Guanyu Lu1, Joshua Ryan Nolen2, Thomas G Folland1, Marko J Tadjer3, Don Greg Walker1, Joshua D Caldwell1. 1. Department of Mechanical Engineering, Vanderbilt University, Nashville, Tennessee 37212, United States. 2. Interdisciplinary Materials Science, Vanderbilt University, Nashville, Tennessee 37212, United States. 3. US Naval Research Laboratory, Washington, Washington, D.C. 20375, United States.
Abstract
There are a broad range of applications for narrowband long-wave infrared (LWIR) sources, especially within the 8-12 μm atmospheric window. These include infrared beacons, free-space communications, spectroscopy, and potentially on-chip photonics. Unfortunately, commercial light-emitting diode (LED) sources are not available within the LWIR, leaving only gas-phase and quantum cascade lasers, which exhibit low wall-plug efficiencies and in many cases require large footprints, precluding their use for many applications. Recent advances in nanophotonics have demonstrated the potential for tailoring thermal emission into an LED-like response, featuring narrowband, polarized thermal emitters. In this work, we demonstrate that such nanophotonic IR emitting metamaterials (NIREMs), featuring near-unity absorption, can serve as LWIR sources with effectively no net power consumption, enabling their operation entirely by waste heat from conventional electronics. Using experimental emissivity spectra from a SiC NIREM device in concert with a thermodynamic compact model, we verify this feasibility for two test cases: a NIREM device driven by waste heat from a CPU heat sink and one operating using a low-power resistive heater for elevated temperature operation. To validate these calculations, we experimentally determine the temperature-dependent NIREM irradiance and the angular radiation pattern. We purport that these results provide a first proof-of-concept for waste heat-driven thermal emitters potentially employable in a variety of infrared application spaces.
There are a broad range of applications for narrowband long-wave infrared (LWIR) sources, especially within the 8-12 μm atmospheric window. These include infrared beacons, free-space communications, spectroscopy, and potentially on-chip photonics. Unfortunately, commercial light-emitting diode (LED) sources are not available within the LWIR, leaving only gas-phase and quantum cascade lasers, which exhibit low wall-plug efficiencies and in many cases require large footprints, precluding their use for many applications. Recent advances in nanophotonics have demonstrated the potential for tailoring thermal emission into an LED-like response, featuring narrowband, polarized thermal emitters. In this work, we demonstrate that such nanophotonic IR emitting metamaterials (NIREMs), featuring near-unity absorption, can serve as LWIR sources with effectively no net power consumption, enabling their operation entirely by waste heat from conventional electronics. Using experimental emissivity spectra from a SiCNIREM device in concert with a thermodynamic compact model, we verify this feasibility for two test cases: a NIREM device driven by waste heat from a CPU heat sink and one operating using a low-power resistive heater for elevated temperature operation. To validate these calculations, we experimentally determine the temperature-dependent NIREM irradiance and the angular radiation pattern. We purport that these results provide a first proof-of-concept for waste heat-driven thermal emitters potentially employable in a variety of infrared application spaces.
As defined by Planck’s
blackbody radiation law, heat radiated from near-room temperature
objects emits within the long-wave infrared (LWIR), with room temperature
(298 K) corresponding to a peak Wien wavelength of 9.72 μm.
Such thermal radiation is the basis of incandescent light sources
and of thermal imaging schemes while more recently, it has also been
exploited for concepts such as passive radiative cooling[1,2] and increased radiative heat transfer rates at nanoscale separations.[3,4] The broadband emission patterns provided by traditional blackbody
thermal emitters are advantageous in applications such as ambient
lighting and Fourier transform infrared (FTIR) spectroscopy. However,
the broadband, unpolarized, and omnidirectional nature of the emission
is less useful for many applications, such as nondispersive IR gas
sensors[5] or free-space optical communications.[6] For these applications, there are essentially
three highly desirable properties: (1) a high degree of spatial coherence
(aka directed emission), (2) narrow emitted frequency bandwidth, and
(3) sufficient emitted power (several 10’s of mW). Past work
has shown that many of these requirements can be met by polaritonic
antennas.[7−9] Here, we illustrate that such emitters can be produced
at a large scale, with the efficiency necessary to be driven at relatively
low temperatures by harnessing waste heat. Further, we experimentally
determine the spectral irradiance and angular radiation patterns from
such nanophotonic IR emitting metamaterial (NIREM) devices, demonstrating
quantitative agreement with thermodynamic modeling. Based on these
results, we validate our theoretical model illustrating the potential
for driving these devices using only waste heat, offering potential
avenues for LWIR emitters capable of operating in remote locations
with minimal power.The NIREM devices at the heart of this work
offer technological significance based on the current lack of competitive
light-emitting diode (LED)-like sources available within the LWIR.
