Jernej Štukelj1,2, Mikael Agopov2, Jouko Yliruusi2, Clare J Strachan1, Sami Svanbäck1,2. 1. Drug Research Program and Division of Pharmaceutical Chemistry and Technology, University of Helsinki, Viikinkaari 5E, 00790 Helsinki, Finland. 2. The Solubility Company Oy, Viikinkaari 4, 00790 Helsinki, Finland.
Abstract
Salt formation is a well-established method to increase the solubility of ionizable drug candidates. However, possible conversion of salt to its original form of free acid or base-disproportionation-can have a drastic effect on the solubility and consequently the bioavailability of a drug. Therefore, during the salt selection process, the salt dissolution behavior should be well understood. Improved understanding could be achieved by a method that enables simultaneous screening of small sample amounts and detailed dissolution process analysis. Here, we use a machine-vision-based single-particle analysis (SPA) method to successfully determine the pH-solubility profile, intrinsic solubility, common-ion effect, pKa, pHmax, and Ksp values of three model compounds in a fast and low sample consumption (<1 mg) manner. Moreover, the SPA method enables, with a particle-scale resolution, in situ observation of the disproportionation process and its immediate effect on the morphology and solubility of dissolving species. In this study, a potentially higher energy thermodynamic solid-state form of diclofenac free acid and an intriguing conversion to liquid verapamil free base were observed upon disproportionation of the respective salts. As such, the SPA method offers a low sample consumption platform for fast yet elaborate characterization of the salt dissolution behavior.
Salt formation is a well-established method to increase the solubility of ionizable drug candidates. However, possible conversion of salt to its original form of free acid or base-disproportionation-can have a drastic effect on the solubility and consequently the bioavailability of a drug. Therefore, during the salt selection process, the salt dissolution behavior should be well understood. Improved understanding could be achieved by a method that enables simultaneous screening of small sample amounts and detailed dissolution process analysis. Here, we use a machine-vision-based single-particle analysis (SPA) method to successfully determine the pH-solubility profile, intrinsic solubility, common-ion effect, pKa, pHmax, and Ksp values of three model compounds in a fast and low sample consumption (<1 mg) manner. Moreover, the SPA method enables, with a particle-scale resolution, in situ observation of the disproportionation process and its immediate effect on the morphology and solubility of dissolving species. In this study, a potentially higher energy thermodynamic solid-state form of diclofenac free acid and an intriguing conversion to liquid verapamil free base were observed upon disproportionation of the respective salts. As such, the SPA method offers a low sample consumption platform for fast yet elaborate characterization of the salt dissolution behavior.
Salt formation
is a well-established
strategy used to increase the solubility of acidic and basic drugs.[1] The initial interest in salts dates back to studies
on the dissolution rates of diverse salt forms by Nelson in the 1950s.[2] This interest has been growing ever since, especially
in recent decades, with the solubility of new chemical entities sharply
decreasing due to production employing combinatorial chemistry and
high-throughput screening.[3,4] Furthermore, potential
salt form screening for a selected drug candidate is conducted in
a high-throughput manner.[5,6] A rational continuation
of the sequential process would be a high-throughput salt solubility
or dissolution screen. However, such a method that would satisfy the
high-throughput criteria and require only small sample amounts is
currently lacking. Here, we use a novel machine-vision-based method
to rapidly measure the solubility and monitor the dissolution behavior
of three model salt compounds with minimal sample consumption.The aqueous pH-solubility profile of an acidic or basic drug governs
whether a compound can form suitable salt candidates as well as their
resulting properties.[7] A crucial value
is the pHmax, as it determines the solid phase in equilibrium
with a solution at a certain pH. At the pHmax, free acid
or base and the respective salt can coexist. For an acidic compound,
a free acid is the solid at equilibrium below the pHmax, and a salt is formed if the pH is raised, using suitable counterions,
above the pHmax.[8,9] The opposite relationship
exists for basic drugs; a salt is formed below the pHmax, and a free base is in equilibrium with a solution above the pHmax.[10]The equilibrium between
the solid salt, acidic compound in solution,
and concentration of counterions above pHmax is described
by eq .[1,7,9] The equilibrium between the solid
salt, basic compound in solution, and concentration of counterion
below pHmax is described by eq where Ksp denotes
the solubility product and [A]
and [BH] are the concentrations of the
acidic and basic compounds, salt solubility. [X] and [X] are the concentrations
of the counterions. In the absence of excess counterions, the salt
solubility remains unchanged. On the other hand, excess counterions
can have a drastic impact on the solubility of the salts, especially
those with low Ksp values, a phenomenon
known as the common ion effect.[11,12]For a salt of
an acidic compound, if a solubility measurement is
started at a pH below the pHmax, disproportionation will
occur.[13] The result will be a precipitated
free acid, which will eventually determine the solubility measured,
as shown for phenytoin by Serajuddin et al.[14] The opposite scenario unfolds for the salt of a basic drug.[15] If salt disproportionation occurs under gastrointestinal
conditions, the potential enhancement of the dissolution rate and
bioavailability can be lost. Moreover, the disproportionation can
occur as a direct conversion into a thermodynamically stable form
of a respective free acid or base or as a more complex process, where
multiple solid-state forms appear, as observed by Østergaard
et al.[16]Due to all of these parameters
affecting the salt dissolution studies,
interpretation of the results can be complex but nevertheless very
important. Here, using the single-particle analysis (SPA) method,[17−20] we demonstrate a fast and minimal sample approach to study the dissolution
behavior of salts. As the approach enables visual observation of the
dissolution process, additional insight on the particle-level morphology
changes and their immediate effect on solubility is obtained.
