Adrian Rinscheid1, Rolf Wüstenhagen1. 1. Institute for Economy and the Environment, University of St.Gallen, Rosenbergstrasse 51, CH-9000 St.Gallen.
Abstract
Coal-fired power generation is the single most important source of carbon dioxide emissions in many countries, including Germany. A government commission recently proposed to phase out coal by 2038, which implies that the country will miss its 2020 climate target. Based on a representative sample of German voters assessing 31,744 hypothetical policy scenarios in a choice experiment, we show that voters prefer an earlier phase-out by 2025. They would uphold their support for greater climate ambition up to an additional cost to society of €8.50 billion. Voters in Rhineland and Lusatia, the country's main coal regions, support an earlier phase-out, too, although to a lesser extent. By demonstrating that political decision-makers are more reluctant to overcoming energy path dependence than voters, our analysis calls for further research explaining the influence of particular stakeholders in slowing energy transitions.
Coal-fired power generation is the single most important source of carbon dioxide emissions in many countries, including Germany. A government commission recently proposed to phase out coal by 2038, which implies that the country will miss its 2020 climate target. Based on a representative sample of German voters assessing 31,744 hypothetical policy scenarios in a choice experiment, we show that voters prefer an earlier phase-out by 2025. They would uphold their support for greater climate ambition up to an additional cost to society of €8.50 billion. Voters in Rhineland and Lusatia, the country's main coal regions, support an earlier phase-out, too, although to a lesser extent. By demonstrating that political decision-makers are more reluctant to overcoming energy path dependence than voters, our analysis calls for further research explaining the influence of particular stakeholders in slowing energy transitions.
80 per cent of the world’s coal reserves must stay in the ground in order
to reach the target of limiting global warming to well below 2 degrees Celsius compared
to pre-industrial levels[1]. Already in
2008, climate scientists had called for a complete divestment from coal-fired
electricity by 2030[2], a proposition
reiterated by a recent “Roadmap for Rapid Decarbonization”[3]. Yet, despite the strong growth of
renewable energies, coal still accounted for 28 percent of the world’s primary
energy supply in 2017[4]. As Pfeiffer et
al.[5] point out, coal-fired
power plants “will need to be underutilized, retired early, or retrofitted
[…] or—in short—stranded” (p. 7) if countries are serious
about reaching the targets set out in Paris.As private markets will not spur such necessary developments on their own,
government policies play an important role in phasing out coal[6,7]. However, in
democratic countries, such policies may face public opposition. While several studies
suggest that the global energy transition (i.e., shifting from non-renewable to
renewable energies) is likely to lead to net job creation in most economies[8], the closure of coal mines and
coal-fired power plants may lead to temporary and regionally concentrated job losses.
Anticipating negative employment effects could lead to opposition by those working in
the sector[9]. Moreover, the coal
industry has become an identity-shaping symbol deeply engrained in the culture of some
communities and countries, such as in the German region of Lusatia[10], Silesia in Poland[11], or Appalachia in the United
States[12]. Opposition to a
phase-out of coal is also likely to be fueled by the economic actors that have to bear
parts of the costs, such as utilities whose business models depend on coal, and labor
unions representing coal workers. Given their desire to be re-elected, democratic
governments may be responsive to these concerns.At the same time, recent assessments such as the IPCC’s Special Report
“Global Warming of 1.5°C” emphasize the urgency of ambitious action
to prevent irreversible climate change[13]. While some jurisdictions have committed to phasing out coal, such
as Canada and the United Kingdom who launched the Powering Past Coal Alliance in
November 2017, many others are not delivering policies ambitious enough to meet the
climate challenge. Germany, the largest energy consumer in the European Union, the
world’s largest producer of lignite and one of the top 10 coal-burning countries
in the world[4], has recently started to
organize its departure from coal.Germany has heavily relied on coal for power generation for a long time. In the
1950s, more than 500,000 people were employed in the sector, contributing to the German
“Wirtschaftswunder” after World War II[14]. While the oil crisis in 1973/74 gave a push to the development
of nuclear power, domestic coal was seen as important to ensure energy security, and
utilities were thus required to burn a quota of domestic hard coal[15]. As operating costs in the coal
