Diaphragm and Lung Ultrasound Indices in Prediction of Outcome of Weaning from Mechanical Ventilation in Pediatric Intensive Care Unit.

OBJECTIVE: To predict the added value of diaphragmatic and lung ultrasound indices (US) in anticipation of the outcome of mechanical ventilation of pediatric patients in the intensive care unit.
METHODS: This prospective study was conducted in Zagazig University, Pediatric Hospitals, PICU; Egypt. One hundred six mechanically ventilated children aged between 1 mo to 170 mo were included in the study. All patients were candidates for weaning and have been given a chance for spontaneous breathing trial (SBT), during which diaphragmatic and lung US was performed for them. The diaphragm thickening fraction (DTF), the diaphragmatic excursion and the lung US score (LUS), that included 4 US aeration forms, were assessed.
RESULTS: There were statistically significant differences between patients with failed weaning and those with successful weaning regarding DTF, diaphragmatic excursion and LUS (p < 0.001). The best cut-off value of DTF, diaphragmatic excursion, and LUS for predicting weaning failure was ≥23.175%, ≥ 6.2 mm, and ≥ 12 with an AUC (area under curve) of 0.932, 0.876, and 0.934, respectively.
CONCLUSIONS: Diaphragmatic and lung US add a quick, accurate and non-invasive indices to the weaning readiness parameters compared to the other standard parameters alone. So, it is recommended to be added to the predictive parameters of weaning outcome.

Introduction

Weaning from mechanical ventilation (MV) is a challenging decision, it means complete transition from mechanical breathing support to patient’s own respiratory drive support. This transition is very critical and needs accurate, intense, confident decision based on trusted validated clinical, radiological and laboratory parameters to avoid the risk of weaning failure [1].

The patient’s failure to accomplish this or to withstand 48 h of spontaneous breathing is defined as a weaning failure. Weaning failure is a disappointing event that, in relation to the comorbidities and other reported complications, impacts all ICU staff and patient families and costs patient exposure to reintubation risk [2].

The readiness of the patient for weaning depends globally on the respiratory muscles’ power that faces the burden of breathing. Unbalance between the power and the burden leads to weaning failure, including any factor that impairs the respiratory muscle function as ICU acquired neuromuscular dysfunction which is either due to prolonged mechanical ventilation, prolonged sedation or any other potential cause [3].

Although the validated respiratory parameters which are assessed during weaning process are appropriate for weaning, however, the proficiency of these parameters to detect the power of the respiratory muscles to carry on the burden of breathing may be deficient [4].

The diaphragm is the principal muscle in the process of respiration. MV for long durations may lead to its atrophy and subsequent impairment of its functions. This atrophy and subsequent dysfunction are the main causes of difficult weaning and subsequently weaning failure [5].

The role of Ultrasound (US) in assessment of diaphragmatic function has been conducted in many studies [6], where it can detect the normal and abnormal movements of diaphragm in many different conditions [7]. Also, lung US can be used in the evaluation of the lung condition which is beneficial during making the decision of weaning as it gives us an idea about its aeration and so we can expect if respiratory distress will occur after weaning or not [8].

Few studies implement this tool in assessment of readiness of weaning in pediatrics. In the present study, authors aimed to predict the value of diaphragmatic and lung US indices as new parameters in prediction of the weaning outcome in pediatric age group.

Material and Methods

This study was approved by the institutional review board of Zagazig University. It was carried out according to the ethical principles of the Declaration of Helsinki.

All parents or guardians of the patients were apprised about the study, and they provided written informed consent.

This study involved 106 children; their age ranged from 1 mo to 170 mo, divided according to this age range into: infants, children and adolescents. They were admitted to PICU and connected to mechanical ventilation. During a period from October 2017 through June 2018, all of them were candidates for weaning and following a weaning plan.

The inclusion criteria for this study was: all patients in PICU <18 y connected to mechanical ventilation and eligible for weaning in accordance with the following weaning criteria: Signs of reversal of the principle cause of mechanical ventilation; Accepted blood oxygenation i.e., partial pressure of arterial oxygen (PaO2) was equal to or more than 60 mmHg, partial pressure of arterial carbon dioxide (PaCO2) was equal to or less than 45 mmHg, fraction of inspired oxygen (FiO2) was equal or less than 0.40, positive end-expiratory pressure (PEEP) was equal to or less than 5 cmH2O and the ratio of partial pressure of arterial oxygen to the fraction of inspired oxygen was equal or more than 200; Potential of hydrogen (PH) ≥ 7.30; RR ≤ 45/m; Heart rate (HR) ≤ 140/min; Rapid shallow breathing index (RSBI) ≤8 breaths/min/ml/kg body weight; Minimal use of inotropic or vasopressor drugs; Stable body hemodynamics; Adequate consciousness level; Does not receive sedatives or neuromuscular blocking drugs; No fever; Absence of hemorrhage or anemia which means that hemoglobin level was ≥7.5 g/dl, no electrolyte disturbance and specially K level were above 4 mEq/dl [9, 10].

