Florian Buchholz1, Iris Theophilou1, Soeren E B Nielsen1, Michael Ruggenthaler1, Angel Rubio1,2. 1. Theory Department, Max Planck Institute for the Structure and Dynamics of Matter - Luruper Chaussee 149, 22761 Hamburg, Germany. 2. Center for Computational Quantum Physics (CCQ), Flatiron Institute, 162 Fifth Avenue, New York, New York 10010, United States.
Abstract
We present a first-principles approach to electronic many-body systems strongly coupled to cavity modes in terms of matter-photon one-body reduced density matrices. The theory is fundamentally nonperturbative and thus captures not only the effects of correlated electronic systems but accounts also for strong interactions between matter and photon degrees of freedom. We do so by introducing a higher-dimensional auxiliary system that maps the coupled fermion-boson system to a dressed fermionic problem. This reformulation allows us to overcome many fundamental challenges of density-matrix theory in the context of coupled fermion-boson systems and we can employ conventional reduced density-matrix functional theory developed for purely fermionic systems. We provide results for one-dimensional model systems in real space and show that simple density-matrix approximations are accurate from the weak to the deep-strong coupling regime. This justifies the application of our method to systems that are too complex for exact calculations and we present first results, which show that the influence of the photon field depends sensitively on the details of the electronic structure.
We present a first-principles approach to electronic many-body systems strongly coupled to cavity modes in terms of matter-photon one-body reduced density matrices. The theory is fundamentally nonperturbative and thus captures not only the effects of correlated electronic systems but accounts also for strong interactions between matter and photon degrees of freedom. We do so by introducing a higher-dimensional auxiliary system that maps the coupled fermion-boson system to a dressed fermionic problem. This reformulation allows us to overcome many fundamental challenges of density-matrix theory in the context of coupled fermion-boson systems and we can employ conventional reduced density-matrix functional theory developed for purely fermionic systems. We provide results for one-dimensional model systems in real space and show that simple density-matrix approximations are accurate from the weak to the deep-strong coupling regime. This justifies the application of our method to systems that are too complex for exact calculations and we present first results, which show that the influence of the photon field depends sensitively on the details of the electronic structure.
Experiments performed in the
last decades (see, e.g., refs (1 and 2)) have made
accessible the strong and ultrastrong (we follow the definition of
the light–matter coupling regimes of ref (3)) interaction regime between
matter degrees of freedom and the quantized modes of optical cavities,
which allows for the study of many new phenomena, including modification
of chemical reaction rates,[4,5] interacting photons
in quantum nonlinear media,[6] or super-radiance
of atoms in a photonic trap.[7] At the same
time, it creates opportunities such as the modification of energy-transfer
pathways within photosynthetic organisms,[8] an increase of conductivity in organic semiconductors hybridized
with the vacuum field,[9] or the generation
of long-distance molecular interactions that, for example, allow for
energy transfer way beyond the short-range dipole–dipole-mediated
transfer (Förster theory).[10] All
these phenomena are related by the emergence of hybrid light–matter
quasi-particle states, called polaritons, that determine the properties
of the respective coupled electron–photon system. The physics
of these exotic states can be understood impressively well by model
systems of Dicke-type,[11] meaning several
few-level systems coupled to some photon modes.[3] Many experimentally found features of the (ultra)strong
coupling regime could be described[12−16] and much exciting new physics was predicted[17−21] using such models. This article focuses on the influence of (ultra)strong
coupling on the ground state of light–matter systems, a topic
on which considerably less literature exists. Only recently, polaritonic
ground states, which are believed to be fundamental for the understanding
of polaritonic chemistry,[1] have been started
to be investigated in more detail.[3,22] However, limits
and difficulties of few-level approximations have been pointed out,[23−28] and recently, new models have been used to investigate polaritonic
chemistry.[15,28−41] Still, many questions remain open, especially whether the collective
(ultra)strong coupling, predicted by the Dicke model can actually
modify ground state properties of single molecules.[17,42] Another example is the ongoing discussion on the theoretical understanding
of super-radiance.[24,43] These debates suggest that there
is a need for new theoretical tools that treat matter and photons
at the same level of theory.[27,28,35] Up to now, standard theoretical modeling treats in detail either
the photons or the matter, which becomes insufficient when the matter
and photon degrees of freedom are equally important.[27] We present in this paper further evidence that the impact
of the light–matter interaction on the matter is far from trivial
and can change from system to system.However, the full quantum-mechanical
description of just the electronic
degrees of freedom is already computationally very challenging due
to the exponential scaling of the wave function. (Imagine, for instance,
a four-electron system in one spatial dimension, coupled to one cavity
mode (which corresponds to the beryllium example, presented in Numerical Results). Every eigenstate of the corresponding
Hamiltonian would be a function that depends on five variables. Thus,
if we wanted to calculate the exact ground state, assuming 100 grid
points per coordinate (corresponding to, e.g., a box size of 20 with
spacing of 0.2) and 8 byte per function value (double precision),
we would need 1005 × 8 Byte ≈ 75 Gigabyte of
working memory, which is close to the edge of current high performance
technology). Instead, reformulations of the many-body problem in terms
of reduced quantities, like the electron density[44,45] or the Green’s function,[46−48] have been shown to provide
accurate results for relatively low computational costs. Thus, working
with reduced quantities seems to be a natural choice also for coupled
light–matter systems.[49] Recently,
quantum-electrodynamical density-functional theory (QEDFT) was introduced
as an extension to pure electronic density-functional theory (DFT).[50−53] First calculations showed the feasibility of QEDFT,[54,55] leading to the possibility to perform full first-principles calculations
of real molecules coupled to cavity modes.[56,57] However, standard approximations in DFT (usually based on a noninteracting
auxiliary Kohn–Sham system) become inaccurate if applied to
strongly correlated systems. This is very well studied in terms of
the strong-correlation regime in electronic systems[58] and also observed for the existing QEDFT functionals that
approximate the electron–photon interaction.[56] Consequently, to study novel effects arising in the ultrastrong[59] or deep-strong coupling regime[60] of light and matter from first-principles, that is, without
resorting to simplified few-level systems, one needs to develop new
functionals for the combined matter–photon systems or explore
alternative many-body methods.Reduced density-matrix functional
theory (RDMFT) is such a method.
RDMFT is based on the electronic one-body reduced density matrix (1RDM)
instead of the electronic density (as in DFT) as its basic functional
variable.[61] Similar to DFT, approximations
are necessary in RDMFT, as it is not known how to express explicitly
all expectation values of operators in terms of the 1RDM. Simple approximations
within this approach[62] have proven very
efficient in dealing with difficult electronic structure problems
like the correct qualitative description of a dissociating molecule[63] or the prediction of the Mott-insulating phase
of certain strongly correlated solids.[64] Thus, it seems worth exploring how RDMFT performs in describing
also the strong interaction between molecular systems and cavity modes.Specifically, we will discuss in this work the properties of coupled
light–matter systems in a setting that resembles typical cavity
experiments (see Figure ). It turns out that transferring RDMFT to such systems involves
overcoming additional difficulties in contrast to the DFT framework.
The reason behind this is the conditions under which the corresponding
reduced density matrices (RDMs; which will be purely electronic, purely
photonic, and coupled) connect to the original wave function, which
is crucial to construct a well-defined reduced density-matrix framework.