Materials
and Methods
Materials
Naproxen free acid (NAP), naproxen sodium
(NAP–Na), and diclofenac sodium (DIC–Na) were acquired
from Sigma-Aldrich (St. Louis, MO, USA). Verapamil hydrochloride (VER–HCl)
was received from Orion Pharma (Espoo, Finland). Diclofenac free acid
(DIC) was prepared by dissolving DIC–Na in a sufficient quantity
of ultrapure water and adding an equimolar amount of HCl while stirring.
After 10 min, the precipitate was filtered and recrystallized from
ethyl acetate.
Shake-Flask (SF) Experiments
A protocol
for a miniaturized
SF experiment was adapted and modified from the work done by Bergström
et al.[21] DIC, DIC–Na, NAP, and NAP–Na
were, in excess of approximately 5 mg, added to either 400 or 600
μL of the selected buffer in Eppendorf tubes. Buffers with pH
values of 2.0, 4.0, 6.0, and 8.0 were prepared according to the United
States Pharmacopeia (USP) (Solutions/Buffer Solutions) (Table S1). For NAP, both phosphate and borate
buffers were used at pH 8.0. The Eppendorf tubes were placed on a
custom-made rotating platform (60 rpm) at room temperature (21.5 ±
1 °C). At 48, 72, and 96 h the rotation was stopped, pHs were
measured, and samples were centrifuged at constant temperature and
21 100g for 15 min prior to sampling of the
supernatant. The supernatants were appropriately diluted and analyzed
with reverse-phase HPLC-UV. After 96 h, the solids were extracted
and analyzed using XRPD. In addition, the pHs of single miniaturized
SF experiments were measured after 24, 48, and 72 h for the USP buffers
with initial pHs of 3.0, 5.0, 7.0, and 9.0 (Table S1).
HPLC Analysis
Drug concentration
in the supernatants
was determined using an Agilent High Performance Liquid Chromatography
(HPLC) 1260 system (Agilent Technologies, Germany) coupled with a
Phenomenex Gemini NX-C18, 3 μm, 100 × 4.6 mm column (Phenomenex,
Torrace, CA). The temperature of the column was set to 30 °C.
The mobile phase was 0.2% H3PO4:acetonitrile
(40:60, v:v for DIC and 50:50, v:v for NAP) with a flow rate of 1
mL/min. The injection volume was 20 μL, and detection was performed
at 276 nm for DIC and 254 nm for NAP. Standard solutions of DIC and
NAP were prepared in 0.2% H3PO4:acetonitrile
(50:50, v:v) and analyzed with HPLC-UV to construct the calibration
curve. Calibration samples were prepared in triplicate with 0.1, 1,
10, 50, 100, and 250 μg/mL (R2 >
0.999).
Differential Scanning Calorimetry (DSC)
DSC measurements
were conducted to determine the purity and the solid-state form of
the initial samples. A DSC823e (Mettler-Toledo, Greifensee, Switzerland)
equipped with a cooling system (Julabo FT 900, Seelbach, Germany)
was used. Nitrogen with a flow rate of 50 mL/min was used as the purge
gas.Samples of 2–5 mg were packed into standard aluminum
crucibles (40 μL) with pierced lids. The samples were equilibrated
at 25 °C for 3 min and then linearly heated with a heating rate
of 10 °C/min. Measurements of the five initial compounds were
performed in triplicate. Thermal events were analyzed using STARe
software (Mettler-Toledo, Greifensee, Switzerland).