Exclusion criteria was: Patients having chronic neuromuscular disorder; Patients with known congenital lung or pleural malformation; Patients with unilateral/bilateral absence of diaphragmatic mobility in US; Patients who had undergone diaphragmatic manipulation during thoracic or esophageal surgeries; Major cardiac or abdominal surgery.

All selected patients were submitted to spontaneous breathing trial (SBT). This was done by low level of pressure support (5 cm H2O). The patients were monitored closely for a period 30 to 120 min to assess the eligibility for weaning [9]. Patients were considered not tolerating the SBT if [10]: RR > 45/min or change in RR > 50% above baseline; Arterial oxygen saturation < 90%, arterial oxygen tension <50 mmHg, or increase in arterial carbon dioxide tension >10 mmHg; Increase or decrease in heart rate > 20% from the baseline; Agitation and diaphoresis; Developing manifestations of increased work of breathing.

If the patient developed any of these manifestations, SBT was ended and the patients were returned to the former settings of MV. Patients were classified into two groups in accordance with their outcome: (1) Weaning failure group: Weaning failure is stated when there is failure of extubation and need of the patient for re-intubation within 24–72 h [11, 12]. (2) Successful weaning group: Patients were successfully extubated with no need for NIV (non-invasive ventilation) or reintubation.

Diaphragmatic US was done during the SBT and score was calculated. It was performed using Logic E9 (GE) and Honda electronics HS-2100 portable US device. The 3.5 MHz convex probe and the 9–11 MHz linear probe were used for patients’ examination. The patient lied in semi recumbent position. The linear US probe was placed in the 8th or 9th intercostal space between the anterior and midaxillary line in a perpendicular position to the chest wall. The diaphragm is seen as a three-layered structure (two parallel echogenic layers which represent the pleura and the peritoneum with central hypo-echoic space which stands for the diaphragmatic muscle).

Thickness of the diaphragmatic muscle was measured from the central point of the pleural line to the central point of the peritoneal line in the above-mentioned location during the termination of inspiration and the termination of expiration. This was repeated to take the average and then the diaphragm thickening fraction (DTF) was calculated by the following equation: DTF = (Thickness at the end inspiration – thickness at the end expiration/Thickness at the end expiration100 × .(TI-TE/TE × 100) [13] (Fig. 1a).

Fig. 1

Ultrasound showing (a) Diaphragmatic thickness measured from the middle of the pleural line to the middle of the peritoneal line at the end of inspiration and at the end of expiration. (b) Diaphragmatic excursion (Distance moved during respiratory cycle)

To measure the range of the diaphragmatic movement (diaphragmatic excursion), the convex probe was placed in the subcostal region parallel to the intercostal space by using the M-mode with the cursor crossing the diaphragm and then the highest and lowest peak points were assessed as a marker for the range of diaphragmatic movement (Fig. 1b).

Lung US was performed using a 2.5–5 MHz probe. The upper and lower regions of anterior, posterior and lateral walls of the right and left lungs were examined through the intercostal spaces i.e., 12 regions in total. The worst abnormality detected during US was considered as a characterizing lesion for the examined region. Four US aeration patterns were identified: (1) N, Normal aeration: The presence of lung sliding with A-lines or less than two isolated B lines; (2) B1, moderate loss of lung aeration: Multiple well-defined B lines; (3) B2, severe loss of lung aeration: Multiple abutting B lines; (4) C, lung consolidation: The presence of a tissue pattern characterized by dynamic air bronchogram. A lung US score (LUS) was calculated as follows: N = 0, B1 = 1, B2 = 2, C = 3. This score was calculated ranging from 0 to 36 point for each patient during SBT (Fig. 2) [14].

Fig. 2

Ultrasound showing calculation of Lung score. N: Normal lung, B1: Lung staging multiple B lines, B2: Lung staging multiple coalescent B lines, C: Consolidation

The collected data were analyzed using SPSS 18.0 for Windows (SPSS Inc., Chicago, IL, USA) and MedCalc 13 for windows (MedCalc Software bvba, Ostend, Belgium).

