Dahye Kim1, Sangho Koo1,2. 1. Department of Energy Science and Technology, Myongji University, Myongji-Ro 116, Cheoin-Gu, Yongin, Gyeonggi-Do 17058, Korea. 2. Department of Chemistry, Myongji University, Myongji-Ro 116, Cheoin-Gu, Yongin, Gyeonggi-Do 17058, Korea.
Abstract
(+)-Abscisic acid 1 was obtained in a concise total synthesis from ethyl 2,6,6-trimethyl-4-oxocyclohex-2-ene-1-carboxylate (2) with 41% overall yield in seven steps. A hydroxyl group was stereoselectively introduced by Sharpless asymmetric epoxidation; then, the side chain was appended with dimethyl 2-(propan-2-ylidene)malonate (7); subsequently, selective decarboxylation of diacid 8 established the Z-configuration of the conjugated acid 1.
(+)-Abscisic acid 1 was obtained in a concise total synthesis from ethyl 2,6,6-trimethyl-4-oxocyclohex-2-ene-1-carboxylate (2) with 41% overall yield in seven steps. A hydroxyl group was stereoselectively introduced by Sharpless asymmetric epoxidation; then, the side chain was appended with dimethyl 2-(propan-2-ylidene)malonate (7); subsequently, selective decarboxylation of diacid 8 established the Z-configuration of the conjugated acid 1.
Abscisic acid (ABA) 1 is a plant hormone, which downregulates
metabolic pathways to survive various environmental stress factors
such as extreme temperatures, drought, salinity, and similar inconveniences.[1] It induces abscission of leaves, stomatal closure,
bud dormancy, and so forth thereby slowing down plant growth to respond
and adapt to the environmental changes.[2] ABA has also been found in mammals.[3] Even
though anti-inflammatory and antidiabetic effects are reported in
a certain mouse model, its biological role is not well understood.[4] This sesquiterpene is known to be biosynthesized
by fragmentation[5] from oxo-carotenoids
as well as by the general mevalonic acid pathway.[6]Organic chemists issued total syntheses of this highly
functionalized
small molecule since the pioneering work of Cornforth for assembling
the hydroxy-cyclohexenone moiety by sensitized photo-oxidation with
air from a cyclohexadiene precursor.[7] Roberts
demonstrated the first practical synthesis of racemic ABA (total 11%
yield) from α-ionone utilizing allylic oxidation with t-butylchromate, followed by Wittig olefination.[8] The S configuration of (+)-ABA
was synthetically proved by Mori in the synthesis of (+)-dehydrovomifoliol
using optical resolution.[9] Meyers completed
the asymmetric synthesis of (+)-dehydrovomifoliol, the penultimate
precursor of (+)-ABA, by use of the chiral bicyclic lactam prepared
from isophorone and (S)-valinol.[10]The main issues for the total synthesis of (+)-ABA 1 have been (1) stereoselective introduction of the hydroxyl
group
to the cyclohexenone moiety and (2) appendage of the dienic acid chain
to the ring part with establishing the Z-configuration
at the double bond. Table summarized the representative syntheses of ABA reported in
the literature. Chiral (R)-4-hydroxy-2,2,6-trimethylcyclohexan-1-ones[11] or the corresponding diones with a chiral auxiliary[12] were utilized for stereoselective introduction
of the hydroxyl group by nucleophilic addition of the chain parts
(entries 1–5). Fair to good selectivity (33–78% diastereomeric
excess) was reported in these cases. It is worth noting that superb
97% enantiomeric excess was obtained by Sharpless asymmetric epoxidation[13] of the cyclic allylic alcohol (entries 6 and
7).[14]Z-Enyne was extensively
used as a nucleophile to the cyclohexanones since the first report
by Mayer[15] to establish the required Z-configuration of the double bond.[11,12] Reformatsky reaction of 4-bromo-3-methyl-2-butenoic ester followed
by lactonization was effectively utilized for appendage of the required
dienyl acid to the cyclohexanecarbaldehyde.[14b,16]
Table 1
Representative Syntheses of ABA 1 in
the Literature
Diastereomeric
excess (d.e.) in
the generation of the quaternary (S)-OH group.
Enantiomeric excess (e.e.) in the
Sharpless asymmetric epoxidation of the allylic alcohol for the quaternary
(S)-OH group.