X-ray Powder
Diffraction (XRPD)
To determine the solid-state
form of the initial samples, XRPD diffractograms were recorded with
an Aeris diffractometer (Malvern Panalytical B.V., Almelo, The Netherlands)
using Cu Kα radiation (λ = 1.540598 Å) and a divergence
slit of 0.76 mm. Samples were placed on a low-scatter-background holder
and measured with a step size of 0.0108664° at 40 kV and 8.0
mA from 5° to 35° (2θ). Measurements were performed
in triplicate with independent samples. Additional measurements using
XRPD were performed for the remaining solids after the 96 h miniaturized
SF experiments.
SPA Measurements
The SPA measurements
were carried
out as already previously described by Svanbäck et al. and
Štukelj et al.[17,19,20] Briefly, the two main components of the SPA method are the flow-through
setup and the analysis software. The flow-through setup enables trapping
and machine-vision tracking of drug particles under steady flow–sink–conditions.
The average measurement time is 5 min. The captured images are then
analyzed using custom-made software, which is capable of semiautomatic
particle recognition and tracking of the individual particle morphology
throughout the measurement. The decrease in size, under sink conditions,
according to Noyes and Whitney, is directly proportional to the equilibrium
solubility of the compound. In this way, the solubility data from
the images is extracted. Depending on the number of particles, the
reported solubility values are an average of up to several hundred
individual particles. For in-depth description and visuals, readers
are directed to the three original papers cited above.
Results
and Discussion
Characterization of the Solid-State Forms
The results
of the initial solid-state characterization of the five compounds
used in this study are presented in Figure .
Figure 1
XRPD diffractograms (a) and DSC thermograms
(b) of the studied
compounds. Onsets of melting temperature are listed next to the respective
melting peaks.
XRPD diffractograms (a) and DSC thermograms
(b) of the studied
compounds. Onsets of melting temperature are listed next to the respective
melting peaks.The experimental XRPD diffractograms
of VER–HCl, NAP, and
DIC match the predicted diffractograms from the Cambridge Structural
Database (CSD), CURHOM, COYRUD, and SIKLIH, respectively. NAP–Na
corresponds to the ASUBL CSD entry for the anhydrous salt form. There
is no CSD entry for the anhydrous form of DIC–Na, but the obtained
XRPD diffractogram coincides with the experimental diffractogram of
the anhydrous salt reported by A. Llinàs et al.[22] Moreover, the anhydrous nature of the samples
is confirmed by the absence of an endothermic dehydration event in
all of the thermograms except for NAP–Na; the endothermic event
with an onset at 55.8 ± 0.2 °C is associated with moisture
in the sample (0.34 ± 0.02%, calculated based on the heat of
evaporation of water 2400 J/g).[23] The onset
temperatures of melting, seen in Figure b, are in good agreement with previously
reported values of the thermodynamically stable forms.[24−29]
SF pH-Solubility Profile of NAP and NAP–Na
The
solubility profiles of NAP and the respective sodium salt (Figure a) were obtained
with the miniaturized SF method. Importantly, the pH of the buffers
was not adjusted during the experiment. Consequently, a pH shift occurred
upon dissolution of the solid material, and the data was plotted accordingly.
The pH shift was most pronounced, upon addition of NAP–Na,
for the buffer with an initial pH of 2.0. This can be explained by
the buffer capacity originating solely from the low pH (Supporting Information S2).
Figure 2
(a) pH-solubility profiles
of NAP and NAP–Na obtained with
the SPA and the SF methods. Two values for NAP–Na SPA solubility
at pH 6.0 correspond to the solubilities measured before (higher)
and after (lower) disproportionation. Two values for NAP SPA solubility
at pH 8.0 correspond to solubilities measured in borate (lower) and
phosphate (higher) USP buffer. Dashed line represents the theoretical
solubility profile based on the Henderson–Hasselbalch equation.
Dotted lines are fitted linearly (i) to the SPA NAP–Na solubility
values to estimate the pHmax and (ii) to the SPA NAP solubility
values to estimate the pKa. (b) pH-solubility
profile of NAP obtained with the SPA method and corrected for the
surface pH change due to the self-buffering effect. Dashed line represents
the theoretical solubility profile based on the Henderson–Hasselbalch
equation. Dotted lines are fitted linearly to the SPA pH-corrected
values to estimate the pKa and also horizontally
to the SF values of NAP–Na above pH 8 to estimate the pHmax. S0 is the intrinsic solubility.
