Banu Iyisan1, Raweewan Thiramanas1, Nadzeya Nazarova1, Yuri Avlasevich1, Volker Mailänder1,2, Stanislav Baluschev1,3, Katharina Landfester1. 1. Max Planck Institute for Polymer Research, Ackermannweg 10, 55128 Mainz, Germany. 2. Dermatology Clinic, University Medical Center of the Johannes Gutenberg-University Mainz, Langenbeckstr. 1, 55131 Mainz, Germany. 3. Optics and Spectroscopy Department, Faculty of Physics, Sofia University,"St. Kliment Ochridski", 5 James Bourchier, 1164 Sofia, Bulgaria.
Abstract
Monitoring local temperature inside cells is crucial when interpreting biological activities as enhanced cellular metabolism leads to higher heat production and is commonly correlated with the presence of diseases such as cancer. In this study, we report on polymeric upconversion nanocapsules for potential use as local nanothermometers in cells by exploiting the temperature dependence of the triplet-triplet annihilation upconversion phenomenon. Nanocapsules synthesized by the miniemulsion solvent evaporation technique are composed of a polymer shell and a liquid core of rice bran oil, hosting triplet-triplet annihilation upconversion active dyes as sensitizer and emitter molecules. The sensitivity of the triplet-triplet annihilation upconversion to the local oxygen concentration was overcome by the oxygen reduction ability of the rice bran oil core. The triplet-triplet annihilation upconversion process could thus successfully be applied at different levels of oxygen presence including at ambient conditions. Using this method, the local temperature within a range of 22 to 40 °C could be determined when the upconversion nanocapsules were taken up by HeLa cells with good cellular viability. Thus, the higher cell temperatures where the cells show enhanced metabolic activity led to a significant increase in the delayed fluorescence spectrum of the upconversion nanocapsules. These findings are promising for further development of novel treatment and diagnostic tools in medicine.
Monitoring local temperature inside cells is crucial when interpreting biological activities as enhanced cellular metabolism leads to higher heat production and is commonly correlated with the presence of diseases such as cancer. In this study, we report on polymeric upconversion nanocapsules for potential use as local nanothermometers in cells by exploiting the temperature dependence of the triplet-triplet annihilation upconversion phenomenon. Nanocapsules synthesized by the miniemulsion solvent evaporation technique are composed of a polymer shell and a liquid core of rice bran oil, hosting triplet-triplet annihilation upconversion active dyes as sensitizer and emitter molecules. The sensitivity of the triplet-triplet annihilation upconversion to the local oxygen concentration was overcome by the oxygen reduction ability of the rice bran oil core. The triplet-triplet annihilation upconversion process could thus successfully be applied at different levels of oxygen presence including at ambient conditions. Using this method, the local temperature within a range of 22 to 40 °C could be determined when the upconversion nanocapsules were taken up by HeLa cells with good cellular viability. Thus, the higher cell temperatures where the cells show enhanced metabolic activity led to a significant increase in the delayed fluorescence spectrum of the upconversion nanocapsules. These findings are promising for further development of novel treatment and diagnostic tools in medicine.
Gathering information on local temperature
in cells promotes understanding their biological activities. It is
well-known that cellular activities like enzyme reactions and cell
division correlate strongly with temperature changes.[1−3] For instance, due to their increased metabolism, continuously growing
malignant cells produce more heat in comparison to healthy ones.[4,5] Given this, determining the local temperature within a cell makes
it possible for us to develop novel treatments and diagnostic tools
in medicine. Nevertheless, there are significant technological challenges
that initially need to be overcome. First, the temperature probe should
be small in comparison to the cell compartments, that is, it must
be of nanoscale size to enable local heat monitoring, but not able
to influence the real cell temperature. Second, the required small
size of the temperature probe should permit good cellular uptake to
allow enough of them inside the cells. Third, the temperature probe
needs to be entirely biocompatible and it should not interfere with
cell-metabolism processes during temperature recording.Polymeric
nanocapsules[6−8] offer a solution to gaining the necessary above-mentioned
functions because of the ease of their flexible structural design
for an optimized shell/core balance and sufficient cellular uptake.
Additionally, nanocapsules can be constructed in such a way as to
be temperature-responsive by adding the corresponding sensitive units
either to the polymer shell[9] or to the
core through the right cargo combinations. Given this, a minimally
invasive strategy for providing a temperature-sensing response to
the nanocapsules is to use luminescent-based tools that are sensitive
to temperature alterations[10−12] for further use as intracellular
thermometers.[13,14]Using excitation light
with wavelengths shifted to the biologically less-interactive optical
region of deep-red or NIR-A is a harmless approach, as such light
penetrates the tissue deep enough without causing significant side
effects.[15,16] The crucial benefit of using deep-red light
is that the excitation light will not cause undesired autofluorescence
of the cell culture or nutrient mixtures. A promising tool to do this
is to use photon energy upconverting processes that can generate higher-energy
photons via excitation of lower energy photons.[17] Various nonlinear optical processes, such as two-photon
absorption,[18] second harmonic generation,[19] rare earth ion (e.g., lanthanide, Ln3+) based upconversion (excited state absorption or energy transfer),[20] and triplet–triplet annihilation upconversion
(TTA-UC),[21−23] exist for realizing upconversion (UC) processes.