Already for the purely electronic system, the conditions under which
such a connection exists (known as N-representability
conditions) are not trivial.[65−67] For RDMs in matter–photon
systems, these conditions are entirely unexplored. Nevertheless, we
manage to overcome this difficulty by mapping the original system
to a higher-dimensional auxiliary system that allows for an effective
description of the problem by fermions. Hence, the corresponding RDMs
connect to the auxiliary wave functions under N-representability
conditions of fermionic systems. Despite being fermions, the newly
introduced quasi-particles will depend on electronic and bosonic degrees
of freedom. This construction was recently introduced by some of the
authors in ref (68) and used to construct a DFT scheme specifically for the strong coupling
regime of light–matter systems. In the auxiliary system, the
Hamiltonian consists of only 1- and 2-body terms for the new quasi-particles,
thus, it has the same structure as the conventional electronic Hamiltonian
for molecular systems, which allows us to apply electronic RDMFT without
major modifications. We will present some results for model systems
with the simplest known RDMFT functional, the Müller functional,[62] and show that this dressed RDMFT is accurate
from the weak to the strong coupling regime. Then, we will present
two examples highlighting that how matter reacts to the interaction
with photons depends strongly on the system. For instance, for the
same coupling strength, the repulsion between the particles can be
locally suppressed in one system but enhanced in another. We finish
with commenting on some open issues and challenges for future applications.
Figure 1
Typical
setting of a cavity experiment. A matter system (here represented
by a diatomic molecule) is put inside an optical cavity that enhances
specific modes of the electromagnetic field (here represented by the
lowest cavity mode, but in principle many modes can become important).
By that, the coupling between the matter system and the light modes
can be considerably enhanced with respect to the free space. The dipole
of the molecule should be aligned with the polarization of the enhanced
mode and its position is assumed at the field maximum. Note that,
in principle, also higher multipole moments can become important.
Typical
setting of a cavity experiment. A matter system (here represented
by a diatomic molecule) is put inside an optical cavity that enhances
specific modes of the electromagnetic field (here represented by the
lowest cavity mode, but in principle many modes can become important).
By that, the coupling between the matter system and the light modes
can be considerably enhanced with respect to the free space. The dipole
of the molecule should be aligned with the polarization of the enhanced
mode and its position is assumed at the field maximum. Note that,
in principle, also higher multipole moments can become important.This article is structured as follows. First, we
explain the physical
setting of an electronic system in a cavity in Physical
Setting. In Reduced Density Matrices for Coupled
Light–Matter Systems, we discuss the RDMs that appear
in the ground-state energy expression of the coupled light–matter
system. We will explain the difficulties that are introduced by the
coupling between fermions and bosons and having non-particle-conserving
terms. In “Fermionization” of Matter–Photon
Systems, we introduce the auxiliary system that will allow
us to avoid most of the aforementioned difficulties. We show how to
construct a proper RDMFT framework in this system in Dressed Reduced Density-Matrix Functional Theory, explain
our numerical implementation in Numerical Implementation, and present the numerical results in Numerical
Results. We finish with discussing possibilities as well as
challenges of dressed RDMFT in Conclusion.
Physical
Setting
To describe weak and strong matter–photon
interaction, it
is necessary to go beyond typical quantum-chemistry or solid-state
physics theories that describe electrons in a local potential interacting
via Coulomb interaction and being perturbed by a classical external
electromagnetic field. Instead, we need to treat explicitly the quantum
nature of light and the back-reaction between electrons and electromagnetic
field excitations (photons).[35] Therefore,
the framework of quantum electrodynamics (QED) needs to be employed.
However, we do not want to treat QED in its full complexity, but will
apply some well-established approximations (see ref (35) for a detailed discussion).
First, we apply the Born–Oppenheimer approximation and treat
the nuclei as fixed classical particles (the extension to also include
the nuclei as quantum particles is, in principle, straightforward
by following, e.g., similar strategies like discussed in refs (27 and 55)). Second, we work in the nonrelativistic limit, which for the typical
energy scales of molecules and their low-energy excitations is usually
sufficient. Third, we assume that the wavelength λ of the relevant
electromagnetic modes is much larger than the spatial extension d of the electronic system (λ ≫ d) such that the dipole approximation (here in the Coulomb gauge)
is valid.[69,70] In the case of the dipole approximation,
where every photon mode couples to all Fourier components of the charge
current of the electronic subsystem,[52,53] an effective
description with only a few modes is usually sufficient. The continuum
of modes is then effectively taken into account by using, instead
of the bare mass, the physical mass of the electrons.[27,57] Since we focus on equilibrium situations, the openness of the cavity
can be neglected.Therefore, the basic Hamiltonian that we use
to describe strongly
coupled light–matter systems reads (we use atomic units throughout)Here the
first two sums on the right-hand
side correspond to the usual electronic many-body Hamiltonian Ĥ = T̂ + V̂ + Ŵ, used to
describe the uncoupled matter system consisting of N electrons in an external potential v(r) interacting via the Coulomb repulsion w(r, r′). The third sum describes M photon modes that are characterized by their elongation pα, frequency ωα, and polarization vectors λα. The polarization vectors include already the effective coupling
strength (35) and couple
to the total dipole D̂ = ∑r of the electronic
system. The sum can be decomposed in a purely photonic part , the dipole
self-interaction (note that
this term is necessary for the existence of a ground state[70]) Ĥ = ∑α=11/2(λα · D̂)2, which we
split for later convenience in its one-body Ĥ(1) = ∑α=1∑1/2(λα · r)2 and two-body part Ĥ(2) = ∑α=1∑1/2(λα · r)(λα · r), and the bilinear interaction Ĥ = −∑α=1ωαpαλα · D̂. Some comments on
this Hamiltonian are appropriate. Since we work in Coulomb gauge,
the dipole-self-energy term arises only for the transversal but not
for the longitudinal part of the field.[71] However, if we assume a cavity then the Coulomb interaction is modified.[72] We can easily incorporate this into our framework
since w(r, r′) is
completely at our disposal and we do not rely on any kind of Coulomb
approximation. Thus, we can also treat the influence of, for example,
a plasmonic environment.[73]The ground-state
wave function of eq is a function of 4N + M coordinateswhere σ is the
electronic spin degree of freedom. The wave function Ψ
is, as usual, antisymmetric with respect to the exchange of any two
electron coordinates rσ ↔ rσ, and also depends on M photon-mode displacement coordinates pα.At this point, we want to remind the reader
that there is no fundamental
symmetry with respect to the exchange of two displacement coordinates pα with pβ. The bosonic symmetry instead refers to the exchange of mode excitations,
which are interpreted as photons in the number-state representation.
To see this, we first use the ladder operators and to represent
the sum of harmonic Hamiltonians,
that is,Eigenstates of the individual âα+âα in the above representation
are
given by multiple applications of creation operators to the vacuum
state |0⟩, that is, |φα⟩ = (âα+)|0⟩. (Note that, as in
refs (47 and 74), we chose here explicitly a non-normalized
basis {|φα⟩} of the n-photon
sector, with ⟨φα|φα⟩
= n!, which will be convenient for the discussion
of bosonic reduced density matrices in the next section. The missing
normalization factor is shifted to the resolution of identity, that
is, = 1/Nb!|α1,...,α⟩⟨α1,...,α|, where |α1, ..., α⟩ = âα+···âα+|0⟩,
as defined later
in the text.) These eigenstates are connected to the displacement
representation by φα(pα) = ⟨pα|φα⟩ = ⟨pα|(âα+)|0⟩. We can then express
an M-mode eigenfunction as ϕ(p1, ..., p) = ⟨p1···p|ϕ⟩ = ⟨p1···p| (â1+)···(â+)|0⟩. In this
form it becomes clear that a multimode eigenstate |ϕ⟩ can be considered to consist of N = n1 + ... + n photons
(mode excitations). We can associate every such multimode eigenstate
with a specific photon-number sector, that is, the zero-photon sector
is merely one-dimensional and corresponds to |ϕ0⟩ ≡
|0⟩, the single-photon sector is M-dimensional
and corresponds to the span of âα+|0⟩
≡ |α⟩ for all α and so on. For the multiphoton
sectors we see due to the commutation relations of the ladder operators
the bosonic exchange symmetry appearing, for example, âα+âα+|0⟩ = âα+âα+|0⟩ ≡ |α1, α2⟩ for α1, α2 ∈ {1, ..., M}. It is no accident
that the bosonic symmetry becomes explicit in this representation
since the different modes α determine how the photon wave functions
look in real space (see also the discussion in Supporting Information, section 5). A general photon state
can therefore be represented by a sum over all photon-number sectors
as where Φ̃(α1, ..., α) = ⟨α1, ..., α|Φ⟩.
