Literature DB >> 32184810

Construction Project Safety Performance Management Using Analytic Network Process (ANP) as a Multicriteria Decision-Making (MCDM) Tool.

Murat Gunduz1, Basil K Khader1.   

Abstract

The paper addresses the context in which the construction industry is considered risky, as the intense labor and machine environment interacts with acceleration and overlapping activities. This situation results in accidents and fatalities. A high number of accidents and fatalities leads to additional costs and delays, detrimental to all stakeholders. Hazard identification and quantification of their impacts on building safety are crucial for planning. Classifying security risks is a complex process, and risks are interconnected. There is a gap in the literature to study the interconnections of these hazards along with the frequency of occurrences. To bridge this gap, the frequency-adjusted importance index and the ANP (Analytical Networking Process) tool were used to capture the 14 interconnections and their frequencies based on the results of a survey distributed to 106 construction professionals. The main contribution of this work to existing knowledge is to identify and prioritize potential risks in the construction sector, considering their interconnections and their level of occurrence frequency. This is the first study in the literature to combine the frequency-adjusted importance index and the ANP tool, both integrated. The results from the importance index was used as the base for pairwise comparison for the ANP model. Based on the results from the model, recommendations to industry professionals are provided and presented.
Copyright © 2020 Murat Gunduz and Basil K. Khader.

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Mesh:

Year:  2020        PMID: 32184810      PMCID: PMC7060845          DOI: 10.1155/2020/2610306

Source DB:  PubMed          Journal:  Comput Intell Neurosci


1. Introduction

Construction industry is one of the biggest industries worldwide. Deplorable safety management practices are damaging the reputation of the construction sector [1]. Due to the increasing complexity of construction projects, the construction industry is acknowledged as having inherent risks with high levels of change and uncertainty [2]. Many workers and equipment interact together to deliver the final project on time. This interaction would mostly result in accidents. Safety performance monitoring should be performed by all stakeholders to avoid injuries and fatalities in the construction sites. The first step in evaluating the safety performance of a construction site is to identify the hazards, evaluate their priorities and effect, and take adequate measures to avoid such hazards. Due to the dangers of the construction industry, leading and lagging safety indicators have been developed to measure safety performance and prevent injury [3]. The application of BIM is currently experiencing rapid growth in construction operations and planning and management, as well as in safety management [4]. New technologies are also used to identify hazards such as BIM (Building Information Modeling) [5]. However, evaluating the priorities of the hazards is a complex issue as many of these hazards are interrelated to each other. Traditional risk analysis methods are not efficient to analyze nonlinear or complex systems such as construction sites [6]. There is a gap in the literature to study the interconnections of these hazards along with their frequency of occurrences. To cover this gap, frequency-adjusted importance index and ANP (Analytic Network Process) tool were jointly utilized to capture the interconnections and their frequencies based on the results from a survey distributed to construction professionals. The main contribution of this paper to the existing knowledge is to identify and prioritize potential hazards in the construction sector by considering their interconnections along with their frequency level of occurrences. Although very few researchers used ANP to study construction safety hazards [7-9], they failed to address the frequency component. This is the first study in the literature to introduce frequency component to the ANP tool for realistic capturing of hazard rankings. After literature review, 42 hazards in 14 categories were identified. These were presented in a survey and distributed online to the construction industry experts. 106 responses were received, analyzed, and ranked using frequency-adjusted importance index and ANP. The results from frequency-adjusted importance index were used as the base for pairwise comparison for the ANP model. The ANP tool reflected the interdependencies between the safety hazards. With the help of ANP, the hazards are linked together in an analytic network to reach a robust model and outcome. The ranked hazards are presented and proper recommendations were made to industry professionals based on the research outputs.