Among them, TTA-UC is the only upconversion process performed using
photons from a noncoherent optical source with very low excitation
intensity (on the level of 20 mW cm–2). Additionally,
the excitation and emission spectrum of the TTA-UC-based system can
be tuned freely by using a suitable combination of sensitizer and
emitter couples from a large molecular library.[17,21]The vast majority of the TTA-UC systems reported in the literature
are hydrophobic; therefore, the transfer of the annihilation upconversion
process into a water environment is a necessary requirement for applications
in the life sciences. This has been partially achieved by incorporating
UC dyes into dendrimers,[24] micelles,[25] polymers,[26−29] silica,[30] or protein-based
nanoparticles.[31] However, since oxygen
molecules penetrate nanosized objects (even if the penetration rate
is slowed down), oxygen quenching in the process of TTA-UC optically
excited triplet states still takes place.[32] Given this, core/shell structured nanoparticles (i.e., nanocapsules)
are a viable option as their hydrophobic core can be loaded with oxygen-scavenging
substances. In the presence of molecular oxygen, the TTA-UC process
is unavoidably linked to the generation of singlet oxygen, known as
a very aggressive species. If the rate of oxygen “consumption”,
that is, the rate of covalent bonding of the singlet oxygen with the
singlet oxygen scavenging moiety, is higher than the rate of oxygen
penetration through the NC shell, it is possible to mimic “oxygen-free
conditions”. So far, some examples of TTA-UC processing in
the presence of oxygen have been shown,[31,33−37] and it is possible to develop this processing for use in medical
applications such as the construction of nanothermometers.[38]To date, most reported luminescent nanothermometers
have been developed with lanthanide-based upconversion nanoparticles
(UCNPs).[39−41] In contrast, TTA-UC based nanocapsules have been
mainly fabricated for bioimaging applications[28−31,42] and for the construction of solar cell devices.[37,43] However, the intensified development of polymeric nanocapsules and
their good biosafety profile can be combined with the advantages of
the TTA-UC process for further advancement in this field. In this
work, we demonstrate the synthesis of polymeric upconversion nanocapsules
and go on to use them for a temperature-dependent in vitro TTA-UC process in cells exposed to the ambient environment to study
their applicability as nanothermometers. The shell of the nanocapsules
was selected to be biologically compatible poly(methyl methacrylate)
(PMMA)[44] and the NC core was rice bran
oil (RBO), which serves as an efficient singlet oxygen quencher. Scheme illustrates the
general approach toward in vitro temperature-sensing
in HeLa cells via TTA-UC, together with the chemical structures of
the encapsulated sensitizer and emitter couple.
Scheme 1
Polymeric Upconversion
Nanocapsules Sensing Temperature in HeLa Cells (top) and Structures
of the Sensitizer, meso-Tetraphenyl-tetrabenzo[2,3]porphyrin
Palladium(II) (PdTBP, bottom left), and Emitter, 3,10-Bis(3,3-dimethylbut-1-ynyl)perylene
(BDMBP, bottom right)
Experimental Section
Materials
Poly(methyl
methacrylate) (PMMA, 120 kDa) and sodium dodecyl sulfate (SDS, 99%)
were purchased from Sigma-Aldrich. Chloroform and dimethyl sulfoxide
(DMSO, 99.7%, extra dry) were obtained from Acros Organics. A dialysis
membrane made of regenerated cellulose (molecular weight cutoff 6–8
kDa) was purchased from Carl Roth. Pd-meso-tetraphenyl
tetrabenzoporphyrin (PdTBP)[45,46] and 3,10-bis(3,3-dimethylbutyl-1-yn-1-yl)perylene
(BDMBP)[37] were synthesized as reported
previously. Sterile H2O was obtained from Braun Melsungen
AG.
Nanocapsule Formation
The nanocapsules were synthesized
using the miniemulsion solvent evaporation technique. The dispersed
phase contained the solution of PMMA (150 mg), PdTBP (3.3 × 10–8 mol for UCNC1 and 3.3 × 10–7 mol for UCNC2), BDMBP (3.3 × 10–7 mol for
UCNC1 and 3.3 × 10–6 mol for UCNC2), rice bran
oil (300 mg), and chloroform (1.8 mL), whereas the surfactant (SDS,
10 mg) was dissolved in sterile H2O (10 mL) forming the
continuous phase. Afterward, these two phases were mixed and pre-emulsified
by stirring at 1000 rpm for an hour, followed by ultrasonication for
2 min with a Branson Sonifier W450 at 90% amplitude (10 s pulse/10
s pause) under ice cooling. Lastly, chloroform was slowly removed
at 30 °C by stirring the dispersion at 300 rpm for 16 h. The
nanocapsule dispersions were filtered and dialyzed against distilled
water using a membrane with a molecular cutoff (MWCO) 6–8 kDa
for 16 h before the cellular uptake and UC measurements.