industry had started to outpace market revenues in the 1960s, the federal and state
governments introduced subsidies for hard coal mining. These amounted to more than
€320 billion until they were phased out in 2018[16].In the 1970s, coal-fired generation started to become more controversial. The
environmental movement and (later) the newly established Green Party opposed coal-fired
power plants and open pit mining, but were even more concerned with nuclear power,
largely avoiding simultaneous contestation on two fronts[14]. The coal industry nurtured strong ties to the
country’s two largest parties, Christian Democrats (CDU/CSU) and Social Democrats
(SPD), with the latter in particular aiming at keeping coal mines open as long as
possible[14]. In the wake of the
1986 Chernobyl nuclear accident, Germany adopted a policy framework for the promotion of
renewable energies in 1990[17], which
started to fundamentally change electricity markets. The share of power generated by
renewables soared from 3.6 to 35.2 per cent between 1990 and 2018[18].While Germany has been successful in transitioning from nuclear to renewable
energy, 35.3 percent of electricity generation still relied on coal in 2018 (Figure 1). Adding policy support for renewables is an
important element in decarbonizing the energy sector[19], but whether layering support schemes for sustainable
technologies on top of the existing institutions[20] without addressing the legacy of fossil fuels is enough to
“effectively lead energy systems out of carbon lock-in” (ref. [21], p. 1171) is an open question. Given
only gently decreasing emissions (Figure 1), the
question of a coal phase-out gained prominence in the aftermath of the adoption of the
Paris Agreement. In November 2016, the German government adopted the “Climate
Action Plan 2050”, outlining measures to achieve the country’s climate
targets. This plan failed to develop a phase-out strategy, and in 2018 the task was
delegated to the Coal Commission, an expert Commission on growth, structural change and
employment consisting of a variety of stakeholders including industry associations,
labor unions, state-level governments, environmental non-governmental organizations and
independent scientists appointed by the federal government. In early 2019 this group
recommended to phase out coal-fired power generation by 2038, proposing a broad array of
measures to support the coal regions in restructuring their economies.
Figure 1
Share of coal in German electricity mix and energy-related greenhouse gas
emissions 1990 - 2018.
Based on data from AG Energiebilanzen[18] and German Environment Agency[64].
In light of recent concerns about populist backlash against climate
policy[22,23], some observers consider the proposed timeline as a
reasonable compromise between public acceptance and climate change mitigation. Although
the compromise has been praised for representing a broad societal consensus, given the
urgency of ambitious climate action[3,13], some members of the Coal Comission
have criticized the plan as not ambitious enough (ref. [24], pp.118-119) to deliver on Germany’s climate
policy targets.Given these concerns, and the view expressed in the German Climate Action Plan
that public support is a central precondition for successful implementation of climate
policies (ref. [25], p. 15), we
investigate whether the recommendations of the Coal Comission are in line with
voters’ preferences, in particular regarding the temporal dimension. First, we
investigate how citizens’ support for a coal phase-out is affected by different
timelines and other features of a phase-out, and examine the moderating influence of
political orientation and climate change-related beliefs. Second, we explore the
preferences of citizens living in Germany’s two largest coal regions, Rhineland
and Lusatia. Our analysis suggests that compared to the recommendations of the Coal
Commission, a more ambitious timeline for phasing out coal would actually have been more
in line with citizens’ preferences.
Effects of phase-out design on public support
Based on data from a large-scale choice experiment, we examine how public
preferences for a coal phase-out in Germany are affected by different proposed
timelines for a phase-out, and compare citizens’ preferences with the
recommendations of the expert commission. We also investigate the role of other
policy attributes (cost, effects on jobs, and supporting measures for the
transformation of the coal regions; see Table
1 and Methods section for details).
Our analysis is based on an online survey administered to a nonprobability but
representative sample of 2,161 Germans who are eligible to vote (see Supplementary Table 1). The
choice experiment involved a rating task whereby respondents were exposed to eight
consecutive pairs of hypothetical policy scenarios to phase out coal. In the
scenarios, the attribute levels of the phase-out policy were varied randomly.
