Literature DB >> 32023323

Recovery in cognitive motor dissociation after severe brain injury: A cohort study.

Jane Jöhr1, Floriana Halimi1, Jérôme Pasquier2, Alessandro Pincherle1, Nicholas Schiff3, Karin Diserens1.   

Abstract

OBJECTIVE: To investigate the functional and cognitive outcomes during early intensive neurorehabilitation and to compare the recovery patterns of patients presenting with cognitive motor dissociation (CMD), disorders of consciousness (DOC) and non-DOC.
METHODS: We conducted a single center observational cohort study of 141 patients with severe acquired brain injury, consecutively admitted to an acute neurorehabilitation unit. We divided patients into three groups according to initial neurobehavioral diagnosis at admission using the Coma Recovery Scale-Revised (CRS-R) and the Motor Behavior Tool (MBT): potential clinical CMD, [N = 105]; DOC [N = 19]; non-DOC [N = 17]). Functional and cognitive outcomes were assessed at admission and discharge using the Glasgow Outcome Scale, the Early Rehabilitation Barthel Index, the Disability Rating Scale, the Rancho Los Amigos Levels of Cognitive Functioning, the Functional Ambulation Classification Scale and the modified Rankin Scale. Confirmed recovery of conscious awareness was based on CRS-R criteria.
RESULTS: CMD patients were significantly associated with better functional outcomes and potential for improvement than DOC. Furthermore, outcomes of CMD patients did not differ significantly from those of non-DOC. Using the CRS-R scale only; approximatively 30% of CMD patients did not recover consciousness at discharge.
INTERPRETATION: Our findings support the fact that patients presenting with CMD condition constitute a separate category, with different potential for improvement and functional outcomes than patients suffering from DOC. This reinforces the need for CMD to be urgently recognized, as it may directly affect patient care, influencing life-or-death decisions.

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Year:  2020        PMID: 32023323      PMCID: PMC7001945          DOI: 10.1371/journal.pone.0228474

Source DB:  PubMed          Journal:  PLoS One        ISSN: 1932-6203            Impact factor:   3.240


Introduction

Severe brain damage entails multiple outcomes from brain death, disorders of consciousness (DOC), disability without alteration of consciousness, to complete recovery. Prognosticating the degree of functional and cognitive impairment when treating brain-injured patients depends on a number of critical factors that encompass the etiology of injury, the concomitant medical complications and the duration of coma [1]. Three ascending levels of DOC have been clinically identified using behavioral criteria: coma [1], unresponsive wakefulness syndrome (UWS) [2] and minimally conscious state (MCS) [3]. These states exist as a continuum through which patients may or may not transition sequentially. Comatose patients are unarousable and unresponsive. UWS patients recover arousal (i.e., eyes opening), but have no evidence of awareness. Patients in MCS show minimal but definite behavioral signs of self and environmental awareness, yet lack the ability to communicate functionally. Over the past decade, supplementary approaches using neuroimaging and electrophysiological techniques detected conscious awareness when behavioral examination suggested absent or low-level responsiveness–a phenomenon whose proposed name is cognitive motor dissociation (CMD) [4-6]. A recent systematic review and meta-analysis reported that approximately 15% of patients clinically diagnosed with UWS demonstrated preserved cognitive ability to follow commands [7]. Total or partial block of a patient’s intentional responses from underlying motor, verbal or drive deficits could prevent detection of voluntary behavior, leading to erroneous quantification and interpretation of the patient’s state in the acute stage. Indeed, as the current standard of neurobehavioral examination (i.e., the Coma Recovery Scale-Revised, CRS-R [8]) has stringent criteria for defining consciousness, clinical underestimation of conscious awareness may occur. In this context our group developed a new behavioral assessment strategy, the Motor Behavior tool (MBT) [9] that we recently revised and validated as a stand-alone form, MBT-r [10], to unveil subtle behavioral evidence of residual cognition not detected by the CRS-R. Its simple design values any intentional motor signs, as well as takes into account concomitant causal pathologies and patterns of motor abnormalities as a reflection of extensive bilateral forebrain lesions [1]. This tool demonstrated its ability to identify clinically patients with behavioral signs of potential CMD and distinguish them from DOC patients [10]. Studies addressing the outcomes of DOC states documented different prognostic values. Coma carries a grave prognosis [11]. Anoxic injuries have a far less optimistic prognosis than traumatic injuries [12, 13]. A more favorable prognosis is associated with MCS (as opposed to UWS) regarding recovery of consciousness [14, 15]. The potential for recovery of functional independence in ambulation and activities of daily living in MCS appears crucial in the first three months [16]. To date, no longitudinal study specifically characterized the pattern of functional/cognitive recovery in patients presenting potential CMD using careful clinical assessments in the acute rehabilitation setting. In the present study, we investigated the functional and cognitive outcomes in early intensive neurorehabilitation and compared the recovery patterns of patients with potential clinical CMD detected using the MBT/MBT-r, DOC (i.e., coma, UWS, MCS) and non-DOC in the acute phase. We hypothesized that patients with CMD will present noticeable and greater gains in functional and cognitive status during inpatient rehabilitation, compared to the DOC group.