Reduced Density Matrices
for Coupled Light–Matter
Systems
Having introduced our system of interest, we now
want to discuss
how to find its ground state. A ground state (if it exists) is defined
as the state (possibly degenerate) that has the lowest energy expectation
valueThis is the classical formulation of the variational
principle due to Ritz and is well-defined for every Hamiltonian that
is bound from below. While well-known, eq has the disadvantage that, in practice, the
minimization has to be performed over an enormous configuration space
that is spanned by all possible many-body wave functions. A possible
reduction of computational complexity presents itself by the fact
that the full wave function is usually not necessary to compute the
energy expectation value but typically only reduced quantities are
sufficient. Varying instead over the space of reduced objects makes
the minimization simpler. For instance, in the case of an electronic
many-body state ψ(r1σ1, ..., rσ) of N electrons (see Table ), the expectation value of a general (nonlocal) q-body operator Ô(r1, ... r; r1′, ... r′), which is given by O = ⟨ψ|Ôψ⟩, can be determined via
the electronic (spin-summed; we define here only the spin-summed version
of the q-body RDM (qRDM), because
in this work, we do not consider explicitly spin-dependent quantities;
for instance, if we included magnetic fields in the Hamiltonian, the
situation would change) qRDM (note that there are
different conventions in the literature for the normalization of the qRDM; we followed ref (75))For instance, the
well-known electronic 1RDM,
that we denote in the following by γ(r, r′) = Γ(1)(r;r′), is sufficient to calculate all electronic
single-particle observables such as the kinetic energy. A prominent
example of a higher-order operator in the electronic case is the two-body
Coulomb interaction among the N electrons. To calculate
its expectation value, we need to consider the diagonal of the 2RDM
Γ(2)(r1,r2;r1,r2). In
the chosen normalization, all RDMs satisfy the sum-rule . So for instance, the 1RDM integrates to
the particle number ∫d3rγe(r, r) = N, the
2RDM integrates to two times the number of pairs, and so on. Additionally,
higher and lower order RDMs are connected via
Table 1
Physical
Wave Functions and the Corresponding
Symbols of This Section
Ψ(r1σ1, ..., rNσN;p1, ..., pM)
electron-photon
many-body
state
ψe(r1σ1, ..., rNσN)
purely electronic many-body
state
ψb(α1, ..., αNb)
photonic many-body state
in mode representation with fixed particle number
Φ(α1,α2, ...)
photonic many-body state
in Fock space
ϕei (r)/ϕbi(α)
electronic/photonic natural
orbital
For
bosons, the same construction is possible. In our case, where
we have a discrete set of possible single-boson states, a N boson state in the (symmetrized)
mode-representation ψ(α1, ..., α) (see Supporting Information, section 5, for more details) leads to the corresponding bosonic qRDM,According to the electronic case, we denote
the 1RDM by γ(α, β)
= Γ(1)(α; β). However, in the specific
case of photons, where the number of particles is undetermined and
we work with Fock-space wave functions |Φ⟩, we need to
consider a Fock-space 1RDM of the formIn an according manner one can define
a bosonic
Fock-space qRDM via Γ((α1, ..., α; α1′, ..., α′) = ⟨Φ|âα+···âα+âα···âα Φ⟩.The fermionic and bosonic RDMs
can be extended to the coupled fermion-boson
case straightforwardly by just integrating/summing out the other degrees
of freedom. That is, if we have a general electron-boson state of
the form of eq , we
can accordingly define Γ( ≡ d, as
well as Γ( ≡ ⟨Ψ|âα+···âα+âα···âαΨ⟩.In a next step, we see whether these standard ingredients of RDMFT
are sufficient to express the energy expectation value of the coupled
Hamiltonian of eq .
For the purely electronic part, the different contributions can be
expressed either explicitly by the electronic 1RDM or by the electronic
2RDM. The single-particle operators of Ĥe and the single-particle part of the dipole self-energy Ĥd(1) are given in terms of the 1RDM byHere we have
denoted on the left-hand side
the explicit dependence of the expectation value on the 1RDM, and
the subscript | indicates
that r′ is set to r after the application
of the semilocal single-particle operator (−1/2∇2 + v(r)). The expectation value of the electronic
interaction energy Ŵ and the two-body part
of the dipole self-energy Ĥ(2) are given
in terms of the (diagonal) of the 2RDM byHence, for the electronic
operator expectation
values little changes in comparison to a purely fermionic problem,
except that we have a coupled electron-boson wave function and the
extra contributions of the dipole self-energy. For the purely bosonic
part of the coupled Hamiltonian, we findHowever, the bilinear coupling term is not
given in a simple RDM form but becomesA new reduced quantity
appears that mixes
light and matter degrees of freedom and can be interpreted as a 3/2-body
operator Γ(3/2)(α; r, r′). (To see this in a simple manner, we also lift
the continuous fermionic problem into its own Fock space and introduce
genuine field operators ψ̂†(rσ) and ψ̂(rσ) with the usual anticommutation relations. Similar to the
discussed bosonic case, the electronic RDMs can then be written in
terms of strings of creation and annihilation field operators.[76] We re-express ⟨Ψ|[(âα+ + âα)λα · D̂ ]Ψ⟩ = ∑σ∫d3r⟨Ψ|[(âα+ + âα)ψ̂†(rσ)ψ̂(rσ)(λα · r)]Ψ⟩. If we then define Γ(3/2)(α; r, r′) = ∑σ ⟨Ψ|[(âα+ + âα)ψ̂†(rσ)ψ̂(r′σ)]Ψ⟩, we can rewrite ⟨Ψ|[(âα+ + âα)λα · D̂]Ψ⟩ =
∫d3r(λα · r)Γ(3/2)(α; r, r).) The bilinear interaction term therefore
creates/annihilates bosons by interacting with the electronic subsystem.
The 3/2-body RDM has, in general, no simple connection to any qRDM, even if we extend the definitions to include combined
matter–boson qRDMs. (Using the field-operator
formulation, the usual qRDMs consist of strings of
particle-number-conserving combinations of electron and boson operators.
Integrating/summing out a number-nonconserving part of it does not
lead to a simple relation to half-body RDMs, in general.) One obvious
reason is that qRDMs conserve particle numbers, while
half-body RDMs do not. Take, for instance, the Fock-space γ(α, β) = ⟨Φ|âβ+âαΦ⟩.
In the special case that |Φ⟩ consists only of coherent
states for each mode (which essentially means that we have treated
the photons in mean field) and since the coherent states are eigenfunctions
to the annihilation operators, we find γ(α, β) = dβ*dα, where dα is the total displacement
of the coherent state of mode α. In this case, we also know
⟨Φ|âβ+Φ⟩ = dβ*. If we now
assume all but one mode, say mode 1, having zero displacement, then
we only know γ(1, 1) = |d1|2 from the bosonic 1RDM. We do,
however, in general, not know what d1* is. For other
states, such a connection is even less explicit.Putting the
inter-relations among the different RDMs aside for
the moment, the minimization for the coupled matter–boson problem
can be reformulated bySo, in principle, we could
replace the variation over all wave functions, Ψ, by their respective
set of RDMs needed to define the energy expectation values. Instead
of varying over the full configuration space (r1σ1, ..., p), the above reformulation seems to indicate that we can replace
this by varying over (r, r′) for
the diagonal of Γ(2) and also for the 1RDM γ, together with a variation over (α,
β) for γ and over (α,r) for Γ(3/2). Such a reformulation
is the basis of any RDMFT, and for electronic systems, the properties
of RDMs have been studied for more than 50 years.[77] However, this seeming reduction of complexity is deceptive.
