| Literature DB >> 31936334 |
María de Fátima Poza-Vilches1, José Gutiérrez-Pérez1, María Teresa Pozo-Llorente1.
Abstract
The United Nations' (UN) 2030 Agenda brings new governance challenges to municipal environmental planning, both in large urban centres and in metropolitan peripheries. The opportunities of the new framework of action proposed by the United Nations (UN) and its integrative, global, and transversal nature constitute advances from the previous models of municipal management based on the Local Agenda 21. This text provides evidence to apply quality criteria and validated instruments of participatory evaluation. These instruments have been built on the foundation of evaluative research, a scientific discipline that provides rigour and validity to those decisions adopted at a municipal level. A case study focused on a metropolitan area serves as a field of experimentation for this model of the modernization of environmental management structures at a local level. Details of the instruments, agents, priority decision areas, methodologies, participation processes, and quality criteria are provided, as well as an empirically validated model for participatory municipal management based on action research processes and strategic planning that favours a shared responsibility across all social groups in the decision-making process and in the development of continuous improvement activities that are committed to sustainability. Finally, a critical comparison of weaknesses and strengths is included in light of the evidence collected.Entities:
Keywords: 2030 Agenda; quality criteria; strategic planning
Year: 2020 PMID: 31936334 PMCID: PMC7014323 DOI: 10.3390/ijerph17020419
Source DB: PubMed Journal: Int J Environ Res Public Health ISSN: 1660-4601 Impact factor: 3.390
Aims and research questions. SDGs, Sustainable Development Goals; PAR, participatory action research; SEE, strategic environmental evaluation.
| Aims of Research | Research Questions (RQs) |
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Characterize a methodological model of strategic environmental planning based on democratic evaluation (participatory research action approach): define stages, obstacles, conditions, and limitations from a practical case study. Analyse and assess the contribution of this strategic planning model to the development of the 2030A in the case study analysed. Provide the necessary guidelines to address the 2030A in local municipal management through a citizen leadership model. Identify new challenges set by the 2030A for the strategic and sustainable management of municipalities. Define and model the planning and management stages, and analyse the possibilities of transferring these to different contexts. |
RQ1. What are the novelties that the 2030A framework brings to sustainable municipal management? RQ2. What stages do the new methodologies associated with collaborative, transdisciplinary, and action research models involve for the grounds of municipal decision-making? RQ3. What criteria and quality indicators should be required from processes and instruments? RQ4. What are the most significant weaknesses and strengths of this new stage of municipal planning and management? RQ5. What viability and transfer possibilities do these new management models have in implementing them in different contexts? |
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Characterize the socio-environmental situation of the municipality studied from the SDGs. Identify and prioritize the social and environmental needs that arise in this municipality according to the SDGs. Collect the opinions and perceptions of citizens regarding environmental issues. Involve all social sectors and the population in general, in processes of participation and decision-making in municipal environmental management. Channel communication and dissemination processes of the 2030A and SDGs. Promote communication, participation, negotiation, and reflection processes to prioritize collective needs. Define by consensus on environmental quality indicators for the implementation of 2030A and SDGs. Define by consensus some lines of action that favor the improvement of the socio-environmental situation of the municipality under investigation. Create stable citizen participation structures that facilitate municipal decision making. |
RQ(CS)1. Taking as reference the SDGs, what image of the studied municipality is projected? RQ(CS)2. What participation and communication platforms have been generated as a result of implementing the PAR? RQ(CS)3. After the SEE is carried out in the municipality, what responsibilities do the agents involved in the decision making assume? RQ(CS)4. What quality criteria and indicators have been generated after the application of the SEE? RQ(CS)5. What lines of action have been generated following the participatory diagnosis carried out? |
Figure 1Principles of sustainable local management for a Local 2030 Agenda (L2030A). SDG, Sustainable Development Goal.
Figure 2Network Government (authors’ elaboration from the work of Font, 2001 [46]).
Figure 3Participatory strategic planning in municipal environmental management.
Figure 4Strategic environmental evaluation (SEE) process.
Figure 5Strategic environmental evaluation: principles of action.