2. Literature Review

There is a growing body of the literature on assessing perceptions of safety climate [10]. Construction sites are known for its complex environments where many unsafe acts and/or unsafe conditions exist [6]. Identifying hazards was performed in many studies such as [11-18]. Gunduz et al. [19] conducted an extensive literature review to identify 168 observable variables in 16 latent dimensions that affect safety. The study then proposed a multidimensional safety performance model utilizing structural equation modeling (SEM) analysis. Analytic hierarchy process (AHP) then was used to assess the severity of each. On the other hand, Esmaeili et al.[20] adopted a preconstruction safety management in which they have identified 22 fundamental attributes with highest impact on safety to predict the safety outcome. Traditional risk analysis methods are not efficient to analyze nonlinear or complex systems such as construction sites [6]. Traditional risk analysis methods are not efficient to analyze nonlinear or complex systems such as construction sites [6]. Few studies in the literature adopted the use of ANP to rank hazards. Yang et al. [8] assessed metro construction safety risk by the use of ANP-grey clustering method. Zhou et al. [9] assessed high-risk hydropower-construction project work system hazards by the analytic network process (ANP) and decision-making trial and evaluation laboratory (DEMATEL). High-rise construction safety culture among job positions with Fuzzy ANP and Fuzzy Decision Trail and Evaluation Laboratory and methods was studied by [7]. The past studies usually study one type of construction without considering their frequency of occurrence on the construction site. There is a gap in the literature to study the interconnections of safety hazards along with the consideration of their frequency of occurrences. This study covers this gap in the literature by considering ANP modeling and the frequency of safety hazards together. With the help of ANP, the hazards are linked together in an analytic network to reach a robust model and outcome. In this study, an extensive literature review on topics related to safety hazards in construction projects was conducted. A draft checklist of 42 hazards in 14 categories (site planning and housekeeping; management involvement; handling, storage, and use of materials; welding and cutting; concrete and concrete framework; crane and lifting equipment; electrical equipment; hand and power tools and machinery; working at height and protection against falling; personal protective equipment; traffic and transportation control; scaffolding and ladders; fire prevention; excavation, trenching, and shoring) were collected. Table 1 presents the top forty-two hazards utilized in the study with their corresponding references. Based on the identified safety hazards, a questionnaire was prepared and distributed among the construction professionals. The questionnaire helped identify the most significant safety hazards in the construction industry.
Table 1

The top 42 hazards from the literature review and their relevant references.

CodeDescriptionReferences
C1Site planning and housekeeping
C1H1Insufficient working spaces/wrong site layout/no access/no lights[2026]
C1H2No housekeeping (scattered garbage and material, dusts, excessive noise, vibration, etc.)
C1H3Insufficient food, drinking water, toilets, rest shelters, and medical facilities

C2Management involvement
C2H1Lack of company's safety policy[12, 20, 24, 25, 2731]
C2H2Insufficient safety training
C2H3Insufficient safety motivation and incentives
C2H4Negative management attitude to safety

C3Handling, storage, and use of materials.
C3H1Lack of proper planning and workforce for storage[3234]
C3H2Unsafe storage/stacking of materials and exceeding safe loading limits

C4Welding and cutting
C4H1Failure in handling, inspection, and maintenance of equipment (cylinders, machines, hoses, and cables)[19, 3437]
C4H2Lack of special PPE (personal protective equipment), such as face shield, special gloves, and goggles for welding/cutting
C4H3Welders without training, license, and certificates

C5Concrete and concrete framework
C5H1Failure to perform form works under the supervision of a competent person[33, 38]
C5H2Use of weak and deformed forms

C6Crane and lifting equipment
C6H1Unavailability of a safe lift plan on-site[34, 3740]
C6H2Lack of licensed trained riggers and operators
C6H3Lack of safe working load indicator/inspection stickers/latches/barricades

C7Electrical equipment
C7H1Unsafe installation of the temporary power (old, damaged, and wrong rating of panels, sockets, wires, etc.)[19, 33, 34, 37]
C7H2Failure to apply access limit, lockout-tagout, permit system, and signage systems
C7H3Lack of inspection for the electric tools, cables, and equipment

C8Hand and power tools and machinery
C8H1Tools are in bad condition with no regular inspection[20, 24, 33, 34, 41]
C8H2Use of tools other than its intended use
C8H3Use or operation by untrained and unauthorized operators (lack of training system)

C9Working at height and protection against falling
C9H1Failure to place adequate barriers and warning signs for open edges and holes[19, 21, 22, 34, 38]
C9H2Falling of hand tools and other materials
C9H3Failure to use required PPE (fall arrest systems) and safety nets
C9H4Unsafe access to high places by damaged ladders, lifts, etc.

