Literature DB >> 32843063

Engaged scholarship and public policy decision-making: a scoping review.

Jessie-Lee D McIsaac1,2, Barbara L Riley3.   

Abstract

BACKGROUND: Engaged scholarship includes the coproduction and use of research by partnerships that blend research, policy and/or practice perspectives. This way of doing research attempts to bridge-the-gap between knowledge and its application. Recent reviews have described practices that support engagement and involve the community in research and patients in healthcare but there is less known about how to engage individuals working to inform public policy. AIMS AND
OBJECTIVES: The purpose of this research was to articulate the actions and context that support the coproduction and use of research to inform public policy decisions. The study focuses on partnerships between researchers and stakeholders working in public policy across different levels and sectors of government.
METHODS: A scoping review methodology was used. Relevant articles were identified from six electronic bibliographic databases of peer-reviewed literature.
FINDINGS: A total of 9904 articles were screened and 375 full-text articles were assessed for eligibility. The included 11 studies were from research partnerships internationally and described actions and contextual factors contributing to the coproduction and use of research to inform public policy. Key actions included facilitating frequent interactions with public policy stakeholders, joint planning for research, and collaboration to execute data collection and analysis. Contextual factors included clarity in responsibilities, prior relationships, and mutual respect for partner priorities and perspectives.
CONCLUSIONS: Key actions and contextual factors were identified in this review and warrant further study to strengthen research-policy partnerships and their outcomes.

Entities:  

Keywords:  Engaged scholarship; collaboration; public policy; research partnerships

Mesh:

Year:  2020        PMID: 32843063      PMCID: PMC7449077          DOI: 10.1186/s12961-020-00613-w

Source DB:  PubMed          Journal:  Health Res Policy Syst        ISSN: 1478-4505


Background

Engaged scholarship (ES) offers a collaborative approach to research where academicians and non-academicians (e.g. community, policy-makers and other partners) engage in the coproduction and use of knowledge. This way of doing research attempts to bridge the gap between knowledge and action by blending the perspectives of those who produce knowledge and those who use knowledge as part of the research process [1]. Forms of ES have emerged across university institutions to affirm the commitment of academia to the scholarship of engagement and address complex population and social issues [2-5]. The characterisation and experiences of ES have focused on research, instruction, service and commercialisation and academic experiences across disciplines of health research, social science, engineering, computer science, information technology and business [2, 4–7]. As a result of the diversity, ES experience and involvement is variable and shaped by discipline, language, institutional culture, individual roles and understandings [3]. Within the domain of ES for research, the focus is on discovery and inquiry in collaboration with a broad set of community partners that are affected by the issues (e.g. community members, patients, professionals, organisations) and/or by decision-makers (e.g. policy-makers, leaders, managers) who may apply research findings [4, 8]. With roots in social sciences, ES emphasises multidirectional learning where different expertise is valued and shared to inform better quality and more relevant research [9]. This is distinctly different from a traditional biomedical knowledge transfer paradigm, where researchers are responsible for doing research and communicating the results to end users [9]. Other terms have been used to describe more recent efforts to engage stakeholders in the co-development of research (e.g. integrated knowledge translation, knowledge mobilisation, dissemination and implementation) and each has its own paradigmatic influences and underpinnings [10]. Biomedical roots in health may limit the extent to which traditions from the social sciences and humanities, like ES, are used to understand and improve research partnerships. Recent reviews involving ES have explored the roles and implications of community partners in research. These reviews demonstrate variability in practices that facilitate engagement and influence community mobilisation and empowerment as a result of the practice of ES, including trust, linkages, training, resources, institutional processes and sustainability [8, 11–15]. Studies have also highlighted factors influencing the use of research by policy decision-makers such as the perceptions of evidence, culture and competing influences, and practical constraints [16, 17]. In population health research, engaging stakeholders working in public policy in research is particularly important to ensure that evidence is produced in a timely manner to influence policy decisions [18, 19]. ES provides an opportunity to bring together explicit or codified knowledge that is typically represented in scientific literature, with tacit or experiential knowledge that is based on professional expertise and involvement with local communities [20], which can be important in the process of programme planning and decision-making [21]. However, little is known about how those working in public policy, such as government decision-makers and staff, should be engaged in research to bridge the research-to-policy gap. This includes conditions and actions of ES partnerships to optimise public policy and is the focus of the present study. An extensive and diverse literature addresses questions about research–policy partnerships, particularly in relation to factors that facilitate the use or uptake of research knowledge [22, 23]. Yet, it is unclear what conditions and actions of ES partnerships best support the desired public policy outcomes [24]. Scoping reviews offer a review method to summarise the extent and range of literature on a given topic and to identify gaps in the literature [25]. The purpose of this research was to conduct a scoping review to articulate the actions and context that support the coproduction and use of research knowledge to inform public policy decisions. It was expected that this review would identify strategies for stakeholders working in ES partnerships to enhance their collaborative research efforts and ascertain key areas that require future investigation.

