Literature DB >> 32669884

The Impact of Prolonged Chemotherapy to Surgery Interval and Neoadjuvant Radiotherapy on Pathological Complete Response and Overall Survival in Pancreatic Cancer Patients.

Basem Azab1, Francisco Igor Macedo2, David Chang3, Caroline Ripat2, Dido Franceschi2, Alan S Livingstone2, Danny Yakoub2.   

Abstract

BACKGROUND: We aimed to study the impact of neoadjuvant chemotherapy to surgery (NCT-S) interval and neoadjuvant radiotherapy (NRT) on pathological complete response (pCR) and overall survival (OS) in pancreatic cancer (pancreatic ductal adenocarcinoma [PDAC]).
METHODS: National Cancer Data Base (NCDB)-pancreatectomy patients who underwent NCT/NRT were included. The NCT-S interval was divided into time quintiles in weeks: 8 to 11, 12 to 14, 15 to 19, 20 to 29, and >29 weeks.
RESULTS: A total of 2093 patients with NCT were included with median follow-up of 74 months and 71% NRT. The pCR rate was 2.1% with higher median OS compared with non-pCR (41 vs 19 months, P = .03). The pCR rate increased with longer NCT-S interval (quintiles: 1%, 1.6%, 1.7%, 3%, and 6%, P < .001, respectively). In logistic regression, NRT (odds ratio [OR] = 2.5, 95% confidence interval [CI]: 1.1-6.1, P = .03) and NCT-S >29 weeks (OR = 6.1, 95% CI = 2.02-18.50, P < .001) were predictive of increased pCR. The prolonged NCT-S interval and pCR were independent predictors of OS, whereas NRT was not.
CONCLUSIONS: Longer NCT-S interval and pCR were independent predictors of improved OS in patients with PDAC. The NRT predicted increased pCR but not OS.
© The Author(s) 2020.

Entities:  

Keywords:  Pancreas cancer; neoadjuvant chemoradiation; pCR; pathological response; survival

Year:  2020        PMID: 32669884      PMCID: PMC7336830          DOI: 10.1177/1179554920919402

Source DB:  PubMed          Journal:  Clin Med Insights Oncol        ISSN: 1179-5549


Introduction

Pancreatic ductal adenocarcinoma (PDAC) is the third leading cause of cancer-related death in the United States preceded by lung and colorectal cancers with 8% 5-year overall survival (OS).[1] Only 15% to 20% of patients are eligible to curative oncological resection, as most tumors are deemed unresectable at the time of diagnosis.[2,3] Neoadjuvant chemotherapy (NCT) with or without radiation therapy has emerged as a promising strategy in patients with borderline resectable PDAC. Preliminary data suggest improved OS and resectability with possible pathological complete response (pCR).[3] The rate of pCR after NCT in PDAC ranges between 2% and 10%,[4-6] which is considerably lower than in rectal (13%-16%) or esophageal cancer (20%-40%).7,8 Similar to other malignancies,[7-9] The pCR is proposed as a surrogate marker of NCT favorable outcomes in PDAC. Studies showed that pCR is associated with better OS among PDAC.[4-6,10] Due to rarity of pCR in PDAC, its predictors and prognostic impact has not been elucidated. Prior studies showed that the extended NCT and prolonged NCT to surgery (NCT-S) interval were associated with superior pathological response and survival outcomes.[11,12] In recent meta-analysis, Franke et al[13] have demonstrated the positive impact of the neoadjuvant radiotherapy (NRT) on pCR and R0 resection rates. However, due to the relative small size of the prior studies, there is no solid consensus on the impact of NRT and NCT-S interval on pCR. In this study, we sought to investigate the impact of possible variables (including NRT and NCT-S interval) that could alter pCR rate as well as study the predictive value of pCR on OS using a large nationwide US database.

Methods

Data source

Data were obtained from the National Cancer Data Base (NCDB) Participant User File (PUF) for pancreatic tumors diagnosed between 1998 and 2011. The NCDB is a joint project of the Commission on Cancer of the American College of Surgeons and the American Cancer Society. It comprises hospital-based registry from more than 1500 commission-accredited cancer programs, encompassing over 70% of all cancer cases in the United States.[14] This study was reviewed as exempt by the local Institutional Review Board at the University of Miami, Miller School of Medicine (IRB#2665331).