Figure 6SEE model for participatory municipal management applied in our case study [63].
Information collection strategies.
| Strategy | Objectives | Description | Use (Phase) |
|---|---|---|---|
| Citizen opinion questionnaire |
Opinions and perceptions of citizens in environmental matters. Involve the population in municipal participation processes. Communicate the participatory environmental management process. Promote that this local management model is known by all citizens. |
For all population sectors from 12 years old. Diagnostic phase: To correctly direct the actions and strategies of action and participation. | |
| Monitoring commission |
Promote a process of collective reflection from the monitoring of actions. Consolidate a platform for monitoring and evaluation of the local environmental management process developed. Involve the population in decision-making processes in local management. | A control and evaluation body of the local environmental management process has been created. functions of the commission; rights and duties of the commission; election of commission members; monthly commitments for the sustainable management of the municipality. | It has been carried out during the diagnostic phase owing to the relevance of this body throughout the process. |
| Discussion groups/citizen participation forums |
Promote a process of collective reflection. Establish socio-environmental and participatory management indicators. Triangulate the information collected with the different techniques. Involve the population in decision-making processes in local management. | Two citizen participation forums Four groups discussion with two sessions: (1) councillors and technicians; (2) women; 3 (farmers); (4) youth | At the end of the diagnostic phase and beginning of phase 2 (design of indicators): citizens contribute to the consensual definition of indicators and action strategies from the results obtained in this initial diagnosis. |
| Letter to municipal political representatives |
Extract the perceptions and opinions of the child population about the environmental problems of their municipality. Promote the participation of the child population in the development of this model of participatory local management. Raise awareness among the youngest population in care and respect for the environment. Involve the education system in municipal management processes. | Taking advantage of the Christmas season, an activity has been developed, with the elementary courses, entitled “Letter to municipal representatives” to reflect the situation of the municipality from the point of view of children. |
Diagnostic phase: strategy linked to the participation plan, and the communication plan. Aimed at children. |
| SWOT TECHNIQUE‰(Strengths—Weaknesses—Opportunities—Threats) |
Agree and negotiate problems and solutions. Favour a process of collective reflection. Triangulate the information collected with the different techniques and according to different population sectors. Promote the establishment of socio-environmental indicators. Reference for the action plan. |
First phase: problems are reorganized into weaknesses, threats, strengths, and opportunities considering the internal level and external elements. Second phase: the data are crossed and the proposals and action strategies are elaborated. Immediate actions are prioritized and established. | Transversal action: diagnostic phase, criteria and indicators design phase, and action plan design phase: the research team with a heterogeneous work group formed by process participants identifies these elements to implement the action plan. |
Figure 7Territorial map of the municipality studied.
Sample Total (N = 966).
| Citizen Opinion Questionnaire (Sub-Total N = 507) | ||||||||||
|---|---|---|---|---|---|---|---|---|---|---|
| Study level | No studies | 5 | Current activity | Student | 424 | |||||
| Primary studies | 51 | Employee | 54 | |||||||
| Secondary studies | 432 | Unemployed | 14 | |||||||
| University studies | 19 | Others | 15 | |||||||
| Age | Less than 15 | 193 | Professional activity | Student | 421 | |||||
| 15–25 | 239 | Services and culture | 25 | |||||||
| 26–35 | 24 | Housewife | 24 | |||||||
| 36–45 | 34 | Industry | 14 | |||||||
| 46–55 | 10 | Retired | 7 | |||||||
| 56–65 | 3 | Official | 9 | |||||||
| More than 65 | 4 | Others | 5 | |||||||
| Gender | Women | 257 | Non-official executives | 2 | ||||||
| Men | 250 | |||||||||
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| 1 representative of farmers and livestock. | 1 representative of the women’s associations. | |||||||||
| 1 representative of sports and cultural associations. | 1 representative of shopkeeper associations. | |||||||||
| 1 representative of youths | 1 representative of retirees and pensioners. | |||||||||
| 1 representative of the neighbourhood associations. | 1 representative of the parents’ associations. | |||||||||
| 1 representative of environmental associations. | 1 representative of teacher of the educational centres. | |||||||||
| 1 repres. with recognized prestige in environment/university or research institute. | ||||||||||
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| Concillors: 4 | Technicians: 5 | Farmers: 6 | Women Association: 6 | Youth: 9 | ||||||
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| Forum 1 (N = 23) | Forum 2 (N = 26) | |||||||||
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Political groups women group: housewives and working women. School community: teachers. Representatives of associations. Representatives “media”: radio and photography. Administration technicians: sociocultural animator, woman informant. Environmental volunteer representatives. Youth group. | ||||||||||
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Analysis of the reliability of the citizen opinion questionnaire.
