Muqdad Alhijjaj1,2, Peter Belton3, Laszlo Fabian1, Mike Reading4, Sheng Qi1. 1. School of Pharmacy, University of East Anglia, Norwich NR4 7TJ, Norfolk, U.K. 2. Department of Pharmaceutics, College of Pharmacy, University of Basrah, Basrah 61004, Iraq. 3. School of Chemistry, University of East Anglia, Norwich NR4 7TJ, Norfolk, U.K. 4. Cyversa, Norwich NR7 0HB, U.K.
Abstract
For the pharmaceutical industry, the preformulation screening of the compatibility of drug and polymeric excipients can often be time-consuming because of the use of trial-and-error approaches. This is also the case for selecting highly effective polymeric excipients for forming molecular dispersions in order to improve the dissolution and subsequent bio-availability of a poorly soluble drug. Previously, we developed a new thermal imaging-based rapid screening method, thermal analysis by structure characterization (TASC), which can rapidly detect the melting point depression of a crystalline drug in the presence of a polymeric material. In this study, we used melting point depression as an indicator of drug solubility in a polymer and further explored the potential of using the TASC method to rapidly screen and identify polymers in which a drug is likely to have high solubility. Here, we used a data bank of 5 model drugs and 10 different pharmaceutical grade polymers to validate the screening potential of TASC. The data indicated that TASC could provide significant improvement in the screening speed and reduce the materials used without compromising the sensitivity of detection. It should be highlighted that the current method is a screening method rather than a method that provides absolute measurement of the degree of solubility of a drug in a polymer. The results of this study confirmed that the TASC results of each drug-polymer pair could be used in data matrices to indicate the presence of significant interaction and solubility of the drug in the polymer. This forms the foundation for automating the screening process using artificial intelligence.
For the pharmaceutical industry, the preformulation screening of the compatibility of drug and polymeric excipients can often be time-consuming because of the use of trial-and-error approaches. This is also the case for selecting highly effective polymeric excipients for forming molecular dispersions in order to improve the dissolution and subsequent bio-availability of a poorly soluble drug. Previously, we developed a new thermal imaging-based rapid screening method, thermal analysis by structure characterization (TASC), which can rapidly detect the melting point depression of a crystalline drug in the presence of a polymeric material. In this study, we used melting point depression as an indicator of drug solubility in a polymer and further explored the potential of using the TASC method to rapidly screen and identify polymers in which a drug is likely to have high solubility. Here, we used a data bank of 5 model drugs and 10 different pharmaceutical grade polymers to validate the screening potential of TASC. The data indicated that TASC could provide significant improvement in the screening speed and reduce the materials used without compromising the sensitivity of detection. It should be highlighted that the current method is a screening method rather than a method that provides absolute measurement of the degree of solubility of a drug in a polymer. The results of this study confirmed that the TASC results of each drug-polymer pair could be used in data matrices to indicate the presence of significant interaction and solubility of the drug in the polymer. This forms the foundation for automating the screening process using artificial intelligence.
Polymers
have been widely used in pharmaceutical solid dosage forms as functional
excipients to create matrices in which the drug can be molecularly
dispersed.[1−3] Such solid dispersions have been widely studied for
oral dosage forms and can significantly alter the release rate of
the drug in comparison to the crystal form of the drug.[4−6] When a molecular dispersion is formed, if the polymer is highly
soluble in the gut fluid, the formation of the drug–polymer
dispersion will enhance the dissolution of the drug that is molecularly
dispersed in the polymer.[7] If the polymer
is poorly soluble, the drug release will be retarded and can be used
to control the release rate of the drug.[8] In order to allow the drug to form a molecular dispersion with the
polymer, the drug needs to be soluble in the polymer and form a kinetically
stable supersaturated solution in the polymer, or to form a thermodynamically
stable solution in which the drug is available at therapeutically
useful levels.[9] In much of the pharmaceutical
literature, these conditions have been loosely termed “drug–polymer
miscibility” and often used interchangeably with “drug–polymer
solubility”.[10,11] Therefore, it is highly useful
in the pharmaceutical industry when developing such drug–polymer-based
products to first know whether the drug is soluble in the polymer
and can form stable miscible products.In the true thermodynamic
terms, formation of true solutions requires a negative change in the
free energy of mixing, ΔGmix. Most of the pharmaceutical
polymers and low molecular weight drug combinations have limited solubility
ranges. A range of theoretical and experimental methods has been reported
for measuring this.[10,12,13] Examples of such measurement include using the solubility parameter
to estimate the favorable interaction of drugs and polymers,[14,15] using melting point depression and the subsequent calculation based
on the extended Flory–Huggins theory to determine drug solubility
in the polymer,[12,16,17] using thermal analysis such as differential scanning calorimetry
(DSC) to measure the recrystallization and dissolution end point of
a preprepared supersaturated solid dispersion.[18,19] However, the experimental procedures are highly time-consuming and
all rely on theoretical models of uncertain accuracy to predict miscibility
and solubility.[20] Here, we report on the
use of thermal analysis by structure characterization (TASC) to rapidly
obtain data that are indicative of drug–polymer solubility.