Patient selection criteria

The study population was limited to stage I-III PDAC who received neoadjuvant therapy and underwent pancreatic resection. Patients with a diagnosis of confirmed PDAC histology codes (International Classification of Disease for Oncology [3rd edition] histology code 8140 for adenocarcinoma and 8500 for ductal adenocarcinoma) were included. This dataset excluded patients who did not undergo surgical resection with curative intent and those with incomplete data. Inclusion criteria were confirmed pathology prior to treatment, M0 PDAC patients, and those with definitive surgical resection after at least 8 weeks of commencement of NCT. Exclusion criteria were those with NCT-S <8 weeks and those with missing pT and pN stages. We excluded PDAC patients with an NCT-S interval <8 weeks to avoid confounding our analysis with those with interrupted neoadjuvant treatment. All included patients had their chemotherapy before their definitive surgery. Definitive surgery (pancreatectomy) was defined as those patients with code 20-80 for their primary site of cancer. The NCDB has no specific date for last chemotherapy session; however, the NCT-S sequence of treatment is available. The NCT-S interval was calculated from day of start of chemotherapy to day of surgery. The patients were categorized into quintiles according to their NCT-S interval (Q1: 8-11, Q2: 12-14, Q3: 15-19, Q4: 20-29, and Q5: >29 weeks; n = 510, 551, 462, 403, and 167 patients, respectively). We chose these intervals to provide groups with almost equal number of the first 4 quintiles for best mathematical comparability. We also evaluated the NCT-S interval as a continuous variable (ie, per week increase). The primary outcomes were pCR and OS. The follow-up period to check OS status was calculated from date of diagnosis.

Patient demographics, tumor, and treatment variables

Potentially relevant patient, tumor, and treatment characteristics were included. Pathologic T-stage, N-stage, and overall stage were based on the American Joint Committee on Cancer (AJCC) staging guidelines, 7th edition. Complete pathologic response to neoadjuvant treatment was defined as ypT0/ypN0 stage. Variables included were T category, nodal status, tumor size, tumor grade, and facility type. The treatment facility was categorized as community or academic. Treatment variables included NRT, total dose of NRT, NCT-S interval, and number of NCT drugs (single vs multi-agent).

Statistical analysis

Continuous variables are presented as mean ± standard error, and categorical variables as frequencies and percentages. For group comparisons, chi-square and Fisher’s exact tests were used for categorical variables; analysis of variance (ANOVA) test was used for continuous variables. Univariate and multivariate logistic regression models were used to examine the predictors of pCR as well as to calculate the odds ratios (ORs). The variables were compared according to the pCR status and NCT-S interval. Separate models were constructed using NCT-S interval as quintile and as per week increase. Kaplan-Meier curve (KMC) survival estimates and a log-rank test were used to examine differences in OS according to PDAC patient’s pCR status (pCR vs non-pCR) and NCT-S interval (8-29 vs >29 weeks). Univariate screening individual Cox regression analyses were used to examine the association between each variable (including pCR and other variables) and OS. Cox regression multivariate analysis was used to identify independent factors associated with OS. We used cT and cN stages rather than pT and pN to avoid overlap when pCR was added to the simultaneous model. For continuous variables, the hazard ratio (HR) gives the increase in the risk for each unit increase in value, whereas for categorical variables, the HR gives the increased risk relative to the reference category. All probabilities are 2-sided, and P values <.05 were considered statistically significant. Statistical analysis was performed using SPSS (version 16.0, SPSS Inc, Chicago, IL, USA).

Results

Baseline characteristics

A total of 2093 PDAC patients were eligible for this analysis. Out of the 2093 patients who received NCT, we had only 2049 patients with known neoadjuvant radiation status. The study population was mostly white (87%) and male gender (51%). Mean age of 63 years with most patients (69%) treated at academic cancer facilities. Clinical T stages 3% and 4 were 50% and 19%, respectively. The range of NCT-S interval was 8 to 52 weeks. There were 44 (2.1%) patients who achieved pCR in this study. Demographic and tumor characteristics based on pCR status, neoadjuvant therapeutic modality, and NCT-S intervals are listed in Tables 1 to 3, respectively.
Table 1.

Baseline characteristics of pancreatic cancer patients according to pCR status.