C10Personal protective equipment
C10H1Failure to provide appropriate and adequate personal protective equipment for workers (head, eye, face, hand, foot, and hearing protection)[31, 41, 42]
C10H2Failure in enforcing, motivating, and training workers to use them.

C11Traffic and transportation control
C11H1Vehicles (buses/pickups/trucks/others) are in bad condition and do not have regular maintenance/first aid equipment/fire extinguishers/lights[20, 34, 38, 43]
C11H2Failure in enforcing traffic regulations (seat belt, speed limit, license, and training)

C12Scaffolding and ladders
C12H1Use of defective and worn fasteners, components, settings, and material in scaffolding system[37, 38, 44, 45]
C12H2Lack of proper design, workmanship, and regular inspections
C12H3Inadequate scaffolding stability (guardrails, toe boards, secured ties, etc.)
C12H4Failure to provide safe access against slipping, sliding, or falling

C13Fire prevention
C13H1Lack of fire extinguishing training, escape plans, and drills[19, 34, 37, 46]
C13H2Failure in controlling of ignition sources and fire watches, fire blankets, etc
C13H3Fire extinguishers are not enough, not in proper locations, not accessible, and not regularly maintained
C13H4Failure in storage of flammable liquids and combustible materials

C14Excavation, trenching, and shoring
C14H1Wrong procedures (with slab, timber, trench, boxes, shoring, lining, etc.)[19, 38]
C14H2Failure to locate underground services and to take precautionary measures
C14H3Lack of proper barriers/warning signs/lights for the excavation
Next sections will introduce the methodology on frequency-adjusted importance index, ANP, and the data analysis parts.

3. Methodology

This study gathered a list of 42 safety hazards from the literature review. A survey approach was adopted as means of collecting data for the data analysis. The survey aimed to investigate perceptions of the respondents on safety hazards attributes in the construction industry. A ranking analysis was applied between respondents based on their organization type, job designation, industry type, total construction experience, and size of their companies. The respondents were requested to evaluate the attributes based on a (1–9) scale for the importance and frequency levels of the factors. The (1–9) scale is depicted in Figure 1. The survey was sent to construction professionals that play key roles in the construction industry worldwide.
Figure 1

Scale definition for the importance and frequency levels for each hazard.

A total number of 106 completed surveys was received from the respondents worldwide. Frequency-adjusted importance index and ANP analysis were applied on the collected data. Ranked attributes were interpreted based on the statistical analyses performed. Finally, recommendations to industry professionals were carried based on the outcomes of the data analysis.

4. Data Characteristics

An online website tool (SurveyMonkey) was employed in developing, distributing the questionnaire, and collecting responses. Moreover, hardcopies were also distributed to authors' networks. The motivation of the respondents was to receive the outcome of this study after its completion. The main results came from international construction companied based in Qatar, the USA, Japan, Turkey, and Jordan. Respondents are from different companies with different functions, departments, and projects/project types. They mainly are construction engineers, managers, safety supervisions, design engineers, consultants, and owners. The questionnaire consists of 20 questions. The first 6 are related to the respondents' location, organization type and size, construction type, job designation, and total years of experience. Other 14 questions are related to scaling (1 to 9) of each hazard in terms of impact and frequency. The questionnaire link was sent out by emails or via professional networks worldwide. Data collection resulted in 106 completed questionnaires. Contractors are the largest portion of respondents with 58 responses (54.7%). Consultants, the second largest contributors of the survey, form almost 17% of the total participants. Project engineer and project/construction managers make a total of 60% of the responses. Participants involved in infrastructure and oil and gas construction projects hold the significant portion of participants with 28% and 23% of responses, respectively. Participants were categorized based on total years of work experiences in construction based on four groups, which are 0 to 5 years, 6 to 10, 11 to 15, and more than 16 years. A percentage of 40% of responses was yielded from professionals with experience between 6 and 10 years.