In order to find physically sensible results, we cannot vary arbitrarily
over the above RDMs, but need to ensure that they are consistent among
each other and that they are all connected to a physical wave function.
This is indicated in eq , where {γ, Γ(2), γ, Γ(3/2)} → Ψ highlights that the RDMs are contractions of a
common wave function. For systems with fixed particle numbers, it
is, in principle, known how to restrict the set of trial RDMs to physical
ones. The corresponding restrictions are called N-representability conditions.[65−67] However, only for the 1RDM of
ensembles (fermionic or bosonic) are the conditions simple. In this
case, by diagonalizing the 1RDM in its eigenbasis γ = ∑n(ϕ)*ϕ, where the ϕ are called the natural orbitals
and the n are
the natural occupation numbers, the conditions arefor fermions
and bosons, respectively. If
the particle number N of one species of the system is conserved, the respective
sum-rulebecomes a second part of
the N-representability conditions. Consequently,
to define a proper RDM
framework for coupled electron–boson problems, one would need
to know the corresponding constraints that connect the wave function
with all the necessary RDMs. A glance at the history of an important
example, the search for the N-representability conditions
of the electronic 2RDM, suggests that finding similar conditions for
the novel half-body RDMs together with connections between the fermionic
and bosonic qRDMs is a very challenging task. The
electronic-2RDM problem was proposed in 1960[78] and it took until 2012, to understand how to make the conditions
explicit.[67]Although the connection
of the different RDMs in coupled fermion-boson
systems is a very interesting subject, and recent results for a grand-canonical
formulation of fermions or bosons suggest that also a combined formulation
is feasible,[74] we will follow an alternative
route in this work. We “fermionize” the coupled fermion-boson
problem in such a way that can apply the known conditions of the fermionic
problem.
“Fermionization” of Matter–Photon Systems
In this section, we explain in detail how a system described by
the Hamiltonian (1), is mapped to an auxiliary
space such that the coupled matter–light degrees of freedom
can be modeled with new particles that are fermions. We call them
dressed or polaritonic particles, because they depend on electronic
and photonic coordinates. (Note that the use of a dressed particle
picture allows to also describe Landau polaritons, as shown recently
in ref (79). Thus,
also such systems can in principle be considered with the presented
approach.) This “fermionization” procedure was introduced
in a recent work by Nielsen et al.[68] and
can be divided into three steps. First, we introduce for each mode
auxiliary extra dimensions (pα,2, ..., pα,),
where the number of these extra dimensions depends on the number of
electrons N. We therefore embed the physical configuration
space in a higher-dimensional space, that is, we now consider wave
functions depending on (r1 σ1, ..., r σ, p1, ..., p, p1,2,
..., p1,, ..., p, ..., p). Second, we add
for every photon mode α a linear operatorto the physical Hamiltonian of eq . This auxiliary Hamiltonian is
a sum of quantum harmonic oscillators with respect to the auxiliary
coordinates. The resulting Hamiltonian in the extended configuration
space is Ĥ′ = Ĥ + ∑α=1Π̂α (we denote
all quantities in the auxiliary space with a prime symbol). Here we
see that the auxiliary degrees of freedom do not mix with the physical
ones. This will allow in a very simple manner to embed but also to
reconstruct the physical wave function. In the third step, we perform
an orthogonal variable transformation of the photonic plus auxiliary
coordinates to new coordinates (qα,1, ..., qα,) such
thatThis whole procedure can be viewed as the
inverse of a center-of-mass coordinate transformation.[80] In total, we find the auxiliary Hamiltonian
in the higher-dimensional configuration space given aswhere we inserted the definition of the dipole
operator, D̂ = ∑r, and reordered the expressions,
such that the terms with only one index and the terms with two different
indices are grouped together. Introducing then a (3 + M)-dimensional polaritonic vector of space and auxiliary photon coordinates z = (r, q1, ..., q), we can rewrite the above
Hamiltonian aswhere we introduced the dressed Laplacian
Δ′ = ∑3 + ∑α=1, the dressed local potential v′(z) = v(r) + and the
dressed interaction kernel w′(z,z′) = w(r,r′) + ∑α=1q · r′ − q′ · r + · rλ · r′]. Note
that the choice of the linear auxiliary operator (eq ) and the coordinate transformation
(eq ) have a certain
freedom. The operator of eq must not contain physical coordinates, such that the physical
system cannot be influenced by this auxiliary operator. Further, it
must together with the transformation give rise to polaritonic 1-
and 2-body terms, as shown in eq . These requirements are met using an orthonormal transformation
together with the harmonic oscillators of eq . (Note that there are many different orthonormal
transformations, but the exact choice is not important for the formalism.
It only needs to include the first line of eq . One specific example of such a transformation
is[68]p = (q1 + ... + q − (k − 1) q) for 2 ≤ k ≤ N,
alongside the first line of eq .) Since the operator of eq only acts on the auxiliary coordinates, the normalized
physical solution Ψ of the original (time-independent) Schrödinger
equation E0Ψ = ĤΨ in the standard configuration space is connected to a new physical
solution of the auxiliary Hamiltonian Ĥ′
in a very simple manner, that is,Here the normalized solution Ψ′
of the auxiliary Schrödinger equation E0′Ψ′
= Ĥ′Ψ′ is found with χ
being the ground state of ∑αΠ̂α. The ground state χ is merely a tensor product
of individual harmonic-oscillator ground states, and therefore, exchanging pα, with pα, does not change the total wave
function Ψ′. If we rewrite this wave function in the
new coordinatesand due to the fact that we constructed
χ
to be symmetric with respect to the exchange of qα, and qα,, we realize that Ψ′
is antisymmetric with respect to the exchange of (zσ) and
(zσ). (Note that the auxiliary ground state of mode α is
given as a Gaussian with respect to pα,2 = qα,2 – 1/N(qα,)2, where
we used p = 1/√Nqα,.) Thus Ψ′
is fermionic with respect
to the polaritonic coordinates (zσ) and can be
represented by a sum of Slater determinants of (3 + M)-dimensional polaritonic orbitals φ(zσ).
This makes the application of the usual fermionic many-body methods
possible, and we can rely on fermionic N-representability
conditions. However, besides the extra dimensions and the new fermionic
exchange symmetry, the physical wave functions of the dressed auxiliary
space also have a further qα, ↔ qα, exchange symmetry. Simple approximations based on single polaritonic
Slater determinants will violate this extra symmetry. We will remark
on such violations when we introduce dressed RDMFT in the next section.
To further see that indeed the constructed Ψ′ is a minimal-energy
state in the extended space with the appropriate symmetries, we first
point out that for any trial wave functionthe q-exchange symmetry implies
that the fermionic symmetry is in the (rσ) coordinates.