Nanocapsule
Characterization
Dynamic light scattering (DLS) measurements
were performed at 25 °C using a Zetasizer Nanoseries instrument
(Malvern Instruments, UK) equipped with a 633 nm He–Ne laser
at a fixed scattering angle of 90° to determine the size of the
nanocapsules as intensity-average diameter (zaverage) values. The nanocapsules were diluted 100 times for
the DLS measurements. The zeta (ζ) potential of the nanocapsules
(15 μL) was determined by electrophoretic light scattering using
a Zetasizer Nano Z instrument (Malvern Instruments, UK) in 1 mM potassium
chloride solution (1 mL) at 25 °C. The morphology of the nanocapsules
was investigated by using JEOL 1400 (Jeol Ltd., Tokyo, Japan) for
transmission electron microscopy (TEM) operating at an acceleration
voltage of 120 kV. Samples were prepared by dropping the diluted nanocapsule
dispersions (1.6 mg·mL–1) onto 300-mesh carbon-coated
copper grids followed by removal of excess water using a piece of
filter paper to decrease artifacts caused by drying.
Determination
of the Dye Amounts
The dialyzed nanocapsules were freeze-dried
for 24 h and dissolved at two different concentrations in DMSO (4.1
mg·mL–1, 8.2 mg·mL–1, Figure S1 in SI). In order to obtain
the calibration curves (see Figures S2 and S3 in SI), the solutions of PdTBP and BDMBP dyes were also prepared
in DMSO. Afterward, the absorbance (380–800 nm) of the samples
was measured using a Tecan infinite plate reader in duplicate. From
this data, the absorbance values at 479 and 630 nm were used to estimate
the concentration of encapsulated PdTBP and BDMBP dyes, respectively.
By this method, the dye encapsulation efficiency after dialysis was
calculated as an average value.
Upconversion Measurements
A homemade setup was used to obtain the luminescence spectra of
the nanocapsules. For the samples measured in an ambient environment,
the dispersions were filled into a cuvette (1 mm thickness) without
any further deoxygenation step and immediately after the dialyzed
nanocapsules were ready. For the samples measured at a lower oxygen
level, the dispersions were placed into the glovebox (oxygen amount
∼4 ppm, UNIlab glovebox, M. braun GmbH) and stirred overnight,
then filled into the cuvettes and sealed using a parafilm to keep
the oxygen level constant. For the temperature dependent measurements,
the sample (cuvette or cells) was located in a holder in which the
temperature was controlled using a Peltier element by means of the
T-app computer program from Electron Dynamics Ltd. (Southampton, UK).
The sample temperature was additionally measured using a thermistor
(PT100) attached on top of the sample (cuvette or cells). The light
excitation was performed by a HeNe laser at the wavelength of λexc = 633 nm. The excitation intensity for the nanocapsules
at their highest concentration (41 mg·mL–1)
was set up as 16 mW·cm–2, whereas the diluted
dispersion inside the HeLa cells was excited at varied excitation
intensities from 32 mW·cm–2 to 256 mW·cm–2. The excitation power was controlled by a power meter
PM100D (Thorlabs, USA), and the laser spot diameter was 0.002 m.For the in vitro TTA-UC measurements, the samples
were prepared as follows. HeLa cells were seeded at a density of 6
× 104 cells in a 35 mm Petri dish with a glass coverslip
bottom (μ-Dish, 7 mm walls, Ibidi, Germany) and cultured for
24 h in DMEM complete medium. The cells were then incubated for 24
h with the nanocapsules at 6 mg·mL–1 (UCNC1,
UCNC2). Then, the cells were washed five times with 500 μL of
DMEM to remove the remaining nanocapsules outside the cells and finally
suspended in 1 mL DMEM. Subsequently, the HeLa cells incubated with
UCNCs were placed into a temperature-controlled sample holder, and
the variation of the temperature, ranging from 22 to 40 °C, was
controlled as explained above.
Cell Culture
HeLa
cells obtained from DSMZ (Deutsche Sammlung von Mikroorganismen and
Zellkulturen, Germany) were cultured in Dulbecco’s Modified
Eagle’s Medium (DMEM, Gibco, USA) containing 10% fetal bovine
serum (FBS, Gibco, USA), 1% l-glutamine (Gibco, USA), and
1% penicillin/streptomycin (Gibco, USA). They were incubated at 37
°C in a CO2 incubator with 95% humidity and 5% CO2 (C200, Labotect, Germany). To dissociate adherent cells,
the cells were trypsinized with 0.25% trypsin (Gibco, USA) for 3 min
as a general procedure. The cell pellet was collected by centrifugation
at 130g for 3 min, resuspended in DMEM complete medium,
and used for further assays. Viable cells were determined by the trypan
blue exclusion method and counted by using TC10 automated cell counter
(Bio-Rad, USA).
