| Literature DB >> 32900372 |
Brennan C Kahan1, Tim P Morris2, Ian R White2, Conor D Tweed2, Suzie Cro3, Darren Dahly4,5, Tra My Pham2, Hanif Esmail2,6, Abdel Babiker2, James R Carpenter2.
Abstract
When designing a clinical trial, explicitly defining the treatment estimands of interest (that which is to be estimated) can help to clarify trial objectives and ensure the questions being addressed by the trial are clinically meaningful. There are several challenges when defining estimands. Here, we discuss a number of these in the context of trials of treatments for patients hospitalised with COVID-19 and make suggestions for how estimands should be defined for key outcomes. We suggest that treatment effects should usually be measured as differences in proportions (or risk or odds ratios) for outcomes such as death and requirement for ventilation, and differences in means for outcomes such as the number of days ventilated. We further recommend that truncation due to death should be handled differently depending on whether a patient- or resource-focused perspective is taken; for the former, a composite approach should be used, while for the latter, a while-alive approach is preferred. Finally, we suggest that discontinuation of randomised treatment should be handled from a treatment policy perspective, where non-adherence is ignored in the analysis (i.e. intention to treat).Entities:
Keywords: COVID-19; Estimand; Intercurrent events; Randomised trial; Truncation-by-death
Mesh:
Year: 2020 PMID: 32900372 PMCID: PMC7478913 DOI: 10.1186/s12916-020-01737-0
Source DB: PubMed Journal: BMC Med ISSN: 1741-7015 Impact factor: 8.775
Suggested strategies for defining estimands for core COVID-19 outcomesa
| Objective (outcome in bold). Objectives relate to the effect of treatment if introduced into a healthcare system | Treatment effect | Truncation by death | Treatment discontinuation |
|---|---|---|---|
| Evaluate the effect of treatment on | Difference in proportion dying by a specific time point (or risk ratio or odds ratio) | NA | Treatment policy strategyb |
| Evaluate the effect of treatment on the | Difference in proportion affected by a specific time point (or risk ratio or odds ratio) | Composite strategy: death is set as failure | Treatment policy strategyb |
| Evaluate the effect of treatment on the | Difference in proportion affected by a specific time point (or risk ratio or odds ratio) | While-alive strategy: data from when the patient is alive is used (e.g. did they require ventilation prior to death?) | Treatment policy strategyb |
| Evaluate the effect of treatment on the | Difference in means or restricted mean time | Composite strategy: outcome is defined as the number of days alive and out of hospital/off a ventilator/off oxygen/out of ICU within a given time period | Treatment policy strategyb |
| Evaluate the effect of treatment on the | Difference in means or restricted mean time | While-alive strategy: data from when the patient is alive is used (e.g. patients are counted as not on a ventilator from point of death) | Treatment policy strategyb |
aOther estimand aspects (treatment, population, other intercurrent events) also need to be specified in order to have fully defined estimands
bCan be implemented using intention-to-treat analysis, where all randomised patients are included, and analysed according to their randomised group
†Effect to individual patients or to healthcare systems as a whole on mortality
Summary of treatment effect measures
| Treatment effect measure | Explanation |
|---|---|
| Hazard ratio | The hazard ratio provides a weighted average of the hazards across all follow-up time points. In some cases, this interpretation can be difficult to understand; in Fig. |
| Risk difference at a specific time point | A difference in percentage points (or risk or odds ratio) at a specific time point provides an overall measure of benefit within that time period. However, it does not take into account the timing of events within that time span, and so, its appropriateness will depend on whether trial objectives relate to the occurrence of an event within a time period, or altering the time until an event. |
| Difference in means or difference in restricted mean time | A difference in means provides a measure of benefit across the entire distribution, while the difference in restricted mean time (commonly referred to as ‘restricted mean survival time’) provides a measure of benefit within a certain time period; for instance, in Fig. |
| Difference in medians | A difference in medians provides a measure of benefit seen at the midpoint of the distribution. Although this can be informative in some settings, it can also mask what happens in other parts of the distribution. |
Fig. 1Mortality in a fictional trial. Hazard ratio = 0.90; difference in percentage points at day 28 = 0.0; difference in restricted mean survival time up to day 28 = 1.0 days
Summary of strategies for handling intercurrent events in trials for COVID-19. Suggestions relate to an objective of evaluating the effect of treatment if they were introduced into a healthcare system
| Strategy | Explanation | Truncation-by-death | Treatment discontinuation |
|---|---|---|---|
| Treatment policy | Measures the effect of the original decision to undertake a treatment, where the intercurrent event (e.g. discontinuation) is taken to be part of the treatment strategy. Cannot be used for terminal events, such as mortality. | Not applicable; relevant outcome data does not exist. | Recommended strategy, as it most closely links to the objective of evaluating the effect of treatment if introduced into a healthcare system. |
| Composite | The outcome definition is modified to incorporate the intercurrent event, e.g. ‘requirement for ventilation’ is modified to ‘requirement for ventilation or death’. | Recommended strategy for | Not recommended, as the outcome becomes less interpretable/clinically meaningful. |
| Hypothetical | Measures the effect of treatment in a hypothetical setting where the intercurrent event would not occur, e.g. the treatment effect if there was no discontinuation. | Not recommended; applies to a hypothetical setting which will never exist (no patients die), and so is difficult to interpret. | Recommended in a secondary estimand for discontinuation due to external factors (e.g. supply issues/lack of PPE), to evaluate the effect of treatment in settings where there was no supply issues/lack of PPE. |
| While alive/while on treatment | Uses data prior to the occurrence of the intercurrent event; e.g. for ICU days, the number of days a patient was in ICU before they died would be used. | Recommended strategy for | Not recommended, as estimand becomes less interpretable/clinically meaningful. |
| Principal stratum | Measures the effect of treatment in the (unknown) subpopulation of patients for whom the intercurrent event would not occur. | Not recommended, as interest for COVID-19 trials is likely to be a treatment effect in the entire population of patients, rather than in an unknown subpopulation. | Not recommended, as interest for COVID-19 trials is likely to be a treatment effect in the entire population of patients, rather than in an unknown subpopulation. |
aTruncation-by-death acts as an intercurrent event for all outcomes considered in this manuscript except for all-cause mortality
bTreatment discontinuation acts as an intercurrent event for all outcomes considered in this manuscript