Then it holds since Ĥ only acts on (r1, ..., p), and ∑α=1Π̂α only acts on p1,2, ..., p so thatAlthough we constructed
the auxiliary space
explicitly in a way that the physical wave function Ψ can be
reconstructed exactly from its dressed counterpart Ψ′,
by integration of all auxiliary coordinates, this does not hold for
all types of operators. (Note that Ĥ′
also has many eigenstates that are not of the form Ψ′
= Ψχ, with Ψ antisymmetric under exchange of rσ ↔ rσ and χ symmetric under exchange of qα, ↔ qα,. In general, we thus
have to enforce these properties to only retain the eigenstates of
this form. However, for the ground state, it is sufficient to enforce
the symmetry under exchange of qα, ↔ qα,, together with the antisymmetry under exchange of zσ ↔ zσ.) For operators that depend only on electronic
coordinates, there is no difference, and we have ⟨Ψ|ÔΨ⟩ = ⟨Ψ′|ÔΨ′⟩. This is not surprising
because the coordinate transformation (eq ) acts only on the photonic part of the system.
For photonic observables instead, the transformation changes the respective
operators and, thus, the connection between physical and auxiliary
space becomes nontrivial in general. However, at least for all observables
that depend on photonic 1/2- or 1-body expressions, there is an analytical
connection. For half-body operators, that is, any operator that depends
only on the elongation of (qα,1 +
... + qα,) and
its conjugate , the coordinate transformation
itself provides
us with the connection. For 1-body operators, this becomes slightly
more involved. For example, consider the mode energy operator , that we can straightforwardly generalize
in the auxiliary space to . The connection between Ĥph and Ĥph′ is given
by the definition of
the coordinate transformation (eq ),Since the expectation value
of Π̂α is known analytically, , we have . This
can be generalized to any operator
that contains terms of the form and , where α and β denote
any two
modes. The reason is that the transformation (eq ) preserves the standard inner product of
the Euclidean space of the mode plus extra coordinates. This transfers
also to their conjugates and combinations of both. From the above,
it is straightforward to derive also the expression for the occupation
of mode α, . In the auxiliary system, we have
Dressed Reduced
Density-Matrix Functional Theory
From the observations of
the previous chapter, it is clear that
a simple dressed Kohn–Sham approximation can capture matter–photon
correlations that are hard to capture with standard approximations
of Kohn–Sham QEDFT. But from the experience with purely electronic
DFT, we expect that, for ultra- and deep-strong coupling situations,
the simple dressed approximations also become less reliable. Instead
of developing more advanced approximations for a dressed Kohn–Sham
approach, we propose to follow another route in this paper. Similar
to electronic-structure theory, where RDMFT becomes a reasonable alternative
to DFT methods when strong correlations become important,[63,64,81] we present a dressed RDMFT approach
to capture ultra- and deep-strong electron–photon coupling.Let us therefore analyze the structure of Ĥ′, given in eq . It consists of only polaritonic one-body terms ĥ(1)(z) = −1/2Δ′ + v′(z), and two-body terms ĥ(2)(z, z′) = w′(z, z′). It commutes
with the polaritonic particle-number operator N̂′ = ∫d3+zn̂(z), where we used the definition of the polaritonic
local density operator n̂(z) =
∑δ3+(z – z). This means that the auxiliary system has a constant polaritonic
particle number N. Additionally, the physical wave
function of the dressed system Ψ′(z1 σ1, ..., z σ) is per construction
antisymmetric. This allows for the definition of a dressed (spin-summed)
1RDMin accordance to eq . By construction, this
auxiliary density
matrix reduces to the physical electron density matrix via γ(r, r′) = ∫dqγ(r,q1, ..., q;r′,q1, ..., q). Furthermore, we introduce
the (spin-summed)
dressed 2RDM Γ(2)(z1,z2;z1′,z2′) = N(N – 1)∑σ∫d(3+zΨ′*(z1′σ1, z2′σ2, z3σ3, ..., zσ)Ψ′(z1σ1, z2σ2, z3σ3, ..., zσ). These dressed
RDMs allow for expressing the energy expectation value of the dressed
system byThus, we can define the variational principle
for the ground state only with respect to well-defined reduced quantities,To perform this minimization,
we need to constrain
the configuration space to the physical dressed RDMs that connect
to an antisymmetric wave function with the extra q-exchange symmetry by testing the appropriate N-representability
conditions of the dressed 2RDM and the dressed 1RDM. Besides the by
now well-known conditions for the fermionic 2RDM[67] and the fermionic 1RDM,[65] we
would in principle get further conditions to ensure the extra exchange
symmetry. However, already for the usual electronic 2RDM the number
of conditions grows exponentially with the number of particles, and
it is out of the scope of this work to discuss possible approximations.
The interested reader is referred to, for example, ref (82). Instead, we want to stick
to the dressed 1RDM γ and approximate the 2-body part as a functional
of γ. The mathematical justification of RDMFT is given by Gilbert’s
theorem,[61] which is a generalization of
the Hohenberg–Kohn theorem of DFT.[83] More specifically, Gilbert proves that the ground state energy of
any Hamiltonian with only 1-body and 2-body terms is a unique functional
of its 1RDM. Following this idea, we will express the ground-state
energy of the dressed system as a partly unknown functional F′ of only the system’s dressed 1RDMFor this
minimization, we
need a functional of the diagonal of the dressed 2RDM in terms of
the dressed 1RDM as well as adhering to the corresponding N-representability conditions when varying over γ.
We also see now the advantage of the dressed RDMFT approach, which
avoids the original variation over all wave functions as well as a
variation over many different RDMs, as shown in eq . Instead, we only need the dressed 1RDM,
which has a comparatively simple connection to fermionic wave functions
(at least when we vary over ensembles, i.e., eqs and 9). The price we
pay for this is 2-fold: First, we have a new symmetry that will most
likely lead to extra N-representability conditions.
Second, we need to increase the dimension of the natural orbitals
by one for every photon mode. However, to capture the main physics
of usual cavity experiments, often one effective mode is enough. Computations
with four-dimensional dressed orbitals are numerically feasible. It
is specifically such settings, where we envision a dressed RDMFT to
be a reasonable alternative to other ab initio approaches to cavity
QED.[30,40,41,52,55,68]Another advantage of RDMFT in general is the direct access
to all
one-body observables. This transfers also to dressed RDMFT. The calculation
of expectation values of purely electronic one-body observables is
trivial with the knowledge of the dressed 1RDM, but also photonic
one-body (and half-body) observables can be calculated, using the
connection formula shown in the last paragraph of “Fermionization” of Matter–Photon Systems. Thus, we are able to calculate very interesting properties of the
cavity photons like the mode occupation or quantum fluctuations of
the electric and magnetic field.To see whether our approach
is practical and accurate, we perform
first simple calculations for coupled matter–photon systems.
We will make the following pragmatic approximations: We only enforce
the Fermionic ensemble N-representability conditions
(this approximation is similarly employed in electronic RDMFT; for
details, we refer to, e.g., ref (84)) and ignore presently the extra exchange symmetry
between the q-coordinates (in all the numerical examples
that we studied, this “fermion polariton approximation”
was very accurate; one can find more details in the Supporting Information), and we employ simple approximations
to the unknown part W′[γ] that have
been developed for the electronic case. To do so, we further, similarly
to the electronic case, decompose W′[γ]
= E[γ] + E[γ] into a classical
Hartree part E[γ]
= 1/2∫∫d3+zd3+z′γ(z, z)γ(z′,z′)w′(z, z′) and an unknown exchange-correlation
part E[γ]. Almost
all known functionals E[γ] are expressed in terms of the eigenbasis and eigenvalues
of the 1RDM. In our case, the dressed natural orbitals ϕ(z) and occupation numbers n are found by solving ∫d3+z′γ(z,z′)ϕ(z′) = nϕ(z). The simplest
approximation
is to only retain the fermionic exchange symmetry and employ the Hartree–Fock
(HF) functionalAs the HF functional depends linearly on the
natural occupation numbers, any kind of minimization will lead to
the single-Slater-determinant HF ground state (which corresponds to
occupations of 1 and 0).[85] We call this
approximation dressed Hartree–Fock (dressed HF). We can go
beyond the single Slater determinant in dressed RDMFT if we employ
a nonlinear occupation-number dependence in the exchange-correlation
functional. We here consider the Müller functional[62]which has been rederived by Bjuise
and Baerends.[86] The Müller functional
has been studied
for many physical systems[63,86] and gives a qualitatively
reasonable description of electronic ground states. Additionally,
it has many advantageous mathematical properties.[62,87] A thorough discussion of different functionals goes beyond the scope
of this work, thus, we only want to remark that a variety of functionals
were proposed after E[γ] and it is likely to have even better agreement with the
exact solution by choosing more elaborate functionals.