Participants were asked to rate these scenarios on a scale from 1 (‘very
poor’) to 7 (‘very good’). To ease interpretation of the
marginal effects shown below, the rating scale was dichotomized, using the median
(which is 4) as cutoff value. The resulting dependent variable Phase-out
Support is hence coded 0 for cases where a respondent rated a proposal
as poor to neutral (1 to 4) and 1 for cases where (s)he was (rather) positive about
it. The fully randomized design allows us to estimate the causal effects of multiple
treatment components simultaneously using simple linear regression[26]. The subsequent analyses are based
on a sample of 1,984 Germans evaluating 31,744 policy scenarios. This sample is
cleaned of respondents who failed to correctly answer an attention check implemented
in the choice experiment. However, all results discussed in the paper remain
substantively the same when replicating the analyses including the inattentive
respondents (see Supplementary
Tables 2, 4, 6, 8 and 10).
Table 1
Choice experiment design: policy attributes and levels
Policy attributes
Attribute levels
End date of the phase-out
By 2025
By 2030
By 2040
By 2100
Annual costs (per 2-person household) /
(overall costs for the economy)
€0
€6 (€250 million)
€12 (€500 million)
€18 (€750 million)
Number of lost jobs in the coal industry
− 5,000
− 10,000
− 15,000
− 20,000
Number of newly created jobs
5,000
10,000
15,000
20,000
Measures for structural change
Investment in expansion of renewable energies
Investment in regional funding programs for new businesses
(e.g. start-up funding)
Investment in modern infrastructure (electric vehicles,
digitalization)
Investment in research and development
Mixture of further training and early retirement of coal
industry employees
Figure 2 shows the marginal effects
associated with each attribute level based on regression analysis (Supplementary Table 2), using
the dichotomized rating outcome as dependent variable and standard errors grouped at
the level of the respondent (clustered standard errors). For the timing attribute,
we take 2040 as reference category, as this level most closely matches the 2038
timeline ultimately recommended by the Coal Commission. We find that policy
scenarios with 2025 as end date have a significantly higher probability of being
supported than policies with later end dates. Postponing the phase-out to 2040 leads
to a decrease in policy support by 10.7 percentage points, and postponing it to 2100
– as reflected in the G7’s statement to phase out fossil fuels by the
end of the century – leads to a further decrease in policy support by 15.3
percentage points, compared to 2040. As becomes apparent, Germans are also sensitive
to the cost of a coal phase-out. Every increase in annual cost of €10 per
household (or about €400 Mio. p.a. for the German economy as a whole)
decreases public support by about seven percentage points. With regard to employment
effects, people prefer scenarios with lower job losses over scenarios with higher
job losses, but they value newly created jobs slightly higher than lost old jobs.
For instance, while 20,000 lost jobs decrease phase-out support by 9.2 percentage
points compared to a scenario with only 5,000 lost jobs, creating the same number of
new jobs increases phase-out support by 12.2 percentage points. The type of
supportive measures for the local economy is the least important of the five
attributes. Among the design options offered here, the preferred attribute level is
an expansion of renewable energies.
Figure 2
Average effects of policy attributes on respondents’ preference for a
coal phase-out.
Each dot represents an average marginal component effect (AMCE) of randomly
assigned attribute levels on the probability of supporting a given policy
scenario in relation to the reference scenario, all else being equal. The
horizontal bars represent the 95% confidence intervals. Dots without bars
represent the reference level for each policy attribute. n = 1,984 respondents /
31,744 policy scenarios.