5. Data Analysis

One of the objectives of this paper is to get the perceptions of the construction professionals about the major safety hazards in construction projects. Survey participants rated each hazard importance and frequency based on a (1–9) scale. Participants were asked to evaluate the importance (the impact) of the hazard on safety performance. Frequency was also rated in order to decide on how often the hazard is come across in construction projects. As an example, considering the factor “use of weak and deformed forms,” the questions to the respondent related to this hazard are What is the impact of “use of weak and deformed forms” on safety performance? How often the “use of weak and deformed forms” would likely to happen on a construction site? The survey was sent to construction industry professionals. The data analysis is presented in the following sections.

5.1. Frequency-Adjusted Importance Index (FAII)

A similar yet inventive ranking approach adopted in this research to rank safety attributes in the construction industry is the Frequency-Adjusted Importance Index (FAII) [35]. This technique considers both the importance and the frequency. In order to calculate the FAII, both the relative importance index (RII) and the frequency index (FI) are required. The equations for FAII, RII, and FI are shown below:where I = weight given to importance by the respondent (1 to 9), F = weight given to frequency by the respondents (1 to 9), A = the highest weight (in this case 9), and N = total number of respondents (in this case 106) Based on both the RII (%) and FI% equations, the frequency-adjusted importance index will be calculated as follows: FAII provides better ranking results because it reflects the effects of importance and frequency all together.

5.2. Analytic Network Process (ANP)

The ANP came as a generalized form of the AHP as many decision problems cannot be dealt with as a linear hierarchy structure. This is because of the existence of interdependences and interaction between the factors. While AHP depends on a hierarchical form of levels of goal, criteria, and subcriteria, the ANP deals with all factors as clusters in a network, which are all connected to the main goal (safety performance in this paper). The other advantage of the ANP is the network connecting the clusters and its elements together. The safety performance in construction is a complex decision problem as many factors are interrelated. Hazards of a certain nature and under a certain category can have obvious influence and can develop other risks in a different category. Hence, it cannot be dealt as independent criteria. Similarly, hazards in a certain category can influence hazards under the same category. This is called the inner dependence, while the previously described relation between categories is called the outer dependence. In such problems, ANP would be a very powerful alternative to AHP and other methods. Figure 2 illustrates the proposed ANP model. The model is a network that consists of categories called clusters. Each cluster contains the elements, which are called the hazards. The safety performance is connected to all clusters. Until this stage, the model is linear and categories are independent. The red and black arrows represent the interdependences, which is the nonlinear part of the model. As explained, these show the effect of relevant hazards in influencing others. As an example, the C2H1, “lack of safety policy” has its influence on C10H2, “failure in enforcing use of PPE.”
Figure 2

ANP safety performance model with relevant categories.

The steps to implement ANP model can be seen in Figure 3. Steps one and two are presented in Figure 2. The 3rd step is to develop a pairwise comparison between the elements in a matrix format and then to put these submatrices together to form the unweighted supermatrix (Figure 4). The pairwise comparison is calculated based on FAII ranking of factors. As an example, the FAII rank of C1H2 is 5, while the FAII rank of C1H3 is 29. The difference in ranking is 24. Using linear interpolation to scale the differences in a (1–9) scale by considering the maximum rank difference of 31 (maximum rank difference is between factors C4H1 and C4H2), the result will be 7/9. The scaling table can be seen in Table 2. And this is inserted in the W11 matrix in Figure 4. The rest of the pairwise comparison was similarly carried out.
Figure 3

ANP implementation steps and resulting matrices at each step.

Figure 4

The supermatrix formulation.

Table 2

Scaling table through linear interpolation based on the differences between the factors.

Difference(1–9) scaleDifference(1–9) scale
12176
22186
32196
43206
53217
63227
73237
84247
94258
104268
114278
125288
135299
145309
155319
165329
The fourth step is to do pairwise comparison at the cluster level to develop the cluster matrix. The weight of the cluster is determined by the weights of its components, which are the nodes (in this case “hazards”). The average value of the hazard weight in FAII was already calculated for the main category. As an example, weight of C1 = (C1H1 + C1H2 + C1H3)/3, which is (0.32404 + 0.35800+0.29878)/3 = 0.3269. Similarly, cluster weights were calculated for all main categories. Multiplication of each block in the unweighted supermatrix by the weight of the corresponding cluster weight will result in the weighted supermatrix. Raising the weighted supermatrix to high power will make it convergent as the limiting matrix. The results are the rank of the hazards, which is given by the priority vector in the limit matrix. These calculations can be carried out with the help of software such as SuperDecision. The result of FAII and ANP can be seen in Table 3 below.
Table 3

FAII (%) values and ranking of safety attributes by ANP.