Cell Viability
To study cytotoxicity
testing of UCNCs, HeLa cells resuspended in DMEM complete medium were
seeded at a density of 6400 cells per well in a 96-well plate for
24 h. The cells were then treated with various concentrations of the
corresponding nanocapsules from 500 to 10000 μg·mL–1 for 24 h. An untreated sample was used as a negative
control and calculated as 100% cell viability, while a 20% DMSO-treated
sample was used as a positive control. After that, cell viability
was evaluated by using the CellTiter-Glo luminescent cell viability
assay (Promega, USA) according to the manufacturer’s protocol.
This assay is based on the amount of ATP present, which reflects the
presence of metabolically active cells. Luminescence was recorded
10 min after reagent addition using a plate reader (Infinite M1000,
Tecan, Germany). The EC50 values were calculated by fitting
a curve with nonlinear regression using GraphPad Program.
Cellular Uptake
Study by Flow Cytometry
For the cellular uptake study, HeLa
cells resuspended in DMEM complete medium were seeded at a density
of 8 × 104 cells per well in a 24-well plate for 24
h. After removal of the old medium, the cells were treated with various
concentrations of UCNCs from 1000 to 8000 μg·mL–1 for 24 h. Thereafter, the cells were collected from the plate by
detaching them with trypsin and stained with Zombie Aqua Fixable Viability
Kit (BioLegend, USA) according to the manufacturer’s instructions
for live cell gating. Flow cytometry measurements were performed on
an Attune NxT Flow Cytometer (Invitrogen, USA). Zombie Aqua dye was
excited with the violet laser (405 nm) and has a maximum emission
of 516 nm, which can be detected in channel VL-2. The fluorescence-positive
cells represented the cells that took up the UCNCs containing BDMBP
dye and were recorded in channel BL-1 with the excitation of blue
laser (488 nm). Data analysis was performed using Attune NxT software
(Invitrogen, USA) by selecting the cells on a forward/sideward scatter
plot, thereby excluding cell debris. These gated events were shown
in the histogram of fluorescent signals. After gating the living cells,
percentages of BDMBP-positive cells and their median fluorescence
intensities were reported.
Cell Imaging by Confocal Laser Scanning Microscopy
(cLSM)
For confirmation of cellular uptake, the progress
of HeLa cells’ uptake of UCNCs was followed at different times
by imaging with confocal laser scanning microscopy (cLSM). HeLa cells
were seeded at a density of 2 × 104 cells per well
in μ-Slide 8 well with a glass coverslip bottom (Ibidi, Germany)
and cultured for 24 h in DMEM complete medium (phenol red free). After
removing the old medium, the cells were incubated for 1, 8, 24, and
48 h with UCNCs resuspended in DMEM at a concentration of 6000 μg·mL–1. Subsequently, the cells were washed five times with
200 μL of DMEM to remove the remaining nanoparticles outside
the cells, the subcellular organs were stained with fluorescent dyes,
and finally the cells were suspended in DMEM. Live cell images were
taken with a commercial setup (LSM SP5 STED Leica Laser Scanning Confocal
Microscope, Leica, Germany), consisting of an inverse fluorescence
microscope DMI 6000 CS equipped with a multilaser combination and
five detectors operating in the range of 400–800 nm. A HCX
PL APO CS 63 × 1.4 oil objective was used in this study. The
excitation and detection conditions in a sequential mode were described
as follows: Fluorescent nanoparticles containing BDMBP dye were excited
with an Ar laser (488 nm), detected at 510–540 nm, and pseudocolored
in green. The cell membrane was stained with CellMaskOrange (5 μg·mL–1, Life technologies, USA), excited with a DPSS laser
(561 nm), and detected at 570–600 nm, pseudocolored in red.
Results and Discussion
Formation and Characterization of Upconversion
Nanocapsules
Nanocapsules were formed by applying the miniemulsion
solvent evaporation method, as illustrated in Figure a. In brief, two immiscible phases were emulsified
to form surfactant stabilized oil droplets including the upconversion
dyes and the dissolved poly(methyl methacrylate) (PMMA) in its effective
solvent. The continuous phase was water. The shell formation took
place through polymer precipitation at the rice bran oil (RBO)/water
interface after the chloroform, an effective solvent for PMMA, completely
evaporated. As mentioned, RBO was used as the liquid core to host
the PdTBP (sensitizer) and BDMBP (emitter) (Scheme ) molecules to conduct further TTA-UC processes.