In this spectral range, such narrowband, polarized, and coherent sources
exist in the form of gas lasers (e.g., CO2 laser) and quantum
cascade lasers. However, the former has an exceptionally large footprint
while both laser types exhibit low wall-plug efficiencies, especially
when lower optical power is required. The associated high-power consumption
precludes the implementation of such LWIR lasers for applications
such as on-chip photonics or in autonomous systems where power and
weight restrictions would limit their usage.[10,11] Although the proposed NIREM devices do not provide temporally coherent
light because of the incoherent nature of thermal emission, they do
potentially offer narrow spectral bandwidths and polarized emission
appropriate for most applications where LEDs would be sufficient.
Further, methodologies for inducing periodicity have been established.[7,12,13] Therefore, finding alternative
solutions for realizing a low-power, LED-like emission in the LWIR
is of distinct interest in both commercial and defense sectors.Previous studies have shown that narrowband thermal emission can
be achieved using photonic crystals,[14] but
these require extensive device sizes in comparison to the mode volume
where emission is generated. Further, these mode properties are strongly
angle-dependent. However, advances in nanophotonics have demonstrated
the potential for realizing narrowband,[9] spatially coherent,[7] and polarized emission[8,9] through the thermal excitation of surface polaritons as an alternative
solution. Polaritons are quasiparticles comprising a photon and a
coherently oscillating charge. There are a variety of different forms
of polaritons,[15−17] with surface plasmon polaritons (SPPs) providing
the most broadly investigated type, with IR thermal emitters having
been reported through the implementation of the so-called perfect
absorber geometry[18] and by implementing
Berreman modes[19] within ultrathin polaritonic
films.[20] In this work, we focus on surface
phonon polaritons (SPhPs[21,22]), where the charge
is in the form of the oscillating ionic charges on a polar crystal
lattice, here 4H–SiC. Such quasiparticles are the basis for
the prior reports of polarized, narrowband, and thermal emitters realized
in periodic arrays of nanoantennas that support localized SPhPs[9] while such materials have also been used for
the realization of an alternative concept for narrowband, near-unity
emissivity through lossy Huygen’s mode approach.[23] Because of the long scattering lifetimes of
optic phonons, SPhPs exhibit significantly reduced optical losses
when compared to SPPs[22] with an emission
frequency that can be tuned throughout the reststrahlen band of the
material, which is bound by the transverse (TO) and longitudinal optic
(LO) phonons. Ideally, it would be preferable if one could realize
such LWIR light sources that could be driven only by waste heat or
low-power electronic circuits to expand their potential applications
and operational uses. Our calculations imply that devices offering
sufficient spectral irradiance can indeed be driven entirely by waste
heat extracted even from low-temperature sources, such as the heat
sink of a common CPU. This is despite the typical limited thermal
budget of such devices and thus offers emitter functionality without
risking the functional integrity of the CPU. This approach is also
shown to be equally valid for alternative higher temperature heat
sources, such as combustion engines. Our reported thermodynamic model
is validated by direct measurements of the spectral irradiance of
our NIREM device, therefore offering strong credibility to the reported
predictions.
