Face mask filters-textile, surgical, or respiratory-are widely used in an effort to limit the spread of airborne viral infections. Our understanding of the droplet dynamics around a face mask filter, including the droplet containment and leakage from and passing through the cover, is incomplete. We present a fluid dynamics study of the transmission of respiratory droplets through and around a face mask filter. By employing multiphase computational fluid dynamics in a fully coupled Eulerian-Lagrangian framework, we investigate the droplet dynamics induced by a mild coughing incident and examine the fluid dynamics phenomena affecting the mask efficiency. The model takes into account turbulent dispersion forces, droplet phase-change, evaporation, and breakup in addition to the droplet-droplet and droplet-air interactions. The model mimics real events by using data, which closely resemble cough experiments. The study shows that the criteria employed for assessing the face mask performance must be modified to take into account the penetration dynamics of airborne droplet transmission, the fluid dynamics leakage around the filter, and reduction of efficiency during cough cycles. A new criterion for calculating more accurately the mask efficiency by taking into account the penetration dynamics is proposed. We show that the use of masks will reduce the airborne droplet transmission and will also protect the wearer from the droplets expelled from other subjects. However, many droplets still spread around and away from the cover, cumulatively, during cough cycles. Therefore, the use of a mask does not provide complete protection, and social distancing remains important during a pandemic. The implications of the reduced mask efficiency and respiratory droplet transmission away from the mask are even more critical for healthcare workers. The results of this study provide evidence of droplet transmission prevention by face masks, which can guide their use and further improvement.
Face mask filters-textile, surgical, or respiratory-are widely used in an effort to limit the spread of airborne viral infections. Our understanding of the droplet dynamics around a face mask filter, including the droplet containment and leakage from and passing through the cover, is incomplete. We present a fluid dynamics study of the transmission of respiratory droplets through and around a face mask filter. By employing multiphase computational fluid dynamics in a fully coupled Eulerian-Lagrangian framework, we investigate the droplet dynamics induced by a mild coughing incident and examine the fluid dynamics phenomena affecting the mask efficiency. The model takes into account turbulent dispersion forces, droplet phase-change, evaporation, and breakup in addition to the droplet-droplet and droplet-air interactions. The model mimics real events by using data, which closely resemble cough experiments. The study shows that the criteria employed for assessing the face mask performance must be modified to take into account the penetration dynamics of airborne droplet transmission, the fluid dynamics leakage around the filter, and reduction of efficiency during cough cycles. A new criterion for calculating more accurately the mask efficiency by taking into account the penetration dynamics is proposed. We show that the use of masks will reduce the airborne droplet transmission and will also protect the wearer from the droplets expelled from other subjects. However, many droplets still spread around and away from the cover, cumulatively, during cough cycles. Therefore, the use of a mask does not provide complete protection, and social distancing remains important during a pandemic. The implications of the reduced mask efficiency and respiratory droplet transmission away from the mask are even more critical for healthcare workers. The results of this study provide evidence of droplet transmission prevention by face masks, which can guide their use and further improvement.
Respiratory droplet transmission is considered critical for the rapid spread and continued
circulation of viruses in humans. The
droplets are produced by sneezing, coughing, or breathing, and the flu virus can exist even
in the tiny droplets resulting from breath or speech alone. In a recent paper, Dbouk and Drikakis showed that humansaliva-disease-carrier droplets could travel
unexpected considerable distances depending on environmental conditions.The SARS-CoV-2 pandemic has intensified the discussions about social distancing, the use of
face masks, and other personal protective equipment (PPE). Therefore, the public and
policymakers need to deepen their understanding of the degree of protection required and
adjust to social distancing measures based on scientific evidence. Furthermore, we need to
carefully assess the criteria used for evaluating the performance of face masks and PPEs and
the multiphysics processes (e.g., fluid and particles dynamics) that can adversely impact
their efficiency.Hui et al. investigated
the air dispersion distances traveled during the coughing of a humanpatient simulator using
a laser visualization technique with smoke as a marker. They reported results with and
without a surgical and an N95 mask. They showed that a normal cough induces a turbulent flow
that spreads about 70 cm from the subject. The N95 mask prevented air leakage more
effectively than the surgical mask during coughing, but there was still significant sideway
leakage.Using the Schlieren optical method, Tang et al. showed that wearing a standard surgical mask blocks the
forward jet of droplets but allows leakage around the top, bottom, and sides. Furthermore,
they showed that an N95 mask reduces the droplet leakage around the mask edges during the
cough. However, the pressure inside the mask increases during coughs and the turbulent jet
is directed through the front. Although both surgical and N95 masks decelerate the turbulent
jet, none of them will prevent the droplets entirely from penetrating or escaping the mask,
i.e., droplet transmission.Mask efficiency is defined as the percentage of a contaminant removed by the mask filter.