Methods

Participants

In the period from November 2011 to August 2018, all consecutive patients admitted to the acute neurorehabilitation unit of the University Hospital of Lausanne (CHUV, Lausanne, Switzerland) were included. Inclusion criteria were: 1) age sixteen or older; 2) severe acquired brain injury requiring an intermediate care structure; 3) Early Rehabilitation Barthel Index (ERBI) [17] < 30. Brain injuries include traumatic brain injury (TBI) and non-traumatic brain injury (non-TBI). Non-TBIs include vascular injuries, anoxia, encephalopathy and neoplasm. We excluded subjects suffering from non-neurological disorders, neuromuscular disturbances and diseases involving the peripheral nervous system such as Guillian-Barré Syndrome, critical illness polyneuropathy or spinal muscular atrophy. During the stay in the acute neurorehabilitation unit, patients underwent an individualized intensive rehabilitation program of at least 3 hours daily, 5 days a week, according to their clinical condition. The rehabilitation program included physical, occupational, neuropsychological, outdoor [18] and speech therapies. The Ethics Committee of Lausanne (CER-VD, Cantonal Commission on Ethics in Human Research) approved the protocol of the study (142–09). According to the Declaration of Helsinki, the patients’ legal representatives were informed and provided written consent for inclusion in the study. The patient provided his or her informed consent if they had decisional capacity.

Procedure

At admission and at weekly follow-up evaluations, patients were assessed neurobehaviorally by experienced physicians and a neuropsychologist from the acute neurorehabilitation unit using the French version of the Coma Recovery Scale-Revised (CRS-R) [19]. Just before admission to the acute neurorehabilitation unit, or on entry, the assessment was complemented with the MBT or MBT-r, according to the routine clinical diagnosis guidelines developed by the acute neurorehabilitation unit for the admission procedure. MBT/MBT-r uses an easy dichotomous scoring method to identify signs of residual cognition/conscious awareness as previously described in details [10]. Based on CRS-R and MBT/MBT-r, we therefore categorized patients as either suffering real alteration of consciousness (i.e., DOC, ranging from coma to UWS and MCS) or as presenting with potential clinical CMD (i.e., patients whose conscious awareness is preserved according to MBT/MBT-r yet not clinically identified using the CRS-R due to severe motor defects). Patients able to interact adequately were categorized as non-DOC.

Outcome measurements

Functional and cognitive evaluation was ascertained by the Glasgow Outcome Scale (GOS) [20], Early Rehabilitation Barthel Index (ERBI) [17], Disability Rating Scale (DRS) [21], Rancho Los Amigos Levels of Cognitive Functioning (LCF) [22], Functional Ambulation Classification Scale (FAC) [23] and modified Rankin Scale (mRS) [24] at admission and discharge from the acute neurorehabilitation unit by a skilled neuropsychologist. For patients admitted to the unit between November 2011 and May 2016, we retrospectively collected data using the electronic medical records, interdisciplinary therapeutic reports and video-recordings of the complete neurological status of each patient at admission and discharge. Demographics, injury type, days from injury to unit admission, length of stay, diagnostic imaging were extracted from the electronic medical records. We documented recovery of consciousness based on CRS-R criteria of functional use of objects and/or functional communication with correct answers to six simple questions by a yes/non-verbal response or by a communication code.

Statistical analyses

Changes from admission to discharge

All scores at admission and discharge were dichotomously categorized as poor or good according to literature. Good score/category were considered as GOS >3, ERBI ≥ -75, DRS ≥ 11, LCF ≥ 6, FAC ≥ 2 and mRS ≤ 3. For each measurement, we compared improvement and decreased scores with a McNemar Chi squared test. Moreover, we computed proportion of improvement among the poor scores at admission.

