Kelly J Butnor1. 1. Department of Pathology and Laboratory Medicine, University of Vermont Medical Center, Burlington, VT, USA.
Abstract
Lung adenocarcinomas differ in prognosis based on their histologic growth pattern. Adenocarcinoma in situ (AIS) and minimally invasive adenocarcinoma (MIA) both have an excellent prognosis when completely resected, whereas solid and micropapillary-predominant adenocarcinomas do not, with other patterns falling in between. In recent years, it has become apparent that even within histologic patterns, there are differences in appearance that are clinically important, such as complex acinar formations and highly variable-sized papillae. This review highlights prognostically important histologic features in lung adenocarcinoma that have emerged since implementation of the current World Health Organization (WHO) classification of lung adenocarcinoma. 2020 Translational Lung Cancer Research. All rights reserved.
Lung adenocarcinomas differ in prognosis based on their histologic growth pattern. Adenocarcinoma in situ (AIS) and minimally invasive adenocarcinoma (MIA) both have an excellent prognosis when completely resected, whereas solid and micropapillary-predominant adenocarcinomas do not, with other patterns falling in between. In recent years, it has become apparent that even within histologic patterns, there are differences in appearance that are clinically important, such as complex acinar formations and highly variable-sized papillae. This review highlights prognostically important histologic features in lung adenocarcinoma that have emerged since implementation of the current World Health Organization (WHO) classification of lung adenocarcinoma. 2020 Translational Lung Cancer Research. All rights reserved.
In the eight years since the International Association for the Study of Lung Cancer (IASLC)/American Thoracic Society (ATS)/European Respiratory Society (ERS) international multidisciplinary classification of lung adenocarcinoma was published, a considerable amount of data has been generated regarding its validity and applicability (1). This article explores those data and considers potential future modifications to the IASLC/ATS/ERS lung adenocarcinoma classification that will have prognostic impact.
The IASLC/ATS/ERS lung adenocarcinoma classification scheme represented a paradigm shift from preceding World Health Organization (WHO) classifications. Gone were designations such as mixed subtype adenocarcinoma that lacked the granularity necessary to make prognostically meaningful comparisons, and bronchioloalveolar carcinoma (BAC), which in practice, was being assigned imprecisely to a histologically and prognostically diverse array of tumors (1). In their place was a classification that separated preinvasive lesions, specifically atypical adenomatous hyperplasia (AAH) and adenocarcinoma in situ (AIS), from invasive adenocarcinomas. Invasive lung adenocarcinomas were for the first time subdivided on the basis of size of the invasive component rather than total tumor size. Minimally invasive adenocarcinoma (MIA) was introduced for tumors with no greater than 5 mm of invasion, while invasive adenocarcinomas were classified according to their predominant histologic pattern into lepidic, acinar, papillary, micropapillary, and solid-predominant categories. Variants of invasive adenocarcinoma, including invasive mucinous, mixed nonmucinous and mucinous, colloid, fetal, and enteric adenocarcinoma were afforded their own categories. Multiple studies have demonstrated that the IASLC/ATS/ERS classification has predictive value, which led to it being incorporated into the current WHO classification () (2,3). Among tumors categorized using this classification scheme, AIS and MIA are expected not to recur following complete resection, while lepidic-predominant adenocarcinoma has almost as favorable a prognosis, acinar and papillary-predominant adenocarcinomas are of intermediate recurrence risk, and micropapillary and solid-predominant adenocarcinomas have the highest probability of recurrence.