(a) pH-solubility profiles
of NAP and NAP–Na obtained with
the SPA and the SF methods. Two values for NAP–Na SPA solubility
at pH 6.0 correspond to the solubilities measured before (higher)
and after (lower) disproportionation. Two values for NAP SPA solubility
at pH 8.0 correspond to solubilities measured in borate (lower) and
phosphate (higher) USP buffer. Dashed line represents the theoretical
solubility profile based on the Henderson–Hasselbalch equation.
Dotted lines are fitted linearly (i) to the SPA NAP–Na solubility
values to estimate the pHmax and (ii) to the SPA NAP solubility
values to estimate the pKa. (b) pH-solubility
profile of NAP obtained with the SPA method and corrected for the
surface pH change due to the self-buffering effect. Dashed line represents
the theoretical solubility profile based on the Henderson–Hasselbalch
equation. Dotted lines are fitted linearly to the SPA pH-corrected
values to estimate the pKa and also horizontally
to the SF values of NAP–Na above pH 8 to estimate the pHmax. S0 is the intrinsic solubility.When the starting material was NAP, the same form
remained throughout
the experiment (Figure ). In contrast, when the starting material was NAP–Na, a solid-state
change occurred. At the initial pHs of 2.0, 4.0, and 6.0, the salt
converted into a free acid (Figure ). At pH 8.0, both in borate and in phosphate buffer,
the anhydrous salt converted into its hydrate form. On the basis of
the solid-state landscape of NAP–Na hydrates,[30] one could assume that formation of NAP–Na tetrahydrate
took place. However, XRPD diffractograms of NAP–Na at pH 8.0
(Figure ) did not
exactly match any of the diffractograms of NAP–Na hydrates
(monohydrate, two dihydrate polymorphs, and tetrahydrate) reported
by Raijada et al.[30] Thus, it is most likely
that multiple hydrate forms were present or possibly an unreported
form. Intriguingly, the samples with an initial pH of 6.0, which shifted
to pH 7.7 during the experiment, and those with an initial pH of 8.0
had similar solubility values despite being in different solid-state
forms at equilibrium (Figures a and 3). This indicates the proximity
of a pHmax; below the pHmax, the solid in equilibrium
is free acid, and above the pHmax, the solid in equilibrium
is salt.
Figure 3
XRPD diffractograms of the starting materials (NAP and NAP–Na)
and samples at the end of the SF experiments started with NAP (red)
and NAP–Na (blue). On the right side, pH shifts that occurred
during the respective SF measurement are listed. (*) Phosphate USP
buffer.
XRPD diffractograms of the starting materials (NAP and NAP–Na)
and samples at the end of the SF experiments started with NAP (red)
and NAP–Na (blue). On the right side, pH shifts that occurred
during the respective SF measurement are listed. (*) Phosphate USP
buffer.
SPA pH-Solubility Profile
of NAP
In Figure a, it can be seen that the
SPA solubility values for NAP correlate well with the SF values and
also with the theoretically predicted values based on the Henderson–Hasselbalch
equation.[9,31] However, a deviation can be seen for the
three values at pH 8 and above. The values deviate because they are
plotted against the pH of the initial buffer and not against the pH
on the solid–liquid interface at which dissolution actually
takes place, i.e., the microenvironmental pH.[32] According to the diffusion layer theory, a layer of saturated solution
surrounds a dissolving particle.[33] Therefore,
one can assume that the microenvironmental pH shift in the layer of
saturated solution around the particle is the same as the pH shift
of the saturated solution at the end of the SF experiment. When the
SPA solubility values are plotted against the pH values measured at
the end of the respective SF experiments, a better correlation is
achieved (Figure b).
The effect of microenvironmental pH on the solubility determined with
the SPA method is best seen for the two solubility values of NAP at
pH 8; at this pH, borate USP buffer has a buffer capacity approximately
2-fold lower than that of phosphate USP buffer (Table S1 and Figure S1). Thus,
the measured solubility in borate buffer was lower as the microenvironmental
pH shift was more pronounced. However, when both solubility values
are plotted against the pH at the end of the respective SF experiments,
they follow the theoretically predicted pH-solubility profile. The
observed pH shifts are also supported by calculations presented in
the Supporting Information S2 and Table S1. Nonetheless, when estimating the pKa values based on the two pH profiles, very
similar values of 4.15 (Figure a) and 4.18 (Figure b) are obtained (Table ). This is because the pH shift is less pronounced at pH
values up to 7.0, which were used for estimating the pKa in Figure a. For comparison, previously reported pKa and intrinsic solubility values for NAP are listed in Table .