Differences between the groups

For each response variable, we estimated the group means of the values of the responses measured at discharge with a multivariable linear regression. Each regression was adjusted for the corresponding response variable measured at admission and for age, sex and TBI or non-TBI. As the variable FAC scale is not measured at admission, the regression for this variable was only adjusted for age, sex and TBI or not. As an alternative analysis, we considered for each response variable, not the value at discharge, but the difference between the latter and the value at the admission. In this case, only age, sex and trauma variables are used as adjustment variables.

Sensitivity and specificity of the consciousness recovery diagnostic

Considering clinical CMD as the positive issue between DOC and clinical CMD, we measured the sensitivity and specificity of the consciousness recovery diagnostic based on functional CRS-R criteria. We computed 95% Wilson’s confidence intervals for these proportions.

Results

One hundred and forty-one patients (87 males, mean age = 53.05±17.18 years) with severe traumatic (n = 55), vascular (n = 63), anoxic (n = 12), various encephalopathies (n = 7) and neoplasm (n = 4) fulfilled the inclusion criteria. Length of acute rehabilitation stay ranged from seven to 77 days (mean length = 28.06 days) (Table 1).
Table 1

Means (and SD) or distribution of demographic, anamnestic and recovery of consciousness per groups designated using the Motor Behavior Tool in complement to the Coma Recovery Scale-Revised.

Clinical CMD (N = 105)DOC (N = 19)Non-DOC (N = 17)
Age, y54.4 (16.2)40.6 (17.8)58.2 (16.8)
Sex, F/M66/3911/84/13
Length of stay, d29.6 (14.4)29.3 (10.9)20.8 (10.9)
EtiologyTBI41113
Hemorrhagic3647
Ischemic10-5
Anoxic931
Toxic511
Tumoral4--
Time BI to unit admission, d34.8 (106.5)55.1 (18.8)25.0 (19.3)
Recovery of consciousness (per CRS-R), Yes/No75/301/18na

CMD = cognitive motor dissociation; DOC = disorders of consciousness; TBI = traumatic brain injury; CRS-R = Coma Recovery Scale-Revised

CMD = cognitive motor dissociation; DOC = disorders of consciousness; TBI = traumatic brain injury; CRS-R = Coma Recovery Scale-Revised Using the CRS-R only, we classified one hundred and twenty-four patients as DOC (twenty-seven comatose, fifty-one UWS and forty-six MCS). Using the MBT/MBT-r in complement, we categorized one hundred and five patients as presenting with clinical CMD condition and only nineteen as real DOC state (seven comatose, ten as UWS, two MCS). Seventeen were classified as non-DOC using both the CRS-R and the MBT/MBT-r (Table 1).

Changes from admission to discharge

Outcome measurements at discharge for all groups are presented in details in Fig 1(A). A large proportion of clinical CMD patients who presented scores considered as poor at admission, had scores considered as good at discharge (26% to 73% according to the measurement). Additionally, no patient with a good score at admission dropped to a poor score at discharge. We observed only improvement in the clinical CMD group and so the McNemar’s Chi-squared test was highly significant for all measurements (all p<0.001, Table 2). Seventy-five (71.4%) clinical CMD patients recovered consciousness according to CRS-R criteria during their rehabilitation stay (Fig 1B). From the thirty clinical CMD patients (28.6%) who did not recover consciousness according to CRS-R criteria by discharge from acute rehabilitation, five (16.7%) reached DRS scores ≤11 (corresponding to good outcome), two (6.7%) obtained a FAC score of two (corresponding to good outcome) and one (3.3%) patient obtained an ERBI score >30 (corresponding to good outcome) at discharge. Three clinical CMD patients died prior to discharge from acute rehabilitation without recovering consciousness according to CRS-R criteria.
Fig 1

Scores and categories on the outcome measurements and recovery of consciousness according to Coma Recovery Scale-Revised criteria at discharge.