Not applicable.
Diastereomeric
excess (d.e.) in
the generation of the quaternary (S)-OH group.Enantiomeric excess (e.e.) in the
Sharpless asymmetric epoxidation of the allylic alcohol for the quaternary
(S)-OH group.Not applicable.Ethyl
2,6,6-trimethyl-4-oxocyclohex-2-ene-1-carboxylate (2),
an essential starting material for the cyclic allylic
alcohol in the Sharpless asymmetric epoxidation (entries 6 and 7),
has been a useful building block for the synthesis of xanthophylls:
rhodoxanthin, zeaxanthin, and violaxanthin.[14a] The first synthesis of 2 appeared in the literature
more than a century ago through condensation of ethyl acetoacetate
and isopropylideneacetoacetate ester 4 under Na in EtOH.[17] This method was evaluated as a long and complicated
procedure by Rubinstein, who claimed a better preparation method of 2 by BF3·OEt2-mediated reaction
of acetoacetic ester with acetone or directly with mesityl oxide in
ca. 40% yields (Scheme ).[18] This reaction was later found to
produce a 4:1 mixture of two isomers 2 and 3,[19] which were very difficult to separate,[20] and the Lewis acid-catalyzed condensation was
not a practical preparation method either.[21]
Scheme 1
Exclusive Formation of Ethyl 2,6,6-Trimethyl-4-oxocyclohex-2-ene-1-carboxylate
(2) under the t-BuOK/t-BuOH Condition
Having developed an
efficient one-pot preparation method of the
Hagemann’s type esters by reaction of ethyl acetoacetate and
various aldehydes under the t-BuOK/t-BuOH condition,[22] we wanted to extend
our approach to the preparation of 2,6,6-trimethyl-4-oxocyclohex-2-ene-1-carboxylate
(2). The reaction of ethyl acetoacetate (2 equiv) and
acetone (1 equiv), however, did not produce 2 under the t-BuOK/t-BuOH condition. On the other hand,
the reaction of ethyl acetoacetate and ethyl isopropylideneacetoacetate 4,[23] prepared by Lewis acid-mediated
condensation between ethyl acetoacetate and acetone, exclusively produced
the desired isophorone-4-carboxylic ester 2 in 86% yield
upon refluxing in t-BuOK/t-BuOH
for 2 days (Scheme ). The reaction proceeded through the sequence of conjugate addition,
aldol, and subsequent lactonization, followed by decarboxylation.[22] No isomeric product 3 was obtained
in this procedure through the symmetrical intermediate from the conjugate
addition. We recently recognized with surprise that this procedure
was suggested by Büchi about 70 years ago[24] and that this reference was never utilized by others (no
citation at all).Equipped with an efficient and exclusive preparation
method of
ethyl 2,6,6-trimethyl-4-oxocyclohex-2-ene-1-carboxylate (2), we challenged the total synthesis of (+)-ABA 1 (Scheme ). We adapted Sharpless
asymmetric epoxidation of the corresponding allylic alcohol 5 for stereoselective introduction of the epoxy group.[14a] Vinylogous aldol condensation[25] of the resulting chiral aldehyde 6 (obtained
after Swern oxidation) with diester 7 and selective decarboxylation
of diacid 8 would be a perfect fit to establish the required Z-configuration of conjugated dienic acid in (+)-ABA 1. Details of the syntheses are herein described.
Scheme 2
Retrosynthetic
Approach to (+)-ABA 1, Highlighting Sharpless
Asymmetric Epoxidation, Vinylogous Aldol Reaction, and Selective Decarboxylation
Results and Discussion
The total
synthesis of ABA commenced from the conversion of ethyl
2,6,6-trimethyl-4-oxocyclohex-2-ene-1-carboxylate (2)
into the corresponding allylic alcohol 5 for asymmetric
Sharpless epoxidation. Protection of ketone in isophorone-4-carboxylic
ester 2 was necessary because of strong acidity of the
hydrogen at carbon number 4, which favorably induced a double-bond
migration to give conjugated ester 9 (Scheme ).[19] Neopentyl glycol was used to secure acetal protection. Because of
steric congestion by the ring substituents, the conversion was not
complete (58% yield) and 33% of starting material 2 was
recovered. Reduction of the ester group to allylic alcohol 5 (96% yield) required heating with LAH at 65 °C for 2.5 h because
of the steric hindrance. The epoxidation of allylic alcohol 5 (83% yield) was first tested by using mono-perphthalic acid,
generated in situ by the reaction of urea–H2O2 and phthalic anhydride in MeCN. Swern oxidation (oxalyl chloride/DMSO,
Et3N) of the racemic epoxy-alcohol (±)-10 provided the corresponding epoxy-aldehyde (±)-6 (94% yield).