TASC is a microscopy-based method and is performed by analyzing the
feature changes of the crystalline drug particle as it is heated in
a linear fashion and melted on a thin layer of the polymer of interest.[21] The speed of the detection of the key measure
of the drug–polymer interaction (melting point depression)
using TASC is 20–40 times faster than the conventional DSC
method without loss of the sensitivity of detection.[22] Each TASC run only required 1/1000th of the quantity of
the material that is needed for a conventional DSC test.[22]The working principle of the screening
method has been described in detail previously.[21] It is a conventional light microscope-based method which
detects changes in images automatically. It does this by comparing
a sequence of images pixel by pixel. In brief, a series of images
of the samples during the thermal treatment (either being heating,
cooling or isothermal) is taken, and the TASC algorithm quantifies
the changes of features in successive micrographs of samples. Such
quantification is performed by subtracting the numerical value of
each pixel of the selected region of interest (ROI) from its precursor,
and the sum of the moduli of differences is calculated (as illustrated
in Figure ). The normalization
of the TASC value within one thermal scan is performed by taking the
ratio of each image to the final set of images in which there is no
sequential change. In practice, for samples melted on a polymer film
surface, the flow of liquid may take some time to cease, in which
case, the stable state is reached at a temperature higher than that
shown in the graphs. Hence, the normalized TASC values as plotted
may not reach unity.
Figure 1
Illustration of the working principle of TASC, the typical
sample configuration used for TASC screening, and the typical TASC
data output.
Illustration of the working principle of TASC, the typical
sample configuration used for TASC screening, and the typical TASC
data output.Our previous data demonstrated
the ability to screen a single drug against a range of pharmaceutical
grades of polymers.[22] Using this as the
conceptual foundation, the potential for automating the screening
method is being explored in this study. In order to validate the automation
potential, it is vitally important to demonstrate that the behavior
observed in a single drug case can be generalized to a wide range
of different drugs with a wide range of physicochemical properties.
For this purpose, five drugs were tested against ten polymers. Using
conventional methods, screening fifty drug/polymer combinations would
have required an impractical amount of time, but the speed of the
TASC method allows such large-scale measurements. Such a rapid throughput
indicates the potential for automation as the next stage of the development
of the TASC screening method.It is important to be clear what
TASC does and does not measure. TASC is a screening method rather
than a method that provides absolute measurement of the degree of
solubility of a drug in a polymer. If the drug crystal is able to
dissolve in the polymer, a reduced melting point of the drug crystal
will be detected by TASC. However, this observation does not necessarily
carry any information about the concentration range over which the
system is soluble or the temperature range of solubility. If no depression
of the melting point is detected, this is a clear indication of the
lack of solubility. The TASC method, when it is limited to simple
melting point determination, must therefore be regarded as a screening
method which can eliminate combinations of the drug and polymer where
thermodynamically stable solutions cannot be formed. This in itself
can be valuable as the method requires very small amounts of material
and is very rapid. Melting point depression is a single point determination;
in this paper, we extend this to the use of the whole TASC curve by
employing principal component analysis (PCA). This approach allows
the construction of a database which will enable the behavior of new
drug/polymer combinations to be compared directly with the behavior
of a wide range of other combinations. Such a database will be a requirement
if the method is to be developed as a high throughput automated system.
Results and Discussion
Figure shows an example of the sequence of feature
changes observed in the melting of a crystalline drug particle, indomethacin
(IMC), and their corresponding normalized TASC value on a TASC plot.