| Instrument | Value α de Cronbach | Elements/Subitems | Sections of Items |
|---|---|---|---|
| Citizen opinion questionnaire | 0.79 | 21 | Environmental problems (item 1) |
| 0.73 | 22 | Things that the residents of the town do (item 2) | |
| 0.77 | 8 | Responsibility of social groups (item 3) | |
| 0.88 | 24 | Current situation of the municipality (item 4) | |
| 0.80 | 9 | What can improve participatory local environmental management in your town (item 7) | |
| 0.70 | 8 | Sector to be developed with this management model (item 8) | |
| 0.70 | 5 | Global claims (item 10) |
Kaiser–Meyer–Olkin (KMO) and Barlett test.
| KMO and Barlett Test (Question:Environment Problems) | ||
|---|---|---|
| Kaiser–Meyer–Olkin sample adequacy measure | 0.814 | |
| Bartlett’s sphericity test | Chi-square approximate | 164.70 |
| gl | 210 | |
| Sig. | 0.00 | |
Λ total and % variance.
| Λ Total | 2.29 | 2.25 | 2.02 | 1.87 | 1.67 | 48.24% |
| % variance | 10.94 | 10.75 | 9.64 | 8.94 | 7.96 | |
| % accumulated | 10.94 | 21.69 | 31.33 | 40.28 | 48.24 |
Extraction method: analysis of main components. Rotation method: varimax normalization with Kaiser.
| Matrix of Rotated Components (a) | Components | |||||
|---|---|---|---|---|---|---|
| 1 | 2 | 3 | 4 | 5 | Communalities | |
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| Lack of care and cleanliness of the environment | 0.73 | 0.61 | ||||
| Pollution rivers and vegetation and forest areas | 0.79 | 0.67 | ||||
| Loss of landscape and agricultural land | 0.44 | 0.38 | ||||
| Discharge of illegal taste on the outskirts of the municipality | 0.63 | 0.45 | ||||
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| Lack of stable work | 0.77 | 0.61 | ||||
| Jobs that require low training and qualification | 0.57 | 0.43 | ||||
| Low salaries | 0.71 | 0.57 | ||||
| High number of unemployed | 0.69 | 0.61 | ||||
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| Lack of communication between municipal political representatives: put political interests before social needs | 0.63 | 0.60 | ||||
| Poor coordination between town council technicians | 0.67 | 0.59 | ||||
| Urban growth | 0.54 | 0.37 | ||||
| Lack of urban planning | 0.63 | 0.52 | ||||
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| Lack of green areas | 0.32 | 0.23 | ||||
| Lack of awareness towards environmental problems | 0.73 | 0.56 | ||||
| Lack of constant training that makes people care for and respect their environment | 0.72 | 0.56 | ||||
| Weak legislation in environment that allows the guilty get through ‘in good shape’ | 0.51 | 0.36 | ||||
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| Recycling waste | 0.55 | 0.39 | ||||
| Existence of very loud and annoying noises | 0.64 | 0.54 | ||||
| The passage of so many vehicles through the town center | 0.58 | 0.41 | ||||
| Lack of bins and containers | 0.44 | 0.43 | ||||
| Misuse of containers and bins | 0.26 | 0.14 | ||||
Decisions achieved by the monitoring commission.
| Strategy | Decisions Achieved |
|---|---|
| Creation of a newsletter |
Writing and approval of the relevant contents about the municipality in environmental, social, and economic issues |
| Logo design that identifies this local management model |
Drawing competition proposed by the commission and addressed to all elementary students (first and second year of primary school) Approval and definition of the final logo |
| Website |
Approval of the contents to be disseminated on the website Design: technical team of the local corporation The page offers the possibility for the population to participate through forums and virtual surveys on social, economic, and environmental issues and to know the actions that are being carried out in local management |
Figure 8Logo referring to the sustainable local management model of the municipality. Approved by the monitoring commission and designed by ten-year-old children, “world without rubbish”.
