Literature DB >> 32845303

Human Challenge Studies Are Unlikely to Accelerate Coronavirus Vaccine Licensure Due to Ethical and Practical Issues.

Stanley M Spinola1,2,3, Gregory D Zimet4, Mary A Ott4,5, Barry P Katz6.   

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Year:  2020        PMID: 32845303      PMCID: PMC7499586          DOI: 10.1093/infdis/jiaa457

Source DB:  PubMed          Journal:  J Infect Dis        ISSN: 0022-1899            Impact factor:   5.226


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To the Editor—We write to express some concerns about human challenge studies to accelerate coronavirus vaccine licensure [1]. Human challenge studies are generally considered acceptable if they “are confined to infectious diseases that are either self-limiting or can be fully treated” [2]. Although Eyal et al argue that controlled severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2) infections in 20- to 45-year-olds are justified because of potential societal benefit and because they are in an age range “in which the risk of death or serious complications is substantially lower than in older age groups [1],” those risks are very real. In Indiana, 5% to 11.5% of 20–49 years with positive SARS-CoV-2 PCR tests required hospitalization; their average length of stay ranged from 13.7 to 19.7 days, and their mortality rates ranged from 1.7% to 5.6% (Table 1). Although the actual rates may be lower due to lack of universal testing, these risks are substantial. Remdesivir is the only antiviral that has a beneficial effect on coronavirus disease 2019 (COVID-19); it shortens length of stay but has had no statistically significant effect on mortality [3]. It is clear that SARS-CoV-2 does not cause self-limited disease that can be fully treated.
Table 1.

Indiana COVID-19 Data for “Low-risk” Age Groupsa

Age GroupPositive PCR TestsbNo. HospitalizedbLOS (Days)bDeathsc
20–295888 297 (5.0)13.75 (1.7)
30–396623 508 (7.6)14.516 (3.1)
40–497018809 (11.5)19.745 (5.6)
All ages41 3896788 (16.4)19.52350 (5.5)d

Abbreviations: COVID-19, coronavirus disease 2019; LOS, length of stay; PCR, polymerase chain reaction.

aExcept as indicated, data represent number of persons and their percentage in parentheses in each age group.

bData taken from the Regenstrief Institute COVID-19 Dashboard on 6/22/20.

cData taken from the Indiana State Department of Health COVID-19 Dashboard on 6/22/20.

dPercentage of deaths based on 42 423 positive tests reported by the Indiana State Department of Health.