The point where the curve for the pure drug deviates from the baseline
is well defined and may be used to measure the onset of the melting
point of the drug.[21,22] As seen in Figure , the extrapolated melting onset measured
by TASC is 160.5 ± 1.4 °C, which is very close to that measured
by DSC (DSC melting onset = 159.2 ± 0.04 °C and DSC melting
peak = 161.0 ± 0.3 °C). The 2 °C deviation between
the onset measured by TASC and DSC could be attributed to the difference
on the method used to measure the melting of the drug particles. In
a DSC pan, the melting signal is an average of the bulk powder in
the pan through a highly thermal-conductive metal pan surface, whereas
in TASC, the signal is the feature change of individual drug particles.
Figure 2
Typical
TASC plot of the melting of a crystalline drug particle (IMC) with
the microscopic images at different stages of heating, and the comparison
with the melting onset temperature with the DSC (insert). The heating
rate was 20 °C/min in both cases.
Typical
TASC plot of the melting of a crystalline drug particle (IMC) with
the microscopic images at different stages of heating, and the comparison
with the melting onset temperature with the DSC (insert). The heating
rate was 20 °C/min in both cases.When the glass substrate is coated with a thin film of the polymer
of interest, the same principle of measurement applies. An example
TASC plot for a crystalline drug particle heated on a variety of polymer
surfaces is shown in Figure (the complete set of plots for all five drugs is shown in
the Supporting Information). In comparison
to the IMC drug particle melting on the un-coated glass substrate,
the behavior of the crystals on polymer surfaces is somewhat different:
the curves are more complex and deviate from the baseline at a temperature
below the pure drug melting point. This behavior is typical of a melting
point depression effect because of the interaction of the drug and
the polymer. As shown in Figure , the degree of depression of the melting of the crystalline
drug particle changes depending on the type of the polymer underneath.
In this case, the data show that Eudragit EPO (EU) induced the highest
level of depression of the IMC melting and polyvinyl alcohol (PVA)
(with a high degree of hydrolysis of 88%) caused least depression.
This indicates that EU is most soluble with IMC and PVA being the
least soluble when comparing the set of polymers’ capability
of mixing with IMC. These results agree extremely well with the data
reported in the literature and measured using other methods.[23−25] Therefore, such a difference can be used as the underlying principle
for using TASC to rank the usefulness of the polymeric excipients
for solid dispersion formulation development.
Figure 3
TASC plots for IMC as
a pure drug and on PVA, PVP K29/32, PVPVA, Soluplus, and EU (n = 5).
TASC plots for IMC as
a pure drug and on PVA, PVP K29/32, PVPVA, Soluplus, and EU (n = 5).For studying individual
cases, the depressed onset of melting temperature measured by TASC
may be measured using a number of methods.[22] However, as shown in Figure , the TASC curves can become less easy to be analyzed using
any of the methods used previously, and a certain amount of subjectivity
can be introduced. In addition, using a single onset data point, as
demonstrated in Figure , does not make use of the whole data set and, for the purposes of
a high throughput method, does not lend itself readily to automation.
Figure 4
TASC plots
for TBA as the pure drug and on HEC, HPC, HPMCAS, NaCMC, PVA, PVPVA,
Soluplus, and EU (n = 5).
TASC plots
for TBA as the pure drug and on HEC, HPC, HPMCAS, NaCMC, PVA, PVPVA,
Soluplus, and EU (n = 5).Classification of the TASC curves by PCA is rapid. It allows the
use of the whole TASC data set of each run which builds the potential
foundation for automation. In addition, each data set may be added
to an existing set so that new measurements may be classified by comparison
with existing data on drug–polymer interactions. The first
two components (P1 and P2) separate the data well, and P2 correlates
well with the estimated reduced melting point. P1 accounts for 91.9%
of the variance and P2 accounts for 5.8% (the loading plot of the
P1 and P2 can be found in the Supporting Information). As is often the case in PCA, component 1 responds to the whole
shape of the curve. Component 2 has contributions that are evenly
balanced around the zero of the reduced temperature, which corresponds
to the melting point of the pure drug. Thus, transition points or
flatter regions near the pure melting point of a TASC curve tend to
cancel out and reduce the value of P2. At lower temperatures, the
higher intensities results in more positive values of P2, tending
to make lower melting point curves contribute to the positive intensity
of P2. However, it is important to point out that all sections of
the curve contributes significantly to P2 and that as data bases are
further developed, the contributions from all of the curves to P2
may become useful in the classification of drug–polymer interactions.Using the combined data, it is possible to put any drug–polymer
combination on a universal scale. Thus, for any particular combination,
it is possible to compare with a range of drug–polymer interactions.