Methods

The review was guided by the scoping review methodological framework by Arksey and O’Malley [25] and by further recommendations by Levac et al. [26]. The review followed five key steps, including (1) identifying the research question; (2) identifying relevant studies; (3) study selection; (4) charting the data; and (5) collating, summarising and reporting the results. The contextual sensitivity of a realist lens was used to inform the research question to identify what ES actions work for whom, in what circumstances, in what way and how [27]. We used the word ‘action’ rather than ‘mechanism’, which is traditionally used in realist approaches as the review is not about theory-building related to underlying (invisible) mechanisms [28]. We adapted Denyer and Tranfield’s approach to developing a well-formulated question for use in a social science or organisational context, which is also informed by a realist approach and uses the CIAO acronym (context, intervention, actions and outcomes) [29]. Our final research questions were – Under what conditions does ES influence the coproduction and use of research to inform public policy? What are the actions that contribute to sustained ES partnerships between researchers and government stakeholders working in public policy? For the purpose of our review, we defined public policy as a government action or inaction that includes formally approved and implemented goals and regulations, practices and programmes [30]. This research question informed the inclusion and exclusion criteria, which were refined iteratively throughout the search process. The research question informed search concepts to identify relevant studies, with searches performed using the terms ‘Policy Makers’ AND ‘Partnership’ AND ‘Research’. The team identified example articles within the target subject area. A search strategy was then developed for use in Ovid MEDLINE and tested for retrieval of the target articles. Once finalised, the search strategy was translated to five other databases (Ovid MEDLINE, Embase, Web of Science, ABI/INFORM Global, PAIS Index, ERIC). Additional file 1 provides a summary of the search translation for all databases, which includes the literature up until May 2017. Following de-duplication of identified articles, an iterative process was used for study screening. Two reviewers (KM/BB and JLM) independently reviewed titles and abstracts, followed by the full articles within the Covidence platform. Reviewers met to discuss discrepancies and refine the inclusion/exclusion criteria (Table 1) as needed [26]. For example, as studies were screened, it became clear that it would be important to focus the screening on collaborations that were enduring to ensure they reflected the intent of a ES partnership, rather than isolated meetings without a clear long-term collaborative purpose.
Table 1

Inclusion and exclusion criteria for scoping review

InclusionExclusion
General criteriaPublication time scan (2000–2017); English language; any study type and design (e.g. descriptive, experimental, qualitative, quantitative)Publication time scan (before 2000); not English language
ContextIncludes researchers and individuals working in public policy in any level of government (local/municipal, provincial/state, federal/national) across low-, middle- and high-income countries and descriptions of their environments (socio-cultural, political, economic); may also include other stakeholders (e.g. community, providers/practitioners, patients/public)Does not involve researchers or individuals working in government (e.g. community, organisational, administrative or clinical); no description of environments

Intervention

(in this study meaning the engaged scholarship partnership)