Numerical Implementation
Besides the fact that we can reuse many ideas from electronic RDMFT,
a further advantage of the dressed reformulation is that we can also
reuse most of the numerical techniques developed for quantum chemistry
and materials science. For instance, to determine the dressed orbitals
we merely need to be able to solve higher-dimensional static Schrödinger-type
equations. We only have to change the usual electronic potential v to its dressed counterpart v′.
This, together with a change of the electronic Coulomb interaction w to its dressed counterpart w′
already allows to perform dressed HF calculations, at least under
the approximation of violating the additional symmetry constraint,
discussed in the previous section. If the code one uses is furthermore
able to perform RDMFT minimizations, it is straightforward to extend
the implementation to also solve coupled electron-photon problems
via dressed RDMFT from first principles. We have done so with the
electronic-structure code Octopus,[88] and
the implementation will be made available with the upcoming release.Specifically, we rewrite the approximated energy functional in
the natural orbital basis asWe
use this form to minimize the energy functional
by varying the natural orbitals as well as the natural occupation
numbers. To impose fermionic ensemble N-representability,
we first represent the occupation numbers as the squared sine of auxiliary
angles, that is, 0 ≤ n = 2 sin2(θ)
≤ 2, to satisfy eq . (Note that the n is
bounded by 2 because we employed a spin-restricted formulation. If
we considered natural spin–orbitals instead, the upper bound
would be 1). The second part of the conditions (eq ), that is, ∑n = N, as well as the orthonormality of the dressed natural
orbitals, that is, ∫d3+zϕ*(z)ϕ(z) = δ, are
imposed via Lagrange multipliers as, for example, explained in ref (88). We have available two
different orbital-optimization methods, a conjugate-gradient algorithm
(we used this method only for some benchmark calculations, as it is
not yet optimized for the needs of RDMFT) and an alternative method
that was introduced by Piris et al. in ref (89). The latter expresses the ϕ in a basis set and can use this representation to
considerably speed up calculations in comparison to the conjugate-gradient
algorithm. It was used for all results presented in this paper. However,
it is not trivial to converge such calculations in practice and we
developed a protocol to obtain properly converged results. The interested
reader is referred to the Supporting Information, section 4.
Numerical Results
In the following,
we present some examples of few electron systems
in one spatial dimension. In the first part of this section, we validate
our method by comparing to exact solutions of simple atomic and molecular
systems. Then we show that our method also provides reasonable results
for a more complex system. We finish the section with two examples
that illustrate how our method can describe and uncover nontrivial
changes of the matter due to its coupling to photons. We first present
the dissociation of a molecule as an example for a chemical reaction.
Despite the dipole approximated coupling the cavity photons affect
the ground state locally differently. The changes also have a nontrivial
dependence on the interatomic distance. As this system can be solved
exactly, we can again validate that dressed RDMFT reproduces these
intricate effects accurately. Finally, we show also that the ground
state modifications of atomic systems, that have a very similar density
profile outside of the cavity, are localized and depend strongly on
the detailed electronic structure. These results highlight how cavity
photons can at once locally enhance and suppress electronic repulsion
and modify the electronic structure considerably.The different
systems are described by a local potential v(x) and coupled to one photon mode. We
transfer the systems in the dressed basis, that leads to a dressed
local potential . Specifically, we consider
a one-dimensional
model of a helium atom (He), that is, , a one-dimensional
model of a hydrogen
molecule (H2), that is, vH(x) = − , first at its equilibrium position d = deq = 1.628 au, later with
varying d, and a one-dimensional model of a Beryllium
atom Be, that is, . For the latter, we consider
a smaller
softening parameter ϵ = 0.5 to make sure that all electrons
are properly bound. We use the soft Coulomb interaction (90,91) for all test systems.
For the two-electron examples, we set the photon frequency in resonance
with the lowest excitations of the respective “bare”
systems, so outside of the cavity. For that we calculate the ground
and first excited state of each system with the exact solver and find
the corresponding excitation frequencies ωHe = 0.5535
au and ωH2 = 0.4194 au. For Be instead, we choose
ωBe = 3.0 au, which is not a resonance of the Be
atom, for rather numerical than physical reasons. As resonance is
not an important feature for ground state calculations, different
choices of ω do not crucially change the physics of the investigated
system. This is in contrast to the excited states and the ensuing
Rabi splitting.[27] Instead, the chosen ωBe considerably enhances the numerical stability of the calculations,
which has the following reason: At the current state of our implementation,
we need to make use of a basis set that we generate by a preliminary
calculation. To generate a basis that captures electronic and photonic
parts of the system equally well, we need to make sure that the energy
scales of both degrees of freedom are similar. This can be controlled
easiest by varying ω. We want to stress that this basis-set
issue is not a fundamental problem of the dressed orbital approach.
On the one hand, we plan to control the photonic basis directly and
on the other hand, we are working on optimizing an alternative conjugate-gradient
routine that does not use a specific basis. Details can be found in
the Supporting Information, section 2.3.1.We start with the discussion of the (N =
2)-particles
examples. In this setting, the dressed auxiliary system is four-dimensional
(two particles with two coordinates each), which is still small enough
to be solved exactly in a four-dimensional discretized simulation
box, so that we can compare dressed RDMFT (with the Müller
functional of eq ),
dressed HF (see eq ) and the exact solutions. We used the box lengths of L = L = 16 au and spacings of dx = dq = 0.14 au to model the electronic x and photonic
coordinates q of the two dressed particles in the
exact routine. (We want to mention that the box length is not entirely
converged with these parameters. In a (numerically very expensive)
benchmark calculation, we observed a further decrease of energy with
larger boxes (the calculations with respect to the spacing are converged),
but the changes in energy and density are only of the order of 10–5 or less. All the following results require a maximal
precision of the order of 10–2 in energy as well
as in the density and thus we can safely use the given parameters.