A plot of the first two principal components (P1, P2) of the five
model drug and 10 model polymer combinations is shown in Figure . Usually, in such
an analysis, it would be expected that PCA would separate the data
into clusters rather than the spread of values observed here. However,
this spread merely reflects the range of drug–polymer solubility/interactions
that exist.
Figure 5
Plot of the first and second principal components, P1 vs P2, of
the PCA analysis of the TASC full curve data of five drugs with ten
polymers.
Plot of the first and second principal components, P1 vs P2, of
the PCA analysis of the TASC full curve data of five drugs with ten
polymers.Using IMC as the example, the
P2 component separates clearly the highly soluble pair of IMC–EU
from the poorly soluble pair of IMC–PVA, which agrees well
with the existing literature data obtained using other solubility
measurement methods.[23−25] The TASC data of the IMC melted on the other polymer
are scattered in between the P2 scale of EU and PVA, possibly indicating
different degrees of solubility. The TASC data of the pure drug crystals
on uncoated glass slides (with no melting point depression) are all
clustered at the left-hand side of the PCA plot. Therefore, it is
valid to suggest that the drug–polymer pairs clustered in the
left-hand side of the PCA plot are poorly soluble, and the higher
P2 values on the scale the pairs have the higher likelihood of being
soluble. However, as discussed below, some degree of caution is necessary.In order to compare P2 with the onset of melting, a parameter,
ΔT, has been defined as the difference between
the onset temperature of the depressed melting (measured by TASC when
the drug crystals were placed on top of the polymer-coated glass substrate)
and the melting of the pure drug (measured without the presence of
polymer). A plot of ΔT versus P2 is shown in Figure . P2 is negative
for all systems having a value of ΔT between
0 and −6 °C. Melting point depressions (the absolute value
of ΔT) greater than 6 °C lead to a positive
value of P2.
Figure 6
Plot of the values of the second principal component (P2)
vs the depression of onset of the melting temperature (ΔT).
Plot of the values of the second principal component (P2)
vs the depression of onset of the melting temperature (ΔT).In the TASC experiments described
here, the amount of drug available at the point of contact with the
polymer film underneath is very limited. Therefore, the ratio of the
drug to polymer detected in each TASC measurement is very low. If
the drug was soluble in the polymer at room temperature, from the
thermodynamic point of view, merely placing a crystal of the drug
on the polymer would result in the spontaneous formation of a solution.
This happens with sodium chloride and water, for example. In our case,
the dynamics of the situation are such that the spontaneous behavior
is not possible. Therefore, as the system is heated, two things happen,
the polymer becomes more mobile (increased molecular mobility with
increasing the temperature by heating to the temperature below the Tg of the polymer, and the transformation to
its rubbery state when it is heated to above the Tg of the polymer) and more able to form solutions and,
in general, increasing temperature results in increasing solubility.
The drug crystal is absorbing heat energy, and therefore, intermolecular
interactions are being weakened. At some point during heating, the
increasing solvent properties of the polymer and increasing weakening
of the intermolecular bonds are sufficient that the energy derived
from solution formation is enough to cause the drug to dissolve with
the consequent observation of crystal melting. The lower the melting
point of the drug is, the less will be the energy required to overcome
the internal bonding of the crystal.The depressed melting (ΔT) observed in our experiments is not easily compared to
the depressed melting observed in calorimetric experiments because
of the difference in the working principle of these two analytical
methods. In the calorimetric method for measuring melting point depression
in the presence of the polymer, an intimate mixture of the drug and
polymer is made, and conditions as near possible to thermodynamic
equilibrium are sought.[20] This necessarily
involves a very slow heating regime of typically 0.5 or 1 °C/min.[10,13] The experiment measures the solubility of the drug in the polymer
by reaching the temperature where the drug–polymer ratio is
such that a saturated solution of the drug may be formed. At this
temperature, the drug melts, and a solution is formed. This is observed
calorimetrically as the uptake of the heat of fusion of the drug and
the temperature of melting is used to calculate the reduction of the
melting point. Therefore, the variations of ΔT measured by TASC may not carry an implication about the magnitude