Table 1
World Health Organization lung adenocarcinoma classification (2)
Pre-invasive lesions
Atypical adenomatous hyperplasia
Adenocarcinoma in situ
Minimally invasive adenocarcinoma
Invasive adenocarcinoma
Lepidic predominant
Acinar predominant
Papillary predominant
Micropapillary predominant
Solid predominant
Variants of invasive adenocarcinoma
Invasive mucinous adenocarcinoma
Mixed invasive mucinous and non-mucinous adenocarcinoma
Colloid
Fetal
Enteric
Discriminating AIS from MIA can be difficult and is probably not clinically important
AIS and MIA are both diagnoses of exclusion, made challenging in part because the exclusionary criteria for each are slightly different (2). While both lesions are by definition 3 cm or less in size, AIS is characterized by pure lepidic growth, which is defined as growth of neoplastic cells along alveolar septa without architectural destruction. MIA is predominantly lepidic, but shows focal invasion measuring 5 mm or less. No stromal, vascular, or pleural invasion is allowed in AIS, whereas only the latter two of these criteria apply to MIA. AIS must not exhibit any papillary or micropapillary pattern or intraalveolar tumor cells, while the only other defining criterion for MIA is the absence of necrosis. Accurate assessment of these parameters demands that lesions in which the diagnosis of AIS or MIA is being considered be entirely histologically examined. Adding to this challenge is the relatively frequent occurrence of sclerosis/stromal collapse of the alveolar framework in AIS that can simulate invasion (). Elastic stains may highlight breaks in the alveolar elastic framework in MIA, but interpretation of this sometime subtle finding can be difficult ().
Figure 1
Pulmonary AIS, which is defined by pure lepidic growth of neoplastic pneumocytes along alveolar septa (A), may exhibit sclerosis/stromal collapse of the alveolar framework that can be mistaken for invasion (B) (HE stain, ×200). AIS, adenocarcinoma in situ.
Figure 2
Elastic stains can sometimes aid in the distinction between pulmonary AIS and MIA by highlighting breaks (arrows) in the alveolar elastic framework in MIA (Verhoeff-Van Gieson elastin stain, ×200). AIS, adenocarcinoma in situ; MIS, minimally invasive adenocarcinoma.
Pulmonary AIS, which is defined by pure lepidic growth of neoplastic pneumocytes along alveolar septa (A), may exhibit sclerosis/stromal collapse of the alveolar framework that can be mistaken for invasion (B) (HE stain, ×200). AIS, adenocarcinoma in situ.Elastic stains can sometimes aid in the distinction between pulmonary AIS and MIA by highlighting breaks (arrows) in the alveolar elastic framework in MIA (Verhoeff-Van Gieson elastin stain, ×200). AIS, adenocarcinoma in situ; MIS, minimally invasive adenocarcinoma.The data on interobserver variability in categorizing AIS from MIA are limited. In one study of 296 surgically resected lung adenocarcinomas reviewed by two pathologists, there was disagreement between AIS and MIA in six cases (2%) (4). Another study found moderate interobserver agreement in the distinction between “typical” cases of non-invasive and invasive lung adenocarcinoma (ĸ =0.55), but poor agreement (ĸ =0.08) for cases participating pathologists considered “problematic” (5). However, discriminating between AIS and MIA may not be clinically important, as multiple validation studies have shown 100% 5-year disease-free survival (DFS) in both tumor types when completely resected (3,6-9). This has led some to propose reassigning completely resected MIA to stage 0 instead of the current stage IA1 designation (9).
Some lepidic-predominant adenocarcinomas behave like AIS and MIA
The reported 5-year DFS for lepidic-predominant lung adenocarcinoma (LPA) is in the range of 70–100% (10-13). A higher proportion of lepidic growth might be reasonably surmised to confer a better prognosis. Recent data have indeed borne this out. In one study, no recurrences were observed in resected lung adenocarcinomas with >50% lepidic growth pattern (12). Another study found that the 5-year observed survival rate of 67% for patients with tumors that are >80% lepidic was significantly better as compared to 56% for patients whose tumors exhibit a lower proportion of lepidic growth (13).