Patients are categorized into three groups according to initial neurobehavioral diagnosis at admission using the Coma Recovery Scale-Revised and the Motor Behavior Tool: clinical Cognitive Motor Dissociation (CMD); Disorders of Consciousness (DOC); Non-DOC. (A) Score on the Glasgow Outcome Scale (GOS) range from 1 to 5, with 5 indicating good recovery; Category on the Early Barthel Index (ERBI) range from -325 to 100, with 100 indicating complete functional independence; Category on the Disability Rating Scale (DRS) range from 0 to 29, with 0 indicating absence of disability; Category on the Rancho Los Amigos Levels of Cognitive Functioning (LCF) range from 1 to 10, with 10 indicating modified independent; Category on the Functional Ambulation Classification Scale (FAC) range from 0 to 5, with 5 indicating ambulator-independent; Score on the modified Rankin Scale (mRS) range from 0 to 6, with 0 indicating no symptoms. Good outcomes were considered as GOS > = 4, ERBI ≥ -75, DRS< = 11, LCF ≥ 6, FAC ≥ 2 and mRS ≤ 3. The red range corresponds to score/category considered as poor. The blue range corresponds to score/category considered as good. (B) Recovery of Consciousness according to CRS-R criteria per CMD and DOC groups. UWS = unresponsive wakefulness syndrome; MCS = minimally conscious state; EMCS = emergence from minimally conscious state.

Table 2

Mean differences between the groups for the different response variables measured at the discharge.

DifferenceCrude estimatep-valueAdjusted estimatep-value
GOS at discharge
CMD Non-DOC-0.22 (-0.63;0.18).27-0.27 (-0.62;0.08).132
DOC Non-DOC-1.06 (-1.57;-0.54)< .001-1.06 (-1.59;-0.53)< .001
DOC CMD-0.83 (-1.21;-0.45)< .001-0.79 (-1.19;-0.39)< .001
ERBI at discharge
CMD Non-DOC-35.66 (-89.44;18.12).192-16.19 (-69.32;36.95).548
DOC Non-DOC-239.1 (-307.78;-170.43)< .001-220.82 (-294.66;-146.97)< .001
DOC CMD-203.44 (-254.73;-152.16)< .001-204.63 (-256.46;-152.8)< .001
DRS at discharge
CMD Non-DOC3.98 (0.78;7.17).0151.02 (-2.27;4.3).543
DOC Non-DOC16.08 (12;20.16)< .00111.89 (7.2;16.58)< .001
DOC CMD12.1 (9.05;15.14)< .00110.88 (7.78;13.97)< .001
LCF at discharge
CMD Non-DOC-1.06 (-1.97;-0.15).023-0.28 (-1.17;0.62).544
DOC Non-DOC-4.54 (-5.7;-3.38)< .001-3.41 (-4.72;-2.1)< .001
DOC CMD-3.48 (-4.35;-2.61)< .001-3.13 (-4;-2.26)< .001
FAC at discharge
CMD Non-DOC-0.35 (-1.02;0.31).298-0.57 (-1.15;0).051
DOC Non-DOC-1.59 (-2.44;-0.74)< .001-2.33 (-3.11;-1.56)< .001
DOC CMD-1.24 (-1.88;-0.61)< .001-1.76 (-2.33;-1.19)< .001
mRS at discharge
CMD Non-DOC0.24 (-0.26;0.74).3410.24 (-0.19;0.67).276
DOC Non-DOC1.31 (0.67;1.95)< .0011.61 (1.02;2.21)< .001
DOC CMD1.07 (0.59;1.55)< .0011.38 (0.96;1.79)< .001

The adjusted differences are computed using linear regression. The adjustment variables are the values at admission (excepted for FAC), the age, sex and traumatic status (TBI or non-TBI). Crude estimates of the differences (i.e. without any adjustment) are given for comparison. All differences are given with 95% confidence intervals. CMD = cognitive motor dissociation; DOC = disorders of consciousness; GOS = Glasgow Outcome Scale; ERBI = Early Barthel Index; DRS = Disability Rating Scale; LCF = Rancho Los Amigos Levels of Cognitive Functioning; FAC = Functional Ambulation Classification Scale; mRS = Modified Rankin Scale.

Scores and categories on the outcome measurements and recovery of consciousness according to Coma Recovery Scale-Revised criteria at discharge.