Baseline characteristicspCRNon-pCRP value
N = 44N = 2049
Demographic characteristics
 Age (years), M ± SD60 ± 9.863 ± 10.04.8
 Gender (males)20 (46%)1040 (51%).5
 Race (white, %)41 (93%)1788 (87%).5
Facility type (community)6/44 (14%)643/2044 (32%).012
Cancer characteristics (N, %)
 Tumor grade (low)3/7 (30%)171/1305 (12%).07
TNM stage
 cT stage.3
  cT12 (5%)121 (7%)
  cT26 (14%)438 (24%)
  cT328 (65%)913 (50%)
  cT47 (16%)347 (19%)
  cN0 stage31/42 (74%)1209/1766 (69%).5
Treatment characteristics and outcomes
Neoadjuvant radiotherapy37/44 (84%)1438/2042 (70%).049
Adjuvant radiotherapy0/44 (0%)189/2042 (9%).034
 Chemotherapy to surgery (weeks)23 ± 13.117 ± 8.1.001
 Chemotherapy to surgery quintiles.001
  First quintile (8-11 weeks)5/44 (11%)505/2049 (25%)
  Second quintile (12-14 weeks)9/44 (21%)542/2049 (27%)
  Third quintile (15-19 weeks)8/44 (18%)454/2049 (22%)
  Fourth quintile (20-29 weeks)12/44 (27%)391/2049 (19%)
  Fifth quintile (>29 weeks)10/44 (23%)157/2049 (8%)

Abbreviations: pCR, pathological complete response; TNM, Tumor, Node, Metastasis.

Italicized values signify p value < 0.05.

Table 3.

Baseline characteristics of pancreatic cancer patients according to NCT-S interval.

NCT-S intervalP value
Q1Q2Q3Q4Q5
8-11 weeks12-14 weeks15-19 weeks20-29 weeks>29 weeks
n = 510n = 551n = 462n = 403n = 167
Demographic characteristics
 Age, M ± SD63 ± 9.963 ± 9.963 ± 9.862 ± 10.363 ± 10.0.7
 Gender (males)273/510 (54%)270/551 (49%)226/462 (49%)207/403 (51%)84/167 (50%).6
 Race (white, %)455/510 (89%)494/551 (90%)388/462 (84%)357/403 (89%)135/167 (81%).02
Facility type (community)184/509 (36%)168/550 (31%)146/460 (32%)119/402 (30%)32/167 (19%).001
Tumor grade (low)46/399 (12%)36/418 (9%)43/325 (13%)33/252 (13%)16/92 (17%).09
TNM stage
 cT stage.001
  cT139/444 (9%)31/494 (6%)31/413 (8%)16/358 (5%)6/153 (4%)
  cT2142/444 (32%)121/494 (25%)82/413 (20%)75/358 (21%)24/153 (16%)
  cT3205/444 (46%)255/494 (52%)233/413 (56%)176/358 (49%)72/153 (47%)
  cT458/444 (13%)87/494 (18%)67/413 (16%)91/358 (25%)51/153 (33%)
  cN0 stage288/436 (66%)338/481 (70%)264/402 (66%)240/340 (71%)110/149 (74%).2
 ypT stage.004
  ypT06/510 (1.2%)9/551 (1.6%)9/462 (1.9%)12/403 (3%)10/167 (6%)
  ypT166/510 (13%)61/551 (11%)74/462 (16%)71/403 (18%)30/167 (18%)
  ypT292/510 (18%)104/551 (19%)70/462 (15%)62/403 (15%)29/167 (17%)
  ypT3313/510 (61%)343/551 (62%)277/462 (60%)223/403 (55%)89/167 (53%)
  ypT433/510 (7%)34/551 (6%)32/462 (7%)35/403 (9%)9/167 (5%)
  ypN0 stage284/504 (56%)300/539 (56%)276/453 (61%)262/399 (66%)130/167 (78%).001
Neoadjuvant radiotherapy347/508 (68%)430/551 (78%)319/461 (69%)263/400 (66%)116/166 (70%).001

Abbreviations: NCT-S, neoadjuvant chemotherapy to surgery; TNM, Tumor, Node, Metastasis.