Results and Discussion
Waste Heat-Driven NIREM
For polar materials, such as SiC, the coherent vibrations of the
lattice (optic phonons) result in a net dipole moment, leading to
the strong absorption of light at the TO phonon frequency, and a corresponding
breaking of the degeneracy of the optic phonons at the γ point,
causing the LO phonon to shift to higher frequencies.[24] It is within the reststrahlen band that SPhPs may be stimulated,
resulting in highly confined optical fields supported at the boundary
between the polar crystal and a dielectric (typically air). The lower
optical loss of SPhPs[22] results in substantially
reduced resonance linewidths,[25−27] which are ideal for narrowband
emitter applications.[28] These highly absorptive,
yet narrowband, localized SPhP resonances offer significant potential
for proposed LED-like radiation achievable with such NIREM devices.Our hypothesis is that we can replace a significant portion of
a CPU heat sink (Figure a) with a SiCNIREM device (Figure b), and the NIREM could be operated using the waste
heat generated by the CPU without significantly influencing the device
operational temperature. To test this concept, we considered the analysis
of a canonical 100 W CPU and restrict the operation to a maximum temperature
of 85 °C, with the commercial heat sink exposed to 25 °C
ambient air. A SiC-based NIREM of variable area was placed at the
center of a typical 36 cm2 heat sink. The heat-transfer
analysis (discussed below) involves a lumped model, incorporating
the thermal transport and radiative heat transfer of the CPU, heat
sink, NIREM, and interfacial junctions, as well as incorporating necessary
convection effects that drive the heat sink cooling, and thus will
influence the radiative emission from the NIREM device. Using the
experimental spectral emissivity measured from our fabricated SiCNIREM structure (discussed below), we calculate the surface temperature
and emitted power as a function of the heat sink surface area, with
the goal of determining how much of the heat sink surface can be reasonably
replaced with a NIREM device without the CPU, surpassing the maximum
operating temperature.
Figure 1
Schematic of the thermal design by replacing a portion
of the CPU heat sink with an embedded NIREM device: (a) The center
portion of the commercial heat sink is replaced with a SiC-based NIREM,
which is heated up by the waste heat from a canonical CPU and acted
as the IR source, and (b) fabricated SiC pillars with the substrate
(transparent green) are located on top of the center of the heat sink
(not to scale), with artistically showing the IR beam from the SiC
thermal emitter.
Schematic of the thermal design by replacing a portion
of the CPU heat sink with an embedded NIREM device: (a) The center
portion of the commercial heat sink is replaced with a SiC-based NIREM,
which is heated up by the waste heat from a canonical CPU and acted
as the IR source, and (b) fabricated SiC pillars with the substrate
(transparent green) are located on top of the center of the heat sink
(not to scale), with artistically showing the IR beam from the SiC
thermal emitter.
Optimization of NIREM Design
for Near-Unity Absorption
In an effort to test our concept,
we fabricated a large-area SiC nanopillar array (approximately 1 cm
by 1 cm array size) using optical lithography and reactive ion etching,[29] with the resonant structure optimized using
three-dimensional electromagnetic simulations to achieve maximum absorption
while maintaining a narrow spectral linewidth. Near-unity absorption
is desirable, as through Kirchhoff’s law, and this implies
near-unity emissivity, with the same angular and frequency dependences.
Previous studies[25,27] have shown that two primary localized
SPhP modes are supported in cylindrical nanopillars fabricated into
a semi-insulating 4H–SiC substrate. These are the monopole
mode, which is a modified longitudinal dipole,[25] and the transverse dipole modes. Here, the close spectral
proximity of these two modes results in near-unity absorption, with
the design exploiting this modal overlap serving as the basis for
the large-scale 4H–SiCNIREM devices we fabricated. Fabrication
details can be found in the Methods. The overall fabricated structure
is shown in the optical and scanning electron microscopy (SEM) images
provided in Figure a, with the SiC nanopillar diameter of 2.5 μm, height of 0.8
μm, and the center-to-center pitch of 4 μm. To extract
the absorption spectra of this structure over the spectral range of
interest for our thermodynamic model (4–20 μm free-space
wavelengths), we collected reflection and transmission spectra from
this large-area 4H–SiC array using a Hyperion 2000 IR microscope
attached to a Bruker Vertex 70v FTIR spectrometer. Ignoring the contribution
of scattering, the absorption can be determined by A(ω) = 1 – R(ω) – T(ω), where A, R, and T are the frequency-dependent absorption,
reflection, and transmission from the nanopillar array. We observed
two strong resonances (solid lines in Figure b), with the strongest at 903 cm–1 corresponding to near 90% absorption and another resonance near
at 954 cm–1.
Figure 2
(a) Optical and SEM image of the large
area SiC array sample (scale bar of SEM image: 3 μm), (b) experimental
and simulated reflection and absorption spectra of the large-scale
SiC array sample (solid lines: experimental results; dashed: simulated
results), (c) field profile of the simulated structure at 904 cm–1, and (d) field profile of the simulated structure
at 956 cm–1.