Patients are categorized into three groups according to initial neurobehavioral diagnosis at admission using the Coma Recovery Scale-Revised and the Motor Behavior Tool: clinical Cognitive Motor Dissociation (CMD); Disorders of Consciousness (DOC); Non-DOC. (A) Score on the Glasgow Outcome Scale (GOS) range from 1 to 5, with 5 indicating good recovery; Category on the Early Barthel Index (ERBI) range from -325 to 100, with 100 indicating complete functional independence; Category on the Disability Rating Scale (DRS) range from 0 to 29, with 0 indicating absence of disability; Category on the Rancho Los Amigos Levels of Cognitive Functioning (LCF) range from 1 to 10, with 10 indicating modified independent; Category on the Functional Ambulation Classification Scale (FAC) range from 0 to 5, with 5 indicating ambulator-independent; Score on the modified Rankin Scale (mRS) range from 0 to 6, with 0 indicating no symptoms. Good outcomes were considered as GOS > = 4, ERBI ≥ -75, DRS< = 11, LCF ≥ 6, FAC ≥ 2 and mRS ≤ 3. The red range corresponds to score/category considered as poor. The blue range corresponds to score/category considered as good. (B) Recovery of Consciousness according to CRS-R criteria per CMD and DOC groups. UWS = unresponsive wakefulness syndrome; MCS = minimally conscious state; EMCS = emergence from minimally conscious state. The adjusted differences are computed using linear regression. The adjustment variables are the values at admission (excepted for FAC), the age, sex and traumatic status (TBI or non-TBI). Crude estimates of the differences (i.e. without any adjustment) are given for comparison. All differences are given with 95% confidence intervals. CMD = cognitive motor dissociation; DOC = disorders of consciousness; GOS = Glasgow Outcome Scale; ERBI = Early Barthel Index; DRS = Disability Rating Scale; LCF = Rancho Los Amigos Levels of Cognitive Functioning; FAC = Functional Ambulation Classification Scale; mRS = Modified Rankin Scale.

Differences between the groups

We observed a clear difference in means (crude and adjusted) between the DOC and the clinical CMD group for all response variables measured at discharge (all p-values < .001, Table 2). At the same time, none of the adjusted differences between the clinical CMD and non-DOC (control group) was statistically significant. The analyses of the differences between discharge and admission response variables gave similar results (not shown). We did not observe any effect of etiology on the adjusted differences between groups.

Sensitivity and specificity of the consciousness recovery diagnostic

Considering clinical CMD as the positive issue between DOC and clinical CMD, the consciousness recovery diagnostic based on functional CRS-R criteria has a sensitivity of 0.71 (0.62;0.79) and a specificity of 0.94 (0.75;0.99).