Partisan differences and gateway beliefs
As the discussions in the Coal Commission showed, the main question about
phasing out coal is not if, but when the phase-out is going to happen. Hence, the
following analyses focus specifically on the question of timing. While Figure 2 indicates that the timeline does indeed
have a considerable effect on citizens’ preferences, there may be differences
between population subgroups. In particular, it has been suggested that party
identification structures people’s energy policy preferences[27,28]. Germany’s party elites represent opposing views on
the coal phase-out, ranging from the Green Party’s position for an early
phase-out to the conservative parties tending to defend the status quo[29]. In the context of the federal
elections in 2017, the partisan divide on the topic became highly visible, and the
question of timing was one of the reasons why the negotiations for a government
coalition consisting of the Christian Democrats, the Liberal Democrats (FDP) and the
Green Party failed in November 2017[30]. Figure 3 (a) shows that
there is some variation among different partisans with regard to the strength of
their timing preferences. Unsurprisingly, Green party supporters show the strongest
preference for an early phase-out in 2025. What may be more surprising is that
supporters of almost all other parties prefer 2025 over 2040, too. The only
exception is the relatively small subsample supporting the Bavarian arm of the
Christian Democrats (CSU), where the preference for 2025 is not significant. In
contrast to public statements by their party leaders, FDP and Green Party voters
have fairly similar views on this issue. For all respondents, phasing out in 2100 is
the least preferred timeline, although supporters of the right-wing populist party
Alternative fuer Deutschland (AfD) are comparatively more positive about such a late
phase-out date than supporters of all other parties. In light of other surveys
investigating public attitudes on the German energy transition more
broadly[31] or the coal
phase-out specifically[32], the
muted differences across different partisans actually reflect a recurring pattern.
See Supplementary Table 3
for the supporting regression analyses.
Figure 3
Average effects of timing attribute on respondents’ preference for a
coal phase-out.
Symbols represent AMCEs for the timing attribute (base 2040), conditional on (a)
party identification and (b) perceived scientific consensus about the
anthropogenic nature of current climate change. The horizontal bars represent
the 95% confidence intervals.
We also expected beliefs about climate change to be relevant in conditioning
the influence of phase-out timing on citizens’ support. We assessed climate
change-related beliefs by asking respondents to estimate the share of global climate
scientists who think that the rise in the atmospherical CO2 concentration
since the mid-20th century is primarily due to human activities.
Perceived scientific consensus about the anthropogenic nature of current climate
change functions as a “gateway belief” that influences several other
climate change and energy-related attitudes[33-36]. While
quantifications show that the consensus is shared by 90 to 100 percent of publishing
climate scientists[37], a recent
study conducted in the US highlights that only 15 percent of Americans are aware of
this high level of consensus[38]. In
our German sample, the mean estimate of consensus is 66 percent (SD = 22.9), and
18.3 percent of respondents estimate the consensus to be 90 percent or higher. Figure 3 (b) shows that perceived consensus
indeed strongly moderates the effect of phase-out timelines on preferences.
Respondents who think the consensus is below 50 percent are indifferent to whether
the proposed end date is 2025, 2030 or 2040, but their support still decreases if
coal is phased out by 2100. The closer respondents’ climate-related beliefs
approximate the true level of scientific consensus, the more pronounced their
preference for an earlier phase-out. Respondents who (accurately) estimate the
consensus to be 90 percent or higher prefer a 2025 phase-out date by more than forty
percentage points over a phase-out at the end of this century. See Supplementary Table 5 for the
supporting regression analyses.
Ties to coal industry weaken support for early phase-out
To explore the influence of social embeddedness on preferences for a coal
phase-out, we rely on two additional samples including residents of the two main
coal regions, Rhineland (n = 533) and Lusatia (n = 501), who took the same survey.
Within these independently collected regional samples, we further investigate
whether the preferences of people having direct ties to the coal industry, for
example, through acquaintances or by being employed in the sector, differ from those
of other respondents in the region. The results (Figure 4, for supporting regression analyses see Supplementary Table 7 and
Supplementary Table 9) suggest that people in the coal regions have less
pronounced preferences for an early phase-out than respondents in the nationwide
sample. However, there are some differences between the two regions. Phasing out
coal until 2025 or 2030 instead of 2040 leads to significantly higher support in
Rhineland, while respondents in the Eastern German region of Lusatia tend to support
a phase-out in 2030. Even here, later phase-out dates are significantly less
preferred. Differentiating between respondents with strong (red symbols in Figure 4) and weak (blue symbols) social ties to
the coal industry suggests that in both regions, people with strong ties are
indifferent between phasing out in 2025, 2030 or 2040, as the confidence intervals
around the point estimates for 2025 and 2030 include the dotted reference line.