The mass, weight, number of particles, or volume can quantify it. Certification standards usually define a surgical mask efficiency as a constant value
independent of coughing incidents or cycles. These standards neglect the fluid flow dynamics
effect and droplet leakage through the mask openings. They also ignore the fact that the
mask efficiency can deteriorate considerably over time due to saturation effects. Therefore,
we need to take into account the cough and fluid dynamics in calculating the mask
efficiency. Cyclic coughing incidents encompass complex fluid dynamics and vary across
subjects. There is no objective system for assessing the frequency variation of coughs in
patients. Furthermore, we do not know if the number of coughs is a function of the severity
of the disease underlying the cough. Chronic coughers exhibit a significantly higher number of coughs
throughout the day vs asthmatic patients.
The above factors are essential in assessing the mask performance.The main mechanisms of filtering through masks are droplets diffusion, interception, and
impaction. During continued or cyclic coughing, the flow will increase and will adversely
affect the mask filter efficiency. A wide range of filter efficiencies has been
reported. The
leakage of droplets out of the mask is also an essential factor that needs to be
statistically quantified. Previous studies report limited effectiveness in using surgical
masks to reduce respiratory illness, and clinical trials report little effect on infection rates with
and without surgical masks. In
contrast, laboratory studies concerning coughing and infectious subjects showed that
surgical masks are effective at reducing the emission of large droplets and minimizing the lateral dispersion of droplets.
However, they allowed simultaneous displacement of aerosol emission upward and downward from
the mask. Several randomized trials have
not found statistical differences in the effectiveness of surgical masks vs N95 filtering
face-piece respirators (FFRs) at reducing respiratory diseases for healthcare workers.Given the above, this study aims to deepen our understanding of the fluid dynamics of
respiratory droplets through and around face mask filters. We shed light on two important
questions:Do the complex fluid physics and cough dynamics result in altering the efficiency of
face masks?To what extent does the use of face masks reduce the distance of respiratory droplets
transmission?Scientific evidence to these questions will allow better use of personal protective
equipment for both healthcare workers and the wider public. The results will also equip mask
manufacturers and regulatory bodies with new knowledge. Finally, the results give insight
into respiratory droplet transmission when wearing a mask, thus enabling a better
appreciation of the protection offered by masks against airborne droplet carriers of
viruses.
MODELING
Droplets initial size distribution
The initial size distribution of droplets (Fig. 1)
is the same as in the study of Dbouk and Drikakis, taken in the range of [1 μm, 300
μm] with 80 µm as the mean diameter. This initial size
distribution is very close to the data obtained by Xie et al. fitted using a Rosin–Rammler distribution
law, also known as a Weibull
distribution.
FIG. 1.
Initial saliva droplets size distribution. Reproduced with permission from T. Dbouk
and D. Drikakis, “On coughing and airborne droplet transmission to humans,” Phys.
Fluids 32, 053310 (2020). Copyright 2020 AIP Publishing LLC.
Initial saliva droplets size distribution. Reproduced with permission from T. Dbouk
and D. Drikakis, “On coughing and airborne droplet transmission to humans,” Phys.
Fluids 32, 053310 (2020). Copyright 2020 AIP Publishing LLC.
Initial and boundary conditions
The computational domain is three-dimensional, and the computational mesh comprises
hexahedral non-uniform structured cells (≈0.52 × 106), as shown in Fig. 2. The height between the top and bottom vertical
planes is H = 0.45 m, the length of the domain is L = 1.6 m, and the width is W = 0.5 m.
Figure 2 shows only a close-up part of the domain
around the face. We refined the mesh near the mouth-print, the face, and the nose and then
gradually coarsened it in the streamwise (cough flow) direction using a multi-level mesh
technique. Using the grid convergence index (GCI) of Celik et al., we conducted a mesh convergence study for
the flow variables (fluid velocity, u, and
pressure, p) in a zone of interest in front of the mouth and nose
enveloping the mask. Three grids were generated: 1-fine (1 015 154 cells), 2-medium (512
268 cells), and 3-coarse (350 132 cells) corresponding to refinement factors of
r21 = 1.98 and r32 = 1.46,
respectively. We adopted a medium-sized mesh, based on the results for the GCI (%):
GCI21 = 3.5% and GCI32 = 4.5%
for pressure and GCI21 = 3% and
GCI32 = 4.45% for velocity.
FIG. 2.
A 2D slice of the 3D computational domain using an advanced technique employing a
hexahedral non-uniform structured mesh (≈0.52 × 106 cells). The mesh is
refined at the mouth-print, nose-print, and the face and then coarsened gradually in
the streamwise cough flow direction with a multilevel refinement procedure. The
overall computational domain dimensions are L = 1.6 m, W = 0.5 m, and H = 0.45 m.