Baseline characteristics of pancreatic cancer patients according to pCR status. Abbreviations: pCR, pathological complete response; TNM, Tumor, Node, Metastasis. Italicized values signify p value < 0.05. Baseline characteristics of pancreatic cancer patients according to the neoadjuvant therapy modality. Abbreviations: NA, not applicable; TNM, Tumor, Node, Metastasis. Italicized values signify p value < 0.05. Baseline characteristics of pancreatic cancer patients according to NCT-S interval. Abbreviations: NCT-S, neoadjuvant chemotherapy to surgery; TNM, Tumor, Node, Metastasis. Patients with pCR had statistically significant longer mean NCT-S interval (23 vs 17 weeks, P < .001) and higher rate of NRT (84% vs 70%, P = .049) and treatment at academic facility (86% vs 68%, P = .01) than non-pCR patients. There was no difference in NRT dose among pCR and non-pCR groups (4498 ± 769 cGy vs 4477 ± 754 cGy, P = .6). There was a significant increase of pCR rate with prolonged time to surgery across the NCT-S interval quintiles (Q1: 5/510 = 1%, Q2: 9/551 = 1.6%, Q3: 8/462 = 1.7%, Q4: 12/403 = 3%, and Q5: 10/167 = 6%; P < .001; Figure 1). The patients who received neoadjuvant chemoradiotherapy (NCRT) had higher rate of non-Caucasians (30% vs 11%, P = .03) and higher rate of cT3/cT4 (71% vs 67%, P = .04) than those who received NCT alone. However, those treated with NCRT had higher rate of pCR (2.5% vs 1.1%, P = .049) and pN0 status (67% vs 49%, P < .001) than those treated with NCT alone. Of note, both NCRT and NCT alone had similar 30-day postoperative mortality rate.
Figure 1.

Histogram shows the pCR status among the pancreas cancer patients according to their NCT-S interval. NCT-S indicates neoadjuvant chemotherapy to surgery; pCR, pathological complete response.

Histogram shows the pCR status among the pancreas cancer patients according to their NCT-S interval. NCT-S indicates neoadjuvant chemotherapy to surgery; pCR, pathological complete response. Across NCT-S interval subgroups, prolonged NCT-S interval was more likely encountered in academic cancer facilities (81%, P = .001) and was associated with advanced cT stages (58%, P = .001) but increased rates of ypN0 (78%, P = .001). The proportion of the fifth NCT-S quintile (ie, NCT-S >29 weeks) treated at academic cancer facilities was higher than other quintiles (Q5 = 81% vs 64%, 69%, 68%, 70% for Q1, Q2, Q3 and Q4; P = .01).

Pathological complete response

When adjusted for other confounders, multivariate logistic regression analysis showed young age (OR per 1 year increase = 0.97, 95% confidence interval [CI] = 0.94-0.98, P = .04), NRT (OR = 3.7, 95% CI = 1.3-10.6, P = .01), and prolonged NCT-S interval (OR per 1 week increase = 1.07, 95% CI = 1.04-1.10, P = .001) to be the independent predictors of pCR. Likewise, in a multivariate model including NCT-S interval, the fourth and fifth NCT-S quintiles were associated with significant higher rates of pCR (OR = 3.3, 95% CI = 1.04-10.7, P = .04, and OR = 6.8, 95% CI = 2-23, P = .002, respectively; Table 4). The facility type was not statistically significant when adjusted for other confounders (eg, NRT, NCT-S interval, age, and cancer stage).
Table 4.

Logistic regression analyses for the predictors of pCR among pancreatic cancer patients.

Univariate analysisMultivariate analysis
OR (95% CI)P valueOR (95% CI)P value
Age (per year)0.98 (0.95-1.00).080.97 (0.94-0.99) .04
Sex (male)1.2 (0.68-2.25).481.3 (0.68-2.44).44
Race (white)2.3 (0.56-9.69).255.8 (0.78-43.14).08
Facility type (community cancer center)0.34 (0.15-0.82) .02 0.44 (0.18-1.06).07
TNM stage (Reference: stage 1)
 Stage 21.50 (0.65-3.51).341.12 (0.47-2.65).80
 Stage 31.40 (0.50-3.91).520.78 (0.27-2.25).64
 Neoadjuvant radiotherapy2.22 (0.98-5.01) .05 3.7 (1.30-10.63) .01
 Neoadjuvant radiation dose (per cGy)1.00 (1.00-1.00).8
NCT-S interval (Reference: 1st quintile 8-12 weeks)
 5th quintile (>29 weeks)6.43 (2.17-19.1) .001 6.79 (2.00-23.00) .002
 4th quintile (20-29 weeks)3.10 (1.08-8.87) .04 3.33 (1.04-10.66) .04
 3rd quintile (15-19 weeks)1.78 (0.58-5.48).321.78 (0.51-6.19).36
 2nd quintile (12-14 weeks)1.68 (0.56-5.04).361.79 (0.54-5.90).34
 NCT-S interval (per week increase)1.06 (1.03-1.08) .001 1.07 (1.04-1.10) .001

Abbreviations: CI, confidence interval; NCT-S, neoadjuvant chemotherapy to surgery; OR, odds ratio; pCR, pathological complete response; TNM, Tumor, Node, Metastasis.