Indiana COVID-19 Data for “Low-risk” Age Groupsa Abbreviations: COVID-19, coronavirus disease 2019; LOS, length of stay; PCR, polymerase chain reaction. aExcept as indicated, data represent number of persons and their percentage in parentheses in each age group. bData taken from the Regenstrief Institute COVID-19 Dashboard on 6/22/20. cData taken from the Indiana State Department of Health COVID-19 Dashboard on 6/22/20. dPercentage of deaths based on 42 423 positive tests reported by the Indiana State Department of Health. Informed consent requires that subjects “understand clearly the range of risk”, but there are no data on the long-term outcomes of persons with COVID-19. In the absence of data, how could one possibly write an informed consent statement that would fully apprise participants of potential risk? Eyal et al state that volunteers who participate would receive “excellent care for Covid-19, including priority for . . . life-saving resources . . . in settings converted from those used in influenza challenge studies [1].” There is no acknowledgment of the risk for transmission of SARS-CoV-2 to research unit staff and no discussion of who would be responsible for the financial costs of prolonged hospitalizations should volunteers require intensive care or rehabilitation. If a volunteer became medically disabled, who would be responsible for their long-term financial support and care? A key aspect of respect for persons is the right to withdraw from research studies. Once infected, volunteers would need to stay on the research unit, making the right to withdraw meaningless. Eyal et al propose that only “people residing in areas with high transmission rates” should be recruited [1]. The idea here is that these participants are likely to get infected anyway and might benefit from receipt of a vaccine. In the United States, African Americans, Hispanics, and Native Americans bear a disproportionate share of SARS-CoV-2 infection. Targeted recruitment of minority groups runs great risk of exacerbating historical mistrust of biomedical research and racial discord. Eyal et al justify the increased risk to participants by a more rapid vaccine development time frame [1]. In a practical sense, it is unlikely that a SARS-CoV-2 model could be ready to evaluate vaccines for years. In 2006, all human inoculation experiments were required to be conducted under an Investigational New Drug (IND) application; although our group had already accumulated safety data on 244 participants using one bacterial strain [4], this process took us 17 months. For SARS-CoV-2, sequence analysis of 160 isolates yields 100 distinct genotypes that cluster into 3 types [5]. What preclinical data or whether preclinical data or strain prevalence would drive strain selection for the complex IND process is unclear. Eyal et al draw parallels between experimental SARS-CoV-2 infection and influenza challenge trials, which are in part justified due to the availability of antivirals should severe symptoms develop [6]. In 2001, experimental infection with influenza was halted in the United States due to a 21-year-old volunteer developing a transient cardiomyopathy after challenge with influenza B [7]. After 2012, 2 influenza A strains were approved for use under an IND, with an initial goal of establishing an infectious dose that would cause mild to moderate disease in ≥60% of the volunteers. Those escalating dose-finding trials involved 46 volunteers over a 15-month period for an H1N1 virus and 37 volunteers over a 19-month period for an H3N2 virus [8, 9]. Thus, the time needed to standardize a SARS-CoV2 infection model will be substantial. Expediting IND approval or the dose-ranging studies increases the risk of subject harm. Finally, human challenge studies would not provide adequate data regarding vaccine safety. Eyal et al indicate that a challenge trial would have to be followed by a placebo-controlled safety study with 3000 vaccinated participants [1], the minimum recommended for a phase III trial [10]. They suggest that only short-term safety issues would need to be assessed, which would shorten the time frame to some extent. However, if significant medium- or longer-term safety problems emerge postlicensure, the potential damage to vaccine confidence in general would be incalculable.
  10 in total

1.  The ethical challenge of infection-inducing challenge experiments.

Authors:  F G Miller; C Grady
Journal:  Clin Infect Dis       Date:  2001-09-05       Impact factor: 9.079

2.  Validation of the wild-type influenza A human challenge model H1N1pdMIST: an A(H1N1)pdm09 dose-finding investigational new drug study.

Authors:  Matthew J Memoli; Lindsay Czajkowski; Susan Reed; Rani Athota; Tyler Bristol; Kathleen Proudfoot; Sarah Fargis; Matthew Stein; Rebecca L Dunfee; Pamela A Shaw; Richard T Davey; Jeffery K Taubenberger
Journal:  Clin Infect Dis       Date:  2014-11-20       Impact factor: 9.079

3.  A Dose-finding Study of a Wild-type Influenza A(H3N2) Virus in a Healthy Volunteer Human Challenge Model.

Authors:  Alison Han; Lindsay M Czajkowski; Amanda Donaldson; Holly Ann Baus; Susan M Reed; Rani S Athota; Tyler Bristol; Luz Angela Rosas; Adriana Cervantes-Medina; Jeffery K Taubenberger; Matthew J Memoli
Journal:  Clin Infect Dis       Date:  2019-11-27       Impact factor: 9.079

4.  Cardiac findings during uncomplicated acute influenza in ambulatory adults.

Authors:  Michael G Ison; Vicky Campbell; Chris Rembold; John Dent; Frederick G Hayden
Journal:  Clin Infect Dis       Date:  2005-01-10       Impact factor: 9.079

5.  Experimental infection of human volunteers with Haemophilus ducreyi: fifteen years of clinical data and experience.

Authors:  Diane M Janowicz; Susan Ofner; Barry P Katz; Stanley M Spinola
Journal:  J Infect Dis       Date:  2009-06-01       Impact factor: 5.226

6.  The Future of Flu: A Review of the Human Challenge Model and Systems Biology for Advancement of Influenza Vaccinology.