A 2D slice of the 3D computational domain using an advanced technique employing a
hexahedral non-uniform structured mesh (≈0.52 × 106 cells). The mesh is
refined at the mouth-print, nose-print, and the face and then coarsened gradually in
the streamwise cough flow direction with a multilevel refinement procedure. The
overall computational domain dimensions are L = 1.6 m, W = 0.5 m, and H = 0.45 m.We illustrate the mask fitting to the face in Fig. 3
showing different views (top, bottom, side, and perspective or rotated). The minimum
distance between the mask and face is 4 mm, while the maximum distance is 1.4 cm located
at the top view between the mask and the nose-to-eye corner. The above fitting scenario is
close to reality. The appropriate situation will vary across subjects depending on many
factors such as face morphology and its coherence to the curvature of the mask borders,
amongst others. Our objective is to examine the fluid physics of airborne droplets that
affects mask performance rather than performing a parametric study of all possible
scenarios.
FIG. 3.
Face mask fitting.
Face mask fitting.The initial total mass of the injected saliva into the field is 7.7 mg, with 1008
droplets at the mouth. The above data are of the same order of magnitude as in the
literature. To mimic a real
coughing incident, we injected, in each cycle (Fig.
4), 0.15 mg of droplets from the nose. Any initial or boundary conditions that we
do not detail here match implicitly those in the study of Dbouk and Drikakis. The wind speed is zero. The bottom plane
boundary is an infinite domain.
FIG. 4.
Cyclic conditions for the mouth inlet velocity
U mimicking human coughing as
observed experimentally by Hsu et al.
λ = 0.38 s with i ∈ [1,
10].
Cyclic conditions for the mouth inlet velocity
U mimicking humancoughing as
observed experimentally by Hsu et al.
λ = 0.38 s with i ∈ [1,
10].In the study of Dbouk and Drikakis, we
modeled a coughing incident by applying a time-varying velocity inlet with particle
injected at the mouth boundary to mimic the humancough over 0.12 s. The objective was to
examine the wind effect on airborne droplet transmission over a distance beyond 2 m (6
feet), and for this case study, the humancough over 0.12 s was sufficient.In this paper, the velocity field is applied over ten cycles for a total period of 5 s
(Fig. 4) such that the number of injected saliva
droplets is repeated per cycle. We produced these ten cough cycles according to actual
coughing incidents aiming to examine the
droplet dynamics in detail. We have chosen the face skin temperature at 32 °C. The fluid
properties and the Reynolds number are the same as those in the study of Dbouk and
Drikakis. It is based on the
mouth-print hydraulic diameter (D) and its
value is Re = 4400 (Re =
UD/ν),
where U is the cough flow velocity inlet at
the mouth and ν is the fluid kinematic
viscosity (for air as an ideal gas). The nose fluid velocity inlet
U was applied as
U =
U/20 to mimic a real cough situation,
where fewer droplets are expelled from the nose at a significantly lower speed.
Fluid physics model
We applied Eulerian–Lagrangian multiphase modeling with a full coupling between the
phases. We also took into account the drag and gravitational forces, droplet breakup, droplet evaporation, and the turbulent dispersion forces. The governing equations are detailed in
many textbooks. For the carrier
bulk multiphase fluid mixture, we have employed the compressible Reynolds-averaged
Navier–Stokes equations in conjunction with the k–ω
turbulence model in the shear-stress-transport formulation. The modeling approach for the fluid (air–water vapor mixture)
and the saliva droplet (liquid water) phases are detailed in the study of Dbouk and
Drikakis. In this paper, we focus on
modeling the transition laws (or modes) for a droplet impacting a porous wall of thickness
d representing the thickness of the mask
filter (Fig. 5). The alternative would be to use an
empirical law for filter efficiency as a function of a droplet diameter and generate a
random number of droplets penetrating the cover shield. However, we believe that taking into account the local
interactions and implementing transition laws are essential components to the model for
predicting accurately the overall efficiency of a face mask filter, as described in Sec.
II D. The open-source computational fluid dynamics
code “OpenFOAM” (version 7) within the
framework of the finite volume method
was employed. Furthermore, we carried out numerical code developments to extend the solver
in OpenFOAM to account for local droplet interactions impacting a porous medium. The
computations were performed on 32 intel-Xeon processors of 3 GHz. The computational time
was ∼3 days and 1.5 days for the cases with and without a mask, respectively.
FIG. 5.
Droplet filter surface interaction modes.
Droplet filter surface interaction modes.