Description of experiences working together toward the same end goal; focused on collaborative coproduction and use of knowledge (e.g. involvement in teams, developing research/policy questions, designing and conducting methods, disseminating results); enduring collaboration that goes beyond one project/meetingResearchers working independent of decision-makers and vice versa; only translating information to public policy decision-makers, focusing only on uptake of evidence or policy relevance; a network without an enduring mutual purpose; an isolated meeting or project without a long-term collaboration; focus on participatory policy-making rather than on using research to inform policy; focus on a network without information about the specific use of research to inform policy-making
ActionsClear and concrete examples of processes/steps that outline what was done to engage and support collaborationsNot a direct account of an experience of engaged scholarship (no or vague details on the process of how it was implemented such as a commentary or descriptive paper on the topic of engaged scholarship)
OutcomesCoproduced knowledge will inform public policyNot informing public policy
Inclusion and exclusion criteria for scoping review Intervention (in this study meaning the engaged scholarship partnership) Data from the final articles were charted to extract information according to a priori characteristics, including title, authors, year, journal, country, public policy issues, type of ES partnership described, methods used to describe or evaluate, stakeholders (research, public policy, other), initiator, funding, duration, actions (including duration, frequency, timing), contextual factors (barriers and facilitators), and public policy outcomes. From the extracted data, we used a thematic analysis approach [31] to code data from the included study and identify themes that related to the key conditions and actions to summarise and report the results.

Results

A total of 9904 articles were screened (Table 2). Of these, 375 full-text articles were assessed for eligibility (see Additional file 2 for PRISMA flowchart).
Table 2

Search results from all six databases

DatabaseInterfaceDatesResults
MEDLINEOvid2000–May 20172985
EmbaseElsevier2000–May 20174722
Web of Science Core CollectionThomson Reuters2000–May 20174320
ERICProQuest2000–May 2017796
PAIS IndexProQuest2000–May 2017251
ABI/INFORM GlobalProQuest2000–May 20171121
Total14,195
Duplicates removed4291
De-duplicated total (total screened at title/abstract level)9904
Search results from all six databases Articles were excluded during full-text screening if they did not provide details on the actions contributing to their ES process, if the partnership was not between researchers and public policy decision-makers, and if the partnership was not an explicit and enduring research collaboration aiming to inform public policy. For example, some studies were excluded as they were a project without a long-term collaboration or because they focused on participatory policy-making. A final 29 articles were initially included but 18 of these were excluded from further analysis as they were deemed to be structured as a ‘research network’ with a shared domain of interest and collective outcomes rather than an explicit ‘research partnership’ that was focused on carrying out specific project activities within a scope of agreed-upon outcomes. The characteristics of the final 11 studies are described in Table 3.
Table 3

Descriptive information on final included studies

Primary author, year;countryPublic policy issuePartnership model/methods to describe and evaluateStakeholdersInitiatorFunding/durationKey actions to support engaged scholarshipContextual factorsOutcomes reported
Bowes et al., 2004 [32]; AustraliaChild care and early childhood developmentPartnership; ‘user-centric’ description of partnership (no evaluation)

Research: Australian Research Council; Macquarie University

Public Policy: NSW Department of Community Services; Office of Child Care (commissioned study)

Other: Sydney Day Nursery Association Children’s Services, Kindergarten Union Children’s Services; Practitioners

Request from Office of Child Care in the NSW Department of Community ServicesNSW Department of Community Services contributed financial and in-kind support / more than 3 yearsMeetings, funding for travel to annual meetings, six-monthly newsletter, teleconferences, expert policy personnel; all members planned stages of data collection and analysisNRNR; calls for future research applying an ecological approach with many contextual factors
Bumbarger et al., 2012 [33]; United StatesChildren’s mental health

Research–policy partnership

description of partnership (no evaluation)

Research: Prevention Research Center at Penn State University

Public Policy: Pennsylvania Commission on Crime and Delinquency, Department of Public Welfare, State Departments of Education and Health, Juvenile Court Judges Commission

Penn State Prevention Research CenterPennsylvania Commission on Crime and Delinquency, Department of Public Welfare, State Departments of Education and Health / Decade longTraining of stakeholders for data analysis, stakeholder programme trainingEffective communication; understanding and recognition of each partner’s hierarchy in project planningProvided practical knowledge on partnership
Eriksson et al., 2014 [34]; SwedenHealth promotion

Academic practice policy partnership

analysis of three case studies; realist approach including data from reflective dialogues, evaluation meetings and interviews

Research: Team at Orebro University

Public Policy: National Board of Health and Welfare, followed by the National Institute of Public Health and, from 2014, by the Public Health Agency of Sweden