(a) Optical and SEM image of the large
area SiC array sample (scale bar of SEM image: 3 μm), (b) experimental
and simulated reflection and absorption spectra of the large-scale
SiC array sample (solid lines: experimental results; dashed: simulated
results), (c) field profile of the simulated structure at 904 cm–1, and (d) field profile of the simulated structure
at 956 cm–1.To understand the origin of these two strong absorptive modes, we
performed finite element method (FEM) simulations using CST Microwave
Studio for the fabricated structure. The simulated reflection and
absorption spectra (dashed lines in Figure b, average of p- and s-polarized spectra
to mimic the unpolarized light with the incident angle of 18°
used in experiments) exhibit these two strong resonances, with near-unity
absorption observed for the mode at 904 cm–1. The
simulated electric field (Ez) at 904 cm–1 (Figure c) is indicative of a hybrid mode comprised of spectrally
overlapping monopole and transverse dipole resonances. The electric
field of the other strongly absorbing mode at 956 cm–1 (Figure d) is more
consistent with that of a pure transverse dipole mode. Moreover, both
experimental and simulated spectra show the near-unity absorption
with linewidths as narrow as 15 cm–1 (Q = ωres/Δω ≈ 60), illustrating
relatively narrow, near-unity absorption, even within structures fabricated
using only optical lithography. We also note that similar structures
fabricated using photolithography have achieved Q factors over 90.[30]As dictated
by Kirchhoff’s law, such strong narrowband absorption is also
directly correlated with similar thermal emission peaks for the same
NIREM device as shown in the emissivity spectra measured at different
temperatures (Figure a). These spectra are normalized to the near-blackbody radiation
from an array of vertically aligned carbon nanotubes (VACNTs, with
an emissivity ϵ ≈ 0.97[31])
at each of these temperatures (see Methods). Within the reststrahlen band, the thermal emission spectra exhibit
the same two resonant peaks, with only a small spectral red-shift
induced with increasing temperature, consistent with prior results.[9] This red-shift is because of the corresponding
4H–SiC thermal expansion, which also induces TO/LO phonon shifts
observed from the bulk phonons in the SiC substrate (Figure b). The TO/LO phonon shifts
are also confirmed by the reflection measurements of the SiC substrate
at elevated temperatures (Figure S1). We
should note that the emissivity of 4H–SiC outside of the reststrahlen
band is also temperature-dependent (Figure c,d), with the strongest modifications occurring
at frequencies above that of the LO phonon. This temperature-dependent
emissivity is included in the calculated emitted power from our NIREM
device.
Figure 3
Temperature-dependent thermal emission measurements of the SiC NIREM
device (a,c) and the SiC substrate (b,d).
Temperature-dependent thermal emission measurements of the SiCNIREM
device (a,c) and the SiC substrate (b,d).
Thermal Model of NIREM Devices Driven by Waste Heat
With
the potential for narrowband, near-unity, and LED-like thermal emission
demonstrated, we now turn our focus to validating the potential for
driving the NIREM emission using only waste heat from a CPU. As the
NIREM irradiance is directly proportional to the number of emitters
(e.g., SiC nanopillars), ideally the entirety of the CPU heat sink
would be replaced with our NIREM. However, as the CPU must be maintained
at a safe operating temperature (here defined as 85 °C), we developed
a thermal model for this NIREM/CPU/heat sink system with the goal
of determining the maximum heat sink area that can be replaced by
the NIREM while still maintaining the CPU below the designated safe
operational temperature.A one-dimensional model provides the
relevant physics and corresponding trends to determine whether a NIREM
device could be designed to scavenge heat from a chip-cooling application.
In reality, the temperature gradients will adjust the results slightly.
To justify the one-dimensional model we employ, however, we have provided
a two-dimensional model in the Supporting Information to estimate the impact of the anticipated temperature gradients
across the chip surface and heat spreader. We found that the change
in temperature is negligible and thus justifying the one-dimensional
approximation. The 1D model includes the thermal output of the CPU
being dissipated through a heat sink (fin/fan system) with an integrated
NIREM that occupies a portion of the area located at the center of
the sink (Figure ).