of the drug solubility, except in the case where ΔT is close to zero, as in this case, no solution takes place. Generally,
ΔT will depend on the intrinsic intermolecular
bonding in the drug crystal and both the dynamics and solvating power
of the polymer. For this reason, the ΔT value
may not be a very good indicator of actual solubility, and the use
of PCA to classify curves as a whole may be a better way to build
a database in which comparisons are made between curves of test materials
and the known behavior of existing combinations that are already stored
in the database.Therefore, our methodology for each drug sorts
the polymers into a comparative spectrum of being soluble, partially
soluble, and insoluble with the drug but does not measure the absolute
degree of solubility of the drug in the polymer. In order to explore
the predictive capacity of the TASC method, the literature search
on the physical stability of this study’s model drug–polymer
combinations reported by other studies was carried out (the systems
and references can be found in the Supporting Information). It became clear that in the literature, the methods
of preparation of drug–polymer dispersions and storage conditions
were highly variable. In this study, experiments were carried out
with the sample of drug–polymer dispersions being prepared
by spin-coating and being stored under a unified storage condition,
ambient temperature/75% RH. The conditions are commonly used for accelerated
testing of storage stability. Therefore, it is useful to examine the
predictive capacity and correlation of the TASC measurement to real
storage stability. The analysis was performed based on the assumption
that drug–polymer combinations with good solubility would have
good storage stability. The system was classified as stable if there
was no drug crystallization after one month of storage. Two drug loadings,
30 and 60% (w/w), were used. Table compares the stabilities with the second principal
component (P2) of the PCA analysis.
Table 1
Summary of the TASC-Predicted
Storage Stability and 1 Month Real-Time Storage Stability Data of
14 Pairs of Drug–Polymer Dispersions with 30 and 60% (w/w)
Drug Loading
drug–polymer dispersions
P2 value from PCA
TASC-predicted stability
1 month real-time stability (30% drug loading)
1-month real-time stability (60% drug loading)
FFB–PVPVA
–0.22
No
no
no
IBP–PAA
–0.21
No
no
no
IMC–PAA
–0.18
No
yes
no
TBA–PAA
–0.17
No
no
no
FFB–HPC
–0.17
No
no
no
IMC–HPC
–0.13
No
yes
yes
FDN–PAA
–0.12
No
no
no
TBA–HPMCAS
–0.01
No
no
no
FFB–EU
0.03
Yes
yes
no
IBP–PVP K29/32
0.17
Yes
no
no
FDN–Soluplus
0.21
Yes
yes
yes
IBP–EU
0.32
Yes
yes
no
TBA–EU
0.51
Yes
yes
yes
IMC–EU
0.66
Yes
yes
yes
It is clear from the data in Table and Figure that ΔT and P2 (generated from TASC data) correlate well in prediction of
storage stability, but it is notable that the two IMC samples show
anomalous behavior, being stable when the TASC results suggest instability.
This may be the formation of stable supersaturated solutions.[26] In some cases, the 60% system is not stable
but the 30% system is. This agrees well with the general trend described
in the literature that a lower drug-loaded system containing less
amorphous drug and significantly more polymer is characterized by
having a greater physical stability than the sysytems with higher
drug loading. For some drug–polymer combinations, this could
be also caused by the drug loading being over the solubility limit
for the system which is not predicted using the TASC method. This
highlights the fact that TASC is an indicator of solubility but does
not make quantitative predictions of solubility limits not the effects
of varying humidity.
Figure 7
Distribution of the agreement between TASC prediction
(using the P2 value of the PCA analysis of the TASC data) and the
real-time storage stability data using ambient temperature/75% RH.
Distribution of the agreement between TASC prediction
(using the P2 value of the PCA analysis of the TASC data) and the
real-time storage stability data using ambient temperature/75% RH.A glaring anomaly is the IBP-PVP K29/32 dispersion
where no stability is observed, but the reduction in melting point
is very clear. However, the polymer PVP K29/32 is highly hygroscopic
and absorbs water very readily. Under these storage conditions, it
can absorb a considerable amount of water (20% at 25 °C) which
can disrupt drug polymerhydrogen bonding.[27] It should be born in mind that TASC measurements and predictions
do not take account of the effects of moisture. Therefore, the instability
of the model samples may be attributed to the effect of humidity instead
lack of drug–polymer solubility in the dry state.In
the case of IMC–HPC, the melting of IMC is 44 °C below
the Tg of HPC. This may help with kinetic
stabilization. In addition, crystallization requires the presence
of appropriate nuclei. If these are absent, crystallization will not
take place unless supersaturation is so high that homonucleation occurs.