Details can be found in the Supporting Information, section 1). For dressed RDMFT and dressed HF instead, we considered
two-dimensional simulation boxes for every dressed orbital and we
set L = L = 20 au and dx = dq = 0.1 au. We obtained converged results for () natural orbitals for He (H2). Details
about how we determined these parameters can be found
in the Supporting Information.We
first show (see Figure ) the deviations of the ground state energies for dressed
RMDFT and dressed HF from the exact dressed calculation as a function
of the dimensionless relation between effective coupling strength
and photon frequency g/ω (this quantity is
typically used as a measure for the strength of the light–matter
interaction, see, e.g., ref (28)) for He and H2, respectively. We thereby go
from weak to deep-strong coupling with g/ω
= 1.[3] The deep-strong coupling regime has
been reached in different systems like for instance for Landau polaritons.[60] For (organic) molecules the highest reported
coupling strengths are in the ultrastrong regime of g/ω ≈ 0.4.[3] We see that while
dressed HF deviates strongly for large couplings, dressed RDMFT remains
very accurate over the whole range of coupling strength. Still, a
more severe test of the accuracy of our method is if instead of merely
energies, we compare spatially resolved quantities like the ground-state
density ρ(x, q) ≡ γ(x, q; x, q). To simplify this discussion, we separate the electronic and photonic
parts of the two-dimensional density by integration, i.e., ρ(x) = ∫dqρ(x, q) and ρ(q) = ∫dxρ(x, q). The exact
reference solutions show that with increasing g/ω,
the electronic part of the density becomes more localized, while the
photonic part becomes broadened (the reader is referred to the last
two paragraphs of this section and Figures and 11 for details
about the effects of matter−photon coupling). This behavior
is captured qualitatively with dressed HF as well as with dressed
RDMFT. The latter performs for the electronic density considerably
better over the whole range of coupling strength, whereas for the
photonic densities, both levels of theory deviate in a similar way
from the exact result. This is shown for g/ω
= 0.1 in Figure for
both test systems. Looking at the electronic densities, we can observe
a feature that the ground state energy does not reveal. In some cases
the effects of the two approximations are contrary to each other as
we can see in the He case. Here, the dressed RDMFT electronic density
is more localized around the center of charge than the exact reference
and the electronic density of dressed HF less. In other cases instead,
both theories overlocalize ρ(x) (here visible
for H2).
Figure 2
Differences of dressed HF (dHF) and dressed RDMFT (dRDMFT)
from
the exact ground state energies (in Hartree) as a function of the
coupling g/ω for the (one-dimensional) He atom
(left) and (one-dimensional) H2 molecule (right) in the
dressed orbital description. Dressed RDMFT improves considerably upon
dressed HF. For both systems, the energy of dressed RDMFT remains
close to the exact one, the error of dressed HF instead increases
with the coupling strength.
Figure 10
We show the differences in the electronic density of the
H2 molecule for three different bond lengths d (as examples of the dissociation) for g/ω
= 1.0 compared to g/ω = 0, calculated exactly
(ρex(x), left) and with dressed
RDMFT (ρdR(x), right). We see
that for small d, the cavity mode reduces the electronic
repulsion and localizes the charges at the bond center (d = 1 < deq = 1.628) in comparison
to the free molecule (insets). For larger d, the
electronic repulsion is locally enhanced such that the charge deviations
are separated in two peaks (d = 2). For very large d, this interplay between local suppresion and enhancement
of repulsion becomes more pronounced (d = 3). The
dressed RDMFT calculations capture the behavior very well.
Figure 11
We show the differences in the electronic density (ρ(x)) of He (left)
and Be (right) for three different coupling strengths compared to
the atoms outside the cavity (insets), calculated with dressed RDMFT.
We see that the effect of the cavity is very different for both systems:
The strong localization of the electronic density for He indicates
the suppression of electronic repulsion for all coupling strengths.
For Be instead, we see additionally local enhancement of the repulsion.
The interplay of enhancement and suppression changes with increasing
coupling strength.
Figure 3
Deviations
of dressed HF (dHF) and dressed RDMFT (dR) ground state
densities from the exact solution (ρex, depicted
in the insets) for the He atom (top) and the H2 molecule
(bottom) with coupling g/ω = 0.1. We separate
the electronic (x, left) and photonic (q, right) coordinates as explained in the text. For both systems,
dressed RDMFT finds a considerably better electronic density than
dressed HF, which is consistent with the better result in energy (see Figure ). The photonic densities
are reproduced almost exactly for both levels of theory.
Differences of dressed HF (dHF) and dressed RDMFT (dRDMFT)
from
the exact ground state energies (in Hartree) as a function of the
coupling g/ω for the (one-dimensional) He atom
(left) and (one-dimensional) H2 molecule (right) in the
dressed orbital description. Dressed RDMFT improves considerably upon
dressed HF. For both systems, the energy of dressed RDMFT remains
close to the exact one, the error of dressed HF instead increases
with the coupling strength.Deviations
of dressed HF (dHF) and dressed RDMFT (dR) ground state
densities from the exact solution (ρex, depicted
in the insets) for the He atom (top) and the H2 molecule
(bottom) with coupling g/ω = 0.1. We separate
the electronic (x, left) and photonic (q, right) coordinates as explained in the text. For both systems,
dressed RDMFT finds a considerably better electronic density than
dressed HF, which is consistent with the better result in energy (see Figure ). The photonic densities
are reproduced almost exactly for both levels of theory.An even more stringent test of the accuracy of the dressed
RDMFT
approach is to compare the dressed 1RDMs. The essential ingredients
of the dressed 1RDMs are their natural orbitals ϕ(x, q). Again,
we separate electronic and photonic contributions and show their reduced
electronic density ρ(x) = ∫dq |ϕ(x, q)|2. Figure depicts the first three dressed
natural orbital densities of dressed RDMFT in comparison with the
exact ones for both test systems. While it holds that for both systems,
the lowest natural orbital density of the dressed RDMFT approximation
is almost the same as the exact one, and the second natural orbital
density is only slightly different, the third natural orbital density
of H2 differs even qualitatively. For He, similar strong
deviations are visible for the fourth natural orbital. However, as
long as such strong deviations only occur for natural orbitals with
small natural occupation numbers, like in these cases (H2: n1 = 1.878, n2 = 0.102, n3 = 0.015; He: n1 = 1.978, n2 =
0.020, n3 = 0.001), their (inaccurate)
contribution to the density and total energy remains small.
Figure 4
First three
natural orbital densities ρex/dR((x) of
the exact (ex) and dressed RDMFT (dR) calculations
for the He atom (top) and the H2 molecule (bottom) with
coupling g/ω = 0.1. We see in both cases that
ρex(1)(x) is almost exactly reproduced by dressed RDMFT,
but ρdR(2)(x) deviates already visibly from ρex(2)(x) (left). However, it is in both cases qualitatively correct. This
changes for ρdR(3)(x) of H2, which has one node
more than ρex(3)(x). For He instead, ρdR(3)(x) is reproduced correctly (right).
First three
natural orbital densities ρex/dR((x) of
the exact (ex) and dressed RDMFT (dR) calculations
for the He atom (top) and the H2 molecule (bottom) with
coupling g/ω = 0.1. We see in both cases that
ρex(1)(x) is almost exactly reproduced by dressed RDMFT,
but ρdR(2)(x) deviates already visibly from ρex(2)(x) (left). However, it is in both cases qualitatively correct. This
changes for ρdR(3)(x) of H2, which has one node
more than ρex(3)(x). For He instead, ρdR(3)(x) is reproduced correctly (right).To complete the picture, we also look at the photonic natural orbital
densities, ρ(q) = ∫dx|ϕ(x, q)|2, the first
three of which are plotted in Figure , for He and H2. Here, the dressed RDMFT
results even agree better with the exact solution than their electronic
counterparts. Apparently, dressed RDMFT captures the photonic properties
of the tested systems very accurately for the ultrastrong coupling
regime. The accuracy drops with increasing g/ω.
Figure 5
We show
the differences Δρ( = ρdR((q) – ρex((q) between the dressed RDMFT (dR) and the exact
(ex) photonic natural orbital densities ρex/dR(q) for the three highest
occupied natural orbitals for the He atom (left) and the H2 molecule (right) for coupling strength g/ω
= 0.1. For both systems, the exact ρex((q) have a similar shape as the density (see inset). We see in both
cases that dressed RDMFT captures the exact solution very well.