Scheme 3
Study on the Vinylogous Diester Condensation with
(Protected) Isophorone-Carbaldehydes
Racemic intermediate 6 in hand, the feasibility of
two downstream steps were checked: (1) introduction of the 4-hydroxyl
group, and (2) appendage of the dienic acid moiety. Dimethyl 2-(propan-2-ylidene)malonate
(7) was selected as the potential dienic acid moiety
as Valla demonstrated it in the isotretinoin synthesis.[26] Deprotection of the acetal function of epoxy-aldehyde
(±)-6 by 1 M HCl simultaneously induced epoxide
opening to give rise of the desired 4-hydroxycyclohexenone 11 (64% yield), which unfortunately did not undergo vinylogous diester
condensation with 7. Instead, 2,6,6-trimethylcyclohexane-1,4-dione
(12) was obtained in 48% yield by decarbonylation and
tautomerization. It is because of the stability of the carbanion at
C-4 from cyclohexenone 11 which does not allow condensation
of the formyl group. On the other hand, condensation of diester 7 with protected epoxy-aldehyde (±)-6 proceeded
very well under the condition using Triton B (benzyltrimethylammonium
hydroxide) in THF. The condensation was accompanied by partial ester
hydrolysis and followed by the hydrolysis of acetal to provide coupled
monoacid (±)-13 (60% yield) and diacid (±)-8 (11% yield).The feasibility tests were performed
successfully; enantioselective
total synthesis of ABA (+)-1 was demonstrated from chiral
epoxy-aldehyde (−)-6 (Scheme ), which was prepared from allylic alcohol 5 by Sharpless asymmetric epoxidation (Ti(Oi-Pr)4, (−)-diethyl tartrate, and t-butyl hydrogen peroxide, 88% yield),[13] followed by Swern oxidation (94% yield). Enantioselectivity of the
Sharpless epoxidation for allylic alcohol 5 was evaluated
by the Eu(hfc)3 chiral shift reagent in the 1H NMR analysis of (S)-11, the hydrolysis
product from (−)-6, in order to maximize the coordination
effect (see the Supporting Information).
It was not possible to observe the other stereoisomer for the Eu-coordinated
(S)-11 even though significant chemical
shifts were notified especially for the vinylic and methylene protons.
(S)-11 was considered enantiomerically
pure within the detection limit of 1H NMR. On the other
hand, racemic-11 which was prepared
by hydrolysis of (±)-6 (Scheme ) clearly showed two isomeric peaks for vinylic
and one of the methylene protons. Accurate determination of the enantiomeric
excess in the Sharpless epoxidation of allylic alcohol 5 was shifted to the final step of the ABA synthesis.
Scheme 4
Vinylogous
Diester Condensation of 7 with (−)-6, Prepared by Sharpless Asymmetric Epoxidation of 5,
and Selective Decarboxylation of (+)-8 to (+)-ABA 1
Appendage of the dienyl diacid
moiety was performed directly by
condensation with diester 7 in the presence of Triton
B in THF, followed by hydrolysis (KOH, MeOH) at 70 °C for 5 h
(64% overall yield). The resulting diacid (+)-8 was heated
in lutidine at 130 °C for 3 h to produce (+)-ABA 1 in 93% yield. Selective decarboxylation and exclusive formation
of the Z-configured dienic acid can be rationalized
by the formation of a lactone intermediate B by base-promoted
intramolecular addition of the carboxylate in syn position in A. The free carboxylic acid in B underwent decarboxylation
to give rise to the Z-dienic acid. Pyridine as the
base also produced Z-dienic acid (+)-1 (63% yield) unlike the previous reports describing the formation
of all-E-retinoic acid under similar conditions,[27] which can be explained by steric congestion
at the sp2-carbon near the ring junction. The enantiomeric
purity of (+)-ABA 1 was then determined to be 94% e.e.
by chiral HPLC analysis (see the Supporting Information), which reflected that of the Sharpless asymmetric epoxidation.