CODENameFAIIRank 1ANPRank 2↓
C2H1Lack of company's safety policy0.28753190.2712361
C2H2Insufficient safety training0.4011610.0806842
C10H2Failure in enforcing, motivating, and training workers to use PPE0.3225970.0743443
C1H2No housekeeping (scattered garbage and material, dusts, excessive noise, vibration, etc.)0.3398150.0545784
C2H3Insufficient safety motivation and incentives0.3950620.0529045
C9H3Failure to use required PPE (fall arrest systems) and safety nets0.3456840.0519556
C2H4Negative management attitude to safety0.3875230.035527
C9H2Falling of hand tools and other materials0.3269360.0327758
C14H2Failure to locate underground services and to take precautionary measures0.31173110.0312739
C11H2Failure in enforcing traffic regulations (seat belt, speed limit, license, and training)0.30476130.028510
C13H4Failure in storage of flammable liquids and combustible materials0.31005120.02711511
C6H3Lack of safe working load indicator/inspection stickers/latches/barricades0.3198180.0220912
C9H1Failure to place adequate barriers and warning signs for open edges and holes0.3185590.01964413
C4H2Lack of special PPE (personal protective equipment), such as face shield, special gloves, and goggles for welding/cutting0.31741100.01933314
C7H1Unsafe installation of the temporary power (old, damaged, and wrong rating of panels, sockets, wires, etc.)0.2758240.01863315
C8H3Use or operation by untrained and unauthorized operators (lack of training system)0.29729150.0150916
C10H1Failure to provide appropriate and adequate personal protective equipment for workers (head, eye, face, hand, foot, and hearing protection)0.28235200.01486917
C13H3Fire extinguishers are not enough, not in proper locations, not accessible, and not regularly maintained0.29127170.01411718
C14H3Lack of proper barriers/warning signs/lights for the excavation0.28929180.0134419
C3H2Unsafe storage/stacking of materials and exceeding safe loading limits0.29321160.01280520
C1H1Insufficient working spaces/wrong site layout/no access/no lights0.28045220.01246221
C7H2Failure to apply access limit, lockout tag-out, permit system, and signage systems0.26612260.01173822
C12H3Inadequate scaffolding stability (guardrails, toe boards, secured ties, etc.)0.2809210.00977223
C9H4Unsafe access to high places by damaged ladders, lifts, etc.0.30041140.00898224
C7H3Lack of inspection for the electric tools, cables, and equipment0.26452270.00739525
C6H2Lack of licensed trained riggers and operators0.27984230.00569626
C1H3Insufficient food, drinking water, toilets, rest shelters, and medical facilities0.26155290.00569127
C13H2Failure in controlling of ignition sources and fire watches, fire blankets, etc.0.26296280.00547328
C5H1Failure to perform form works under the supervision of a competent person0.21498390.00542629
C12H4Failure to provide safe access against slipping, sliding, or falling0.27511250.00525630
C11H1Vehicles (buses/pickups/trucks/others) are in bad condition and do not have regular maintenance/first aid equipment/fire extinguishers/lights0.25774310.0047531
C4H3Welders without training, license, and certificates0.2516340.00366332
C14H1Wrong procedures (with slab, timber, trench, boxes, shoring, lining, etc.)0.25274330.00346533
C8H2Use of tools other than its intended use0.24863350.0030134
C13H1Lack of fire extinguishing training, escape plans, and drills0.25591320.00286135
C5H2Use of weak and deformed forms0.19334420.00271336
C6H1Unavailability of a safe lift plan on-site0.25873300.00244837
C3H1Lack of proper planning and workforce for storage0.20988400.00182938
C12H2Lack of proper design, workmanship, and regular inspections0.23285360.00180939
C8H1Tools are in bad condition with no regular inspection0.21674380.00180140
C4H1Failure in handling, inspection, and maintenance of equipment (cylinders, machines, hoses, and cables)0.19444410.0016241
C12H1Use of defective and worn fasteners, components, settings, and material in scaffolding system0.23167370.00123342
From Table 3, it was seen that the top 5 ranked safety hazards based on ANP results are (1) lack of company's safety policy, (2) insufficient safety training, (3) failure in enforcing, motivating, and training workers to use PPE, (4) no housekeeping (scattered garbage and material, dusts, excessive noise, vibration, etc.), and (5) insufficient safety motivation and incentives.