Bold-faced values signify p value < 0.05.

Logistic regression analyses for the predictors of pCR among pancreatic cancer patients. Abbreviations: CI, confidence interval; NCT-S, neoadjuvant chemotherapy to surgery; OR, odds ratio; pCR, pathological complete response; TNM, Tumor, Node, Metastasis. Bold-faced values signify p value < 0.05.

Overall survival

The 5-year OS was 11.7% (526 deaths out of 596 patients with available survival data) with a median survival of 19 months. In the univariate Cox regression analysis, OS was negatively associated with age but improved with prolonged NCT-S interval and pCR status (Table 5). Median OS was superior in pCR compared with non-pCR (41 vs 19 months, P = .01, respectively; Figure 2). Moreover, median OS across NCT-S quintiles were Q1: 21, Q2: 17, Q3: 16, Q4: 20, and Q5: 32 months. Kaplan-Meier analysis showed the best survival in the 5th NCT-S quintile compared with other quintiles (P = .008; Figure 3).
Table 5.

Cox regression analyses for predictors of mortality among pancreatic cancer patients treated with NCT followed by pancreatectomy.

Univariate analysisMultivariate analysis
HR (95% CI)P valueHR (95% CI)P value
Age (per year)1.02 (1.01-1.03) .001 1.03 (1.01-1.04) .001
Sex (male)1.01 (0.84-1.21).90.82 (0.64-1.05).1
Race (white)0.98 (0.71-1.35).90.96 (0.62-1.48).6
Facility type (community cancer center)1.14 (0.95-1.40).21.25 (0.94-1.57).14
TNM stage (Reference: stage 1)
 Stage 20.85 (0.64-1.14).30.73 (0.53-1.00).05
 Stage 31.11 (0.81-1.53).51.16 (0.82-1.64).4
Neoadjuvant radiotherapy0.95 (0.77-1.18).6
Radiotherapy0.92 (0.71-1.18).50.90 (0.61-1.33).6
Single vs multi-agent chemotherapy0.93 (0.76-1.12).43
NCT-S interval >29 weeks0.59 (0.41-0.85) .004 0.64 (0.44-0.92) .01
NCT-S interval (per week increase)0.99 (0.98-0.99) .02 0.98 (0.96-0.99) .02
Pathological complete response0.30 (0.11-0.80) .02 0.18 (0.04-0.70) .02

Abbreviations: CI, confidence interval; HR, hazard ratio; NCT, neoadjuvant chemotherapy; NCT-S, neoadjuvant chemotherapy to surgery; TNM, Tumor, Node, Metastasis.

Bold-faced values signify p value < 0.05.

Figure 2.

Kaplan-Meier curves of overall survival among pancreas cancer patients according to their pCR status. OS indicates overall survival; pCR, pathological complete response.

Figure 3.

Kaplan-Meier curves of overall survival among pancreas cancer patients according to their NCT-S interval. Patients at risk for Q1, Q2, Q3, Q4, and Q5 were 128, 154, 112, 93, and 37 patients, respectively. NCT-S indicates neoadjuvant chemotherapy to surgery; OS, overall survival.

Cox regression analyses for predictors of mortality among pancreatic cancer patients treated with NCT followed by pancreatectomy. Abbreviations: CI, confidence interval; HR, hazard ratio; NCT, neoadjuvant chemotherapy; NCT-S, neoadjuvant chemotherapy to surgery; TNM, Tumor, Node, Metastasis. Bold-faced values signify p value < 0.05. Kaplan-Meier curves of overall survival among pancreas cancer patients according to their pCR status. OS indicates overall survival; pCR, pathological complete response. Kaplan-Meier curves of overall survival among pancreas cancer patients according to their NCT-S interval. Patients at risk for Q1, Q2, Q3, Q4, and Q5 were 128, 154, 112, 93, and 37 patients, respectively. NCT-S indicates neoadjuvant chemotherapy to surgery; OS, overall survival. Multivariate Cox regression showed that age (HR = 1.03, 95% CI = 1.01-1.04, P = .001), pCR (HR = 0.18, 95% CI = 0.04-0.73, P = .020), and prolonged NCT-S interval (HR, per week increase, 0.98, 95% CI = 0.97-0.99, P = .04) and NCT-S >29 weeks (HR = 0.64, 95% CI = 0.44-0.92, P = .020) were significantly predictors of mortality, whereas race, gender, facility type, single vs multi-agent chemotherapy, and NRT were not statistically significant (Table 5).