Conclusions
We demonstrated a concise de novo synthesis of (+)-ABA 1 from readily available acetone, ethyl acetoacetate, and dimethyl
malonate, which was initiated from the practical synthesis of ethyl
2,6,6-trimethyl-4-oxocyclohex-2-ene-1-carboxylate (2).
Sharpless asymmetric epoxidation of allylic alcohol 5, vinylogous diester condensation with isopropylidenedimethyl malonate 7, and selective decarboxylation of the resulting diacid (+)-8 were highlighted for the efficient total synthesis of (+)-ABA 1 with 41% overall yield in seven steps from isophorone-4-carboxylic
ester 2.
Experimental Section
General Experimental Section
1H- and 13C NMR spectra were, respectively,
recorded on a 400 MHz and
100 MHz NMR spectrometer in CDCl3 with tetramethylsilane
as an internal reference unless noted otherwise. High-resolution mass
spectroscopy was performed using the magnetic sector analyzer. The
column chromatography was performed by the method of Still with silica
gel 60, 70–230 mesh ASTM using a gradient mixture of EtOAc/hexanes.
Reactions were performed in a well-dried flask under argon atmosphere
unless noted otherwise.
To a stirred mixture of (−)-diethyl d-tartrate (453 mg, 2.20 mmol) and 4 Å molecular sieves
(1.00 g) in CH2Cl2 (40 mL) at −20 °C
under argon atmosphere was added titanium(IV) isopropoxide (500 mg,
1.75 mmol). The mixture was stirred for 10 min, and a solution of
allylic alcohol 5 (2.23 g, 8.77 mmol) in CH2Cl2 (20 mL) was slowly added. Stirring was continued at
−20 °C for 20 min, and a 5.5 M solution of TBHP in decane
(3.2 mL, 17.50 mmol) was added. The mixture was stirred at −20
°C for 4.5 h and filtered. The filtrate was treated with 0.5
M NaOH solution (70 mL), and the reaction mixture was stirred at room
temperature for 8 h. The resulting mixture was extracted with CH2Cl2, washed with H2O, dried over anhydrous
Na2SO4, filtered, and concentrated under reduced
pressure. The crude product was purified by SiO2 flash
column chromatography (eluent 10–20% EtOAc/hexane) to give
the corresponding epoxide (+)-10 (2.08 g, 7.69 mmol)
in 88% yield as clear oil. Specific rotation for (+)-10: [α]D23 +9.2 (c 0.78, MeOH).
To a stirred solution of DMSO (721
g, 9.23 mmol) in CH2Cl2 (30 mL) at −78
°C under argon atmosphere was added oxalyl chloride (0.40 mL,
4.62 mmol). The mixture was stirred at that temperature for 10 min,
and a solution of alcohol (±)-10 (1.04 g, 3.85 mmol)
in CH2Cl2 (10 mL) was added. Stirring for 20
min, the mixture was treated with Et3N (1.6 mL, 11.54 mmol).
The resulting mixture was stirred at −78 °C for 40 min,
slowly warmed to room temperature, and stirring was continued for
1 h. The mixture was then diluted with CH2Cl2, washed with NaHCO3 solution (30 mL), dried over anhydrous
Na2SO4, filtered, and concentrated under reduced
pressure. The crude product (1.14 g, light yellow oil) was purified
by SiO2 flash column chromatography (eluent 7–10%
EtOAc/hexane) to give aldehyde (±)-6 (1.10 g, 4.10
mmol) in 94% yield as clear oil. Data for (±)-6: Rf = 0.52 (1:4 EtOAc/hexane); 1H NMR:
δ 0.86 (s, 3H), 1.04 (s, 3H), 1.09 (s, 3H), 1.32 (s, 3H), 1.44
(s, 3H), 1.45 (d, J = 14.0 Hz, 1H), 1.95 (dd, J = 14.0, 1.2 Hz, 1H), 2.21 (d, J = 16.0
Hz, 1H), 2.27 (dd, J = 16.0, 1.6 Hz, 1H), 3.34–3.40
(m, 2H), 3.54 (d, J = 11.6 Hz, 2H), 9.78 (s, 3H)
ppm; 13C NMR: δ 21.1, 22.3, 22.7, 24.3, 27.2, 29.8,
33.7, 38.2, 41.4, 64.0, 69.6, 70.1, 72.4, 96.3, 200.8 ppm; IR (KBr):
3422, 2960, 2870, 1707, 1662, 1469, 1372, 1317, 1275, 1178, 1096,
1044, 999, 909, 798, 760, 656 cm–1; HRMS (CI): calcd
for C15H25O4, 269.1753; found, 269.1750.