The thermal emission of the NIREM is calculated aswhere An designates the area of the NIREM,
σ is the Stefan–Boltzmann constant, Tchip is the temperature of CPU, Tsurr is the temperature of the surrounding environment, and
the effective emissivity of the device, εeff, is
calculated from the measured spectral emissivity (ελ,) asHere, Eb(λ,T)
is the spectral irradiance of the blackbody, with λ1 and λ2 being the spectral bounds that bracket the
reststrahlen band of SiC (∼10.3–12.5 μm). However,
the integral in the denominator extends from 0 to infinity, in practice,
this was limited to free-space wavelengths of 20 and 4 μm (experimental
data collected within this range), respectively, as outside of these
bounds, the thermal emission was <8.6% of the total spectral irradiance
(below 85 °C) and thus has a negligible impact upon the total
emissivity. We utilize a canonical heat sink to dissipate the thermal
energy from the CPU with any portion of the heat sink replaced by
the NIREM, resulting in a decrease in heat dissipation and thus an
increase in CPU temperature. To estimate the effect of the NIREM on
the chip-cooling demands, we have designed a fin system that is Asink = Lf2 = 6 × 6 cm2 in area with lf = 6 cm tall fins, consistent with commercial heat sink systems.
We assume that a fan system provides air cooling such that the Nusselt
number Nu = 7.54 is a constant for fully developed
laminar flow between closely spaced parallel plates. This obscures
the details of the flow but provides an upper bound for the load on
the fin/fan system. Consequently, our results for the amount of energy
scavenged by the NIREM should be considered a lower bound (as a larger
area of the sink could be replaced). For our analysis, the fin thickness
and the fin spacing were defined as tf = 0.5 mm and pf = 3 mm, respectively.
The heat removal can then be calculated aswhere Nf = Lf/pf is the number of fins, Tchip is the temperature of the CPU, and Tsurr is the temperature of surrounding air. The fin cooling efficiency
is calculated as ηf = tanh(mlf)/(mlf), where , and h = Nuk/tf. The thermal conductivity
(k) included is that of air. Now an energy balance
on the chipcan be used to calculate
the resultant steady-state chip temperature, assuming a 100 W power
dissipation. Additional heat loss mechanisms such as conduction through
the BGA are neglected as in most applications, the heat sink acts
as the dominant cooling mechanism. Furthermore, by excluding other
loss mechanisms, the calculated load is maximized, and the results
for the amount of energy scavenged by the NIREM should be considered
a lower bound (as a larger area of the sink could be replaced).Based on the previously measured spectral emissivity and using the
aforementioned thermodynamic compact model, we calculate heat loads
as a function of heat sink surface area, with the goal to determine
the extent of the heat sink that can reasonably be replaced with the
NIREM device without impacting the thermal management of the CPU.
As stated above, as the area of the NIREM increases, the chip cooling
is compromised, and thus consequently, the chip surface temperature
becomes elevated (Figure a). Although such increases in temperature infer that more
emitted power can be realized from the NIREM device (Figure b), extremely high temperatures
are detrimental to chip operation. However, based on our calculations,
the CPU can be maintained at a temperature below the designated safe
upper limit (<85 °C, which is typical in most cases) during
the steady state, and 100 W operation, even if nearly half of the
heat sink area (16 cm2), is replaced with a NIREM device
at the center of the sink. Further, we estimate that this safe-replacement
area could be significantly increased if the NIREM devices are located
around the periphery of the CPU, which would be typical of a photonic
interconnect configuration. This estimation is based on the fact it
would not necessarily require the removal of any part of the heat
sink, presuming that the purpose is to emit light parallel to the
surface of the circuit board. More importantly, our analysis indicates
that a NIREM device can scavenge and convert waste heat from the CPU
to produce enough emitted power to drive LWIR photonic interconnects.
We calculate that emitted powers on the order of 10 mW could be achieved
from the NIREM within the spectral region defined by the reststrahlen
band of SiC (Figure b), under this waste heat energy-harvesting approach, even with the
maximum temperature limited to 85 °C. We contend that 10 mW emitted
power is especially significant considering that only thermal emission
at frequencies within the spectral range, where SPhPs are supported,
was considered. Thus, despite this severe restriction on the spectral
window and the relatively low operating temperature, sufficient power
output is indeed possible. A much higher emitted power can be achieved
using the same kind of SiCNIREM design if it is mounted on a larger
heat source, such as a low-power resistive heater or other high-temperature
surfaces.
Figure 4
(a) Calculated chip temperature as a function of the area of heat
sink that is replaced with the NIREM and (b) Calculated emitted power
as a function of the area of heat sink that is replaced with the NIREM.