Discussion

Our study confirmed that pCR is a strong predictor of improved survival in PDAC patients compared with those who could not achieve pCR. In our series, pCR rate was 2%, which is like that reported in prior reports.[10,15,16] However, this rate is less than that reported in other retrospective pancreatic cancer studies (4%-10%).[4-6,17] Moreover, this rate is less than the reported pCR rate of randomized trials of other malignancies—Rectal cancer CAO/ARO/AIO-94-German trial: pCR rate = 8%;[18] Gastric cancer-RTOG 9904 trial: pCR rate = 26%;[19] and Esophageal cancer-Cross trial: pCR rate = 29%.[20] Contrary to prior findings of superior pCR in multi-agent chemotherapy,[18] we have found no difference in our study. Interestingly, lower rate of pCR at the community cancer facility was not sustained when adjusted for other confounders (eg, NRT and NCT-S interval), which are proved to be independent predictors according to the multivariate analysis. We found patients treated at community cancer facility had statistically significant shorter NCT regimens (M = 16 vs 17 weeks) as compared with those treated at academic facility. We suggest that the longer NCT-S intervals at academic centers could be attributed to multiple lines of chemotherapy regimens, possible clinical trial enrollments, or multiple referrals prior surgical resection at these academic institutes. Moreover, 68% of community facility patients received NRT compared with 72% of those at academic facility. While pCR was associated with an independent significant superior survival, we have noticed 50% OS among pCR group. This corroborates with prior studies that reported locoregional recurrence and cancer-related death among PDAC patients with pCR status.[21] This is proposed by some authors for a possible pathological underestimation[21] and difficulty to determine the viability of cancer cells based on the conventional morphological features,[22] which could lead to a mis-reported pCR status. Nevertheless, both pCR and marked/major response to neoadjuvant therapy were associated with improved survival.[16] As NCDB has no details of the neoadjuvant therapy pathological response as described by various grading systems,[22-24] we could not explore the difference of survival among the various grades of the pathological response. Several retrospective and single-arm prospective studies have assessed the effects of NRT in PDAC.[25-35] The majority of these studies have utilized multiple chemotherapy combinations consisting of gemcitabine with either 5-fluorouracil (5-FU) or capecitabine, paired with full-dose radiation (average: 50.4 Gy in 1.8 Gy fractions).[13] It has been suggested that neoadjuvant chemoradiation improves R0 resection rates and pCR, and decreased incidence of postoperative complications.[13] However, these studies are small comprising between 8 and 200 patients, whereas our series included 2093 patients, representing the largest cohort thus far. In our study, we have demonstrated a higher pCR rate among NCRT group compared with NCT. Although NRT is an independent predictor of pCR, it was not associated with improved OS in our series. These results are congruent with previous studies.[13] Zhan et al[36] in a recent met-analysis demonstrated a higher complete response (radiographically or pathological) rate to neoadjuvant CRT than chemotherapy alone (4.0% vs 1.4%). According to this met-analysis, there were 10 patients with pCR but no specific report about NRT impact on pCR. In 2018, Jang et al[37] have illustrated the oncologic benefits of NCRT as they reported the results of their randomized controlled trial with a higher R0 resection rate and 2-year OS among NCRT group vs upfront surgery. Of note, NRT may be culprit of worse outcomes among the non-responders as indicated by positive impact on pCR, which was a clear independent predictor of lower mortality, while NRT itself did not show a survival benefit. Hence, there is a need to find out the best NRT approach to decrease its potential toxicity and surrogate markers for NRT responders. We have noticed a positive impact of prolonged NCT-S interval on both pCR and OS; however, there is no precise date of finishing chemotherapy in NCDB. Therefore, the prolonged NCT-S interval is possibly attributed to either an extended NCT course or prolonged interval between the completion of NCT-S. Rose et al[11] demonstrated that an extended NCT (up to 6 months) was well tolerated in PDAC patient with potential favorable survival outcomes. Moreover, the Chen et al[12] study, including 83 patients, has demonstrated that a prolonged time interval after NCR was more likely to improve pCR and OS. Several studies on rectal[38-41] and esophageal[42,43] cancer have demonstrated that prolonged interval between completion of CRT and surgery was associated with improved pCR. We acknowledge that our study has several important limitations. First, this was a population-based retrospective series, which may include potential for selection bias. The NCDB does not have details about the indication for neoadjuvant (ie, resectability status on presentation: resectable, borderline vs advanced PDAC). Due to heterogeneity between each study and its therapeutic protocols, primary endpoints, and criteria used to define resectability, the interpretation of data should be taken carefully. Also, the NCDB does not include details or complications of each chemotherapy regimen; therefore, a preferred drug regimen could not be assessed. There is a great potential of immortality bias (patient who started with intent of NCT but did not make it to surgery because of disease progression; ie, patients with longer NCT-S interval may have longer survival due to longer lead time bias) that needs to be addressed in a future intention-to-treat analysis. The retrospective nature of the data limits the potential for independent re-review of pathological data including the initial diagnosis and final pathological staging to differentiate between true and false pCR. We also acknowledge the small number of patients with pCR and available survival data. Despite these limitations, we believe this to be the largest series assessing at predicting factors associated with OS in patients with PDAC who achieved pCR.