Complex acinar/cribriform/fused glands represent a high-grade pattern
In the current WHO classification, the acinar pattern includes a histologic spectrum ranging from simple acini to more complex acinar arrays/fused glands to cribriform arrangements. Accumulating data indicate that among these, only lung adenocarcinomas in which simple acinar structures predominate have an intermediate risk of recurrence. Not only is the recurrence-free survival (RFS) of complex glandular-predominant adenocarcinomas significantly worse than that of adenocarcinomas with a predominance of simple acini (50 vs. 73 months), it is comparable to the RFS of solid-predominant adenocarcinoma (14).Cribriform growth is likewise an adverse prognostic feature. One study showed the 5-year recurrence-free probability (RFP) of cribriform-predominant lung adenocarcinoma is comparable to that of solid-predominant and micropapillary-predominant adenocarcinoma at 70% and significantly worse than that of simple acini-predominant and papillary-predominant adenocarcinomas, which have a RFP of 87% and 83%, respectively (15). Recognizing even a minor cribriform component appears to be clinically important. As little as 10% cribriform growth in acinar-predominant lung adenocarcinoma confers a significantly increased risk of recurrence (15). Because they have DFS similar to tumors having a predominant pattern recognized to be high grade (e.g. solid or micropapillary), it has been suggested that lung adenocarcinoma with a predominant complex glandular pattern featuring fused or cribriform glands, also be considered high grade () (16).
Figure 3
Lung adenocarcinomas in which complex acinar formations (B) or cribriform arrangements (C) predominate have a worse prognosis that tumors composed predominantly of simple acinar structures (A) (HE stain, ×400).
Lung adenocarcinomas in which complex acinar formations (B) or cribriform arrangements (C) predominate have a worse prognosis that tumors composed predominantly of simple acinar structures (A) (HE stain, ×400).
Papillary-predominant adenocarcinomas are morphologically and prognostically heterogenous
While papillary-predominant lung adenocarcinomas are generally considered intermediate prognosis tumors, not all studies have reached the same conclusion. In one study that reported a 38% 5-year DFS among papillary-predominant lung adenocarcinomas, papillary growth was strictly defined as a very clear-cut papillary architecture with mostly pleomorphic high-grade tumor cells (11). It would appear, however, that not all papillae are created equal with respect to clinical outcome. In a follow-up study, papillary lung adenocarcinomas were placed into three groups based on their architectural and cytologic characteristics: (I) “pseudolepidic” growth with small to medium-sized papillae and slight nuclear atypia, (II) moderate atypia and medium-sized papillae with papillary thyroid carcinoma-like growth, and (III) highly variable-sized papillae with marked atypia (17). Tumors exhibiting highly variable papillae with marked atypia had a significantly worse DFS of 49.9 months as compared to 67.1 months for tumors with “pseudolepidic” growth and slight atypia and 56.8 months for the group with moderate atypia and medium-sized papillae, suggesting that a single category of papillary-predominant lung adenocarcinoma may not be adequate for prognostication ().
Figure 4
The degree of atypia and architectural complexity in papillary lung adenocarcinoma can vary considerably, ranging from slightly atypical cells and “pseudolepidic” papillae (A, ×200) to medium-sized papillary thyroid carcinoma-like papillae (B, ×400) to complex papillae with marked atypia (C, ×400) (HE stain).
The degree of atypia and architectural complexity in papillary lung adenocarcinoma can vary considerably, ranging from slightly atypical cells and “pseudolepidic” papillae (A, ×200) to medium-sized papillary thyroid carcinoma-like papillae (B, ×400) to complex papillae with marked atypia (C, ×400) (HE stain).Discussing the classification of papillary lung adenocarcinoma requires a note of caution. Interpreting a papillary pattern in atelectatic or artifactually compressed lung tissue presents difficulties in that AIS can appear to line central fibrovascular cores, simulating papillary growth (18).
Small amounts of micropapillary pattern affect prognosis
Micropapillary growth in lung adenocarcinoma is associated with a host of adverse prognostic factors, including lymphatic and pleural invasion, nodal metastases and advanced stage disease (19). In one study, the 5-year DFS for micropapillary-predominant lung adenocarcinoma was 0% (19). Even a small amount of micropapillary pattern has a negative clinical impact. Overall survival is significantly worse in tumors with as little as 1% micropapillary pattern (20). Classically, the micropapillary pattern features papillary tufts, florets, and rounded intraalveolar clusters of tumors cells lacking fibrovascular cores. Other forms of micropapillary pattern with similarly unfavorable prognosis have been recognized more recently. The filigree form consists of delicate lacelike narrow stacks of tumor cells piled at least three nuclei high to exclude tangentially cut glands, which lack fibrovascular cores (21). In the stromal form of micropapillary pattern, clusters of tumor cells infiltrate stroma within cleft-like spaces () (22).