Figure 4
Average effects of timing attribute on respondents’ preference for a
coal phase-out in Rhineland and Lusatia.
Symbols represent AMCEs for the timing attribute (base 2040) for the (a)
Rhineland and (b) Lusatia samples, excluding inattentive respondents.
Additionally, the analyses differentiate between respondents employed by or with
acquaintances in the coal industry (red) and those without strong coal industry
ties (blue). The horizontal bars represent the 95% confidence intervals.
Conclusion
Effectively and rapidly addressing climate change not only requires
investing in new energy technologies, but also divesting from carbon-intensive
energy infrastructures[39-43]. Our study is among the first to
investigate citizens’ views on the second part of this equation. Based on a
large-scale survey, we assessed German voters’ preferences for different
design options of policies to phase out coal. We found that the average respondent
consistently prefers a more ambitious timeline. All else being equal, the preference
was to phase out coal by 2025, as opposed to the Coal Commission’s proposal
of phasing out only in 2038. A particular strength of our methodological approach is
that doing choice experiments allows us to scrutinize respondents’ timing
preference in relation to possible trade-offs with other attributes of an
accelerated phase-out, such as higher cost. By comparing preferences across
attributes, we find that support for an accelerated phase-out is upheld up to an
additional cost to society of €8.50 billion (see Supplementary Figure 1).Acceptance of policy proposals is also sensitive to employment effects of
the energy transition. Cost matters, and so do job losses. If delaying the phase-out
from 2025 to 2030 would result in halving job losses from 20’000 to
10’000, voters would – all else being equal – accept the later
phase-out. At the same time, our analysis shows that job creation matters even more
than job losses. Policymakers aiming at finding support for ambitious climate
policies are therefore well-advised to make credible claims about how these policies
will lead to new employment opportunities in low-carbon industries.Our results also shed light on similarities and differences between various
population segments. Looking at party identification, preferences for earlier over
later phase-out dates are widespread among almost the entire political spectrum. In
addition, even voters in Germany’s two largest coal mining regions share
– to a large extent – the preference for an earlier over a later
phase-out. The only notable exception are citizens with strong ties to the coal
industry, who have no significant preference for a 2025 phase-out over one that
happens only in 2030 or 2040. Similarly, voters in the Eastern German region of
Lusatia slightly prefer 2030 over 2025 as the phase-out date. Moreover, knowledge
about the scientific consensus on anthropogenic climate change is an important
predictor of supporting an ambitious phase-out. Slightly less than a fifth of
respondents are aware that more than 90 percent of climate scientists agree that
climate change is manmade. These well-informed respondents have a stronger
preference for phasing out coal in 2025 than those who (erroneusly) believe that no
such consensus exists.In light of our findings, the German Coal Commission’s proposal to
phase out coal by 2038 does not appear to correspond well to voter preferences. This
might be an indication that commission members over-estimated voters’
conservatism, as political elites have been shown to do frequently[44,45]. However, even assuming that the commission members gave
constituents in coal-mining regions precedence over voters in other parts of the
country would not explain why such a late date has been chosen, as even in those
regions respondents preferred phase-out dates between 2025 (Western Germany) and
2030 (Eastern Germany). An alternative explanation for this mismatch is that voter
preferences simply did not play a decisive role in the consultations of the
commission. As Figure 5 illustrates, citizen
voices (e.g., represented by non-governmental organizations) were rather
under-represented among the 28 commission members. Moreover, most commission members
were insulated from re-election pressures, and some might have emphasized short-term
economic interests, such as the Confederation of German Employers'
Associations (BGA) or the trade union representing workers in mining, chemicals, and
energy (IGBCE). While a detailed analysis of the decision-making dynamics within the
commission is beyond this paper’s scope, the strong representation of
incumbent interests within the commission highlights an important institutional
barrier against overcoming energy path dependence. Further work in this area could
investigate the ability of corporatist styles of decision-making in reforming
today’s carbon-intensive energy systems[46]. To successfully manage “the next phase of the
energy transition”[47], which
implies making established technologies and infrastructures redundant, we need to
enhance our understanding of incumbents’ survival strategies, including their
corporate political activity aimed at slowing down the transition. Moreover, given
the prevalence of particular stakeholders stressing job losses rather than new
opportunities, the nexus between employment considerations and the political
feasibility of decarbonization measures needs more scholarly attention[8,48]. Energy transition researchers and modelers would benefit from
engaging with political scientists and sociologists to unveil the interests and
activities of various actors shaping energy policies. Policymakers trying to
successfully develop ambitious climate change mitigation policies should be
encouraged to find ways of being exposed to a balanced view of the risks and
opportunities of the energy transition. Our results suggest that in a democratic
setting, such action could be rewarded in future elections by voters.