Interaction modes
Past studies reported results for droplet dynamics such as wettability, the droplet size
distribution, and penetration through gaps and filtering media across different
applications. All the above studies and references therein are relevant to
droplet penetration through filters, the droplet size distribution, and droplet diffusion,
convection, Brownian motion, or Darcy flow. In this study, following the study of Bai
et al.,
droplet-impermeable-wall local interaction modes are described by the two dimensionless
numbers: the droplet Weber number (We) and the droplet Laplace number (La),andwhere
ρ,
μ, and
σ are the fluid density, viscosity, and
surface tension, respectively. The droplet Weber number (1) describes the ratio between the kinetic energy and the surface
energy of a droplet moving at an incident normal impact velocity
U. The droplet Laplace number (2) represents the ratio of surface tension to
the momentum-transport of a droplet moving in a fluid medium.We extended the type of interaction mode to account for droplet-permeable-wall local
interactions, as illustrated in Fig. 5. The
interaction mode is a function of critical values of We,
La, as well as that of a critical droplet diameter
and the splash kinetic energy
E (see Ref. 46 for more details). The critical diameter is related to the filter
microstructure, e.g., roughness, porosity, fibrous microstructure, and fibers orientation,
i.e., it depends on the filter critical effective pore size and the initial size
distribution of the saliva droplets. For example, Leonas and Jones reported a maximum pore size varying between 27.19
µm and 146.6 µm for six different types of face masks.
Thus, any choice of between 27.19 µm and 146.6
µm, which fits the initial mask efficiency value correctly and lies in
the initial size distribution, is considered appropriate. We present the different regime
transition states of the local interaction modes (Fig.
5) for a saliva droplet impacting a fibrous porous filter in Table I. We developed a numerical model for the new
interaction laws of Table I, thus taking into
account the fibrous porous nature of the mask wall.
TABLE I.
Regime transition state of the local interaction modes for a saliva droplet impacting
a fibrous porous filter. α = 2630 and β = 0.183 were
measured and reported for water droplets impacting on a dry surface.
α = 1320 and β = 0.183 were reported for water
droplets impacting on a wet surface;
and .
Interaction mode (see Fig.
5)
Condition
Critical number
Stick
EKS<Wec1
Wec1
Splash/Rebound
We≤Wec2
Wec2=αLa−β
Penetrate
dp≤dpc
dpc
Regime transition state of the local interaction modes for a saliva droplet impacting
a fibrous porous filter. α = 2630 and β = 0.183 were
measured and reported for water droplets impacting on a dry surface.
α = 1320 and β = 0.183 were reported for water
droplets impacting on a wet surface;
and .The porosity of the mask ε was taken into account by imposing a
resistance to bulk fluid flow, manifested by a pressure difference Δp
across the mask wall,where D and
I are the viscous (Darcy) and inertial coefficients, respectively. For
a porous filter medium made of fiber,
the coefficient D can be estimated aswhere ξ is the packing
density of the fibrous porous material. We used ξ = 0.15 based on
averages for fibrous layers of face
masks.According to the study of Jaksic and Jaksic, we estimate the inertial coefficient I
aswhere
d is the face mask filter thickness
taken as 2 mm. d depends on the
manufacturing process, the folding techniques of the fibrous layers inside the mask, and
the mask usage.
RESULTS AND DISCUSSION
Cough dynamics
We carried out simulations for a subject with and without a mask and compared the
airborne droplet transmission qualitatively at different time instants (Figs. 6–9). Wearing a mask close enough to the
face significantly reduces the droplet cloud. However, some droplets still continue
traveling to considerable distance, even further than 1 m (see at 2 s and 3 s in Fig. 6). Wearing a mask also reduces the lateral
dispersion, but it does not eliminate it (Figs. 8 and
9). As we will show in Sec. III C, the nominal efficiency of the present mask is ∼91%. The
simulations reveal that despite the high (nominal) efficiency, there is a considerable
amount of droplets transported downstream of the subject. We will explain in detail what
underpins the above behavior in Secs. III B and
III C. A direct quantitative comparison of the
results of Figs. 6–9 with the results of
Dbouk and Drikakis cannot be made
because, in the present study, we model a cyclic coughing incident. We explain the cough
dynamics as follows:
FIG. 6.
A subject coughing in a cyclic incident. A qualitative examination of airborne
droplet transmission with and without wearing a surgical mask. The top and bottom
figures show the results at 2 s and 3 s, respectively. Wearing a surgical mask that
exhibits an initial efficiency of ∼91%. This cannot prevent the transport of the
saliva droplets away from the subject. Many droplets penetrate the mask shield and
some saliva droplet disease-carrier particles can travel more than 1.2 m. For
visualization, the droplets were scaled by a factor of 600 compared to their actual
size. The environmental conditions are zero wind speed, ambient temperature 20 °C,
pressure 1 atm, and relative humidity 50%. The mouth temperature is 34 °C and the face
skin temperature is 32 °C.