Socio-environmental problems extracted from the discussion group ‘councillors and technicians’.
| Discussion Group: Councillors and Technicians | ||
|---|---|---|
| Importance Level | Area | Problems |
| Very important | Recycling and selective collection of rubbish. Container use |
‘Lack of containers. Selective collection’ ‘Uncontrolled focus of all types of waste, rubbish and all types of packaging’ ‘Lack of citizen awareness in the generation of waste and deposit. Respect for the collection of equipment and debris’ ‘Lack of network of clean points’ |
| Optimization and expansion of green areas |
‘Lack of green areas and parks’ ‘Low maintenance of green areas’ | |
| Noise |
‘Noisy’ ‘Urban centre loaded with vehicles and, consequently, with smoke’ ‘Noise pollution in the urban centre’ | |
| Water Quality |
‘Poor water quality’ ‘Existence of sanitation discharges to irrigation ditches’ ‘Poor citizen awareness in the use of water’ ‘Absence of wastewater treatment plant’ | |
| Citizen awareness |
‘Lack of citizen awareness in environmental matters’ ‘Respect for street furniture’ | |
| Important | Development of the women’ sector |
‘Lack of work initiatives for women’ ‘Shortage of resources that favour the insertion of women into the job market’. |
| Town planning |
‘Uncontrolled housing growth’ | |
| Space adaptation |
‘Few public parking’ ‘Existence of architectural barriers’ ‘Existence of industry within the urban area’ | |
| Citizen security |
‘Unsafe entrance to schools. Matching vehicles and pedestrians’ | |
| Cleaning |
‘Unclean streets and public areas’ ‘Lack of citizen awareness and respect for the cleanliness of the town’ | |
| Population density |
‘High Population density in the urban area’ | |
| Sector involvement |
‘Difficulty in developing actions where all sectors are involved’ | |
| Training and employment |
‘Few resources for training and employment’ | |
| Health |
‘Health Services Deficiency’ | |
Socio-environmental problems extracted from the discussion group ‘farmers’.
| Discussion Group: Farmers | ||
|---|---|---|
| Importance Level | Area | Problems |
| Very important | Costs |
‘High labour cost with respect to the product price’ ‘Land cost’ ‘Products price’ ‘High cost of phytosanitary products’ ‘Renewal of planting products (monocultures)’ ‘Expensive labour in relation to the price for which the collected product is sold’ |
| Water |
‘Irrigation, wastewater’ ‘Wastewater’ ‘Channeling of ditches, roads’ ‘Water of the swamp’ ‘Old ditches’ ‘In winter there is plenty of water with rain and in summer it is missing’ | |
| The product |
‘Low value of corn at this time’ ‘There are no alternative fruits for this type of agricultural land’ ‘Low tobacco prices’ ‘Regarding the cultivation of olive trees, it is difficult because there is dry land’ | |
| The job |
‘Aging of the sector’ ‘Renewal difficulty’ ‘Delay in machinery in general (methods, machines, systems...)’ | |
| Administration support |
‘Support for farmers with tobacco companies’ ‘More support for cooperatives to expedite subsidies. High administrative requirements’ | |
| Important | External variables |
‘The brick factories that harm smoke and dust’ ‘Ways of the valley in very bad conditions’ |
Socio-environmental problems extracted from the discussion group ‘women’.