ResearchersNR / 2003 onwardsConsultations, conferences, project leader meetings each year; implementation of annual work programmes, annual progress reports on non-government organisation projects and researchOutlining responsibilities at beginning; limited previous experience working with non-government organisationsFinal results presented and discussed with non-government organisations; in-depth studies, including two doctoral dissertations and published papers
Research: Team at Orebro University: Public Policy: Sweden’s National Institute of Public Health; the Swedish Association of local Authorities and regions, and the Swedish Association of Municipal Housing Companies Other: The Swedish Research Council for Environment, Agricultural Sciences and Spatial PlanningPartnership agreement and a research programme were developed at the same timeNational Institute of Public Health and small payment by each of the partners / 2003–2009A steering group (politicians, public health officers, researchers), a coordinating committee (public health officers, researchers), working groups, and annual conferencesPolicy and research stakeholders had previously been involved with a national network for public health action in larger municipalities in Sweden; common interests and perspectivesOne doctoral dissertation and research papers

Research: Team at Orebro University

Public Policy: National Institute for Public Health; politicians within a municipality

Other: practitioners at the public health administration in Karlskoga and Degerfors

The National Institute of Public Health issued call for research by municipality in collaboration with an academic institution.NR / NRSteering group and joint working group (academics, practitioners and politicians in the municipalities) that met monthlyTrust of researchers indicated by previous records; relevance and quality of research achievementsNine research studies and two meta-analytic studies, a family guide and a book in Swedish, and presentations at national and international conferences
Jose et al., 2017 [35]; AustraliaWorkplace health promotion and policy decision-making

Partnership

case study design and mixed-methods approach using partnership assessment tools and interviews

Research: University of Tasmania

Public Policy: Tasmanian State Service

Tasmanian state government allocated funding, the National Health and Medical Research Council provided grant to evaluate and improve research partnershipAustralia’s Partnership for Better Health Grants scheme/5 yearsQuarterly meetings of management committee (researchers and public policy); broader investigator group; four working groups in areas of need; use of a partnership analysis tool; joint planning sessions to clarify research priorities and ensure research was policy relevantRecognition of different research and policy priorities; flexibility and acknowledgment of different perspectivesIndividualised reports for departments; 7 published papers; over 17 presentations at national and international conferences; presentations at local forums; lunchtime seminar series presented by researcher and policy-maker/manager
Bates et al., 2008 [36]; CanadaTelehealth solutions for cardiovascular disease

Alliance, partnership

description of partnership (no evaluation)

Research: 15 university-based researchers from 4 universities

Public policy: health authority policy-makers; the Vancouver Coastal Health Authority, The Northern Health Authority, The Provincial Health Services Authority

Other: healthcare professionals

From a core group of researchers that identified the need for new models of careSeed grant; external research funding sources / more than 2 yearsTeam leader and governance structure with responsibilities for admin and operational activities of partnership; communication plan of bimonthly teleconferences and quarterly face-to-face meetingsMaintaining communication; team leader facilitated involvement of patient front-line provider, collaboration and connections between stakeholdersPublication; innovation fund awarded for further development
Maluka et al., 2014; Tanzania [37]Health systems and policy-makingAction research description of partnership (no evaluation)

Research: Tanzanian institutes, research institutions from Europe

Public Policy: Council Health Management Team; Council Health Service Board

Other: Involvement of groups from community district health setting, non-government organisations, community members

Researchers in Tanzania and Europe teamed with decision-makersEuropean Union/5 yearsPriority-setting meetings; annual workshops; monthly reports; full-time person to facilitate the implementation of the projectAction research methodology required more meetings to guide council health management teamNR
Newman et al., 2011 [38]; AustraliaSocial exclusionNetwork, research–policy collaboration description of partnership (no evaluation)

Research: Flinders University

Public policy: policy actor from social inclusion unit located within government in the Department of the Premier and the cabinet

WHO established the Commission on Social Determinants of Health, setting up nine knowledge networks – The Social Exclusion Knowledge NetworkNR / 3 monthsWeekly visits to government offices allowing for discussion with key policy actors; face-to-face discussions and side-by-side work on joint work; post project de-briefing meetings; key researcher liaison responsible for timely completion and consultation with partnersContextual elements of researcher–policy partnership included developing relationship (working together early); acknowledging and appreciating cultural differences; clarifying the goal; defining the roles; creating the process and the knowledge together; deriving implications from the knowledgeFinal report was produced
Rütten et al., 2014 [39]; GermanyPhysical activity promotion project