Table 1
Intrinsic
Solubility (S0), pKa, and pHmax Values Obtained in This Study Compared
with Those in the Literature
(lit.)
In the SPA
pH-solubility profile of NAP–Na (Figure a), two regions can be identified: the flat
region above pH 6.0 where the actual solubility of the salt is measured
and the region below pH 6.0 where, after disproportionation occurs,
the solubility of NAP is measured. The process of disproportionation
as observed during the SPA measurement is shown in Figure ; at pH 3.0, instant dissolution
of the initial particles is followed by the appearance of needle-shaped
particles, which continue to grow for a couple of seconds and then
start to dissolve. Formation of needle-shaped particles was confirmed
with SEM (Supporting Information S2 and Figure S2). The solubility measured upon disproportionation
of NAP–Na is in agreement with the solubility of NAP. Therefore,
one can conclude that disproportionation into the thermodynamically
stable solid-state form took place. However, in the study performed
by Østergaard et al., formation of multiple solid-state forms
upon disproportionation was observed.[16] Upon monitoring the dissolution of a compact of NAP–Na in
0.1 M HCl (pH 1.0) inside a dissolution cell with UV-imaging and
Raman spectroscopy, they observed that the NAP–Na rapidly converted
into three different intermediate solid-state forms followed by the
slower appearance (20 min) of the thermodynamically stable NAP. It
must be noted that in one of the experiments at pH 2.0 we observed
a higher solubility value of 1.3 ± 0.6 mM (−2.9 in log
units) upon disproportionation into smaller grain-like particles (Figure S3). However, upon multiple repetitions
of the experiment, disproportionation into needle-shaped particles
predominated, and therefore data from these latter experiments are
plotted in Figure a. This behavior underscores the complex process of NAP–Na
disproportionation as described by Østergaard et al.[16]
Figure 4
In situ disproportionation as observed during the SPA
experiments
of NAP–Na at pH 3.0. Initial dissolution followed by appearance
and growth of needle-shaped particles.
In situ disproportionation as observed during the SPA
experiments
of NAP–Na at pH 3.0. Initial dissolution followed by appearance
and growth of needle-shaped particles.In general, the pH-solubility profile of an acidic compound is
described with two curves: one where the free acid is the solid phase
at equilibrium, and the second where the salt is the solid phase at
equilibrium.[1] At the thermodynamic equilibrium,
in certain conditions, the most stable solid-state forms of either
free acid or salt (or both at pHmax) are present. Therefore,
it is vital to consider the solid-state form of the dissolving solid
when interpreting the SPA pH-solubility profile. NAP–Na disproportionated
into the thermodynamically stable form of NAP in the pH range from
2 to 6. Disproportionation was also confirmed with FT-IR spectral
analysis of the solid-state change in the SPA experiment conducted
at pH 2 and 3, Supporting Information S3 and Figure S4. Moreover, the solubilities
closely matched the SF and SPA values of NAP. However, for the salt
region, above pH 6, such an absolute conclusion cannot be made. The
SPA measurement was conducted with the anhydrous NAP–Na. This
explains the 11-fold higher solubility when compared to the SF values
for the in situ formed NAP–Na hydrate (Figures a and 3). Thus, the
intersect of the two regions in Figure a results in an apparent pHmax´ value
of 7.97 (Table ).
On the other hand, the pHmax can also be determined by
linearly extrapolating the pH-corrected SPA values of NAP to the SF-determined
solubility of NAP–Na as shown in Figure b. In this case, the value of 7.30 is obtained.
On the basis of the solubility of the salt above pHmax′
measured with the SPA, an apparent solubility product of the saltKsp′ can be calculated using eq , where [A–] is the salt solubility of NAP and [X+] is the counterion
(Na+) concentration.[1] In the
absence of excess counterion, [A–] equals [X+] and a Ksp′ of 53.4 mol2/L2 is obtained for NAP–Na.
SF pH-Solubility
Profile of DIC and DIC–Na
The
solubility profiles of DIC and DIC–Na obtained with the miniaturized
SF method are shown in Figure a. The pH of the buffers was not adjusted during the experiment.
Consequently, a pH shift occurred upon dissolution of the solid material,
and the data was plotted accordingly. When the starting material was
DIC, it remained in the same form throughout the experiment (Figure ). On the contrary,
when the starting material was DIC–Na, a solid-state change
occurred. At initial pH values of 2.0 and 4.0 the salt converted
into a free acid form as shown in Figure . At initial pH values of 6.0 and 8.0, the
anhydrous salt converted into its hydrate form. Previous studies suggest
formation of DIC–Na tetrahydrate in an aqueous environment.[35,36,34,35] However, there is currently no CCD entry for the DIC–Na tetrahydrate,
so the theoretical diffractogram for comparison could not be plotted.