FIG. 8.
A subject coughing in a cyclic incident. Top view of a qualitative examination of
airborne droplet transmission with and without wearing a surgical mask. The top and
bottom figures show the results at 2 s and 3 s, respectively. We consider a surgical
mask that exhibits initial efficiency of ∼91%. The cover does not prevent the
transport of the saliva droplets entirely away from the subject. Many droplets
penetrate the mask shield, and some saliva droplet disease-carrier particles can
travel more than 1.2 m. For visualization, the droplets were scaled by a factor of 600
compared to their actual size. The environmental conditions are zero wind speed,
ambient temperature 20 °C, pressure 1 atm, and relative humidity 50%. The mouth
temperature is 34 °C, and the face skin temperature is 32 °C.
FIG. 9.
A subject coughing in a cyclic incident. Top view of airborne droplet transmission
with and without wearing a surgical mask. The top and bottom figures show the results
at 4 s and 5 s, respectively. We consider a surgical mask that exhibits an initial
efficiency of ∼91%. The cover does not prevent the transport of the saliva droplets
entirely away from the subject. Many droplets penetrate the mask shield and some
saliva droplet disease-carrier particles can travel more than 1.2 m. For
visualization, the droplets were scaled by a factor of 600 compared to their actual
size. The environmental conditions are zero wind speed, ambient temperature 20 °C,
pressure 1 atm, and relative humidity 50%. The mouth temperature is 34 °C, and the
face skin temperature is 32 °C.
Cyclic coughing induces more droplet-to-droplet and fluid-to-droplet
interactions.The expelled droplet jet over cycles pushes the droplets in front of the subject
further downstream, thus increasing the distance to ∼70 cm (without mask) after 2 s,
with some droplets still traveling beyond.The droplet cloud also acts as a cushion for the expelled droplet jet over cycles,
thus increasing the droplet residence time in front of the mouth.A subject coughing in a cyclic incident. A qualitative examination of airborne
droplet transmission with and without wearing a surgical mask. The top and bottom
figures show the results at 2 s and 3 s, respectively. Wearing a surgical mask that
exhibits an initial efficiency of ∼91%. This cannot prevent the transport of the
saliva droplets away from the subject. Many droplets penetrate the mask shield and
some saliva droplet disease-carrier particles can travel more than 1.2 m. For
visualization, the droplets were scaled by a factor of 600 compared to their actual
size. The environmental conditions are zero wind speed, ambient temperature 20 °C,
pressure 1 atm, and relative humidity 50%. The mouth temperature is 34 °C and the face
skin temperature is 32 °C.A subject coughing in a cyclic incident. A qualitative examination of airborne
droplet transmission with and without wearing a surgical mask. The top and bottom
figures show the results at 4 s and 5 s, respectively. Wearing a surgical mask that
exhibits initial efficiency of ∼91%. This cannot prevent the transport of the saliva
droplets away from the subject. Many droplets penetrate the mask shield and some
saliva droplet disease-carrier particles can travel more than 1.2 m. For
visualization, the droplets were scaled by a factor of 600 compared to their actual
size. The environmental conditions are zero wind speed, ambient temperature 20 °C,
pressure 1 atm, and relative humidity 50%. The mouth temperature is 34 °C, and the
face skin temperature is 32 ° C.A subject coughing in a cyclic incident. Top view of a qualitative examination of
airborne droplet transmission with and without wearing a surgical mask. The top and
bottom figures show the results at 2 s and 3 s, respectively. We consider a surgical
mask that exhibits initial efficiency of ∼91%. The cover does not prevent the
transport of the saliva droplets entirely away from the subject. Many droplets
penetrate the mask shield, and some saliva droplet disease-carrier particles can
travel more than 1.2 m. For visualization, the droplets were scaled by a factor of 600
compared to their actual size. The environmental conditions are zero wind speed,
ambient temperature 20 °C, pressure 1 atm, and relative humidity 50%. The mouth
temperature is 34 °C, and the face skin temperature is 32 °C.A subject coughing in a cyclic incident. Top view of airborne droplet transmission
with and without wearing a surgical mask. The top and bottom figures show the results
at 4 s and 5 s, respectively. We consider a surgical mask that exhibits an initial
efficiency of ∼91%. The cover does not prevent the transport of the saliva droplets
entirely away from the subject. Many droplets penetrate the mask shield and some
saliva droplet disease-carrier particles can travel more than 1.2 m. For
visualization, the droplets were scaled by a factor of 600 compared to their actual
size. The environmental conditions are zero wind speed, ambient temperature 20 °C,
pressure 1 atm, and relative humidity 50%. The mouth temperature is 34 °C, and the
face skin temperature is 32 °C.We show the flow dynamics around the face mask during the coughing incident at
t = 3.06 s in Fig. 10. We have
chosen a specific velocity range for visualization purposes, i.e., up to 0.4 m/s instead
of the actual maximum velocity 5 m/s. At the top, we show the velocity magnitude contours
for front and side views. The bottom figures are a schematic representation of how the
flow escapes from the mask. There is considerable flow dynamics around the cover
facilitated by a pressure differential between the space engulfed by the mask and the
surrounding environment. The fluid escapes from all openings and carries with it the
respiratory droplets we showed in Figs. 6 and 7. The droplet leakage due to the flow dynamics around
the mask contributes to the cumulative increase of droplets during cough cycles, which we
will also discuss quantitatively later on. For a mask filter with an initial efficiency of
∼91% and environmental conditions of zero wind speed, subjects wearing a mask will not
only reduce the respiratory droplet transmission but also (partially) shield themselves
from the droplet jet expelled from other subjects in their proximity. The results of Fig. 11 correspond to a 5 s simulation time.