Figure 5
Composition of the Commission on Growth, Structural Change and
Employment.
Numbers indicate number of members of the Coal Commission entitled to vote per
category based on the list of commission members[24].
Methods
Choice Experiment Rationale and Design
To investigate voters’ policy preferences, we conducted a choice
experiment. Choice experiments were developed in marketing research to
investigate the importance of different product design features in determining
purchasing preferences. The idea is to put respondents in a hypothetical yet
realistic choice situation in which they are confronted with bundles of relevant
product attributes. By observing stated preferences with regard to the presented
alternatives, it is possible to examine the relevance certain product attributes
and their specific characteristics have for individual choices.Political scientists have adopted the method to gauge citizens’
preferences with regard to different policy proposals or scenarios[26,49]. Analytically, the design features of a policy are
similar to product attributes, which is why the method provides a powerful
approach to simultaneously estimate the individual effects of several attributes
of a policy proposal on voter preferences[50]. Choice experiments require decision-makers to make
trade-offs between different policy attributes when evaluating various
multidimensional alternatives. As a consequence, they can mitigate the problem
of social desirability bias in public opinion research on environmental
matters[26]. In our
case, using choice experiments may reduce the likelihood of overestimating
voters’ appetite for an ambitious phase-out of coal.At the beginning of the choice experiment, respondents were made
familiar with five attributes of a potential policy to phase out coal: the
timescale of the phase-out, estimated costs, effects on employment in terms of
layoffs and newly created jobs, and supporting measures for the transformation
of the coal regions. We selected these five attributes due to the following
considerations. In 2017 the German Advisory Council on the Environment (SRU), an
expert advisory panel to the federal government, recommended a staged approach
in which the coal-fired power plants with highest emissions would be
disconnected from the grid as early as 2020[51]. The most efficient power plants would be successively
shut down in the 2030s, and the phase-out would be completed by 2040 at the
latest. The SRU stresses the climate-political necessity of immediately starting
the phase-out to achieve appropriate implementation of the Paris climate targets
in Germany. Other studies reach similar conclusions. Depending on the ambition
of the first stages of the phase-out, studies show that it is technically
feasible to accomplish a coal phase-out by 2035[52] or as soon as 2030[53]. If the 1.5°C target of the Paris
climate agreement is taken as the reference point, the phase-out of coal in
Germany must however already occur by around 2025[54]. A different time horizon for the phase-out of
coal was adopted by the G7 in 2015 who decided to end the use of fossil fuels by
the end of the century[55].