5.3. Safety Performance Index (SPI)

The previous results will be utilized to measure the safety performance in construction sites. The 42 hazards will be used to measure safety performance in construction sites. These hazards will be used for calculating SPI (safety performance index), which then can be used to measure safety performance in construction sites, compare sites together, and benchmarking. The main idea is to do site inspection focusing on these hazards and evaluate if the site under inspection is complying with the safety procedures to avoid such hazard. Compliance will be given a weight of 100% and noncompliance will be 0%. Then, the safety index will be the site compliance for each hazard, multiplied by the limiting vector of the hazards. The SPI can be given according to the following formula:where L is the limiting vector resulted from the ANP, which is normalized for all hazards, and the summation will equal to 1, and E is site evaluation of each hazard (0–100%) measured by a safety expert. However, the formula is not considering that some of the hazards can be not applicable in some construction sites due to the type of construction. As an example, welding is not considered as hazard in the building site and concrete work can be ignored in a mechanical pipeline project. In such cases, inapplicable hazards are ignored, and then all other hazards will be normalized to the new summation. The new limiting vector can be called Ln (normalized limiting vector). The final general formula will bewhere L is the normalized limiting vector and E is site evaluation of each hazard (0–100%) measured by safety expert. As an example, refer to Table 4 below. It shows the calculation of an SPI for a random construction site. The safety index is found to be 83.7%. The same table is showing the safety index of each main category. C1-“site planning and housekeeping” is 58.3 and C2-“management involvement” is 88.4, etc. that some hazards are not applicable. Each category's SPI index was calculated by the formula below. This calculation helps the construction team to take action against each category:
Table 4

Safety performance index calculation.

CategoryCodeNameLimiting vectorLimiting (normalized)Evaluation of hazard L n E SPI per category
L L n
E
C1C1H1Insufficient working spaces/wrong site layout/no access/no lights0.01230.0132801.158.3
C1H2No housekeeping (scattered garbage and material, dusts, excessive noise, vibration, etc.)0.05380.0579502.9
C1H3Insufficient food, drinking water, toilets, rest shelters, and medical facilities0.00560.006900.5

C2C2H1Lack of company's safety policy0.27990.30129027.188.4
C2H2Insufficient safety training0.08130.0875907.9
C2H3Insufficient safety motivation and incentives0.05210.0561804.5
C2H4Negative management attitude to safety0.0350.0377853.2

C3C3H1Lack of proper planning and workforce for storage0.00180.0019700.178.7
C3H2Unsafe storage/stacking of materials and exceeding safe loading limits0.01260.0136801.1

C4C4H1Failure in handling, inspection, and maintenance of equipment (cylinders, machines, hoses, and cables)0.00160.0017800.170.7
C4H2Lack of special PPE (personal protective equipment), such as face shield, special gloves, and goggles for welding/cutting00700
C4H3Welders without training, license, and certificates0.00360.0039700.3

C5C5H1Failure to perform form works under the supervision of a competent person0.00530.0058850.583.7
C5H2Use of weak and deformed forms00810

C6C6H1Unavailability of a safe lift plan on-site0.00240.0026560.182.1
C6H2Lack of licensed trained riggers and operators0.00560.006550.3
C6H3Lack of safe working load indicator/inspection stickers/latches/barricades0.02180.0234922.2

C7C7H1Unsafe installation of the temporary power (old, damaged, and wrong rating of panels, sockets, wires, etc.)0.01840.0198811.671.7
C7H2Failure to apply access limit, lockout-tagout, permit system, and signage systems00610
C7H3Lack of inspection for the electric tools, cables, and equipment0.00730.0078650.5