Results

In this study, 106 children on invasive MV and eligible for SBT were selected. Sixty-four patients (60.4%) were successfully weaned from MV. Demographic and admission data of studied groups revealed that there were statistically significant differences between patients with failed weaning and those with successful weaning regarding their age, morbidity, days of MV and duration of weaning from MV (p < 0.001). Younger patients were more likely for weaning failure. Also, patients with prolonged mechanical ventilation showed more liability for weaning failure. Patients complicated with ventilator associated pneumonia (VAP) or pneumothorax were enviously influenced regarding their weaning outcome. This was detected during the SBT by lung US and obstacled their weaning process and prolonged it (Table 1).

Table 1

Demographic and admission data of studied groups

Characteristics	Total subjectsn = 106 (%)	Failed weaning groupn = 42 (%)	Successful weaning groupn = 64 (%)	p value
Age groups
Infants   Children   Adolescents	84 (79.2) 10 (9.4) 12 (11.4)	40 (47.6) 1 (10) 1 (8.3)	44 (52.4) 9 (90) 11 (91.7)	< 0.004*
Gender
Male   Female	54 (50.9) 52 (49.1)	20 (47.6) 22 (52.4)	34 (53.1) 30 (46.9)	0.695
Cause of admission
Chest problems   Cardiac diseases   Neurological diseases   GIT diseases   Renal complication   Hematology diseases	66 (62.3) 6 (5.7) 8 (7.5) 10 (9.4) 10 (9.4) 6 (5.7)	22 (52.4) 2 (4.8) 2 (4.8) 6 (14.3) 8 (19) 2 (4.8)	44 (68.8) 4 (6.3) 6 (9.4) 4 (6.3) 2 (3.1) 4 (6.3)	0.383
Cause of ventilation
Type I respiratory failure   Type II respiratory failure   Type III respiratory failure   Type IV respiratory failure	28 (26.42) 60 (56.60) 8 (7.55) 10 (9.43)	10 (23.8) 28 (66.7) 2 (4.8) 2 (4.8)	18 (28.1) 32 (50) 6 (9.4) 8 (12.5)	0.599
Exposure to complications
Absent   VAP   Pneumothorax   Post extubation stridor	82 (77.4) 14 (13.2) 4 (3.8) 6 (5.7)	20 (47.6) 14 (33.4) 4 (9.5) 4 (9.5)	62 (96.9) 0 (0) 0 (0) 2 (3.1)	< 0.001*
Days of MV
Mean ± SD   Median (range)	9.25 ± 4.2 11 (2–25)	12.81 ± 7.54 12 (3–25)	7.44 ± 3.5 7 (2–22)	< 0.001*
Duration of weaning (hours)
Mean ± SD   Median (range)	7.8 ± 3.55 8 (1–20)	9.9 ± 5.87 10 (2–20)	7.44 ± 3.5 7 (2–22)	< 0.001*

GIT Gastrointestinal tract, MV Mechanical ventilation, SD Standard deviation, VAP Ventilator associated pneumonia

*Statistical significance

Table 2 shows a comparison between the two studied groups regarding the results of ultrasonography during SBT in infants’ age group. There were statistically significant differences between both groups regarding DTF, lung score, and excursion (p < 0.001).

Table 2

Comparison between the two groups according to the sonographic data detected in infants’ age group

Parameters	Failed weaning group (n = 40)[Mean ± SD]	Successful weaning group (n = 44)[Mean ± SD]	p value
Lung score	14.5 ± 5.06	9.77 ± 2.36	<0.001*
R-Excursion (mm)	6.06 ± 1.87	8.21 ± 2.25	<0.001*
L-Excursion (mm)	5.62 ± 1.55	7.81 ± 2.1	<0.001*
Excursion (mm)	5.84 ± 1.37	8.01 ± 1.8	<0.001*
R-inspiration (mm)	1.98 ± 0.82	2.32 ± 0.62	0.035*
R-expiration (mm)	1.68 ± 0.74	1.75 ± 0.52	0.610
R-DTF %	20.06 ± 10.41	33.56 ± 7.81	<0.001*
L-inspiration (mm)	1.98 ± 0.82	2.32 ± 0.39	0.016*
L-expiration (mm)	1.61 ± 0.51	1.68 ± 0.28	0.412
L-DTF %	20.76 ± 7.86	29.93 ± 6.77	<0.001*
DTF %	20.4 ± 6.24	31.75 ± 2.93	<0.001*

DTF Diaphragm thickening fraction, L Left, R Right

*Statistical significance

Table 3 represents the sonographic data in children age group. DTF is the only parameter which showed significant difference regarding the outcome between the two groups.