Nevertheless, the XRPD diffractogram obtained in this study (key peak
positions 13.4, 17.9, 22.5, and 36.4) coincided closely with the XRPD
pattern of DIC–Na tetrahydrate (DSH1) reported by M. Bartolomei
et al.[36] Intriguingly, the sample with
an initial pH of 2.0, which shifted to 7.9 during the experiment,
had a similar solubility as the two samples with initial pH values
of 6.0 and 8.0, despite being in different solid-state forms at equilibrium
(Figures a and 6). This indicates the proximity of the pHmax; below the pHmax, the solid in equilibrium is free acid,
and above the pHmax, the solid in equilibrium is a salt.[1]
Figure 5
(a) pH-solubility profile of DIC and DIC–Na obtained
with
the SPA and SF methods. Dashed line represents the theoretical solubility
profile based on the Henderson–Hasselbalch equation. Dotted
lines are fitted linearly (i) to the SPA DIC–Na solubility
values to estimate the pHmax and (ii) to the SPA DIC solubility
values to estimate the pKa. (b) pH-solubility
profile of DIC obtained with the SPA method corrected for the surface
pH change due to the self-buffering effect. Dashed line represents
the theoretical solubility profile based on the Henderson–Hasselbalch
equation. Dotted lines are fitted linearly to the SPA pH-corrected
values to estimate the pKa and also horizontally
to the two SF values of DIC–Na that converted into hydrate
form to estimate the pHmax. S0 is the intrinsic solubility.
Figure 6
XRPD diffractograms
of the starting material (DIC and DIC–Na).
XRPD diffractograms at the end of the SF experiments started with
the DIC (red) and the DIC–Na (blue). On the right, pH shifts
that occurred during the respective SF measurements are listed.
(a) pH-solubility profile of DIC and DIC–Na obtained
with
the SPA and SF methods. Dashed line represents the theoretical solubility
profile based on the Henderson–Hasselbalch equation. Dotted
lines are fitted linearly (i) to the SPA DIC–Na solubility
values to estimate the pHmax and (ii) to the SPA DIC solubility
values to estimate the pKa. (b) pH-solubility
profile of DIC obtained with the SPA method corrected for the surface
pH change due to the self-buffering effect. Dashed line represents
the theoretical solubility profile based on the Henderson–Hasselbalch
equation. Dotted lines are fitted linearly to the SPA pH-corrected
values to estimate the pKa and also horizontally
to the two SF values of DIC–Na that converted into hydrate
form to estimate the pHmax. S0 is the intrinsic solubility.XRPD diffractograms
of the starting material (DIC and DIC–Na).
XRPD diffractograms at the end of the SF experiments started with
the DIC (red) and the DIC–Na (blue). On the right, pH shifts
that occurred during the respective SF measurements are listed.
SPA pH-Solubility Profile of DIC
The SPA solubility
values for DIC correlate well with the SF values and also with the
theoretically predicted values based on the Henderson–Hasselbalch
equation (Figure a).[9,31] However, an increasing deviation from the theoretical line can be
seen with the increasing pH. Similarly as with the NAP, the values
deviate because they are plotted against the pH of the initial buffer
and not against the pH on the liquid–solid interface at which
dissolution actually takes place. If the SPA solubility values are
corrected with the pH values measured at the end of the respective
SF experiments, a shift to the left can be observed (Figure b). Observed pH shifts are
also supported by calculations presented in Supporting Information S2 and Table S1. When
estimating the pKa values based on the
two pH-solubility profiles, the values of 4.26 (Figure a) and 4.61 (Figure b) were obtained. For comparison, previously
reported pKa and intrinsic solubility
values for DIC are listed in Table .Despite having similar pKa values, the microenvironmental pH shift during the dissolution
of DIC was less pronounced than the microenvironmental pH shift during
the dissolution of NAP. This is the consequence of the lower intrinsic
solubility of DIC as described by K. Mooney et al.; the self-buffering
capacity increases with increasing solubility of the unionized species
of the drug.[37]
SPA pH-Solubility Profile
of DIC–Na
The SPA
pH-solubility profile of DIC–Na (Figure a) resembles the elevated pH-solubility profile
of DIC. Again, two regions can be identified: the flat region roughly
above pH 8 where the solubility of the salt is measured and the region
below pH 8. In the region below pH 8, the disproportionation was observed
during the SPA experiments up to pH 5.0 (Figure ). For the measurements conducted at pH 6.0
and 7.0 the disproportionation most likely also occurred as indicated
by the shape of the pH-solubility profile, though it was not visually
detected due to its subtle nature and the fast dissolution of particles.