Discussion

The present study sought to investigate the functional and cognitive outcomes during early intensive neurorehabilitation of a large sample of patients with severe brain injuries, comparing the recovery patterns of individuals clinically identified as presenting with potential CMD, to DOC and non-DOC patients. Overall, we demonstrated a strong improvement trajectory of functional/cognitive recovery from admission to discharge for the clinical CMD group, which significantly differed from the DOC group. The reported findings supported our expectation regarding differential recovery patterns of the clinical CMD, DOC and non-DOC groups. We observed poor functional and cognitive outcomes for individuals with DOC, which was significantly different to that of the clinical CMD group. This observation is consistent with other previous longitudinal studies in DOC patients showing a time course of recovery extending over considerable periods of time [14, 16, 25, 26], and clearly longer than the average time of rehabilitation in our unit. It is noteworthy that there was no significant differences in outcomes comparing the clinical CMD group with non-DOC individuals. Indeed, the data showed similar patterns of rapid and good functional and cognitive evolution in both groups. Altogether, these observations suggest the high potential for recovery of CMD patients and are aligned with clinical and paraclinical expectations that the presence of residual cognition/covert awareness may lead to a more favorable outcome [10, 27–30]. Residual cognition indicates preserved high-processing integration [27, 31] suggesting that CMD individuals may present a higher level of connected brain networks than those with DOC. CMD paradoxically resembles more a non-DOC condition after brain injury, suggesting that CMD patients may be able to rely on more resources to mobilize during the recovery course. Motivational drive could also be considered as explanation for the improved rate of rehabilitation [32, 33]. If the defect is motor-related rather than consciousness-based, intentional behaviors could be elicited from motivational loops, such as the mesocortical dopamine pathways [34]. The individually tailored goal interventions as our acute rehabilitation program offers may help promote motivational stimulation hence modulate neural activity of the loop, resulting in an increase in adaptive goal-oriented and functional behaviors sustaining recovery. Consistent with our hypothesis, a majority of patients in the clinical CMD group achieved significant gains in all measures applied, although some persistent functional/cognitive deficits were still observed at discharge. Considering cut-offs determining good and poor score/category for each applied scale; it is noteworthy that good ratings at discharge were observed on average for the ERBI, LCF and DRS in the clinical CMD group. These scales were specifically designed to assess patients throughout their recovery and inform on their personal autonomy and reinsertion into the community [21, 22, 35]. Moreover, they explore in a more complex and detailed manner the different neuropsychological, motivational and functional aspects sustaining recovery, which may explain their higher sensitivity to assess subtle differences in CMD patients. For example, the FAC extends walking ability assessment as it covers the whole spectrum of possibilities, hence providing details on functional walking independence. Additionally, the DRS design allows recognition of mental representations of daily activities ignoring motor disabilities to perform them; hence can ascertain patients presenting a dissociation between their awareness of an activity and their ability to perform it. Indeed, it is not possible to take-into-account the level of mental independence and how the patient would be able to function in his environment using only the GOS and mRS scores to describe the CMD evolution pattern. A large majority of CMD patients were classified into the “severe to moderately-severe disability” categories at discharge from the acute neurorehabilitation unit, mainly because they still needed physical help and post-acute neurorehabilitation. Although the GOS and mRS are widely used as outcome measures, some reservations were expressed concerning their sensitivity and reliability [36-38]. The importance of using outcome measures providing a more complete and comprehensive picture of recovery is in accordance with a growing number of studies that underline application of the International Classification of Functions (ICF) framework [39] when targeting rehabilitation goals for individual patients in terms of function, capabilities and participation [40-43]. Another relevant point concerns the sensitivity and specificity of evidence of recovery of consciousness recovery according to CRS-R criteria of individuals presenting with clinical CMD based on MBT. It proved to be more specific than sensitive with approximatively 30% of clinical CMD patients not recovering consciousness if assessed only by the CRS-R, implying that the recognition of overt consciousness recovery might be underestimated for a significant number of conscious patients. Indeed, several clinical audits have exposed the particular difficulty of accurately assessing low responsive patients and pointed out a persistent misdiagnosis (30–40%) and outcome unpredictability when inappropriate scales are used [44, 45]. Behavioral assessment can be limited by underlying deficits and concomitant factors (e.g., polyneuromyopathy, tracheostomy, fluctuation of vigilance, global aphasia) [46]. Most importantly, severe damage to the motor system that affects motor planning and efferent motor pathways may prevent partially or totally a patient from clinically displaying any voluntary responses, thus invalidating the assessment.

Study limitations

The present study has several limitations. First, we categorized patients as presenting with potential CMD solely based on clinical observations from the MBT rating. We did not perform active mental-imagery tasks according to the acknowledged operational definition of CMD to confirm our clinical diagnosis [4]. Further studies should develop a synergistic combination of clinical and paraclinical testing to provide exhaustive and objective measures of covert awareness/residual signs of cognition. Second, the differentiation of CMD subtypes was not performed in this study. As previously proposed, several co-existing mechanisms may lead to a preserved cognitive capacity strongly dissociated from motor function (i.e., preservation of cerebral functional integrity with specific damage to the corticothalamic system, lack of executive motor functions following damage to the forebrain, motor efferent loss following prominent damage to the brainstem, or in cases of critical illness polyneuropathy) [47-50]. We should consider in future analyses, whether specific subtypes show different recovery. Third, the retrospective part of the outcome measurements was assessed with a non-standardized administration that could affect measurement error and therefore reliability. Nonetheless, we expect potential effect to be minimized by the thorough review of each patient’s clinical reports and video-recorded complete neurological examinations at admission and discharge by a trained clinician. Additionally, we did not monitor medical complications occurring during the patient’s stay, nor investigate their possible impact on outcomes; however, we reported only three cases of death in this study. Similarly, we collected the measurements at two time points, which did not allow us to determine the recovery course during hospitalization. Last, the mono-centric nature of the present study and the limited sample size of the group of DOC patients might limit its generalization. Hence, multi-centric longitudinal studies of larger patient samples and with accurate monitoring of medical complications and course of recovery might allow for a fine-grained analysis of the overall recovery patterns of individuals with CMD compared to those with disorders of consciousness.