The π-extended perylene emitter BDMBP was chosen since it shows
a three times higher quantum yield of upconversion with PdTBP as compared
to the parent perylene chromophore. Rice bran oil was selected primarily
because this natural product is FDA-approved and its main components
are unsaturated fatty acids such as linoleic acid (35.6%) and oleic
acid (40.6%)[47] with a pronounced oxygen
scavenging potential. Further, rice bran oil can produce stable peroxides,
thus reducing the oxygen concentration inside the nanoconfined object,
as observed previously for soy bean oil encapsulated BSA nanocapsules.[31] In addition, PMMA is known as a biocompatible
polymer as applied in various medical applications, including use
as a drug carrier, as an adjuvant for vaccines, and in dental materials.[44]Figure shows the colloidal characteristics of the synthesized nanocapsules,
the only difference between UCNC1 and UCNC2 being the amount of the
encapsulated dye molecules. The average sizes of the nanocapsules
were about 220 nm (UCNC1) and 224 nm (UCNC2) with a narrow size distribution
range determined by dynamic light scattering measurements (Figure b,c). In addition,
the electrostatic stabilization of the nanocapsules by the anionic
surfactant SDS provided high stability even though it was only used
in small amounts as supported by the zeta potential analysis. The
UCNCs kept their integrity for several months without any macroscopic
phase separation. In addition, the core/shell morphology of the particles
was confirmed by TEM investigation, as sufficient contrast between
the PMMA shell and the oil core led to a clear identification of the
nanocapsule structure, as seen in Figure d,e. Since the encapsulated sensitizer and
emitter amounts have a significant effect on the resulting luminescent
properties of the upconversion nanocapsules,[21,48] the loading efficiency of the corresponding dyes were determined,
as given in Figure b. Here, the initial concentration ratio of the BDMBP emitter to
PdTBP sensitizer changed from 10:1 to 14:1 for both UCNC1 and UCNC2
nanocapsules. This clearly underlines that the loss of the emitter
was less than that of the sensitizer during the emulsification and
purification steps. It is most probable that parts of the sensitizer
were accumulated in the shell. On the other hand, the difference of
the total dye concentrations between the nanocapsules were kept the
same (UCNC2 embed nearly 10 times more dyes than the UCNC1), and this
was important in order to gain information in the next luminescence
experiments.
Figure 1
(a) Synthetic scheme of polymeric upconversion nanocapsules
(UCNCs) through miniemulsion/solvent evaporation. (b) Physicochemical
characteristics and encapsulation efficiencies of UCNCs after purification
steps. (c) Size distribution of the UCNCs obtained from dynamic light
scattering measurements. TEM micrographs of (d) UCNC1 and (e) UCNC2,
showing the core/shell structure of the capsules.
(a) Synthetic scheme of polymeric upconversion nanocapsules
(UCNCs) through miniemulsion/solvent evaporation. (b) Physicochemical
characteristics and encapsulation efficiencies of UCNCs after purification
steps. (c) Size distribution of the UCNCs obtained from dynamic light
scattering measurements. TEM micrographs of (d) UCNC1 and (e) UCNC2,
showing the core/shell structure of the capsules.As a next step, the photoluminescent characteristics of the synthesized
nanocapsules were investigated. The first test was to evaluate the
upconversion efficiency of the nanocapsules in the case of an oxygen-saturated
environment. To do this, an additional nanocapsule (UCNCM, Figure S4 in SI) was prepared with hexadecane
(HD) as a liquid core. All specifications except the core material
were kept the same to serve as a control function. The size of the
control UCNCM was about 230 nm with a zeta potential of about −51.4
mV (after dialysis) with the same amount of dye concentration as UCNC1
capsules. Afterward, the triplet–triplet annihilation upconversion
process was initiated as reported in the luminescence spectra of the
produced UCNC samples in Figure . The energy diagram of the TTA-UC is illustrated in Figure b: briefly, the optical
excitation of the nanocapsules with red light (λexc = 633 nm) led to photon absorption by the PdTBP sensitizer, present
in the core of the UCNCs, and was followed by intersystem crossing
(ISC) resulting in efficient generation of the sensitizer triplet
states. Next, this energy was transferred to an emitter triplet state
via the process of triplet–triplet transfer (TTT). Further,
the excited triplet states of two emitter molecules showed triplet–triplet
annihilation (TTA) that led to the return of one emitter molecule
to its singlet state, whereas the other one gained energy and populated
the excited singlet state. Thus, the radiative decay of the emitter
from its excited singlet state to its ground state provided delayed
fluorescence (upconversion fluorescence, UC) with photon energy significantly
higher than the energy of the excitation photons. It should also be
noted that residual phosphorescence of the sensitizer was also observable,
as the sensitizer triplet population was not completely transferred.