Both of these might lead to kinetic stability as opposed to thermodynamic
stability. These results indicate that using thermodynamic measurement
for solubility detection is more reliable than kinetic approaches.
The kinetically stabilized systems are inherently unstable, and slight
changes in storage conditions may result in crystallization.A more extensive study on the physical stability of drug–polymer
dispersions (prepared by film formation) is reported by Fridgeirsdottir
and co-workers, in which 10 different drugs at 10% loading with 3
different polymers (HPMCAS, PVPVA, and Soluplus) were prepared and
stored under 75% RH/40 °C.[28] In all
cases, the storage resulted in drug recrystallization within a year,
with one exception.[28] FFB–PVPVA
and FDN–Soluplus at 30 and 60% loadings in our work (stored
at ambient temperature/75% RH) can be compared with the same samples
at 10% loadings (stored at 40 °C/75% RH) reported by Fridgeirsdottir
and co-workers,[28] as shown in Table . We find that for
FFB–PVPVA, drug crystals were formed after 1 month, but for
FDN–Soluplus, we did not observe any drug crystal formation
(which may be related to the higher storage temperature used in ref (28)). It might be expected
that with very high drug loading of the FDN–Soluplus dispersion,
drug crystallization would have occurred in one month if it occurred
for 10% drug loading in 24 weeks. This suggests that in a system that
is intrinsically unstable, the effect of preparation history might
be critical. It seems clear that the prediction of storage stability
under extreme storage conditions is not easy and that sample preparation
history may play an important role so that simple comparisons are
not straightforward.[20]
Table 2
Comparison of the Predicted Storage Stability Using P2 Values of
the PCA Analysis of TASC Results of This Study and the Experimental
Storage Stability Reported in ref (28)
drug
polymer
P2 value from PCA
stability*a
FDN
HPMCAS
0.02
1 weekb
PVPVA
0.22
16 weeksb
Soluplus
0.47
24 weeksb
FFB
HPMCAS
–0.21
6 weeksc
PVPVA
–0.22
less than 4 weeksc
Soluplus
–0.16
6 monthsc
Stability* here
refers to the storage stability using drug recrystallization as the
key indicator under the storage condition of 40 °C/75% RH.
Data given as numerical values in
ref (28).
Data estimated from figures in ref (28).
Stability* here
refers to the storage stability using drug recrystallization as the
key indicator under the storage condition of 40 °C/75% RH.Data given as numerical values in
ref (28).Data estimated from figures in ref (28).An interesting sub-group of drug–polymer systems
are listed in Table . For these drug–polymer combinations, the onset of the drug
melting temperature is well below the Tg of the polymer. It would be expected that in a polymeric system
below the glass transition temperature, polymer dynamics would be
so slow that any interaction with the drug crystal would be precluded.
However, the interaction is not with the bulk polymer, but at the
polymer surface where the interface with air allows a greater free
volume than in the bulk. Therefore, it must be concluded that the
mobility at the interface is much greater than in the bulk, allowing
crystal/polymer interactions to take place.
Table 3
Drug–Polymer
Combinations in which the Onset of Drug Melting Temperature is below
the Tg of the Polymer
system
Tm (°C)a
Tg (°C)b
depression (ΔT) (°C)c
Tg – Tm (°C)
TBA–HEC
121
130
–7
9
IBP–Soluplus
61
72.2
–15
11.2
IMC–PVP K29/32
136.5
160.3
–24.5
23.8
TBA–PVP K29/32
105
160.3
–23
55.3
FDN–HPC
117.4
205
–27.6
87.6
TBA–HPC
109
205
–19
96
IBP–PVP K29/32
61
160.3
–15
99.3
Onset of drug melting
measured by DSC.
Tg of polymer measured by DSC.
Depression of the onset of drug melting
in the presence of the polymer measured by TASC.
Onset of drug melting
measured by DSC.Tg of polymer measured by DSC.Depression of the onset of drug melting
in the presence of the polymer measured by TASC.