(a) Calculated chip temperature as a function of the area of heat
sink that is replaced with the NIREM and (b) Calculated emitted power
as a function of the area of heat sink that is replaced with the NIREM.
Direct Power Measurements of the NIREM
To determine the actual irradiance emitted from our NIREM device
at a given temperature and to validate our thermodynamic model, a
thermopile detector was used to directly measure the emitted power
from the NIREM device. This was performed outside of the interferometer,
therefore providing the integrated irradiance at all frequencies as
a function of operating temperature. As a control to verify our model,
we also performed these measurements on the VACNT blackbody sample.
The samples were heated to temperatures ranging from 80 to 360 °C
using a Linkam heating stage. Between the thermopile and the sample,
there is a 5 mm by 5 mm aperture made of aluminum foil, which limits
the collection area and thus provides a well-defined aperture for
comparison to the theory. In order to obtain the irradiance of the
NIREM, we used the Stefan–Boltzmann law to extract the view
factor in our optical system, by fitting our temperature dependence
as followswhere P is the measured
emitted power from VACNT, A is the size of the window,
σ is the Stefan–Boltzmann constant, F is the view factor, and TVACNT and Tdetector are the temperatures of the VACNT and
detector, respectively. After the fitting (Figure a), we extracted a view factor of 0.01776
± 0.00010 and the temperature of the detector of 295.6 ±
1.8 K/22.5 ± 1.8 °C (R-square of the fitting
is 0.99956). With the fitting results, the irradiance of the NIREM
and unpatterned SiC substrate integrated over all frequencies is obtained
using , where Psample is the measured emitted power from the sample, and Tsample is the temperature of the sample. As
anticipated, the measured irradiance from the NIREM is higher than
that of the SiC substrate at all measured temperatures (Figure b), consistent with the NIREM,
providing the same background emissivity outside of the reststrahlen
band but with the additional contribution from the narrowband SPhP
resonances. The measured irradiance at different temperatures is compared
with the calculated irradiance using eqs and 2 in our thermodynamic model.
In the calculations, the effective emissivity integrated at all frequencies
(in practice, 4–20 μm) is calculated (inset of Figure c) using the measured
emissivity spectra (Figure c,d). For both the NIREM and unpatterned SiC substrate, the
measured irradiance is in excellent quantitative agreement with the
calculated values and trends, which confirms our model. As such, this
provides the necessary validation of our results indicating that the
NIREM can indeed be driven by waste heat under our proposed approach.
Considering that the emitted power is completely driven by rejected
heat, these SiCNIREM devices, therefore, offer promise to operate
with zero-to-low power consumption with no external power requirements
for potential implementation within applications centered around on-chip
photonics, IR beacons, or IR emitters for atmospheric, environmental,
or chemical sensing applications.
Figure 5
(a) Linear fitting of VACNT data to extract
the view factor in our optical system, (b) measured and calculated
irradiance of the NIREM device in the full spectrum (inset: the effective
emissivity in the full spectrum), and (c) measured and calculated
irradiance of the NIREM device in the reststrahlen band (inset: the
effective emissivity in the reststrahlen band).
(a) Linear fitting of VACNT data to extract
the view factor in our optical system, (b) measured and calculated
irradiance of the NIREM device in the full spectrum (inset: the effective
emissivity in the full spectrum), and (c) measured and calculated
irradiance of the NIREM device in the reststrahlen band (inset: the
effective emissivity in the reststrahlen band).However, above, we describe the excellent agreement between our measured
and calculated integrated irradiance, as the operation of the NIREM
device is centered around the thermal emission from the narrowband
SPhP resonances within the reststrahlen band, and we now extend our
experimental efforts to probe the spectral irradiance within this
spectral range. Using the temperature-dependent emissivity within
the reststrahlen band (inset of Figure d) defined as the ratio between the integrated emissivity
of the SiCNIREM within the reststrahlen band to that of the blackbody
over the entire collected spectral range (eq ). The measured irradiance of the NIREM within
the reststrahlen band at different temperatures can be obtained by
employing this emissivity ratio and the direct power measurements
of the blackbody sample (VACNT). With the calibrated irradiance of
the NIREM in the reststrahlen band, we find that our measurements
once again agree quite well with our calculated irradiance using eq (Figure c).