Figure 7
In situ
disproportionation as observed during the SPA experiments
of DIC–Na at pH 2.0. Disintegration/dissolution of initial
particles resulted in formation of a supersaturated area followed
by the appearance of particles with different morphology.
In situ
disproportionation as observed during the SPA experiments
of DIC–Na at pH 2.0. Disintegration/dissolution of initial
particles resulted in formation of a supersaturated area followed
by the appearance of particles with different morphology.Intriguingly, unlike with NAP–Na, DIC–Na exhibited
higher solubility upon disproportionation when compared to the respective
solubilities of DIC. Confirmation of disproportionation was achieved
by measuring the FT-IR spectrum upon observation of the solid-state
change in the SPA experiments conducted at pH 2 and 3, Supporting Information S3 and Figure S5. This kind of behavior for DIC–Na was, at
least to our knowledge, not yet reported in the literature. Higher
solubility could be the result of in situ formation of a metastable
polymorph or amorphous solid of DIC. Thus, if measured for a sufficient
period of time, as in a SF experiment, the solubility would decrease
to that of a thermodynamically stable form of DIC.For the salt
region, as with the NAP–Na, the SPA measurement
was started with anhydrous DIC–Na, which resulted in higher
solubility values when compared to the respective SF values. As shown
by the XRPD of the remaining SF solids in Figure and based on the literature data discussed
above, DIC–Na anhydrate converged during the SF experiment
started at pH 6 and 8 into its tetrahydrate form.[36] There are several more hydrate forms of DIC–Na reported
in the literature.[22,36,40] On the basis of these reports and on the results obtained in this
study, the higher solubility of DIC–Na in the salt region measured
with the SPA when compared to the SF values can be explained in two
ways. The actual solubility of the anhydrous form was measured or,
less likely, in the time span of the SPA experiment, the conversion
to another thermodynamically unstable hydrate form occurred. Thus,
as thermodynamically stable forms of free acid and hydrate salt were
not measured in the SPA experiments, when starting with DIC–Na,
the intersect of the two regions, Figure a, results in an apparent pHmax′ value of 7.35 (Table ). On the other hand, the actual pHmax can also
be determined by linearly extrapolating the pH-corrected SPA values
of DIC to the SF-determined solubility of DIC–Na as shown in Figure b. In this case,
the value of 7.98 is obtained. On the basis of the solubility of the
salt above pHmax′ measured with the SPA, an apparent
solubility product of the saltKsp′
was calculated using eq , and a value of 0.50 mol2/L2 was obtained
for DIC–Na.
SPA pH-Solubility Profile of VER–HCl
A pH-solubility
profile of VER–HCl as obtained with the SPA method (Figure ) is in good agreement
with the data reported by Surakitbanham et al.[41] A SF experiment for VER–HCl was not conducted in
this study due to the liquid solid state of verapamil free base (VER)
at room temperature. This might also be the reason for the lack of
solid-state characterization of the precipitate in the SF experiments
conducted by Surakitbanham et al.[41] Nevertheless,
the liquid state of the VER resulted in intriguing phenomena observed
during the SPA experiments.
Figure 8
pH-solubility profile of VER–HCl as obtained
with the SPA
method and the solubility of dexverapamil as reported by Surakitbanham
et al.[41] Dashed line represents the theoretical
solubility profile based on the Henderson–Hasselbalch equation,
pKa = 8.9, and S0 = 6.6 × 10–5 mol/L.[41]
pH-solubility profile of VER–HCl as obtained
with the SPA
method and the solubility of dexverapamil as reported by Surakitbanham
et al.[41] Dashed line represents the theoretical
solubility profile based on the Henderson–Hasselbalch equation,
pKa = 8.9, and S0 = 6.6 × 10–5 mol/L.[41]In Figure a, the
dissolution during the SPA experiment of VER–HCl at pH 7 can
be seen. During the dissolution, the particles seem to behave as they
would suddenly swell and then burst in the process. This is most likely
the result of salt disproportionation forming a liquid VER. The solubility
was measured before bursting of the individual particles occurred.