Figure 5
The micropapillary pattern in lung adenocarcinoma includes a variety of appearances, ranging from the classic form in which tumor cells lacking fibrovascular cores are arranged in papillary tufts, florets, and intraalveolar clusters (A) to the filigree form with its delicate lacelike narrow stacks of tumor cells (B) and the stromal form featuring infiltrating clusters of tumor cells within cleft-like spaces surrounded by stroma (not shown) (HE stain, ×400).
The micropapillary pattern in lung adenocarcinoma includes a variety of appearances, ranging from the classic form in which tumor cells lacking fibrovascular cores are arranged in papillary tufts, florets, and intraalveolar clusters (A) to the filigree form with its delicate lacelike narrow stacks of tumor cells (B) and the stromal form featuring infiltrating clusters of tumor cells within cleft-like spaces surrounded by stroma (not shown) (HE stain, ×400).
Other growth patterns associated with poor prognosis
Solid-predominant lung adenocarcinoma is grouped along with micropapillary-predominant lung adenocarcinoma as a high-grade pattern. It does however exhibit slightly better behavior than micropapillary-predominant lung adenocarcinoma, showing a 5-year DFS in the range of 39–74% in surgically resected cases (6,8). When considering a diagnosis of solid adenocarcinoma, it is important to establish the tumor is in fact an adenocarcinoma and that it is of lung origin by utilizing lung-specific immunohistochemical markers such as TTF-1 and possibly employing histochemical staining to detect mucin.Most, but by no means all studies, have shown that colloid adenocarcinoma and invasive mucinous adenocarcinoma (IMA) of the lung have a similarly non-favorable prognosis. Both colloid adenocarcinoma and IMA demonstrated a 5-year DFS of 51% in one study of surgically resected cases and in another study, the DFS for colloid adenocarcinoma and IMA was similar at 71% and 75%, respectively (3,6). Contrasting with this are data from a different study in which the DFS of surgically resected IMA of 88 months was better than the 56-month DFS observed for lung adenocarcinoma overall (11).There have been several reports of pulmonary adenocarcinoma with predominantly intraalveolar single tumor cells mimicking desquamative interstitial pneumonia (23-26). The clinical outcome in these cases has been variable and whether this growth pattern can be considered high grade remains to be determined.
Pattern-drive treatment of lung adenocarcinoma
The National Comprehensive Cancer Network (NCCN) does not recommend treatment beyond complete resection for stage I lung carcinoma, except stage IB tumors with high-risk factors, such as being poorly differentiated, for which adjuvant chemotherapy may be considered (27). Adjuvant chemotherapy has in fact been shown to improve DFS for completely resected stage IB micropapillary-predominant and solid-predominant lung adenocarcinomas, but not acinar-predominant and papillary predominant tumors (6,28). Unfortunately, adjuvant chemotherapy did not to impact overall survival in these cases.
Potential modifications to lung adenocarcinoma classification
Based on amassed data, it appears likely that the WHO lung adenocarcinoma classification will need to be modified for various patterns to align more accurately with prognosis. Their similar behavior, coupled with the inherent difficulty in separating AIS and MIA, make it attractive to consider collapsing them into one category. While simple acinar formations are associated with an intermediate prognosis when they are the predominant growth pattern, data support recognizing a new category of high-grade tumors with 10% or more complex acinar, cribriform, or fused glands. Categorizing papillary adenocarcinoma with marked atypia as high grade also appears warranted. Lastly, with respect to micropapillary pattern, if it is present in any amount, classifying a tumor a micropapillary lung adenocarcinoma appears indicated (). Promoting awareness of different micropapillary appearances in future modifications to the classification scheme will be worthwhile for improving detection of this aggressive histologic pattern.
Figure 6
Based on data that have emerged since the current lung adenocarcinoma classification was introduced, some patterns will likely need to be regrouped in future moderations to better align with their risk of recurrence.
Based on data that have emerged since the current lung adenocarcinoma classification was introduced, some patterns will likely need to be regrouped in future moderations to better align with their risk of recurrence.The article’s supplementary files as
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