Conclusion

Notwithstanding the above limitations, our data suggest that a large number of patients with potential clinical CMD admitted to acute inpatient neurorehabilitation make rapid functional progress and meaningful cognitive changes over a relatively short period in hospital. Our findings support the concept that clinical CMD patients detected using the MBT constitute a separate category of patients with different potential for improvement and functional outcomes than patients suffering from DOC. This reinforces the need for them to be recognized as it could have a direct impact on patient care, potentially leading to better therapeutic and re-integrative interventions and influencing life-or-death decisions at an early stage. (XLSX) Click here for additional data file. 4 Dec 2019 PONE-D-19-26389 Recovery in cognitive motor dissociation after severe brain injury: A cohort study PLOS ONE Dear Mrs. Jöhr, Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process. Reviewers have provided queries on this manuscript with several questions arising. They include methodological issues, presentation of the results, and flaws in the consistency between the findings and the discussion. Changes should be applied in text before the acceptation of the work. We would appreciate receiving your revised manuscript by Jan 18 2020 11:59PM. When you are ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file. If you would like to make changes to your financial disclosure, please include your updated statement in your cover letter. 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Thank you for including your ethics statement: "The Ethics Committee of Lausanne approved the protocol of the study (142-09). According to the Declaration of Helsinki, the patients’ legal representatives were informed and provided written consent for inclusion in the study. The patient provided his or her informed written consent if they had decisional capacity" a) Please amend your current ethics statement to include the full name of the ethics committee/institutional review board(s) that approved your specific study. b) Once you have amended this/these statement(s) in the Methods section of the manuscript, please add the same text to the “Ethics Statement” field of the submission form (via “Edit Submission”). For additional information about PLOS ONE ethical requirements for human subjects research, please refer to http://journals.plos.org/plosone/s/submission-guidelines#loc-human-subjects-research. Comments to the Author 1. Is the manuscript technically sound, and do the data support the conclusions? The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented. Reviewer #1: Partly Reviewer #2: Yes ********** 2. Has the statistical analysis been performed appropriately and rigorously? Reviewer #1: Yes Reviewer #2: Yes ********** 3. Have the authors made all data underlying the findings in their manuscript fully available? The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified. Reviewer #1: Yes Reviewer #2: Yes ********** 4. Is the manuscript presented in an intelligible fashion and written in standard English? PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here. Reviewer #1: Yes Reviewer #2: Yes ********** 5. Review Comments to the Author Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters) Reviewer #1: This study addresses important questions regarding prognosis for recovery in patients with severe brain injuries. Specifically, differentiating between patients with potential for recovery from what is otherwise diagnosed as unresponsive wakefulness syndrome is important in terms of both treatment planning and resource management. the article adequately reviews the literature on available diagnostic tools and provides further evidence of construct validity for the motor behavior tool in use with this population. The outcome measurements are standard measures frequently used in rehabilitation settings and were an appropriate choice. I have a few suggestions to consider to improve clarity and address reader's potential questions. 1. It would be helpful to have more information about what is meant by the use of video recordings as described in the method section. Is it the case that measurements were taken via video recording and if so were the assessments being administered at the time of the recording, or was this but together ad hoc afterwards? if the latter, some discussion should be made in the limitation section regarding nonstandardized procedure. 2. it is unclear whether results may be effected by variability in the trajectory of recovery for the non-traumatic brain injury group, given that this group is comprised of ischemic, anoxic, toxic, and tumor-related brain injuries. it may be better to limit analyses instead to TBI versus hemorrhagic patients. alternatively, the potential for different effects in these subgroups should be analyzed, more clearly stated, and/or considered in the conclusion section. Reviewer #2: This paper provides an initial assessment of the Motor Behavior Tool to distinguish the proposed cognitive motor dissociation patient from DOC patients. If validated, this will have a significant impact on threatment of those patients identified with CMD. The Motor Behaivor tool is proposed as a method for detecting residual cognition not detected by the CRS-R. This paper documents enhanced functional and cognitive outcomes during early intensive rehabilitation for patient’s presenting with the proposed diagnosis of cognitive motor dissociation. The study demonstrates that CMD patient’s have significantly better functional outcomes than DOC patients. They also found that CMD patients’ recovery was not significantly different than non-DOC patients. The paper is well written and the raw data is presented in table format. They present a compelling case for CMD. ********** 6. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files. If you choose “no”, your identity will remain anonymous but your review may still be made public. Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy. Reviewer #1: No Reviewer #2: No [NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files to be viewed.] While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com/. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Registration is free. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email us at figures@plos.org. Please note that Supporting Information files do not need this step. 14 Jan 2020 We appreciate the time and effort of the editor and the referees for reviewing the manuscript. We have addressed all issues raised in the review report and hope that the revised manuscript corresponds to the journal publication requirements. The modifications are highlighted in bold in the marked-up copy of the original version (file labeled 'Revised Manuscript with Track Changes'). Responses to comments of Reviewer-1 COMMENT 1: It would be helpful to have more information about what is meant by the use of video recordings as described in the method section. Is it the case that measurements were taken via video recording and if so were the assessments being administered at the time of the recording, or was this but together ad hoc afterwards? if the latter, some discussion should be made in the limitation section regarding nonstandardized procedure. Thank you for raising this methodological issue. Indeed, part of the outcome measurements were collected retrospectively, based on the electronic medical records, interdisciplinary therapeutic reports and video-recordings of each patient at admission and discharge. As part of the unit’s routine guidelines, each patient’s complete neurological status at admission and discharge are documented through video recordings, which allow any trained clinician to score offline standard outcome measures such as those used in the present study. Moreover, many therapeutic sessions (i.e., physical, occupational, neuropsychological and speech therapy) were also routinely video-recorded to prevent any doubt on review for the functional and cognitive scoring procedure. A trained neuropsychologist reviewed all well-documented retrospective data; hence, we expect any potential error to be kept to a minimum. This methodological limitation is now addressed: details have been added to the Methods section and are discussed in the limitations part of the Discussion section. COMMENT 2: It is unclear whether results may be effected by variability in the trajectory of recovery for the non-traumatic brain injury group, given that this group is comprised of ischemic, anoxic, toxic, and tumor-related brain injuries. It may be better to limit analyses instead to TBI versus hemorrhagic patients. Alternatively, the potential for different effects in these subgroups should be analyzed, more clearly stated, and/or considered in the conclusion section. Thank you for this suggestion concerning clarity of results. The main objective in the present study is to determine the effect of the diagnosis (CMD, DOC and Non-DOC) and not the effect of etiology on the response variables. However, if the etiology has an impact on the latter, it must be considered in multivariable analyzes. Originally, we did this by introducing a variable that distinguishes TBI patients from Non-TBI patients in the regression models. We did not observe any effect of etiology on the differences between patients groups. On your recommendation, we recalculated the outcomes by including a more distinct etiology variable in the Non-TBI group (Hemorrhagic, Ischemic, Anoxic, Toxic, Tumoral). The results were unchanged and we did not observe any effect on the adjusted differences in Table 2. A sentence regarding the absence of effect of etiology on the differences between groups has been added to the Results section and data are not shown, given the unchanged results. Submitted filename: Response to Reviewers.docx Click here for additional data file. 16 Jan 2020 Recovery in cognitive motor dissociation after severe brain injury: A cohort study PONE-D-19-26389R1 Dear Dr. Jöhr, We are pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it complies with all outstanding technical requirements. Within one week, you will receive an e-mail containing information on the amendments required prior to publication. When all required modifications have been addressed, you will receive a formal acceptance letter and your manuscript will proceed to our production department and be scheduled for publication. Shortly after the formal acceptance letter is sent, an invoice for payment will follow. To ensure an efficient production and billing process, please log into Editorial Manager at https://www.editorialmanager.com/pone/, click the "Update My Information" link at the top of the page, and update your user information. If you have any billing related questions, please contact our Author Billing department directly at authorbilling@plos.org. If your institution or institutions have a press office, please notify them about your upcoming paper to enable them to help maximize its impact. If they will be preparing press materials for this manuscript, you must inform our press team as soon as possible and no later than 48 hours after receiving the formal acceptance. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information, please contact onepress@plos.org. With kind regards, Jose A. Muñoz-Moreno, Ph.D. Academic Editor PLOS ONE 23 Jan 2020 PONE-D-19-26389R1 Recovery in cognitive motor dissociation after severe brain injury: A cohort study Dear Dr. Jöhr: I am pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department. If your institution or institutions have a press office, please notify them about your upcoming paper at this point, to enable them to help maximize its impact. If they will be preparing press materials for this manuscript, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information please contact onepress@plos.org. For any other questions or concerns, please email plosone@plos.org. Thank you for submitting your work to PLOS ONE. With kind regards, PLOS ONE Editorial Office Staff on behalf of Dr. Jose A. Muñoz-Moreno Academic Editor PLOS ONE
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