However, the disproportionation on the particle surface probably occurred
prior to bursting, resulting in formation of a liquid free base layer
surrounding the particle and hence the good agreement with the SF
result obtained by Surakitbanham et al.[41]
Figure 9
Change
of sample morphology—in situ disproportionation—during
the SPA experiments. (a) VER–HCl at pH 7.0. During dissolution,
particles suddenly swell and then burst due to disproportionation
into the liquid VER. (b) VER–HCl at pH 9.0. Throughout the
dissolution process, particles merge into bigger rounded entities.
Inside of these entities a void resembling a bubble is formed.
Change
of sample morphology—in situ disproportionation—during
the SPA experiments. (a) VER–HCl at pH 7.0. During dissolution,
particles suddenly swell and then burst due to disproportionation
into the liquid VER. (b) VER–HCl at pH 9.0. Throughout the
dissolution process, particles merge into bigger rounded entities.
Inside of these entities a void resembling a bubble is formed.In Figure b, the
dissolution, during the SPA experiment, of VER–HCl at pH 9
can be seen. In this case, the particles behave differently when compared
to their dissolution at pH 7. The process of solid-state change, which
can be visually observed, is slower, taking several minutes compared
to several seconds (Figure a and 9b). Particles merge forming
bigger and rounder entities inside of which eventually a void, resembling
a bubble, is formed. This behavior is consistent with formation of
the liquid free base. Solubility values were extracted from roughly
the first 50 s of the image data, before extensive changes were observed.
Again, the solubility value matches that reported by Surakitbanham
et al.,[41] indicating dissolution limited
by the VER.At pH 6 in Figure , a positive deviation from the theoretical curve can
be seen. The
theoretical curve was constructed based on the Henderson–Hasselbalch
equation with values of pKa = 8.9 and S0 = 6.6 × 10–5 mol/L
adopted from Surakitbanham et al.[41] The
researchers in that study explain the positive deviation from the
theoretical curve with formation of VER dimers. The fact that a positive
deviation is also seen in the SPA experiments indicates the rapid
formation of dimers in the unstirred layer surrounding the particles.In the region below pH 5, no visual solid-state change was observed.
Thus, one can assume the solubility of the hydrochloride salt was
measured and that the pHmax of the respective salt is between
pH 5 and pH 6. The solubility measured in this region was lower than
that at pH 6 due to a substantial common-ion effect as also seen with
other basic drugs.[11,42] The solubility at pH 2 was then
significantly higher, which is inconsistent with the common-ion effect,
but most likely occurred due to the pH-limited buffer capacity of
the HCl USP buffer used at pH 2 when compared to the phthalate USP
buffers used at pH 3, 4, and 5 (Supporting Information S2 and Figure S1).
Conclusions
In this study, we demonstrated the use of the SPA method for understanding
the dissolution behavior of salt compounds. NAP–Na, DIC–Na,
and VER–HCl were used as model salt compounds. In total, less
than 1 mg of each compound was used for all of the SPA measurements.
In contrast, the corresponding analyses conducted with miniaturized
SF experiments require from 100 mg up to 10 g of compound, depending
on the solubility. As the amount of sample needed for the SPA experiment
is so small, possible total dissolution during the course of the measurement
can prevent subsequent offline solid-state characterization. However,
this study demonstrates that visually detectable solid-state changes
may still provide crucial information for the interpretation of the
measured solubility.On the basis of the obtained pH-solubility
profiles, intrinsic
solubility, pKa, pHmax, and
Ksp values were determined. Moreover, a transient higher
solubility of DIC–Na and intriguing behavior of VER–HCl
upon disproportionation were observed. The importance of the sample
solid-state and the possible microenvironmental pH shift was addressed
in the context of the SPA measurements. Finally, the study has demonstrated
that the SPA method is a powerful tool as it enables visual in situ
observation of the salt disproportionation process on the particle
level and its direct impact on the solubility of a potential salt
candidate. As such, the method has much potential as a low sample
consumption platform enabling elaborate characterization of the salt
dissolution behavior.
Authors: Hemant N Joshi; Ravindra W Tejwani; Martha Davidovich; Vaishali P Sahasrabudhe; Mohammed Jemal; Mohinder S Bathala; Sailesh A Varia; Abu T M Serajuddin Journal: Int J Pharm Date: 2004-01-09 Impact factor: 5.875
Authors: Parisa Shiri; Veronica Lai; Tara Zepel; Daniel Griffin; Jonathan Reifman; Sean Clark; Shad Grunert; Lars P E Yunker; Sebastian Steiner; Henry Situ; Fan Yang; Paloma L Prieto; Jason E Hein Journal: iScience Date: 2021-02-12