Conclusions
A large
number of TASC data sets of the measurements of the crystalline drug
particle melting on top of the thin films of a wide range of typically
used polymers in solid dispersion formulations were generated. With
the intension of exploring the automation potential of the TASC method
for rapid formulation screening, the full TASC plots of all drug–polymer
pairs were analyzed using PCA instead of comparing the depressed onset
of melting as a single point measurement. This demonstrated the clear
potential of TASC to be developed into an automatic rapid formulation
screening tool for drug–polymer-based formulations to allow
the formulators to rank the miscibility between the drug of interest
and a list of potential polymeric excipients. It should be highlighted
that the current method is a screening method rather than a method
that provides absolute measurement of the degree of solubility of
a drug in a polymer.It is not simply the rapidity of the heating
rate of the TASC measurement that facilitates high throughput; there
is also the option of using arrays of microscopes or, more likely,
borescopes. Off-the-shelf devices are readily available at low cost.
Their tubelike shape is with a 6 mm diameter, which means an array
of 10 × 10 could be easily achieved. Creating a hot stage of
60 × 60 mm is also straightforward. This would increase throughput
by ×100. Within each field of view, 10 crystals could be automatically
identified and located. This means carrying out 1000 experiments simultaneously
is far from impossible. The instrument itself could be inexpensive
with a small footprint on a laboratory bench. The data analysis could
also be automated so the user could see averaged plots and PC graphs
within minutes. The hot stage could be designed that each row of 10
borescopes could use a different heating rate, thus enabling the role
of kinetics to be evaluated.
Experimental Section
Materials
The five model drugs used in this study are
tolbutamide (TBA) (with >98% purity), IMC (with 98.5% purity),
both of which were purchased from Sigma-Aldrich (St. Louis, US), felodipine
(with ≥99% purity) (FDN) which was purchased from Molekula
(Dorest, UK), and fenofibrate (FFB) (with ≥99% purity) and
ibuprofen (IBP) (with ≥98% purity) were kindly donated by Merck
Serono (Darmstadt, Germany) and BASF (Ludwigshafen, Germany), respectively.
The 10 polymers used in this study are as follows: polyvinyl pyrrolidone
vinyl acetate (PVPVA) Plasdone S630 (with an average molecular weight
of 47,000 g/mol), hydroxyl propyl cellulose (HPC) Klucel EF PHARM
(with an average molecular weight of 80,000 g/mol), hydroxypropyl
methyl cellulose acetyl succinate (HPMCAS MG) AquaSolve (with an average
molecular weight of 103,200 g/mol), sodium carboxy methyl cellulose
(Na CMC) Aqualon CMC 7L2P (with an average molecular weight of 49,000
g/mol), polyvinyl pyrrolidone (PVP) Plasdone K29-32 (with an average
molecular weight of 58,000 g/mol), hydroxyethyl cellulose (HEC) Natrosol
250 L PHARM (with an average molecular weight of 90,000 g/mol) were
kindly donated from Ashland Industries Europe GmbH (Schaffhausen,
Switzerland). Polyacrylic acid (PAA) (with an average molecular weight
of 450,000 g/mol) was purchased from Sigma-Aldrich (St. Louis, US).
Poly (butyl methacrylate-co-(2-dimethylaminoethyl) methacrylate-comethyl
methacrylate) (EU) (with an average molecular weight of 47,000 g/mol)
was kindly donated by Evonik Industries (Darmstadt, Germany). PVA
(88%) (with an average molecular weight of 44.053 g/mol) hydrolyzed
was purchased from Acros Organics (New Jersey, USA). Polyvinyl caprolactam-polyvinyl
acetate-polyethylene glycol graft copolymer (Soluplus) (with an average
molecular weight in the range of 90,000–140,000 g/mol) was
kindly donated from BASF (Ludwigshafen, Germany). NaCl (with ≥99.0%
purity) was purchased from Thermo Fisher Scientific (Geel, Belgium).
Preparation of the Polymer-Coated Substrates Using
Spin Coating
Spin-coated thin films of different polymers
on glass substrates were prepared using Spincoat G3P-8 (Specialty
Coating Systems, Indianapolis, US). Solutions of the various polymers
were prepared using different solvents and concentrations as shown
in Table S1 in the Supporting Information. In all cases, 2–5 drops of the prepared solutions were transferred
to the top of a glass coverslip (Academy cover slip 18 × 18 mm
01.6–0.19 mm thick, Smith Scientific Limited, Ken, UK) followed
by continuous spinning using 2000 rpm for 120 s to evaporate the solvent
and formation of the polymeric thin films. The complete solvent removal
at the end of the spin-coating process was confirmed by no measurable
weight loss when the samples were tested using thermal gravimetric
analysis with heating to 105 °C and maintaining at isothermal
conditions for 15 min. In our previous study, it was confirmed that
the thickness of the polymer films does not significantly affect the
TASC results.[22]
Preparation
of Drug–Polymer Films and Stability Testing
In order
to evaluate the stability of the five model drugs in the different
polymers, spin-coated solid dispersions of each drug in three different
polymers (which are predicted by TASC to have high, intermediate,
and low drug–polymer solubility) were prepared. The solid dispersion
films with the drug: polymer concentration ratios of 0:10 (w/w) to
10:0 (with 10% w/w increments) were prepared by spin-coating (using
the same spin-coating conditions described in the section above).