Following the abovementioned
procedure for (±)-6, the reaction of alcohol (+)-10 (1.47 g, 5.44 mmol) and the oxidizing agent prepared from
DMSO (1.02 g, 13.06 mmol) and oxalyl chloride (0.57 mL, 6.52 mmol)
in CH2Cl2 (50 mL) at −78 °C followed
by treatment of Et3N (2.3 mL, 16.32 mmol) produced aldehyde
(−)-6 (1.37 g, 5.12 mmol) in 94% yield as clear
oil. Specific rotation for (−)-6: [α]D25 −24.9
(c 0.35, MeOH).
According to the abovementioned
procedure for 11 (racemic), aldehyde
(−)-6 (244 mg, 0.91 mmol) in THF (10 mL) was hydrolyzed
with 1 M HCl (10 mL) for 20 h to give (S)-11 (121 mg, 0.66 mmol) in 73% yield as a white solid.
Dimethyl 2-(Propan-2-ylidene)malonate
(7)[29]
The mixture
of dimethyl malonate (13.21
g, 0.100 mol), acetic anhydride (13.78 g, 0.135 mol), acetone (8.71
g, 0.150 mol), and ZnCl2 (1.91 g, 0.014 mol) was heated
to 65 °C for 3 d under argon atmosphere and cooled to room temperature.
The mixture was diluted with Et2O, washed with 0.5 M HCl
(50 mL), dried over anhydrous Na2SO4, filtered,
and concentrated under reduced pressure. The crude product (15.80
g) was purified by SiO2 flash column chromatography (eluent
10–20% EtOAc/hexane) to give dimethyl 2-(propan-2-ylidene)malonate
(7) (10.09 g, 0.059 mol) in 59% yield as orange oil.
Data for 7: Rf = 0.48 (1:4
EtOAc/hexane); 1H NMR: δ 2.07 (s, 6H), 3.77 (s, 6H)
ppm; 13C NMR: δ 23.2, 52.0, 124.0, 155.9, 166.1 ppm;
CAS no. 22035-53-6.
2,2,6-Trimethylcyclohexane-1,4-dione (12)[30]
To a stirred solution
of dimethyl 2-(propan-2-ylidene)malonate
(7) (112 mg, 0.65 mmol) and the 1-hydroxy-1-carbaldehyde 11 (99 mg, 0.54 mmol) in MeOH (20 mL) was added 40% methanolic
solution of Triton B (544 mg, 1.30 mmol). The mixture was stirred
at room temperature for 15 h under argon atmosphere, and most of the
solvent was removed under reduced pressure. The crude product was
diluted with CH2Cl2, washed with H2O, dried over anhydrous Na2SO4, filtered, and
concentrated under reduced pressure. The crude product (153 mg, yellow
brown oil) was purified by SiO2 flash column chromatography
(eluent 15–30% EtOAc/hexane) to give 1,4-dione 12 (40 mg, 0.26 mmol) in 48% yield as an off-white solid. Data for 12: Rf = 0.23 (1:4 EtOAc/hexane); 1H NMR: δ 1.12 (s, 3H), 1.15 (d, J =
6.4 Hz, 3H), 1.22 (s, 3H), 2.34 (dd, J = 18.0, 13.2
Hz, 1H), 2.53 (d, J = 15.6 Hz, 1H), 2.76 (dd, J = 18.0, 6.4 Hz, 1H), 2.76 (d, J = 15.6
Hz, 1H), 3.01 (ddq, Jd = 13.2, 6.4 Hz, Jq = 6.4 Hz, 1H) ppm; CAS no. 20547-99-3.