C8C8H1Tools are in bad condition with no regular inspection.0.00180.0019730.190.4
C8H2Use of tools other than its intended use0.0030.0032980.3
C8H3Use or operation by untrained and unauthorized operators (lack of training system)0.01490.016911.5
C9C9H1Failure to place adequate barriers and warning signs for open edges and holes0.01940.0208871.887
C9H2Falling of hand tools and other materials0.03230.0348842.9
C9H3Failure to use required PPE (fall arrest systems) and safety nets0.05120.0551894.9
C9H4Unsafe access to high places by damaged ladders, lifts, etc.00860

C10C10H1Failure to provide appropriate and adequate personal protective equipment for workers (head, eye, face, hand, foot, and hearing protection)0.01470.0158961.596.8
C10H2Failure in enforcing, motivating, and training workers to use them0.07330.0788977.6

C11C11H1Vehicles (buses/pickups/trucks/others) are in bad condition and do not have regular maintenance/first aid equipment/fire extinguishers/lights0.00470.005890.459
C11H2Failure in enforcing traffic regulations (seat belt, speed limit, license, and training)0.02810.0302541.6

C12C12H1Use of defective and worn fasteners, components, settings, and material in scaffolding system0.00120.0013700.162.6
C12H2Lack of proper design, workmanship, and regular inspections00630
C12H3Inadequate scaffolding stability (guardrails, toe boards, secured ties, etc.)0.00960.0104630.7
C12H4Failure to provide safe access against slipping, sliding, or falling0.00520.0056600.3

C13C13H1Lack of fire extinguishing training, escape plans, and drills0.00280.003800.272.2
C13H2Failure in controlling of ignition sources and fire watches, fire blankets, etc.0.00540.0058670.4
C13H3Fire extinguishers are not enough, not in proper locations, not accessible, and not regularly maintained0.01390.015961.4
C13H4Failure in storage of flammable liquids and combustible materials00600

C14C14H1Wrong procedures (with slab, timber, trench, boxes, shoring, lining, etc.)0.00340.0037690.373
C14H2Failure to locate underground services and to take precautionary measures0.03080.0332702.3
C14H3Lack of proper barriers/warning signs/lights for the excavation0.01320.0143811.2
0.9291322383.7

6. Discussion of Results and Practical Implications

42 hazards in 14 categories were identified and offered in a survey after reviewing the literature. The survey was distributed to construction industry professionals. 106 respondents assessed the 42 hazards based on impact (the hazard impact on safety performance in construction projects) and frequency (how often the hazard is likely to happen). The collected data of 106 responses were then analyzed by frequency-adjusted importance index. The resulted ranking of the hazards was then utilized to perform ANP (Analytic Network Process) as a second stage ranking tool in a purpose to reveal the root causes of these hazards. The ANP was selected as it is a powerful multicriteria decision-making technique for complex problems. The complexity is due to the existence of interdependencies between hazards from or across different categories. It can be concluded from Table 3 that the hazards, which is considered most significant, is the “lack of company's safety policy” (ANP rank 1). This is related to the organization safety management at the planning phase of the project. The safety policy is a strong evidence of commitment toward safety and the methods to implement safety procedures on-site. It is to be noted that this ranked 19th in FAII. This result shows the strength of the ANP technique in representing the real causes, or the latent hazards, which stand behind many hazards. “Insufficient safety training” (ANP rank 2) is another hazard under the management category. This hazard ranked the first in FAII, and to which most of the accident in construction is referred. This hazard is explicit and latent, as many other hazards are connected to it. “Failure in enforcing, motivating, and training workers to use PPE” ranked as third in ANP compared to seventh in FAII. This is also considered as a latent or causing hazard of many hazards related to using PPE such as the “failure to use required PPE (fall arrest systems) and safety nets,” which ranked 4th in FAII. In this study, it has been proved that safety experts shall focus their attention to the root cause of the hazards, that is, the latent hazards, which actually drive the accidents and injuries. However, focusing on solving the apparent hazards in a reactive way would not improve safety performance and will keep such hazards repeating as long as construction is ongoing. Hence, the most important is to solve the root causes of the problems. From the study, it has been found that management involvement is the most important factor in improving the safety performance by adopting a robust clear safety policy, which shall include safety and craft training, motivation and incentives, and enforcing and accountability toward safety in all levels of the work force. This proactive attitude will help make safety as a culture at the construction sites. Therefore, the recommendation to construction industry leadership is to focus on safety policies and management commitment to safety when selecting their stakeholders of consultants and contractors. Furthermore, this paper recommends safety experts to identify hazards, prioritize them, and distribute the budget wisely to prevent accidents.