Authors:  Amy Caryn Sherman; Aneesh Mehta; Neal W Dickert; Evan J Anderson; Nadine Rouphael
Journal:  Front Cell Infect Microbiol       Date:  2019-04-17       Impact factor: 5.293

7.  Remdesivir for the Treatment of Covid-19 - Final Report.

Authors:  John H Beigel; Kay M Tomashek; Lori E Dodd; Aneesh K Mehta; Barry S Zingman; Andre C Kalil; Elizabeth Hohmann; Helen Y Chu; Annie Luetkemeyer; Susan Kline; Diego Lopez de Castilla; Robert W Finberg; Kerry Dierberg; Victor Tapson; Lanny Hsieh; Thomas F Patterson; Roger Paredes; Daniel A Sweeney; William R Short; Giota Touloumi; David Chien Lye; Norio Ohmagari; Myoung-Don Oh; Guillermo M Ruiz-Palacios; Thomas Benfield; Gerd Fätkenheuer; Mark G Kortepeter; Robert L Atmar; C Buddy Creech; Jens Lundgren; Abdel G Babiker; Sarah Pett; James D Neaton; Timothy H Burgess; Tyler Bonnett; Michelle Green; Mat Makowski; Anu Osinusi; Seema Nayak; H Clifford Lane
Journal:  N Engl J Med       Date:  2020-10-08       Impact factor: 91.245

Review 8.  The clinical development process for a novel preventive vaccine: An overview.

Authors:  K Singh; S Mehta
Journal:  J Postgrad Med       Date:  2016 Jan-Mar       Impact factor: 1.476

9.  Human Challenge Studies to Accelerate Coronavirus Vaccine Licensure.

Authors:  Nir Eyal; Marc Lipsitch; Peter G Smith
Journal:  J Infect Dis       Date:  2020-05-11       Impact factor: 5.226

10.  Phylogenetic network analysis of SARS-CoV-2 genomes.

Authors:  Peter Forster; Lucy Forster; Colin Renfrew; Michael Forster
Journal:  Proc Natl Acad Sci U S A       Date:  2020-04-08       Impact factor: 11.205

  10 in total
  7 in total

1.  Research ethics and public trust in vaccines: the case of COVID-19 challenge trials.

Authors:  Nir Eyal
Journal:  J Med Ethics       Date:  2022-05-20       Impact factor: 5.926

2.  Human Challenge Studies With Wild-Type Severe Acute Respiratory Sydrome Coronavirus 2 Violate Longstanding Codes of Human Subjects Research.

Authors:  Stanley M Spinola; Camilla Broderick; Gregory D Zimet; Mary A Ott
Journal:  Open Forum Infect Dis       Date:  2020-12-28       Impact factor: 3.835

3.  Strengthening and accelerating SARS-CoV-2 vaccine safety surveillance through registered pre-approval rollout after challenge tests.

Authors:  Nir Eyal; Tobias Gerhard; Brian L Strom
Journal:  Vaccine       Date:  2021-04-30       Impact factor: 3.641

4.  Controlled Human Infection to Speed Up SARS-CoV-2 Vaccine Development.

Authors:  Marc Baay; Pieter Neels
Journal:  Front Immunol       Date:  2021-03-12       Impact factor: 7.561

Review 5.  Immunological surrogate endpoints of COVID-2019 vaccines: the evidence we have versus the evidence we need.

Authors:  Pengfei Jin; Jingxin Li; Hongxing Pan; Yanfei Wu; Fengcai Zhu
Journal:  Signal Transduct Target Ther       Date:  2021-02-02

6.  Pandemic vaccine testing: Combining conventional and challenge studies.

Authors:  Tobias Gerhard; Brian L Strom; Nir Eyal
Journal:  Pharmacoepidemiol Drug Saf       Date:  2022-03-31       Impact factor: 2.732

7.  Public attitudes to a human challenge study with SARS-CoV-2: a mixed-methods study.

Authors:  Caroline Barker; Katharine Collet; Diane Gbesemete; Maria Piggin; Daniella Watson; Philippa Pristerà; Wendy Lawerence; Emma Smith; Michael Bahrami-Hessari; Halle Johnson; Katherine Baker; Ambar Qavi; Carmel McGrath; Christopher Chiu; Robert C Read; Helen Ward
Journal:  Wellcome Open Res       Date:  2022-02-10
  7 in total

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