Hence, reflecting these different scenarios, our choice experiment uses 2025,
2030, 2040 and 2100 as attribute levels.Arguments about costs, the second attribute of our choice experiment,
play a large role in the public debate around phasing out coal. During the
negotiations for a government coalition consisting of the Christian Democrats
(CDU/CSU), the Liberal Democrats (FDP) and the Green Party (the so-called
“Jamaica coalition”) in November 2017, a number of
energy-intensive firms publicly warned that a phase-out of coal could mean
electricity prices rising by up to 30 percent[56]. While the exact effect of reducing coal-fired
power generation on the electricity market depends on a variety of factors,
including demand response, growth in renewable power generation and cross-border
trade, it seems plausible that changing the demand-supply balance could have an
effect on prices. A study commissioned by the trade union ver.di indicates that
an earlier phase-out would entail significant employment-related costs[57]. Various proposals for
financing the phase-out of coal have been articulated, such as a levy on the
electricity price or a structural transformation fund for the German coal
regions[58]. To make the
costs a relevant choice consideration for individual respondents, we made the
assumption that they would be passed on to consumers. In the choice tasks, we
presented the attribute as cost per household or overall cost to the economy,
respectively, leaving open the concrete financing mechanism through which those
costs would incur to consumers. In the instructions to the choice experiment, we
mentioned electricity price increases as one such possibility, which does not
preclude other financing mechanisms that would ultimately also affect consumers,
e.g., CO2 taxes or emissions trading. As existing investigations
necessarily work with a number of assumptions, it is difficult to find clear
reference points for plausible cost scenarios. The study by Ecke (2016),
however, offers some guidance[57]. This study estimates that the annual cost of a phase-out
until 2040 amount to €499 million if industry and large customers were
exempt from the corresponding levy. Projected onto electricity prices, this
corresponds to €0.0014 per kilowatt hour (kWh), implying an annual
electricity price increase of €4.20 for a typical 2-person household with
a consumption of 3,000 kWh (p. 7). In order to leave space for other factors not
taken into account in estimates made to date, we defined cost levels of
€6, €12 and €18 (annual, per 2-person household). As a
reference category, we assumed no costs.The way cost of a coal phase-out is presented to respondents might
influence the weight they assign to this attribute. To take the possibility of
such cost framing effects into account, 50 percent of respondents (randomly
assigned) received the same information in a different format. In addition to
the electricity price increase per household, they were also informed about the
corresponding overall costs for the economy. Projecting the costs per household
onto the entire economy leads to cost levels of €250 million, €500
million and €750 million (see Table
1). As it turns out, however, the way the costs were presented in the
choice experiment did not influence respondents’ responses. Hence, for
all analyses reported in the paper, we pooled the data of the respective
subsamples.Along with the timescale and the costs, employment effects are an
important consideration in planning a coal phase out. More than 20,000 people
are currently employed in the coal industry[51]. Nearly 70 percent of those working in the lignite
mining sector are already over 46 years old and therefore reach retirement age
in the mid-2030s. Taking existing early retirement programs into account, around
5,000 to 7,500 people remain for whom new perspectives would have to be found
with a phase-out of coal by 2040 at the latest (ref. [51], p. 25). In case of an earlier phase-out, or
if jobs only indirectly dependent on the coal industry are considered, this
number rises.To get a complete picture of the effects on employment, the number of
newly-created jobs, especially in the renewable sector, must be considered along
with the number of jobs lost[51]. According to the German government, 330,000 jobs had been
created in the country’s renewable energy sector by 2015[59]. Phasing out coal would likely
not only lead to the creation of new jobs in the renewable sector, but also in
other sectors of the economy. Moreover, after closure of the current open cast
mines, jobs in restoring the destroyed landscapes will be created or remain in
place for longer periods of time. Some studies therefore conclude that the net
employment effects of phasing out coal could indeed be positive[51,60]. To account for both positive and negative employment
effects, we included two separate attributes, ranging from 5,000 to 20,000 jobs
each.Finally, as evidenced by the final report of the German Coal Commission,
a policy to phase out coal would need to entail specific measures for supporting
the transformation of the regional economy. For example, such a policy might
provide financing for early retirement and re-training programs for coal
industry employees[51] and/or
prioritize deployment of renewable energies in the coal regions. Other
conceivable measures include investment in modern infrastructure (e.g. public
transport, electric vehicles, digitalization), incentives for the creation of
new businesses (e.g., start-up funding), and public investment in research and
development. Opinion surveys[31]
on phasing out coal have not investigated whether the public has a pronounced
preference for particular measures in supporting the structural transformation,
and whether this attribute is more important than others.Table 1 entails a summary of the
policy attributes and levels. All attributes and their levels were briefly
explained to study participants before the choice experiment started. The choice
experiment itself consisted of eight successive rounds. In each round,
participants were presented two policy scenarios for a phase-out of coal, in
which the levels of attributes were randomly varied both within and across the
binary comparisons. To prevent order effects, the order in which the attributes
appeared in the description of scenarios was randomized across respondents but
fixed for each respondent. At the end of each round, particiants had to evaluate
the scenarios based on two different scales. First, they were asked to indicate
which of the two scenarios they preferred (forced choice outcome). Second,
participants were asked to provide a more detailed evaluation of the two
scenarios, using a scale from 1 (“very poor”) to 7 (“very
good”) (rating outcome).