In the presence of vanishing oxygen concentrations, even on the ppm
level, the efficiency of the TTA-UC process was significantly influenced.[32,49−51] When oxygen was present, the stored energy in the
triplet ensembles of the sensitizer was not only transferred to the
emitter molecules but was also transferred to the ground state of
the molecular oxygen, causing singlet oxygen formation that further
oxidized the dye molecules leading to decreased efficiency. This may
lead to complete quenching but may also be only a competing reaction
for the further steps in this process. Thus, the complexity of the
studied process is reflected in the luminescence spectra of the established
nanocapsules (Figure a). Here, hexadecane bearing nanocapsules (UCNCM) did not show any
upconversion fluorescence as the complete sensitizer triplet energy
was shared with the oxygen present and the residual phosphorescence
(the optical signal with local maxima at nearly λ = 800 nm, Figure a). However, nanocapsules
bearing RBO as a liquid core (UCNC1, UCNC2) showed well-observable
upconversion fluorescence (the optical signal with local maxima at
nearly λ = 520 nm, Figure a) in an ambient environment. It must be pointed out
that no further deoxygenation was applied to the nanocapsules. Thus,
RBO core nanocapsules fulfill the antioxidant requirement in order
to have enough UC efficiency when the nanocapsules are taken up in
HeLa cells.
Figure 2
(a) Luminescent spectra of UCNCs at ambient conditions (21% O2) without applying any deoxygenation steps. (b) Energy diagram
of triplet–triplet annihilation upconversion in the UCNCs in
the presence of oxygen. (c) Temperature-dependent luminescence spectra
of (c) UCNC1 and (d) UCNC2 at low-level oxygen presence (∼4
ppm). For all figures, excitation at λexc = 633 nm
and excitation intensity ∼16 mW·cm–2.
(a) Luminescent spectra of UCNCs at ambient conditions (21% O2) without applying any deoxygenation steps. (b) Energy diagram
of triplet–triplet annihilation upconversion in the UCNCs in
the presence of oxygen. (c) Temperature-dependent luminescence spectra
of (c) UCNC1 and (d) UCNC2 at low-level oxygen presence (∼4
ppm). For all figures, excitation at λexc = 633 nm
and excitation intensity ∼16 mW·cm–2.We further studied the TTA-UC triggered temperature-dependence
of the nanocapsules in the range of 20 to 50 °C (Figure c,d). To do this, the oxygen
content of the UCNC was lowered by keeping the nanocapsules in a nitrogen-filled
glovebox (oxygen amount ∼4 ppm) overnight, and they were then
filled into the cuvettes in the same environment. In the case of the
UCNC1 nanocapsules, that is, the NCs bearing the lower concentration
of the UC dyes, we observed, as expected, a proportional relationship
between temperature and UC fluorescence intensity, whereas the intensity
of the residual phosphorescence decreased with an increase in temperature.[52] This allows creation of an unambiguous temperature
calibration curve, if the ratio of the delayed fluorescence signal
to the residual phosphorescence signal is used as a material-response
parameter to the temperature changes. The calibration curve is shown
in the inset of Figure c. However, surprisingly, a higher concentration of sensitizer and
emitter (UCNC2, Figure d) within the core led to a decrease of the intensities of both UC
fluorescence and residual sensitizer phosphorescence with increasing
sample temperature. Such behavior was seen previously in the 9,10-diphenylanthracene-terminated
poly(ε-caprolactone nanoparticles)[27] in air-saturated nanogels[53] and in PEGylated
phospholipid liposomes sourced by the change of membrane fluidity
depending on the gel to liquid phase transition temperature (Tm).[54]Although
we conducted the measurements after partial removal of the oxygen,
it was not possible to deoxygenate the dispersions completely, even
given ideal conditions (nitrogen filled glovebox, oxygen level was
4 ppm). The synthetic procedure required 2 days before further UC
measurements could be carried out. This means that the oxygen has
more or less already dissolved in the dispersion and the rice bran
oil has already partly oxidized. In addition, when we compared the
luminescent spectra of UCNCM and UCNC1 under these glovebox conditions
(Figure S5, SI), the RBO bearing nanocapsules
showed about 7 times higher UC efficiency than the HD bearing ones.
This enhancement is, of course, on the one hand related to the mobility
of the dyes in the RBO, but on the other hand, it supports our claim
that even the ppm level of oxygen has an effect on UC efficiency.
Additionally, the diffusion rate of the oxygen through the PMMA shell
was found to be at a remarkable level, as also observed in our previous
study.[29] In conclusion, our hypothesis
is that the increase in the amount of dye at the UCNC core may push
them to closer contact with the PMMA shell. This in turn could result
in change of the dye mobility, so that they become more prone to any
changes in the environment such as increased oxygen diffusion at higher
temperatures. Figure S6 shows the proposed
mechanism for this behavior. Although the TTA-UC process is highly
unique for specific environments, the temperature dependence of the
nanocapsules was clearly outlined in an aqueous environment at maximum
concentration (41 mg·mL–1). We then proceeded
to the phase of cellular uptake and further in vitro sensing.
Cellular Uptake and Viability
Prior to the assessment of in vitro temperature
sensing, the cellular uptake and viability of the established nanocapsules
were examined. Here, HeLa cells were chosen for the in vitro assay to mimic a cancerous environment. First, a cytotoxicity assay
was performed to determine the optimal concentration of the UCNCs
for further use as a potential nanothermometer. Various concentrations
of the UCNCs ranging from 0.5 to 10 mg·mL–1 were incubated with the cells for 24 h. After that, the cell viability
was determined as shown in Figure a. The UCNCs decreased the cell viability in a dose-dependent
manner, and their half-maximal effective concentration (EC50) was similar at 6.95 mg·mL–1 for UCNC1 and
6.22 mg·mL–1 for UCNC2. These are high numbers
and indicate that the established nanocapsules are decidedly biocompatible.