7. Conclusion

The construction industry is considered risky as labor and machinery intense environment interacts with accelerating and overlapping activities. This situation would result in high number of accidents and fatalities. High number of accidents and fatalities lead to additional cost and delay on all stakeholders including public agencies, project owners, development companies, consultants, and construction companies. Identifying hazards and quantifying their impacts on construction safety are crucial for planning, budgeting, and management purposes. Safety hazards ranking is a complex process as these hazards are interconnected. There is a gap in the literature to study the interconnections of these hazards along with their frequency of occurrences. This is the first study in the literature to combine frequency adjusted importance index and ANP tool together. Past literature conducted targeting the safety performance evaluation were focusing on identifying the observable hazards and evaluating their apparent effects. A frequency-adjusted importance index analysis was carried out in this paper as a first stage by ranking the hazards. The top three hazards according to FAII were (1) insufficient safety training, (2) negative management attitude to safety, and (3) insufficient safety motivation and incentives. A second stage ranking was carried out by using the ANP (Analytic Network Process). This technique has proven its benefits in solving complex decision problems due to existence of interdependences between its parts, which is the case in safety hazards where some hazards are interrelated. The ANP ranking gave a close ranking similar to FAII where the top three hazards were (1) lack of company's safety policy, (2) insufficient safety training, and (3) failure in enforcing, motivating, and training workers to use PPE. The results of both analyses confirm that the role the management plays is an important role to improve the safety performance by establishing a safety policy, adopting safety-training procedures, enforce safety procedures through incentives, and control measures. The outcome of this paper would help the construction and the safety professionals on assessing and quantifying the most critical safety hazards in the construction industry. Moreover, the construction and safety professionals would utilize the safety performance index calculation to quantitatively measure their site safety level. This study could be extended further by developing a practical tool to measure the safety performance index and conducting case studies on comparison of the safety performance index in construction projects.
  7 in total

1.  The validity of the TR safety observation method on building construction.

Authors:  H Laitinen; M Marjamäki; K Päivärinta
Journal:  Accid Anal Prev       Date:  1999-09

2.  Critical factors and paths influencing construction workers' safety risk tolerances.

Authors:  Jiayuan Wang; Patrick X W Zou; Penny P Li
Journal:  Accid Anal Prev       Date:  2016-01-13

3.  Safety risk assessment using analytic hierarchy process (AHP) during planning and budgeting of construction projects.

Authors:  Saman Aminbakhsh; Murat Gunduz; Rifat Sonmez
Journal:  J Safety Res       Date:  2013-06-06

4.  Investigation and identification of factors affecting migrating peasant workers' usage of safety footwear in the Chinese construction industry.

Authors:  Qinghui Suo; Daming Zhang
Journal:  Int J Occup Saf Ergon       Date:  2017-03-01

5.  The effectiveness of an integrated BIM/UAV model in managing safety on construction sites.

Authors:  Sepehr Alizadehsalehi; Ibrahim Yitmen; Tolga Celik; David Arditi
Journal:  Int J Occup Saf Ergon       Date:  2018-09-19

6.  A 10-step safety management framework for construction small and medium-sized enterprises.

Authors:  Murat Gunduz; Heikki Laitinen
Journal:  Int J Occup Saf Ergon       Date:  2016-07-20

7.  Assessment of safety culture among job positions in high-rise construction: a hybrid fuzzy multi criteria decision-making (FMCDM) approach.

Authors:  A Ardeshir; M Mohajeri
Journal:  Int J Inj Contr Saf Promot       Date:  2018-01-16
  7 in total

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