Angular Radiation Pattern of the NIREM
Following our demonstration that the NIREM is applicable for on-chip
photonic applications driven by waste heat, we present the angular
emission profile for investigation of the spatial coherence of the
emitted mode. Angle-dependent thermal emission spectra are collected
using a home-made heating rotation stage (see Methods), and the two strong absorption modes (898 and 948 cm–1) are clear in the spectral dispersion plots (Figure a,c), where we present the surface plots
compiled from the angle-dependent polarized thermal emission spectra.
Interestingly, we can see the near-unity absorption resonance splits
into two modes at high angles in the p-polarized (Figure a) and unpolarized cases (Figure S4a). The mode splitting also provides
further evidence that the near-unity absorption is the result of a
hybrid mode comprised of at least two distinct, overlapping resonances.
Figure 6
(a) Dispersion
plot of the large-area SiC array, which is made of p-polarized angular
thermal emission spectra, (b) p-polarized radiation pattern of the
large-area SiC array at the frequencies showing in Figure a together of the frequency
outside of the reststrahlen band (1000 cm–1), (c)
dispersion plot of the large-area SiC array, which is made of s-polarized
angular thermal emission spectra, (d) s-polarized radiation pattern
the large-area SiC array at the frequencies showing in Figure c together of the frequency
outside of the reststrahlen band (1000 cm–1).
(a) Dispersion
plot of the large-area SiC array, which is made of p-polarized angular
thermal emission spectra, (b) p-polarized radiation pattern of the
large-area SiC array at the frequencies showing in Figure a together of the frequency
outside of the reststrahlen band (1000 cm–1), (c)
dispersion plot of the large-area SiC array, which is made of s-polarized
angular thermal emission spectra, (d) s-polarized radiation pattern
the large-area SiC array at the frequencies showing in Figure c together of the frequency
outside of the reststrahlen band (1000 cm–1).From the dispersion plots, we can extract the radiation
patterns of the NIREM at certain frequencies both for polarized (Figure b,d) and unpolarized
emissions (Figure S4b). When compared to
the thermal emission at a frequency outside of the reststrahlen band
(1000 cm–1), which has a broad distribution in the
spatial domain, the two strong absorption modes (898 and 948 cm–1) exhibit increases in the directionality as determined
from the radiation pattern for p-polarized emission (Figure b). More specifically, the
p-polarized emission from the resonance mode centered at 910 cm–1 splits from the near-unity resonance and becomes
more spatially coherent. We also plot the radiation pattern of the
emission resulting from the zone-folded LO phonon mode of 4H–SiC[32] (834 cm–1), which exhibits
a similar radiation pattern to that of the resonant modes occurring
at 910 cm–1 while the mode at 898 cm–1 appears to emit into a hemisphere. We should note the directional
thermal emission of the NIREM is not highly spatially coherent emission,
and thus, for such devices to be potential solutions for free-space
communications or interchip photonic interconnects, and additional
work coupling the emitted light into a single spatial mode must be
undertaken.[6,12]
Conclusions
In
this work, we demonstrated that a low-power consumption, narrowband
polaritonic thermal emitter can be realized and potentially driven
by waste heat alone. Thus, we demonstrate that such a device is feasible
even for a highly restrictive case whereby the NIREM is driven exclusively
by harvesting rejected heat from a standard heat sink and 100 W CPU
chip operating at temperatures below 85 °C. Using experimental
emissivity spectra collected from a large-area SiCNIREM thermal emitter
with near-unity absorption from one of the localized SPhP resonances
in concert with a thermodynamic compact model, we demonstrate that
our device can replace up to 16 cm2 of a 36 cm2 area heat sink, when the NIREM is located at the center of the sink.
Such a device can provide in excess of 10 mW of LWIR power from the
narrowband localized SPhP modes within the 10.3–12.5 μm
reststrahlen band of SiC. This can be realized despite the limited
thermal budget of the CPU and without risking its thermal integrity.
However, for alternative application spaces where higher temperatures
are more readily accessible, significant increases in the irradiance
at the NIREM resonant frequencies can be achieved, with the increased
power consistent with Planck’s blackbody radiation law. We
provide direct measurements of the irradiance from this device over
both the full-detected infrared spectral range and from the SPhP resonant
modes within the reststrahlen band. In all cases, excellent quantitative
agreement with our thermal model was realized, offering strong validation
of our calculated power outputs within this waste heat-driven NIREM
concept. Based on the results reported here, we purport that waste
heat-driven NIREMs could offer low size, weight, and cost, for a narrowband,
and potentially polarized and spatially coherent LWIR source, even
under highly restrictive thermal budgets. As such, we believe these
devices could offer substantial benefits for spectroscopy performed
using autonomous vehicles, as IR beacons or for sources appropriate
for free-space communications.