| Discussion Group: Women | ||
|---|---|---|
| Importance Level | Area | Problems |
| Very important | Citizen awareness |
‘Awareness’ ‘Respect/Education’ ‘Indifference of people’ ‘Lack of citizen collaboration’ ‘Lack of mutual respect between groups’ |
| Citizen security |
‘Surveillance service’ ‘We cannot walk quietly at certain times through the streets’ | |
| Development of the women’s sector |
‘Municipal nursery’ | |
| Recycling and selective collection of rubbish. Containers use |
‘Container service’ ‘There is no good waste collection plan’ | |
| Important | Optimization and expansion of green areas |
‘Park care’ |
| Town planning |
‘Street arrangement’ | |
| Cleaning |
‘You cannot walk the street or square without fear of cuts and infections’ ‘Bad smells, infections, poor vision of the town’ | |
| Economy |
‘Limited family and economic well-being’ ‘Lowering of the general economy’ | |
Socio-environmental problems extracted from the discussion group ‘youth’.
| Discussion Group: Youth | ||
|---|---|---|
| Importance Level | Area | Problems |
| Very important | Services |
‘Lack of leisure equipment such as swimming pools’ ‘Public transport and traffic deficit’ ‘Social and community services deficit’ |
| Citizen security |
‘Insecurity’ ‘That the mayor listen to the young people, the local police are not in the places where this insecurity is suffered’ | |
| Culture and education |
‘A space of cultural encounter’ ‘Promotion of cultural in general, in the town’ ‘Promotion of the culture of the town abroad’ ‘More resources for the library’ ‘Specific activities for young people’ ‘Training in topics such as indiscipline and classroom conflicts’ | |
| Important | Optimization and expansion of green areas |
‘Lack of green areas’ |
| Water quality |
‘Poor water quality’ | |
Socio-environmental problems extracted from the citizen participation forum.
| Citizen Participation Forum | ||
|---|---|---|
| Importance Level | Area | Problems |
| Very important | Recycling: use of bins |
Lack of containers Recycling Separate rubbish collection plan Use of bins Citizen awareness |
| Existence of noise |
Motor vehicle noise Acoustic pollution Atmospheric pollution | |
| Important | Lack of green areas and natural environment |
Increase of green areas Loss of natural spaces Protection of plant species Improvement and conditioning of existing gardens and green areas Citizen awareness |
| Education and environmental awareness |
Civic education Environmental education for different population sectors Lack of citizen awareness Disrespect for the environment | |
| Less important | Care, cleanliness, and respect for the environment |
Cleaning the environment Street arrangement Lack of sanitation Dirt, aesthetic conservation of the municipality Citizen awareness for the respect and care of the environment |
| Waste |
Uncontrolled landfills | |
| Others |
Poor water quality Residual collectors Lack of public spaces Stock of electric towers in the urban area | |
Socio-environmental problems extracted from the letter to municipality political representatives.
| Letter to Municipal Political Representatives | ||||
|---|---|---|---|---|
| Importance Level | Area | Problems | No. Passages | % |
| Very important | Services | (A) Public Services | 577 | 40% |
| 1. Infrastructures and equipment | 443 | |||
| 2. Quality and improvement of services | 114 | |||
| 3. Social services | 12 | |||
| 4. Citizen security | 8 | |||
| (B) Private Services | 169 | |||
| TOTAL | 746 | |||
| Leisure | (A) Equipment | 374 | 21% | |
| (B) Activities | 16 | |||
| TOTAL | 390 | |||
| Important | Environment | (A) Pollution and cleaning | 124 | 13% |
| (B) Recycling | 76 | |||
| (C) Traffic | 39 | |||
| (D) Water | 17 | |||
| TOTAL | 256 | |||
| Town planning | (A) Job | 179 | 12% | |
| (B) Living place | 57 | |||
| TOTAL | 236 | |||
| Civic education | (A) Pro-social behaviors | 67 | 8% | |
| (B) Pro-environmental behaviors | 49 | |||
| (C) Pro-social attitudes | 42 | |||
| TOTAL | 158 | |||
| Less important | Natural environment and green areas | TOTAL | 102 | 5% |
| Employment and job stability | TOTAL | 8 | 0.8% | |
| Cultural heritage | TOTAL | 7 | 0.2% | |
Figure 9Triangulation process of environmental problems.
Figure 10Perceived problems and SDGs. Triangulation (adaptation matrixed participatory process of Garcia-Ayllon, S, 2018 [24]).