FIG. 10.
A subject coughing while wearing a surgical mask. The top figures show the velocity
magnitude contours at t = 3.06 s. The bottom figures show a schematic of the flow
dynamics.
FIG. 7.
A subject coughing in a cyclic incident. A qualitative examination of airborne
droplet transmission with and without wearing a surgical mask. The top and bottom
figures show the results at 4 s and 5 s, respectively. Wearing a surgical mask that
exhibits initial efficiency of ∼91%. This cannot prevent the transport of the saliva
droplets away from the subject. Many droplets penetrate the mask shield and some
saliva droplet disease-carrier particles can travel more than 1.2 m. For
visualization, the droplets were scaled by a factor of 600 compared to their actual
size. The environmental conditions are zero wind speed, ambient temperature 20 °C,
pressure 1 atm, and relative humidity 50%. The mouth temperature is 34 °C, and the
face skin temperature is 32 ° C.
FIG. 11.
Mask wearer: subjects wearing a mask will reduce the respiratory droplet transmission
while (partially) shielding themselves from other subjects experiencing a coughing
incident. We show the results at 5 s simulation time for a surgical mask exhibiting an
initial efficiency of ∼91%. The environmental conditions are zero wind speed, ambient
temperature 20 °C, pressure 1 atm, and relative humidity 50%. The mouth temperature is
34 °C and the face skin temperature is 32 °C.
A subject coughing while wearing a surgical mask. The top figures show the velocity
magnitude contours at t = 3.06 s. The bottom figures show a schematic of the flow
dynamics.Mask wearer: subjects wearing a mask will reduce the respiratory droplet transmission
while (partially) shielding themselves from other subjects experiencing a coughing
incident. We show the results at 5 s simulation time for a surgical mask exhibiting an
initial efficiency of ∼91%. The environmental conditions are zero wind speed, ambient
temperature 20 °C, pressure 1 atm, and relative humidity 50%. The mouth temperature is
34 °C and the face skin temperature is 32 °C.In addition to the flow dynamics, buoyancy also contributes to the overall complexity.
The different temperatures between the mouth at 34 °C, skin temperature at 32 °C, and the
ambient air at 20 °C generate thermal gradients around the mask (Fig. 12). The higher temperature contour lines near the face skin
manifest the above behavior. Buoyancy will facilitate the droplet leakage, particularly
from the top of the mask. At t = 2.2 s, a thermal plume results in a hot
spot circulation at the front of the mask (see the perspective view at t
= 2.2 s). This effect is due to the accumulation of hot air from both mouth and nose
ejections and droplet collisions downstream of the mask during cough cycles.
FIG. 12.
A subject coughing while wearing a surgical mask. The figures show the temperature
contours at different times and side and perspective views.
A subject coughing while wearing a surgical mask. The figures show the temperature
contours at different times and side and perspective views.
Airborne droplets transmission
The droplet sizes change and fluctuate continuously during cough cycles as a result of
several interactions with the mask and face, evaporation, breakup, and coalescence
phenomena. Therefore, we have implemented the Sauter Mean Diameter (SMD), a classical
averaging technique, to better
quantify the evolving saliva droplet size. The SMD, also known as D32, is widely used in
spray characterization. It represents the diameter of a droplet whose ratio of volume to
surface area is equal to that of the total volume of all the droplets to their entire
surface area. We adopted D32 because some droplets leave the domain and can alter the
actual droplet size distribution. Thus, considering the finite domain size, D32 is a
representative measure of droplet evolution because at each time instant, it is applied to
all the droplets that are inside the domain.D32 is higher for the case without a mask compared to the scenario with Fig. 13. Without a mask, D32 decreases with the number
of cycles with a negative slope rate of −0.215. With a mask, D32 also decreases with the
number of cycles but with a negative slope rate of −0.725. The highest decreasing rate for
the mask scenario is due to the larger droplets sticking to the mask fibrous layers.