To a stirred solution of dimethyl
2-(propan-2-ylidene)malonate (7) (201 mg, 1.17 mmol)
and chiral epoxy-aldehyde (−)-6 (313 mg, 1.17
mmol) in THF (30 mL) was added 40% methanolic solution of Triton B
(1.08 g, 2.57 mmol). The mixture was stirred at room temperature for
1 d under argon atmosphere, and 2-(propan-2-ylidene)malonate (7) (201 mg, 1.17 mmol) and 40% methanolic solution of Triton
B (1.08 g, 2.57 mmol) were added again. Stirring for one additional
day, the mixture was quenched with H2O and extracted with
EtOAc (discarded). The orange-brown aqueous layer was acidified with
1 M HCl (30 mL), extracted with EtOAc, dried over anhydrous Na2SO4, filtered, and concentrated under reduced pressure
to give the crude coupling product (478 mg) as light brown oil.The abovementioned crude coupling product (478 mg) was dissolved
in MeOH (20 mL), and aqueous solution (1 mL) of KOH (416 mg, 7.41
mmol) was added. The mixture was heated to 70 °C for 5 h and
cooled to room temperature. Most of the solvent was removed under
reduced pressure. The crude product was acidified with 1 M HCl (15
mL), extracted with EtOAc, dried over anhydrous Na2SO4, filtered, and concentrated under reduced pressure. The crude
product was purified by SiO2 flash column chromatography
(eluent 20–50% EtOAc/hexane then MeOH) to give diacid (+)-8 (231 mg, 0.75 mol) in 64% yield as a light brick-colored
solid. Data for (+)-8: Rf = 0.41 (2:3 MeOH/CHCl3); [α]D25 +198.4 (c 0.28,
MeOH); mp >250 °C; 1H NMR (MeOH-d4): δ 1.02 (s, 3H), 1.05 (s, 3H), 1.91 (s, 3H),
2.19 (s, 3H), 2.20 (d, J = 16.8 Hz, 1H), 2.56 (d, J = 16.8 Hz, 1H), 3.34 (s, 1H), 5.91 (s, 1H), 6.37 (d, J = 16.0 Hz, 1H), 7.16 (d, J = 16.0 Hz,
1H) ppm; 13C NMR (MeOH-d4):
δ 16.6, 19.5, 23.6, 24.7, 42.9, 50.6, 80.5, 127.6, 128.5, 130.5,
139.3, 147.6, 166.1, 168.9, 169.2, 200.9 ppm; UV (EtOH, c = 1.85 × 10–4) λ (ε): 221 (8070)
nm; IR (KBr): ν 3422, 2960, 2922, 2855, 1715, 1655, 1439, 1372,
1252, 1133, 1088, 1029, 991, 917, 768, 671 cm–1;
HRMS (EI): calcd for C15H20O4 [M+ (C16H20O6) – CO2], 264.1362; found, 264.1362.
(2Z,4E)-5-((S)-1-Hydroxy-2,6,6-trimethyl-4-oxocyclohex-2-en-1-yl)-3-methylpenta-2,4-dienoic
Acid: ABA (+)-(1)
2,6-Lutidine (40 mL) was added
to diacid (+)-8 (86 mg, 0.28 mmol), and the mixture was
heated to 130 °C for 3 h under argon atmosphere. Most of the
solvent was removed by distillation under reduced pressure, and the
crude product was acidified with 1 M HCl (40 mL), extracted with EtOAc,
dried over anhydrous Na2SO4, filtered, and concentrated
under reduced pressure. The crude product was purified by SiO2 flash column chromatography (eluent 100% CHCl3) to give ABA (+)-1 (68 mg, 0.26 mmol) in 93% yield
as a light brick-colored solid. Specific rotation for (+)-1: [α]D25 +213.4° (c 0.83, MeOH) [literature[31] [α]D23 +278.3° (c 0.21, MeOH)];
mp 168–171 °C (literature[12b] mp 159–161 °C); UV (EtOH, c = 7.09
× 10–5) λ (ε): 258 (11,000) nm;
HRMS (EI): calcd for C15H20O4, 264.1362;
found, 264.1364.
Authors: J Bassaganya-Riera; J Skoneczka; D G J Kingston; A Krishnan; S A Misyak; A J Guri; A Pereira; A B Carter; P Minorsky; R Tumarkin; R Hontecillas Journal: Curr Med Chem Date: 2010 Impact factor: 4.530