and innovation are paramount for success represents an opportunity to highlight actionable research policies. The results presented here are relevant in understanding the possible causes of growth differentials across regions and cities. While there are undoubtedly positive effects for both sending and receiving countries as shown by Agrawal et al. (2011), our results still suggest that there is a rich-get-richer effect fueled by global mobility. This result corroborates previous findings on the crucial role of central hubs in networks of innovators to better target national innovation policies (Chessa, Morescalchi, Pammolli, Penner, Petersen, Riccaboni, 2013, Morescalchi, Pammolli, Penner, Petersen, Riccaboni, 2015). This observation is particularly important for Europe in a globalized world for advanced human capital with the emergence of new innovation hubs like Beijing in the Far East and the still dominant role of US global cities. A promising avenue for future work is to leverage our database to extend the analysis to the location of citing papers, as a proxy of knowledge flows in the scientific community, in analogy to the research tradition initiated by Jaffe et al. (1993) for patents. Moreover, in future work, we plan to update our global network data to analyze the impact of exogenous shocks (such as the COVID-19 crisis) and targeted policies (like Singapore’s innovation policy since the early 2000s) on the mobility of researchers and to quantify the contribution of brain circulation to innovation and knowledge diffusion.
The authors declare that they have no known competing financial interests or personal relationships that could have appeared to influence the work reported in this paper.
Authors: Markus Schläpfer; Luís M A Bettencourt; Sébastian Grauwin; Mathias Raschke; Rob Claxton; Zbigniew Smoreda; Geoffrey B West; Carlo Ratti Journal: J R Soc Interface Date: 2014-09-06 Impact factor: 4.118
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