Capacity-building interactive knowledge-to-action

case study - process evaluation (participant observation, interviews, survey)

Research: University-based research

Public policy: Ministry of Health; regional-level public-law institutions

Other: non-government organisation

Scientific partner teamed up with relevant organisationsEuropean Commission/NRCo-operative planning; team building through teaming research and policy partners; planning group-involved sessions to brainstorm, prioritise ideas, define goals, develop specific actions to reach goalsScheduling challenges - smaller organisations had limited staff and larger organisations sent different representatives, which hampered the continuity of the processNR
Theobald et al., 2009 [40]; AfricaCase #1: HIV counselling and testing in Kenya

Research–policy/practice interface, OPERATIONAL research

case study – used RAPID framework to analyse factors influencing research into policy

Research: Liverpool School of Tropical Medicine’s Global Health Development Group

Public policy: Government of Kenya

Emerged from Ministerial Summit of Health Research in Mexico City in 2004NR / NRCapacity-building activities to consolidate linkages and partnership; teaching and supervision systems facilitated constructive engagement with programme planners; established national taskforce; involved counsellors in testing of guidelines; incorporated clients’ concerns into guidelinesData availability; capacity-buildingNoted lack of funding to implement recommendations provided from the research
Case #2: provision of tuberculosis services in grocery stores in Malawi

Research: Liverpool School of Tropical Medicine’s Global Health Development Group

Public policy: Ministry of Health Malawi: policy-makers

Other: Research for Equity and Community Health

Norwegian Heart and Patient Lung Association / NR
Case #3: community diagnosis for anaemia, tuberculosis and malaria in Nigeria

Research: Liverpool School of Tropical Medicine’s Global Health Development Group

Public policy: Federal and State Health Ministries: policy-makers

Department for International Development / NR
Tran et al., 2009 [41]; MalaysiaRoad traffic injuries

Collective research and practice, collaborative learning framework

description of partnership (no evaluation)

Research: Universiti Putra Malaysia in Malaysia, and the Johns Hopkins University Bloomberg School of Public Health in the United States

Public policy: Ministry of Transport, Malaysian Institute for Road Safety Research

Researchers held meetings with Department of Road Safety and other stakeholdersFIA Foundation, Malaysian Department of Road Safety, the Selangor State Road Safety Council, the Klang District MunicipalityKnowledge brokering, included (1) synthesis of available research; (2) policy analysis involving various stakeholders, range of policy options developed; (3) policy/research forum to determine policy recommendations; followed framework for collective research practice; plan for dissemination of the results developed to inform stakeholders; national dissemination workshop; public meetings to identify vision, goal and objectivesGuided by a framework; Government endorsement; differences in problem solving approaches and perspectivesStrengthened relationships and opened up communication between academic researchers and policy-makers to support future collective research and practice
Waqa et al., 2013 [42]; FijiObesity prevention in communities

Knowledge brokering

case study - data collected through process diaries describing interaction

Research: Fiji National University; Fiji School of Medicine in Suva; Deakin University