Conclusions

The rate of pCR according to our study was 2%, which was increased significantly by prolonged NCT-S interval >20 weeks and NRT. The pCR was an independent predictor of improved OS in PDAC patients. While NRT showed a statistically significant higher rate of pCR, it was not a significant independent predictor of OS in PDAC patients. The prolonged NCT-S interval >29 weeks has improved both pCR and OS. Further evidence with prospective trials is warranted to confirm these findings.
Table 2.

Baseline characteristics of pancreatic cancer patients according to the neoadjuvant therapy modality.

Baseline characteristicsNeoadjuvant chemoradiotherapyNeoadjuvant chemotherapyP value
N = 1438N = 611
Demographic characteristics
 Age (years), M ± SD63 ± 9.862 ± 10.4.026
 Gender (males)729 (49%)328 (54%).08
 Race (white, %)1281 (70%)541 (89%).03
Facility type (community)444 (30%)204 (33%).14
Cancer characteristics (N, %)
 Tumor grade (low)125 (12%)49 (11%).7
TNM stage
 cT stage.036
  cT186 (7%)36 (7%)
  cT2304 (23%)139 (27%)
  cT3668 (50%)270 (52%)
  cT4275 (21%)79 (15%)
  cN0 stage893 (69%)344 (69%).98
 pT stage.001
  pT039 (3%)7 (1%)
  pT1234 (16%)68 (11%)
  pT2280 (19%)76 (12%)
  pT3828 (56%)413 (68%)
  pT494 (6%)47 (8%)
  pN0 stage957 (67%)292 (49%).001
Treatment characteristics and outcomes
 Chemotherapy to surgery (weeks)16.9 ± 8.017.4 ± 8.6.1
 Radiation dose in cGy4477 ± 754NA
 Adjuvant radiotherapy13 (1%)176 (29%).001
 Pathological complete response37 (2.5%)7 (1.1%).049
 30-day postoperative mortality12 (2%)39 (2.6%).4

Abbreviations: NA, not applicable; TNM, Tumor, Node, Metastasis.

Italicized values signify p value < 0.05.

  43 in total

1.  Pretreatment assessment of resectable and borderline resectable pancreatic cancer: expert consensus statement.

Authors:  Mark P Callery; Kenneth J Chang; Elliot K Fishman; Mark S Talamonti; L William Traverso; David C Linehan
Journal:  Ann Surg Oncol       Date:  2009-04-24       Impact factor: 5.344

Review 2.  The role of radiation therapy in pancreatic ductal adenocarcinoma in the neoadjuvant and adjuvant settings.

Authors:  Aaron J Franke; Lauren M Rosati; Timothy M Pawlik; Rachit Kumar; Joseph M Herman
Journal:  Semin Oncol       Date:  2014-12-08       Impact factor: 4.929

3.  Resection of borderline resectable pancreatic cancer after neoadjuvant chemoradiation does not depend on improved radiographic appearance of tumor-vessel relationships.