Figure 3
(a) Cell viability assay of HeLa cells after being treated
with the UCNCs for 24 h. (b) Confocal laser scanning microscopy (cLSM)
images of HeLa cells incubated with UCNC2 at 6 mg·mL–1 for various incubation times. The cell membrane was stained with
CellMaskOrange and pseudocolored in red. The direct fluorescence emission
from encapsulated BDMBP dye was detected and pseudocolored in green.
The scale bar is 10 μm. Flow cytometry analysis showing (c)
percentage of fluorescence-positive cells and (d) median fluorescence
intensity (MFI) obtained from the direct fluorescence emission of
encapsulated BDMBP dye in UCNC1 and UCNC2 incubated in HeLa cells
for 24 h.
(a) Cell viability assay of HeLa cells after being treated
with the UCNCs for 24 h. (b) Confocal laser scanning microscopy (cLSM)
images of HeLa cells incubated with UCNC2 at 6 mg·mL–1 for various incubation times. The cell membrane was stained with
CellMaskOrange and pseudocolored in red. The direct fluorescence emission
from encapsulated BDMBP dye was detected and pseudocolored in green.
The scale bar is 10 μm. Flow cytometry analysis showing (c)
percentage of fluorescence-positive cells and (d) median fluorescence
intensity (MFI) obtained from the direct fluorescence emission of
encapsulated BDMBP dye in UCNC1 and UCNC2 incubated in HeLa cells
for 24 h.The next step was to study the cellular uptake of the corresponding
nanocapsules to select a sufficient loading amount for an upconversion
signal from the HeLa cells. To do this, flow cytometry analysis was
performed by following the direct fluorescence emission of BDMBP dye
as already present in UCNPs that was taken up by the cells after 24
h. Figure c showed
about 100% of fluorescence-positive cells when the concentration of
the UCNPs had reached 1 mg·mL–1. However, the
median fluorescence intensity (MFI) obtained from the cells treated
with UCNC2 (containing the higher amount of BDMBP dye) was higher
than that of UCNC1 at the same concentration of the nanocapsules,
as shown in Figure d. This stronger signal confirms the high potential of those nanocapsules
to be used as a reporter in physiological temperature measurement.
Moreover, the MFI value reached its maximum level at 6 mg·mL–1 and did not increase more in the case of higher concentrations,
as observed for 8 mg·mL–1 in Figure d. Therefore, the maximum concentration
that gave the highest fluorescence signal while still being less toxic
to the cell at 6 mg·mL–1 for both UCNC1 and
UCNC2 was selected for further temperature sensing investigations
in HeLa cells. Nevertheless, before proceeding to the final step,
the cellular uptake of UCNC2 at 6 mg·mL–1 in
HeLa cells was further investigated by confocal laser scanning microscopy
(cLSM) after different incubation times. Figure b shows the progress of the cellular uptake
process. After 1 h of incubation, only a small number of UCNPs surrounded
the HeLa cells. After 8 h, more nanocapsules were colocalized with
the membrane and some of them were already inside the HeLa cells.
After 24 h, a high number of the nanocapsules were taken up by every
cell, and this status remained stable even after 48 h of incubation.
Thus, this not only confirmed the higher efficiency of the cellular
uptake of the nanocapsules but also supported their biocompatibility
with the cells.
Temperature Sensing in
HeLa Cells
After the confirmation of cellular uptake and
biocompatibility with the cells, we performed the in vitro TTA-UC measurements to evaluate the potential of our PMMA nanocapsules
as a nanothermometer. The first investigation was to ensure sufficient
upconversion efficiency at mild excitation power required to achieve
the temperature-sensing response when UCNCs are inside the HeLa cells.
As mentioned previously, 6 mg·mL–1 of the UCNC1
and UCNC2 nanocapsules were taken up by the HeLa cells. This was then
followed by excitation with a 633 nm HeNe laser, increasing the excitation
intensity stepwise from 32 mW cm–2 to 256 mW cm–2 at a fixed temperature (22 °C, Figure S7, see SI). At this point, we were not able to obtain
a UC signal from the UCNC1 nanocapsules in HeLa cells at this range
of excitation intensity. It should be noted that this is clearly related
to the lower concentration of the nanocapsules; in the case of cell
incubation, we were only able to use a 7 times lower nanocarrier concentration.