Smaller droplets penetrate the mask and rebound or splash also occur, leading to droplet
leakage from the cover (Figs. 5–9).
FIG. 13.
Evolution of respiratory droplet Sauter Mean diameter (SMD), known as
D32, over ten cough cycles. Linear fit: with mask
(a = −0.725, b ≈ 56.14) and without mask
(a = −0.215, b ≈ 73.27). The environmental
conditions are zero wind speed, ambient temperature 20 °C, pressure 1 atm, and
relative humidity 50%. The mouth temperature is 34 °C and the temperature of the face
skin is 32 °C.
Evolution of respiratory droplet Sauter Mean diameter (SMD), known as
D32, over ten cough cycles. Linear fit: with mask
(a = −0.725, b ≈ 56.14) and without mask
(a = −0.215, b ≈ 73.27). The environmental
conditions are zero wind speed, ambient temperature 20 °C, pressure 1 atm, and
relative humidity 50%. The mouth temperature is 34 °C and the temperature of the face
skin is 32 °C.We found that the accumulated droplet mass during cough cycles is reduced more when
wearing a face mask (Fig. 14). The reduction is due
to a combination of mask filtration, droplets leaving the computational domain, and
droplet evaporation. To quantify the droplet evaporation, we calculate the mass transfer
through a phase change, m′ (Fig.
15). The computational domain is finite; hence, some droplets escape the
computational box. The accumulated mass comprises respiratory droplets inside the
computational domain. It includes the total droplets expelled from the mouth and nose,
excluding those sticking onto the mask and leaving the computational box or evaporating
(phase change). We present the analysis of different droplet types in Fig. 16. The mask captures a significant number of droplets compared to
those passing through. The slope difference between the blue (“expelled from both mouth
and nose”) and red (“stick to filter”) lines represent the mask efficiency reduction over
cycles. Furthermore, we quantify the uncertainty regarding droplets leaving the
computational domain over ten cycles by plotting their maximum percentage, PL,
compared to the total number expelled from both mouth and nose (Fig. 17). PL exceeds 5% after the fifth cycle and does not
exceed 6.6% at the tenth cycle.
FIG. 14.
Accumulated mass of respiratory droplets over ten cough cycles. Linear fit: with mask
(a = 0.063, b ≈ 1.01) and without mask
(a = 0.24, b ≈ 9.19).
FIG. 15.
Mass transfer due to phase change (evaporation) of respiratory droplets over ten
cough cycles. Linear fit: with mask (a = 0.248, b ≈
0.22) and without mask (a = 0.832, b ≈ 0.33).
FIG. 16.
Analysis of different droplet types over cough cycles.
N and
N appear in Eqs. (6) and (7).
FIG. 17.
Uncertainty quantification: percentage of droplets leaving the computational domain
during cough cycles regarding the total droplets expelled from both the mouth and
nose.
Accumulated mass of respiratory droplets over ten cough cycles. Linear fit: with mask
(a = 0.063, b ≈ 1.01) and without mask
(a = 0.24, b ≈ 9.19).Mass transfer due to phase change (evaporation) of respiratory droplets over ten
cough cycles. Linear fit: with mask (a = 0.248, b ≈
0.22) and without mask (a = 0.832, b ≈ 0.33).Analysis of different droplet types over cough cycles.
N and
N appear in Eqs. (6) and (7).Uncertainty quantification: percentage of droplets leaving the computational domain
during cough cycles regarding the total droplets expelled from both the mouth and
nose.
Penetration criterion
The Liquid Penetration Distance (LPD) is an important parameter that describes the
maximum distance traveled by a saliva liquid droplet made of 95% of its initial mass.
Figure 18 shows that LPD reduces from about 42 cm
to 22.38 cm after the tenth cycle when wearing a face mask. This value is of the same
order of magnitude compared to the experimental data of Hui et al.
FIG. 18.
Liquid Penetration Distance (LPD) evolution over ten cough cycles. Linear fit: with
mask (a = −0.05, b ≈ 22.38) and without mask
(a = 0.47, b ≈ 37). The environment is at ambient
temperature, pressure, and relative humidity of 20 °C, 1 atm, and 50%, respectively.
The mouth temperature is 34 °C and the face skin is 32 °C. The results are plotted
from the end of the first cycle.
Liquid Penetration Distance (LPD) evolution over ten cough cycles. Linear fit: with
mask (a = −0.05, b ≈ 22.38) and without mask
(a = 0.47, b ≈ 37). The environment is at ambient
temperature, pressure, and relative humidity of 20 °C, 1 atm, and 50%, respectively.