Public Policy: four government departments

Other: two non-government organisations

Project managed by researchers at Fiji National University, the Pacific Research Centre for the Prevention of Obesity and Non-communicable Diseases and Deakin UniversityAustralian Agency for International Development on an Australian Development Research Awards grant / 2009–2012Emails, telephone conversations; nomination of advisors to facilitate activities; workshops; part-time research fellow and consultant hired to assist with workshops and provide support to advisory groupsSome organisations had limited access to online databasesDevelopment of evidence-informed policy briefs aligned with national and organisational strategies; oral presentations of the brief and submission of written document to high-level officers/decision-makers
Descriptive information on final included studies Research: Australian Research Council; Macquarie University Public Policy: NSW Department of Community Services; Office of Child Care (commissioned study) Other: Sydney Day Nursery Association Children’s Services, Kindergarten Union Children’s Services; Practitioners Research–policy partnership description of partnership (no evaluation) Research: Prevention Research Center at Penn State University Public Policy: Pennsylvania Commission on Crime and Delinquency, Department of Public Welfare, State Departments of Education and Health, Juvenile Court Judges Commission Academic practice policy partnership analysis of three case studies; realist approach including data from reflective dialogues, evaluation meetings and interviews Research: Team at Orebro University Public Policy: National Board of Health and Welfare, followed by the National Institute of Public Health and, from 2014, by the Public Health Agency of Sweden Research: Team at Orebro University Public Policy: National Institute for Public Health; politicians within a municipality Other: practitioners at the public health administration in Karlskoga and Degerfors Partnership case study design and mixed-methods approach using partnership assessment tools and interviews Research: University of Tasmania Public Policy: Tasmanian State Service Alliance, partnership description of partnership (no evaluation) Research: 15 university-based researchers from 4 universities Public policy: health authority policy-makers; the Vancouver Coastal Health Authority, The Northern Health Authority, The Provincial Health Services Authority Other: healthcare professionals Research: Tanzanian institutes, research institutions from Europe Public Policy: Council Health Management Team; Council Health Service Board Other: Involvement of groups from community district health setting, non-government organisations, community members Research: Flinders University Public policy: policy actor from social inclusion unit located within government in the Department of the Premier and the cabinet Capacity-building interactive knowledge-to-action case study - process evaluation (participant observation, interviews, survey) Research: University-based research Public policy: Ministry of Health; regional-level public-law institutions Other: non-government organisation Research–policy/practice interface, OPERATIONAL research case study – used RAPID framework to analyse factors influencing research into policy Research: Liverpool School of Tropical Medicine’s Global Health Development Group Public policy: Government of Kenya Research: Liverpool School of Tropical Medicine’s Global Health Development Group Public policy: Ministry of Health Malawi: policy-makers Other: Research for Equity and Community Health Research: Liverpool School of Tropical Medicine’s Global Health Development Group Public policy: Federal and State Health Ministries: policy-makers Collective research and practice, collaborative learning framework description of partnership (no evaluation) Research: Universiti Putra Malaysia in Malaysia, and the Johns Hopkins University Bloomberg School of Public Health in the United States Public policy: Ministry of Transport, Malaysian Institute for Road Safety Research Knowledge brokering case study - data collected through process diaries describing interaction Research: Fiji National University; Fiji School of Medicine in Suva; Deakin University Public Policy: four government departments Other: two non-government organisations NR none reported, NSW New South Wales The included studies were from research partnerships in various countries, including Australia (n = 3), Canada (n = 1), Fiji (n = 1), Germany (n = 1), Malaysia (n = 1), Sweden (n = 1), Tanzania (n = 1) and the United States (n = 1). Another study included three case studies from African countries, including Kenya, Malawi and Nigeria. None of the included studies explicitly used the term ‘engaged scholarship’ but were deemed to fit the inclusion criteria for an ES partnership. Various terms were used to describe the partnerships, including action research, alliance, research or academic policy/practice and collective research. Various public policy partners were engaged in research, including those from national, state/provincial and local governments or authorities. Seven studies also engaged other stakeholders such as those from non-government or community organisations, research councils and practitioners. Six included studies were descriptive case studies, without evaluation methods used to systematically collect information on the partnership process or outcomes. Four studies used process evaluation methods to collect information on the partnership, including participant observations, surveys, process diaries, reflective dialogues and meeting notes. One study used a framework to analyse the characteristics of case studies using a framework for research-policy linkages. Various actions and contextual factors were identified in the included studies as contributing to ES partnerships. With respect to actions, the importance of frequent interactions with public policy stakeholders and co-planning and executing research was discussed as being important in all partnerships. Common methods for interactions included regular email communications, in-person meetings or teleconferences. One study also described weekly visits to government offices which allowed for ongoing and face-to-face discussion with policy actors [38]. Several partnerships held capacity-building for stakeholders such as training for data analysis [33], conferences with stakeholders [34] and a national dissemination workshop to share findings of the research [41]. Steering groups, coordinating or management committees and working groups were discussed in several studies as facilitating partnership development [34-36]. Bates et al. [36] further developed a governance structure with members responsible for administrative and operational activities of partnerships and a communication plan. Several studies also discussed appointing team leaders/champions [34, 36–38, 42] or expert/technical personnel from stakeholder groups [32, 36] to support partnered research. Communication planning and priority-setting were other reported actions within the included studies [37, 39]. Clarity in responsibilities and respect for partner priorities were key contextual factors that influenced the partnerships in the included studies [33–36, 38]. One study discussed the lack of clarity of their action research methodology, which required more meetings to guide the management team [37]. Tran et al. [41] commented on the differences in perspectives that may create challenges for collaboration, whereas other studies discussed the importance of flexibility in partnerships to allow for acknowledgement and appreciation of cultural differences among stakeholders [35, 38]. Prior experience or relationships among stakeholders and credibility of the researcher were reported to also facilitate partnership development [34, 38]. Contextual limitations related to timing or readiness of stakeholders and continuity of policy actors was also discussed in one study [39].