Authors:  Avani S Dholakia; Amy Hacker-Prietz; Aaron T Wild; Siva P Raman; Laura D Wood; Peng Huang; Daniel A Laheru; Lei Zheng; Ana De Jesus-Acosta; Dung T Le; Richard Schulick; Barish Edil; Susannah Ellsworth; Timothy M Pawlik; Christine A Iacobuzio-Donahue; Ralph H Hruban; John L Cameron; Elliot K Fishman; Christopher L Wolfgang; Joseph M Herman
Journal:  J Radiat Oncol       Date:  2013-09-22

4.  Phase II study of induction fixed-dose rate gemcitabine and bevacizumab followed by 30 Gy radiotherapy as preoperative treatment for potentially resectable pancreatic adenocarcinoma.

Authors:  George Van Buren; Ramesh K Ramanathan; Alyssa M Krasinskas; Ryan P Smith; Gerard J Abood; Nathan Bahary; Barry C Lembersky; Yongli Shuai; Douglas M Potter; David L Bartlett; Amer H Zureikat; Herbert J Zeh; A James Moser
Journal:  Ann Surg Oncol       Date:  2013-08-01       Impact factor: 5.344

5.  An interval >7 weeks between neoadjuvant therapy and surgery improves pathologic complete response and disease-free survival in patients with locally advanced rectal cancer.

Authors:  Hagit Tulchinsky; Einat Shmueli; Arie Figer; Joseph M Klausner; Micha Rabau
Journal:  Ann Surg Oncol       Date:  2008-04-04       Impact factor: 5.344

6.  Preoperative chemoradiation and pancreaticoduodenectomy for adenocarcinoma of the pancreas.

Authors:  D B Evans; T A Rich; D R Byrd; K R Cleary; J H Connelly; B Levin; C Charnsangavej; C J Fenoglio; F C Ames
Journal:  Arch Surg       Date:  1992-11

7.  A multi-institutional phase 2 study of neoadjuvant gemcitabine and oxaliplatin with radiation therapy in patients with pancreatic cancer.

Authors:  Edward J Kim; Edgar Ben-Josef; Joseph M Herman; Tanios Bekaii-Saab; Laura A Dawson; Kent A Griffith; Isaac R Francis; Joel K Greenson; Diane M Simeone; Theodore S Lawrence; Daniel Laheru; Christopher L Wolfgang; Terence Williams; Mark Bloomston; Malcolm J Moore; Alice Wei; Mark M Zalupski
Journal:  Cancer       Date:  2013-05-29       Impact factor: 6.860

Review 8.  Neoadjuvant therapy in pancreatic cancer: a systematic review and meta-analysis of prospective studies.

Authors:  Han-Xiang Zhan; Jian-Wei Xu; Dong Wu; Zhi-Yang Wu; Lei Wang; San-Yuan Hu; Guang-Yong Zhang
Journal:  Cancer Med       Date:  2017-05-23       Impact factor: 4.452

9.  Is a Pathological Complete Response Following Neoadjuvant Chemoradiation Associated With Prolonged Survival in Patients With Pancreatic Cancer?

Authors:  Jin He; Alex B Blair; Vincent P Groot; Ammar A Javed; Richard A Burkhart; Georgios Gemenetzis; Ralph H Hruban; Kevin M Waters; Justin Poling; Lei Zheng; Daniel Laheru; Joseph M Herman; Martin A Makary; Matthew J Weiss; John L Cameron; Christopher L Wolfgang
Journal:  Ann Surg       Date:  2018-07       Impact factor: 13.787

10.  The National Cancer Data Base: a powerful initiative to improve cancer care in the United States.

Authors:  Karl Y Bilimoria; Andrew K Stewart; David P Winchester; Clifford Y Ko
Journal:  Ann Surg Oncol       Date:  2008-01-09       Impact factor: 5.344

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  1 in total

1.  Impact of pathological complete response following neoadjuvant chemotherapy (gemcitabine, nab-paclitaxel, S-1) and radiation for borderline resectable pancreatic cancer: a case report and review of literature.

Authors:  Mitsuru Kinoshita; Sota Watanabe; Gaku Mizojiri; Akitada Sada; Hiroki Kai; Yasunori Masuike; Yoshinobu Nagasawa; Kentaro Maruyama; Kyowon Lee; Mai Ohata; Osamu Ishikawa; Hiroshi Oka
Journal:  Surg Case Rep       Date:  2022-09-14
  1 in total

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