The films were stored under the conditions of 75% RH/ambient temperature
(21.7 ± 1.8 °C). To rapidly screen the stability of the
aged films, the recrystallization of drug in the aged films was used
as an indicator of the instability of the dispersion. The spin-coated
solid dispersion samples were examined using a Leica DM LS2 polarized
light microscope (Leica Microsystems Wetzlar GmbH, Wetzlar, Germany)
that was connected to JVC digital color video camera and a PC. The
aged samples were examined thoroughly under the polarized light microscope
after 1 week, 2 weeks, and 1 month of storage.
TASC
Analysis
TASC analysis was performed using the TASC system
composed of a Linkam MDSG600 heat–cool automated temperature-controlling
stage attached to a Linkam imaging station equipped with a reflective
LED light source and a x10 magnification lens (Linkam Scientific Instruments
Ltd, Surry, UK). Liquid nitrogen was purged into the stage for controlled
cooling of the stage during the cooling cycles. The drug particles
used for TASC analysis were selected within a size range of (90–100
μm) using a sieving method. Particles passing through a 100 μm
sieve and retained using a 90 μm sieve were collected and used
for TASC analysis. TASC analysis was performed on the drug particles
on different polymeric films with a heating rate of 20 °C/min.For all TASC experiments, stacks of images of the sample were collected
at a rate of 1 frame/°C (with a starting temperature of 30 °C)
using a black background to restrict the analysis to the crystalline
drug particles and reduce the noise to signal ratio. These acquired
images were analyzed using TASC software, and the changes in the appearance
of drug particles were converted into normalized TASC curves. For
each drug–polymer combination, the TASC analysis was performed
on at least five different drug particles for each set of data using
relatively large ROIs. The optimization criteria of the selection
of ROIs are the reproducibility of the data and the minimization of
the variations in dimensionality between the particles. Such optimization
is explained in detail in our previous work.[22] The TASC plots presented in all data figures are the average values
taken from the TASC results of five different particles.
Differential Scanning Calorimetry
A Q-2000 MTDSC (TA
Instruments, Newcastle, USA) equipped with a RC 90 cooling unit was
used to characterize the melting and the glass transitions of all
raw materials. The instrument was calibrated prior to the sample characterization.
At least three repeats of 2–3 mg of each sample were analyzed
using standard aluminum TA-crimped pans (TA Instruments, Newcastle,
USA). Universal Analysis software was used to analyze the collected
DSC results. A heating rate of 20 °C/min was used in all cases
in order to be consistent with the TASC measurements. All DSC results
were highly reproducible with standard deviations of all data point
being less than 0.025% for the melting onset measurements and less
than 0.18% for the melting peak temperature measurements.
Principle Component Analysis
PCA was carried out using
the IBM SPSS 25 software package. The application of PCA to the whole
data set of TASC profiles of drugs and polymers encountered the problem
that the temperature range of each set of experiments was determined
by the pure drug melting point. The range must run from the starting
temperature (30 °C) to the drug melting point. In the experiments
described here, the range of melting points is from 76 °C (IBP)
to 161 °C (IMC). Because sampling is made at regular temperature
intervals, this means that the number of data points for each set
of drug measurements is different. Scaling the sampling interval to
ensure the same number of data points on for each drug would change
the density of points and, for low melting drugs, oversample the curves.
The approach taken was to estimate the melting point of the pure drug
by taking the maximum of the first derivative of the TASC curve, then
subtracting this value from all the measured temperatures. Thus, the
reduced temperature, termed as TR, is
defined as TR = TS – TM, where TS is the sampling temperature and TM is the measured melting point of the pure drug by TASC. In
this way, all the curves are set about a common temperature zero.
In order to get the same number of points on each curve, only data
in the range of TR = +17 to −46
°C are used. PCA is applied using this normalized data.