Discussion

This study used a scoping review methodology to articulate the actions and context that support the coproduction and use of research knowledge to inform public policy decisions. The purpose was to identify strategies for researchers and policy stakeholders working in ES partnerships to enhance their collaborative research efforts and ascertain key areas that require future investigation. We intentionally used the term ‘ES’ to connect it with an engagement paradigm, compared to a knowledge transfer paradigm, with its biomedical roots and tendency to focus on communication and dissemination by researchers [9]. In contrast, ES focuses on collaboration and integrating diverse perspectives to create more relevant and usable research [1]. Notwithstanding this intent, none of the included studies defined their partnership as ES. However, they all met the inclusion criterion that operationalised ES, namely a partnership where researchers were working with individuals working in public policy toward the same end goal of coproduction and use of knowledge. Key actions included facilitating frequent interactions with public policy stakeholders and joint planning and execution of data collection and analysis. Critical contextual factors influencing partnerships were clarity in responsibilities, prior relationships or experiences, and respect for partner priorities and perspectives. The application of an ES approach is expected to result in more relevant research through coproduction between researchers and policy actors, thereby increasing the likelihood that the evidence will be used to inform policy decisions. Although the included studies discussed how the results would lead toward public policy decisions, the outcomes reported in the included studies focused on academic outputs, including research papers, dissertations and conference presentations with some additional policy-relevant products such as presentation at local forums, individualised reports or local discussions with stakeholders. None of the included studies specifically articulated how the research led to a policy change; however, this could be due to the nature of timing of the publication and that policy outcomes from ES may take more time to achieve. The partnership, actions and context were often incomplete and inconsistency was reported. In particular, we were interested in understanding the ‘embeddedness’ of the researcher in the policy environment. ‘Embedded research’ is one action that may facilitate ES as it situates a researcher within a policy setting to conduct evaluation and research as a member of the host organisation [43, 44]. This enables the researcher to be independent from the host organisation but familiar with the policy context, providing an opportunity to engage in critical analysis and bridge knowledge-to-action gaps. For example, Newman et al. [38] described weekly visits to government offices allowing for face-to-face discussion with key policy actors and joint work. The study referred to key elements critical to the success of researcher and public policy partnerships, including developing the relationship and creating the process and knowledge together. These findings reflect the potential importance of greater embeddedness of research within policy, although the other studies in the review did not provide sufficient detail on the context of the partnership to determine the extent to which researchers were embedded in the policy environment. Further, half of the included studies did not use an evaluation method in their study (including Newman et al. [38]), meaning that the actions and context were not systematically collected and may be biased through the accounts of the authors. As a result of these limitations in the literature, it is not possible to determine the relationships between actions, context and outcomes for ES. This is a similar finding by Gagliardi et al. [14] who advocated for more longitudinal approaches to determine the impact of partnerships in research and relationships between approaches and outcomes. The results from this scoping review suggest that further study is needed to more systematically understand the relationships between contexts and actions. It is also recommended that future studies articulate the nature of ES partnerships, including the embeddedness of researchers within policy environments, and use evaluative methods to collect perspectives from the various stakeholders involved to reduce the bias of researcher accounts. This study is a novel contribution to the literature by focusing on partnerships between researchers and public policy decision-makers on a variety of topics. Previous reviews have explored healthcare research partnerships [14, 45, 46] and community-based participatory research [8]. The scoping review identified public policy issues across multiple sectors, including early childhood, mental health, health promotion, healthcare, social exclusion and safety. This transdisciplinary approach to the review provides an opportunity to learn about partnership approaches across sectors. An additional 18 studies were excluded due to their structure as a ‘research network’. This boundary was necessary to keep the review focused on partnerships that carried out specific project activities with agreed-upon outcomes rather than broad collectives that engage researchers and public policy stakeholders with shared domains of interest but without tangible activities. However, the research network studies were charted in the preliminary stages of the review and similar actions and contexts were reported. These studies also represented multiple sectors, such as health policy, healthy aging and long-term care, public education, regional water issues, wildlife conservation and family violence. One noted difference in the ‘research network’ studies included further actions related to stakeholder capacity and relationship building, such as workshops and large assemblies. Additional contextual challenges were also mentioned that related to tension and conflicts working within a large research network and balancing the needs of different stakeholders.