In contrast, the higher dye-loaded nanocapsules (UCNC2) in HeLa cells
were able to function well at varied light excitation intensities,
as shown in Figure S7 (see SI). Again,
the situation after 7 times dilution led to lower efficiencies (Figure S7) than that of the entire bulk status
of the nanocapsules (Figure d), but the obtained UC efficiency of nanocapsules in cells
was sufficient for determining the in vitro temperature
response of the UCNCs (Figure ). In addition, the residual phosphorescence signal was lower
and spectrally overlapped with the autofluorescence of the cell. The
cell autofluorescence was investigated by parallel experiments using
control HeLa cell dishes without nanocapsules (Figure S8, see SI). Additionally, the observed optical signal
with local maximum at λ = 660 nm was strongly temperature-dependent;
this signal decreased strongly after increasing the sample temperature
(Figure a).
Figure 4
(a) Temperature-dependent
luminescent spectra of UCNC2 nanocapsules taken up by HeLa cells,
excitation at λexc = 633 nm, 256 mW·cm–2 HeNe laser. (b) Temperature-dependence of the normalized integral
UC fluorescence (UCFl) defined from the spectra in part a (integral
region is from λ0 = 460 nm to λf = 620 nm) for use as a potential calibration curve (Residual phosphorescence
is small but almost constant). Inset, confocal image of HeLa cells
with UCNCs illustrating use as a nanothermometer.
(a) Temperature-dependent
luminescent spectra of UCNC2 nanocapsules taken up by HeLa cells,
excitation at λexc = 633 nm, 256 mW·cm–2 HeNe laser. (b) Temperature-dependence of the normalized integral
UC fluorescence (UCFl) defined from the spectra in part a (integral
region is from λ0 = 460 nm to λf = 620 nm) for use as a potential calibration curve (Residual phosphorescence
is small but almost constant). Inset, confocal image of HeLa cells
with UCNCs illustrating use as a nanothermometer.In Figure a, we report
on the temperature-dependent luminescent spectra of living HeLa cells
incubated with UCNC2 nanocapsules. The temperature interval studied
was deliberately limited to 22 to 40 °C in order not to impair
the HeLa cell metabolism too extensively or irreversibly. In this
temperature range, almost a constant intensity of the residual phosphorescence
signal (at λmax = 800 nm, Figure a) was observed. In addition, the UC fluorescence
increased monotonically with increasing sample temperature. An important
outcome here is that the increase of the HeLa cell temperature obviously
showed a more pronounced effect on the intensity of the UC signal
for T > 33 °C, than in the range of 20–33
°C. This can most probably be attributed to enhanced cellular
activity at higher temperatures, which in turn leads to increased
oxygen consumption. HeLa cells utilize O2 of about 26.9
amol/cell[55] at 37 °C. This becomes
a supporting reaction to the deoxygenation of the RBO core when compared
with the case of more highly concentrated nanocapsules in dispersion.
Here, the cells act as an additional support for the in vitro TTA-UC process, and it is likely that the in vitro TTA-UC mimics the situation we have seen in UCNC1 nanocapsules (Figure d) in which UC fluorescence
increases with temperature. This again confirms that the oxygen presence
and all further physical/chemical activities together form the unique
conditions as illustrated in Figure S9 (see
SI). Briefly, the combination of all these situations leads to a lower
oxygen concentration at a certain time and at higher temperatures,
all resulting in enhanced UC fluoresence with increasing temperature. Figure b reflects this behavior
by showing that the UC signal increased more than three times at temperatures
close to 40 °C compared to a temperature at 22 °C. This
result compares well with the data obtained for UCNC1 nanocapsules
(Figure c), as enhancement
was also in this range. It should be noted that the total dye amount
hosted by the diluted UCNC2 nanocapsules (6 mg·mL–1) inside the HeLa cells (Figure ) were similar to the dye amounts in the raw UCNC1
nanocapsules (Figure c). Given this, it is not surprising that TTA-UC processing with
UCNC1 nanocapsules more closely mimic the in vitro TTA-UC process inside the HeLa cells. Thus, a minimally invasive
way of temperature sensing in HeLa cells was shown for the first time
by using PMMA based upconversion nanocapsules.
Conclusions
In this study, we have demonstrated how polymeric
upconversion nanocapsules that utilize triplet–triplet annihilation
upconversion-based temperature responsivity can be used as potential
minimally invasive nanothermometers in living cells. The fabricated
nanocapsules consisted of a poly(methyl methacrylate) shell and a
rice bran oil core hosting the upconversion sensitizer and emitter
dye molecules. Different amounts of dye encapsulation were shown to
perform triplet–triplet annihilation upconversion in an aqueous
medium and can be applied in further uses of temperature probing within
a biological environment. The upconversion nanocapsules can function
within the presence of different oxygen levels, including the fully
air-saturated condition that supports the antioxidant capacity with
the aid of unsaturated fatty acids in the rice bran oil core. In addition,
the good cellular uptake and biocompatibility, as well as further
temperature sensing through in vitro triplet–triplet
annihilation upconversion process with a mild excitation intensity
by red light, open up new opportunities of designing nanothermometers
to gain more detailed information about cellular activities. This
has the potential for further advances in medical applications, especially
the early diagnosis and treatment of diseases like cancer.
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