Table 3

Relation between sonographic data of studied children age group and their outcome

Parameters	Failed weaning group (n = 1)[Mean ± SD]	Successful weaning group (n = 9)[Mean ± SD]	p value
Lung score	30	14.22 ± 6.06	0.2
R-Excursion (mm)	4	9.22 ± 2.22	0.064
L-Excursion (mm)	7	8.64 ± 1.32	0.273
Excursion (mm)	5.5	8.83 ± 1.71	0.102
R-inspiration (mm)	2.8	2.96 ± 0.27	0.753
R-expiration (mm)	2.3	2.34 ± 0.41	0.921
R-DTF %	21.74	26.49 ± 3.47	0.23
L-inspiration (mm)	2.3	2.96 ± 0.27	0.052
L-expiration (mm)	2.1	2.26 ± 0.13	0.284
L-DTF %	9.52	30.93 ± 8.43	0.043*
DTF %	15.63	28.71 ± 5.21	0.044*

DTF Diaphragm thickening fraction, L Left, R Right

*Statistical significance

In Table 4, no significant difference between the two groups in adolescent age group regarding their sonographic findings is presented.

Table 4

Relation between sonographic data of adolescent patients and fate of weaning

Parameters	Failed weaning group (n = 1)[Mean ± SD]	Successful weaning group (n = 11)[Mean ± SD]	p value
Lung score	11	10.09 ± 2.3	561
R-Excursion (mm)	14	11.6 ± 1.16	0.076
L-Excursion (mm)	12.2	11.85 ± 0.99	0.745
Excursion (mm)	13.1	11.73 ± 0.67	0.077
R-inspiration (mm)	3.1	2.93 ± 0.19	0.402
R-expiration (mm)	2.3	2.21 ± 0.13	0.518
R-DTF %	34.78	32.58 ± 5.48	0.709
L-inspiration (mm)	2.9	2.88 ± 0.15	0.908
L-expiration (mm)	2.4	2.2 ± 0.18	0.324
L-DTF %	20.83	31.49 ± 8.53	0.259
DTF %	27.81	32.04 ± 4.32	0.371

DTF Diaphragm thickening fraction, L Left, R Right

ROC analysis of the performance of ultrasound parameters for the prediction of weaning failure or success were done (Table 5). The best cut-off value of DTF for predicting weaning success was ≥23.175 with an AUC of 0.932, the application of this threshold resulted in a sensitivity of 100% and a specificity of 76.2% (p < 0.001). The best cut-off value of excursion for predicting weaning success was ≥6.2 with an AUC of 0.876, the application of this threshold resulted in a sensitivity of 87.5% and a specificity of 66.7% (p < 0.001). The best cut-off value of LUS for predicting weaning failure was ≥12 with an AUC of 0.934, the application of this threshold resulted in a sensitivity of 85.7% and a specificity of 81.2% (p < 0.001).

Table 5

Performance characteristics of ultrasound parameters in predicting failure of weaning

Parameter	Cut-off	AUC	Sensitivity	Specificity	PPV	NPV	Accuracy	p value
Total lung score	12	0.934	85.7	81.2	75	89.7	83.02	<0.001*
DTF (mm)	23.175	0.932	100	76.2	86.5	100	90.6	<0.001*
R-TF (mm)	21.981	0.872	93.8	71.4	83.3	88.2	84.9	<0.001*
L-TF (mm)	19.918	0.831	96.9	61.9	79.5	92.9	83	<0.001*
Excursion (mm)	6.2	0.876	87.5	66.7	77.8	76.5	77.4	<0.001*
R- Excursion (mm)	6.5	0.827	81.2	66.7	78.7	70	75.5	<0.001*
L- Excursion (mm)	6.1	0.841	81.2	57.1	74.3	66.7	71.7	<0.001*

AUC Area under curve, DTF Diaphragm thickening fraction, L Left, NPV Negative predictive value, PPV Positive predictive value, R Right

*Statistical significance

Discussion

The validated medical and laboratory parameters for assessment of readiness of patients for weaning from MV are simply applied, but their specificity and sensitivity are limited [15].