Conclusions

In conclusion, more systematic study of the conditions and actions that influence the coproduction and use of research is needed for a diversity of public policy issues. ES partnerships could be further explored beyond the focus on public policy issues to determine the use of this partnership approach within practice-oriented literature. Future research could build on the inherent limitations of the scoping review methodology given their exploratory nature and uncertainty about interpretation due to the lack of quality appraisal [47]. More comprehensive descriptions (including the duration) and evaluations of research partnerships are also needed to elucidate the contextual and process factors that contribute to the research–policy partnerships and to determine the long-term outcomes of its use, given the limited available evidence [24, 48, 49]. This advancement in the literature would help to strengthen research–policy partnerships and their intended outcomes. Additional file 1. Search translation summary. Additional file 2. PRISMA 2009 flow diagram.
  30 in total

1.  Engaging policy makers in road safety research in Malaysia: a theoretical and contextual analysis.

Authors:  Nhan T Tran; Adnan A Hyder; Subramaniam Kulanthayan; Suret Singh; R S Radin Umar
Journal:  Health Policy       Date:  2008-10-19       Impact factor: 2.980

2.  A state agency-university partnership for translational research and the dissemination of evidence-based prevention and intervention.

Authors:  Brian K Bumbarger; Elizabeth Morey Campbell
Journal:  Adm Policy Ment Health       Date:  2012-07

3.  Academic practice-policy partnerships for health promotion research: experiences from three research programs.

Authors:  Charli C-G Eriksson; Ingela Fredriksson; Karin Fröding; Susanna Geidne; Camilla Pettersson
Journal:  Scand J Public Health       Date:  2014-11       Impact factor: 3.021

4.  From knowledge translation to engaged scholarship: promoting research relevance and utilization.

Authors:  Sarah J Bowen; Ian D Graham
Journal:  Arch Phys Med Rehabil       Date:  2012-11-09       Impact factor: 3.966

5.  Building policy capacities: an interactive approach for linking knowledge to action in health promotion.

Authors:  Alfred Rütten; Peter Gelius
Journal:  Health Promot Int       Date:  2013-03-06       Impact factor: 2.483

Review 6.  Uncovering the benefits of participatory research: implications of a realist review for health research and practice.

Authors:  Justin Jagosh; Ann C Macaulay; Pierre Pluye; Jon Salsberg; Paula L Bush; Jim Henderson; Erin Sirett; Geoff Wong; Margaret Cargo; Carol P Herbert; Sarena D Seifer; Lawrence W Green; Trisha Greenhalgh
Journal:  Milbank Q       Date:  2012-06       Impact factor: 4.911

7.  Research agenda for integrated knowledge translation (IKT) in healthcare: what we know and do not yet know.

Authors:  Anna R Gagliardi; Anita Kothari; Ian D Graham
Journal:  J Epidemiol Community Health       Date:  2016-09-19       Impact factor: 3.710

8.  The dark side of coproduction: do the costs outweigh the benefits for health research?

Authors:  Kathryn Oliver; Anita Kothari; Nicholas Mays
Journal:  Health Res Policy Syst       Date:  2019-03-28

Review 9.  Integrated Knowledge Translation with Public Health Policy Makers: A Scoping Review.

Authors:  Logan M Lawrence; Andrea Bishop; Janet Curran
Journal:  Healthc Policy       Date:  2019-02

Review 10.  Community Participation in Health Systems Research: A Systematic Review Assessing the State of Research, the Nature of Interventions Involved and the Features of Engagement with Communities.

Authors:  Asha S George; Vrinda Mehra; Kerry Scott; Veena Sriram
Journal:  PLoS One       Date:  2015-10-23       Impact factor: 3.240

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