The mouth temperature is 34 °C and the face skin is 32 °C. The results are plotted
from the end of the first cycle.For the first time, we introduce an effective dynamic filter efficiency
η that is a function of the number of cycles n of a
coughing incident. It reflects the total number of saliva droplets escaping the face
mask,where PR denotes the mask
penetration ratiowhere
N(n) and
N(n) are the number of
droplets at the start and at the end of the nth cycle, respectively;
η1, in (6),
denotes the initial mask efficiency (≈91%) that depends purely on the filter material
properties applied in the mask layers. The exponent γ is a coefficient
that describes the transient effect of the fluid flow and droplet dynamics altering the
mask efficiency. For the conditions considered in this study, we obtained
γ = −1/25 (Fig. 19). The negative
sign of γ denotes a degradation of the mask efficiency with time. To our
knowledge, mask manufacturers provide only η1, which cannot
describe degradation mask efficiency due to dynamic coughing incidents (Fig. 19).
FIG. 19.
Filter efficiency over ten cough cycles. η1 =
η(n = 1) = 90.4% (R2 =
0.97).
Filter efficiency over ten cough cycles. η1 =
η(n = 1) = 90.4% (R2 =
0.97).
CONCLUSIONS AND RECOMMENDATIONS
We computationally investigated the flow physics of respiratory droplets arising from
coughing around and through a face mask. We considered a mask consisting of air-permeable
filtering material made of porous fibrous layers. The fluid flow and cough dynamics
significantly influence the droplet transmission and, in turn, the overall mask
efficiency:Without wearing a mask, droplets travel to about 70 cm.Wearing a mask, the bulk of droplets will travel about half the distance.However, in both cases, there are still isolated droplets transmitted beyond 70
cm.Mask efficiency is dynamic (not constant). It is reduced during cough cycles. The
fluid dynamics and the interactions between the droplets, the filter, and the face
influence mask efficiency. We show that after ten cough cycles, efficiency can drop
∼8%. The above is a conservative prediction considering that we model a mild cough
incident and ten cough cycles. We should expect more significant efficiency reduction
for severe coughing events, as well as when wearing a mask for a longer period.The dosage and time of exposure to a virus affecting a human are not known and will
vary across subjects. We examined 10% and 32% of droplets, which are smaller than
their corresponding initial size, and found that they reduce in number during cough
cycles when wearing a mask.The diameter of the transmitted droplets is larger across cough cycles when no mask
is worn.The accumulation of droplets in the surrounding environment increases as the cough
continues and is more significant without a mask.With a mask, droplet penetration approximately reaches a mean value. Without a mask,
the rate of the droplet penetration increases with cough cycles and tends to decrease
after several periods.The mask to face fitting is important. Even in the case of a tight fitting scenario,
if there exist some small openings, this can lead to additional leakage of droplets
around the mask, which cannot be ignored. It contributes to an additional reduction in
the mask efficiency with respect to efficiency reduction induced by the cyclic
behavior of the coughing incident.By wearing a mask, it will also provide greater protection to the wearer as it blocks
the droplets expelled from another subject and further decelerates the incoming
jet.The complex droplet interactions and fluid physics lead to interesting phenomena such
as hot spots downstream of the mask and flow recirculation associated with
buoyancy.According to the results of this study, we make the following recommendations:Although masks will reduce droplet transmission, we should not ignore that several
droplets will be transmitted away from the mask. The use of a mask will not provide
complete prevention from airborne droplet transmission. The above is particularly
important for both indoor and outdoor environments. As Dbouk and Drikakis showed, respiratory droplets can be
transmitted to several meters away from the subject due to wind conditions. Therefore,
social distancing remains essential when facing an evolving pandemic.The above recommendation implies that we can protect healthcare workers only if we
equip them with a complete PPE, e.g., a helmet with a built-in air filter, a face
shield together with a disposable suit over the whole ensemble, and a double set of
gloves.The manufacturers and regulatory authorities should consider new criteria for
assessing mask performance to account for the flow physics and cough dynamics. We
provided a simple criterion that takes into account efficiency reduction during a
cyclic coughing incident.Further research is required to advance the understanding of the following:Droplets breakup and coalescence phenomena that induce a liquid film barrier on the
fibrous porous surface of the face mask, e.g., at the pore microstructure scale.Cough dynamics across subjects that experience different medical conditions.Saliva droplet composition effects on cough dynamics and droplet transmission.The effects of a high-filter efficiency offered by more advanced mask designs
relative to breathing comfort.See the supplementary
material for the respiratory droplets and face masks.
DATA AVAILABILITY
The data that support the findings of this study are available from the corresponding
author upon reasonable request.
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