Measurement of moderators
Party identification was measured based on the two-step approach used in
the Socio-economic panel, which has been conducted since 1984 by the German
Institute for Economic Research[61]. In a first step, respondents were asked whether they hold
a preference for a specific party. If they replied in the affirmative (which was
the case for 1,275 respondents or 64% of the main sample), they were then asked
which of the seven parties represented in the Lower House of the German
parliament they identify with, or whether they preferred another party.To measure perceived scientific consensus, respondents were asked to
indicate the percentage of climate scientists worldwide who think that the
increased concentration of carbon dioxide in the atmosphere since the middle of
the 20th century is primarily due to human activity. They could choose a
percentage between 0 and 100% with a slider.Strong ties with the coal industry were measured with two items, asking
whether respondents themselves or someone they personally know works in a coal
mine or a coal-fired power station, or has done so in the past.
Data analysis
The fully randomized design allows us to simultaneously estimate the
causal effects of multiple treatment components based on simple linear
regression[26]. Hence,
AMCEs were calculated using an OLS regression estimator with standard errors
clustered by respondent, using Stata 14.2. The dependent variable is based on
the rating scale, and the models include sets of dummy variables for the values
of all attribute levels.To ease interpretation of the results, we dichotomized the data obtained
with the rating scale using the median (which is 4) as cutoff value. The
resulting variable Phase-out Support is hence coded 0 for cases
where a respondent rated a proposal as poor to neutral (1 to 4) and 1 for cases
where (s)he was (rather) positive about it. The rationale for using the rating
outcome as dependent variable (instead of the forced choice outcome) is that it
may allow for a more fine-grained assessment of preferences. In the first task
(forced choice), respondents had to choose one out of two scenarios in each of
eight rounds. However, the comparison of scenarios may include instances where
respondents have either strong preferences for or against both proposals
– a situation that cannot be meaningfully ascertained by a force choice
outcome. In the rating task, on the other hand, respondents could appraise both
scenarios independently of each other, and on a more fine-grained scale.
Nevertheless, replicating the analyses based on the forced choice outcome leads
to substantively the same results (see Supplementary Figure 2).
Samples
The choice experiment was implemented in an online survey, which was
fielded between December 2017 and January 2018. Study participants were drawn
from the opt-in online consumer panel operated by Kantar/Lightspeed, which
includes more than 230,000 registered individuals in Germany[62]. From this panel, a
nonprobability but representative sample of 2,161 Germans entitled to vote at
national elections was drawn based on an algorithm to match the census
population as good as possible on age, gender and household income. Supplementary Table 1
shows that the sample matches the German population well in terms of age and
gender. With regard to income, both low-income and high-income households are
under-represented. However, given the fact that we also allowed respondents to
provide no answer, the deviations appear to be relatively small overall.The two additional regional samples for Rhineland (n = 533) and Lusatia
(n = 501) were drawn from the same consumer panel. As the two coal regions do
not by themselves constitute administrative units, the target population for
each region was defined based on postal codes covering all towns and
municipalities that border on the open-pit coal mines. The final lists include
53 postal codes for the Rhineland and 92 postal codes for Lusatia. It is
difficult to assess the representativeness of the regional samples, as no data
comprising the distribution of socio-demographic variables for exactly these
regions are readily available. Compared to the German population as a whole, the
two regional samples show some deviations with regard to gender and age. The
distribution of income varies between both samples: while the Rhineland sample
includes more high-income individuals than the German sample, the Lusatia sample
includes higher shares of low-income individuals. This is in line with the
different economic conditions between Western and Eastern Germany.To identify random responders, we implemented a short attention test
immediately after the choice experiment. All analyses shown in the paper are
based solely upon the responses of all participants who passed this test. Hence,
the final samples consist of 1,984 (Germany), 491 (Rhineland) and 473 (Lusatia)
respondents (see Supplementary
Table 1). As can be inferred from Supplementary Table 1,
247 participants failed to answer the attention test correctly across
samples.