It is usual practice now-a-days to do US in ICU or in the emergency department. In this study, authors wondered if the addition of diaphragmatic and lung US improves the performance for prediction of weaning outcome from invasive MV in PICU patients. To reach this goal, 106 children of different age groups admitted to PICU were prospectively examined, ventilated through tracheal tube or tracheostomy and they were ready for weaning according to SBT. By applying diaphragmatic US to those patients during SBT, authors found that during infancy period the measured DTF, diaphragmatic excursion and the total lung score showed highly significant correlations with weaning outcome (p < 0.001). These results were matched with results of several studies [16-19].

While in children age group the measured DTF only sonographic parameter showed significant difference between the two studied groups regarding their outcome.

In contrast to the studied adolescent patients, no significant difference was found in the measured ultrasonographic parameters regarding the weaning outcome between the two groups.

In conjunction with present results, Kim et al. [17] concluded that a large number of patients admitted to ICU and ventilated suffer from new onset of diaphragmatic dysfunction, which is previously normal and which results from long duration of MV and young age of patients. In those patients, failure of weaning is frequent.

The diaphragmatic US may be an effective method in anticipation to know if the patient will develop weaning failure or not. All the previous studies confirmed that diaphragmatic excursion and DTF are helpful indicators for weaning outcome prediction. However, The DTF has a higher sensitivity and better AUC score than excursion so it is more reliable than excursion. This finding is consistent with Umbrello et al. [6] and Baess et al. [14].

In the present study, the diaphragmatic excursion cut-off value was 6.2 mm with 87.5% sensitivity and 66.7% specificity. This agrees with results of other studies which reported that the cut-off value of Diaphragmatic E in the assessment of the weaning outcome is 10–11 mm with different degrees of sensitivity and specificity. Saeed et al. [16] stated that it has 86.4% sensitivity and 87.5% specificity while Baess et al. stated that it has 69.5% sensitivity and 71.4% specificity [14].

Regarding the DTF in present study, at a cut-off value of 23.175%, the sensitivity and specificity were 100% and 76.2%, respectively. This agrees with Umbrello et al. [6] whose results showed a cut-off value of 20%. Also, Baess et al. [14] and Di Nino et al. [18] reported a 30% DTF cut-off value with a sensitivity and specificity of 69.57%, 88%, and 71.43%, and 71%, respectively. However, this differs from Ferrari et al. [19] whose results showed higher cut-off value of 36% with a sensitivity and specificity of 82% and 88%, respectively.

The current study reveals that LUS shows a promising role as a predictor of SBT outcome and for expecting the post-extubation distress. The mean values of this score were significantly higher in the failed group (18 ± 4.71) than in the success group (10.16 ± 2.37) (p < 0.001). The sensitivity and specificity of this score for predicting weaning failure at a cut-off point of 12 were 85.7% and 81.2%, respectively. The present results are close to results published by Soummer et al. [9] which showed that LUS can predict weaning outcome with 90% sensitivity and specificity at a score > 13.

In the same panel of present results, Soummer et al. [9] studied the role of lung US in detecting lung aeration during post-extubation stress in 100 patients and found that less lung aeration usually means re-intubation i.e., weaning failure. In another research done by Perbet et al. [20], authors evaluated the role of the soluble form of the receptor for advanced glycogen end products (SRAGE) as a serum marker to denote lung epithelial injury and ineffective lung aeration in cases of post-extubation stress. In this study, they depended on lung US as a standard predictor of lung aeration. This highlights the growing evidence and builts trust about the validity of US in the detection of lung aeration and its role in post-extubation outcome.

The encouraging results of present study are highlighting the promising role of bedside ultrasound chest in the prediction of ventilator weaning and this may be one of the steps that build up the era of weaning parameters. The hope of reaching the ideal tool to pinch mark the suitable time to wean the ventilator is not far in PICU practice. Further researches in this area may prove that addition of chest US as a parameter for accurate estimation of weaning readiness parameters is one of the possible solutions for this problem.

So, authors conclude that diaphragmatic and lung US is a quick and non-harmful technique for prediction of weaning success with highly accurate results compared to the other traditional medical parameters alone as we may face many cases ready for weaning by traditional parameters but which failed with weaning process progress. So, they can be added to the conventional parameters for accurate prediction of the weaning outcome.

But this study has some limitations regarding non-homogeneity of its data, as most of the patients fulfilled the inclusion criteria during the study period were infants, so the data does not accurately represent children and adolescents age group. Also, the sample size is relatively small. So larger studies or multicenter studies including all age groups are recommended for more reliable accurate data to detect the exact range of cut-offs of the ultrasonographic measurements to include them with the validated weaning parameters in PICU protocols.