Methods
Device Fabrication
The large-scale NIREM device is fabricated by SiC dry etch and standard
contact lithography processes. The SiC substrate was seeded with a
thin layer of Cr/Au, upon which the NIREM device geometry was patterned
using a standard positive photoresist. The as-patterned wafer was
then electroplated with an approximately 1 μm thick Ni etch
mask. The photoresist was then cleaned in acetone, and the exposed
Cr/Au seed was removed by means of an Ar ion mill plasma process.
The SiC vertical NIREM structures were then etched at a rate of about
120 nm/min in an inductively coupled plasma (ICP) reactor using a
combination of SF6/O2 chemistry optimized to
yield the nearly vertical sidewall etch profile. Details of the SiC
etch process have been reported elsewhere.[29]
Numerical Simulations
FEM simulations were performed in
CST studio suite 2018 using the structure mentioned before with round
edges at the top of the pillars (to mimic the imperfection of fabrication,
see Figure S5). The unit cell boundary
conditions and a perfectly matched layer for the substrate are used
in the simulations. The dielectric function used for 4H–SiC
was derived from that presented in ref (33).
Optical Characterization
The room-temperature
reflection and transmission spectra for the large-area 4H–SiC
array sample are collected using a Hyperion 2000 IR microscope attached
to a Bruker Vertex 70v FTIR spectrometer with a liquid-nitrogen-cooled
HgCdTe (MCT) detector. The microscope objective used is a 15×
Cassegrain objective (Pike Technologies), which illuminates the sample
with an average incident angle of 18°.
Temperature-dependent Thermal
Emission and Reflection Measurements
For the temperature-dependent
thermal emission/reflection measurements, a heating stage with a KBr
window (Linkam FTIR600) was added to the FTIR microscope, and the
thermal emission/reflection spectra are measured via the 15×
Cassegrain objective. To compare the reflection spectra at elevated
temperatures (Figure S1), the room-temperature
reflection spectrum is also collected when the sample is mounted on
the heating stage with the KBr window.
Angular Thermal Emission
Measurements
A custom-built heated rotating stage is used
during the angular thermal emission measurements (0–70°,
every 2°). The sample (heated to 266 °C) is focused by the
parabolic mirror, and the infrared beam is collected through the back
port of the FTIR bench. A Ge polarizer (Pike Technologies) is placed
outside the FTIR bench when doing polarized (0/90° polarized)
angular thermal emission measurements.
Authors: Kyeongtae Kim; Bai Song; Víctor Fernández-Hurtado; Woochul Lee; Wonho Jeong; Longji Cui; Dakotah Thompson; Johannes Feist; M T Homer Reid; Francisco J García-Vidal; Juan Carlos Cuevas; Edgar Meyhofer; Pramod Reddy Journal: Nature Date: 2015-12-07 Impact factor: 49.962
Authors: Joshua D Caldwell; Andrey V Kretinin; Yiguo Chen; Vincenzo Giannini; Michael M Fogler; Yan Francescato; Chase T Ellis; Joseph G Tischler; Colin R Woods; Alexander J Giles; Minghui Hong; Kenji Watanabe; Takashi Taniguchi; Stefan A Maier; Kostya S Novoselov Journal: Nat Commun Date: 2014-10-17 Impact factor: 14.919
Authors: Tony Low; Andrey Chaves; Joshua D Caldwell; Anshuman Kumar; Nicholas X Fang; Phaedon Avouris; Tony F Heinz; Francisco Guinea; Luis Martin-Moreno; Frank Koppens Journal: Nat Mater Date: 2016-11-28 Impact factor: 43.841
Authors: Joshua D Caldwell; Orest J Glembocki; Yan Francescato; Nicholas Sharac; Vincenzo Giannini; Francisco J Bezares; James P Long; Jeffrey C Owrutsky; Igor Vurgaftman; Joseph G Tischler; Virginia D Wheeler; Nabil D Bassim; Loretta M Shirey; Richard Kasica; Stefan A Maier Journal: Nano Lett Date: 2013-07-10 Impact factor: 11.189