We show
the differences Δρ( = ρdR((q) – ρex((q) between the dressed RDMFT (dR) and the exact
(ex) photonic natural orbital densities ρex/dR(q) for the three highest
occupied natural orbitals for the He atom (left) and the H2 molecule (right) for coupling strength g/ω
= 0.1. For both systems, the exact ρex((q) have a similar shape as the density (see inset). We see in both
cases that dressed RDMFT captures the exact solution very well.As an example for a photonic observable, we show
in Figure the mode
occupation Nph as a function of the coupling
strength g/ω that we calculated by using eq , that is, Nph = − , with the photon mode energy From weak to
the beginning of the ultrastrong
coupling regime (g/ω ≈ 0.1), both dressed
HF and dressed RDMFT capture Nph well.
For very large coupling strengths, the deviations to the exact mode
occupation becomes sizable. This might sound counterintuitive, as
the photonic density is described comparatively well. The reason is
that the photon occupation, in contrast to the density, is mainly
determined by the second and third natural orbital, because the first
natural orbital resembles a photonic ground state with occupation
number zero in the studied cases. Dressed HF does not consider a second
orbital (the first instead is doubly occupied) and thus cannot capture
the effect, and for dressed RDMFT, the error in the second and third
natural orbital is much larger than in the first (see Figure ). However, it is probable
that this can be improved by better functionals.
Figure 6
Total mode occupation Nph, calculated
from the exact, dressed HF and dressed RDMFT solutions for He (left)
and H2 (right). We see that both dressed RDMFT and dressed
HF underestimate Nph. In the ultrastrong
coupling regime for g/ω > 0.3 both dressed
HF and dressed RDMFT (with the Müller functional) deviate strongly
from the exact solution.
Total mode occupation Nph, calculated
from the exact, dressed HF and dressed RDMFT solutions for He (left)
and H2 (right). We see that both dressed RDMFT and dressed
HF underestimate Nph. In the ultrastrong
coupling regime for g/ω > 0.3 both dressed
HF and dressed RDMFT (with the Müller functional) deviate strongly
from the exact solution.By comparing to the exact
solution, we showed that the dressed-orbital
construction seems to be a reasonable starting point for an approximate
description of both the electronic and the photonic part of coupled
matter–photon systems. Thus, we can now go one step further
and present results for a many-body system that cannot easily be solved
exactly: the one-dimensional Be-atom in a cavity. In Figure , we see the total energy as
a function of the coupling strength g/ω for
dressed HF and dressed RDMFT, respectively. Like in the two-electron
systems, the deviation between both curves increases for larger g/ω and, as expected, the dressed RDMFT energies are
lower than the dressed HF results. Analyzing the ground-state densities,
we see a similar trend as in the two-particle systems. With increasing g/ω, the electronic (photonic) part of the density
becomes more (less) localized, though the details differ as we show
in the last part of this section (see Figure and the corresponding part in the main
text). Comparing dressed RDMFT with dressed HF, we observe that the
variation of the electronic (photonic) density with increasing coupling
strength is less (more) prounounced for dressed RDMFT, as Figure shows. We conclude
the survey of Be with the mode occupation under variation of the coupling
strength (see Figure ). We see that the value of g/ω ≈ 0.5
separates two regions. For g/ω < 0.5, dressed
RDMFT finds a larger mode occupation than dressed HF, and for g/ω > 0.5 instead, the dressed HF mode is more
strongly
occupied. We found similar behavior also for the two-particle systems,
although the boundary between the two regions was considerably different
there (He: g/ω ≈ 0.8, H2: g/ω ≈ 0.1, see Figure ).
Figure 7
Total energy of the dressed HF and dressed RDMFT
calculations of
Be for increasing g/ω. We observe the same
trend as for the two-electron systems: for both levels of theory,
the energy grows with increasing g/ω, though
for dressed HF faster than for dressed RDMFT.
Figure 8
Shown
are the electronic (ρdHF/dR(x), left) and photonic (ρdHF/dR(q), right) densities of Be for dressed HF (dHF) and dressed RDMFT
(dR) for two different coupling strengths subtracted from their counterparts
in the no-coupling limit (ρdHF/dR(x/q)). We see in the electronic (photonic) case that
the dressed RDMFT deviations are less (more) pronounced than for dressed
HF.
Figure 9
Total mode occupation Nph of Be for
dressed HF and dressed RDMFT. We see that dressed RDMFT exhibits larger Nph until a coupling strength of g/ω ≈ 0.5. For larger coupling the dressed HF mode occupation
becomes higher.
Total energy of the dressed HF and dressed RDMFT
calculations of
Be for increasing g/ω. We observe the same
trend as for the two-electron systems: for both levels of theory,
the energy grows with increasing g/ω, though
for dressed HF faster than for dressed RDMFT.Shown
are the electronic (ρdHF/dR(x), left) and photonic (ρdHF/dR(q), right) densities of Be for dressed HF (dHF) and dressed RDMFT
(dR) for two different coupling strengths subtracted from their counterparts
in the no-coupling limit (ρdHF/dR(x/q)). We see in the electronic (photonic) case that
the dressed RDMFT deviations are less (more) pronounced than for dressed
HF.Total mode occupation Nph of Be for
dressed HF and dressed RDMFT. We see that dressed RDMFT exhibits larger Nph until a coupling strength of g/ω ≈ 0.5. For larger coupling the dressed HF mode occupation
becomes higher.We conclude this section with
two examples, for which the light-matter
interaction changes the bare systems nontrivially, depending not only
on the coupling strength but also on the details of the electronic
structure. We start with the dissociation of H2 as an example
for a chemical reaction, where we use vH(x) with different d. In Figure , we see the density of two H-atoms under
variation of the distance d with and without the
(strong) coupling to the cavity. We see that the influence of the
cavity mode strongly depends on the exact electronic structure. The
interaction with the cavity mode can locally reduce or enhance the
electronic repulsion due to the Coulomb interaction, where the exact
interplay between both effects depends on the interatomic distance.
Thus, we can observe a number of different effects like pure localization
of the density toward the center of charge (d = 1)
or localization combined with a local enhancement of repulsion such
that the density deviations exhibit a double peak structure (d = 2). The local enhancement of electronic repulsion can
grow so strong that the density at the center of charge is reduced
but at the same time the density maxima shift closer to each other,
which is an effective suppression of electronic repulsion (d = 3). This interplay is reflected in the natural orbitals
and occupation numbers. The coupling shifts a considerable amount
of occupation from the first natural orbital to the second and third
one. The contribution to the total density of the former (latter)
has the character of enhanced (suppressed) electron repulsion. To
show the potential of these effects, we present calculations in the
deep-strong coupling regime with g/ω = 1.0,
where the effects reach the order of 10% of the unperturbed density,
which is enormous. For smaller coupling strengths of the order of g/ω = 0.1, these effects are as diverse, but naturally
smaller with density deformations of the order of 10–3. However, as every observable depends on the density, such deviations
are significant. Remarkably, dressed RDMFT reproduces the effects
accurately.We show the differences in the electronic density of the
H2 molecule for three different bond lengths d (as examples of the dissociation) for g/ω
= 1.0 compared to g/ω = 0, calculated exactly
(ρex(x), left) and with dressed
RDMFT (ρdR(x), right). We see
that for small d, the cavity mode reduces the electronic
repulsion and localizes the charges at the bond center (d = 1 < deq = 1.628) in comparison
to the free molecule (insets). For larger d, the
electronic repulsion is locally enhanced such that the charge deviations
are separated in two peaks (d = 2). For very large d, this interplay between local suppresion and enhancement
of repulsion becomes more pronounced (d = 3). The
dressed RDMFT calculations capture the behavior very well.In the second example, we compare the behavior of the He
and Be
atoms under the influence of the cavity. Though the shapes of the
electronic density of the two bare systems are very similar (see insets
in Figure ), they behave very differently under the influence
of the cavity, which can be seen in Figure . The electronic density of He is pushed
toward its center of charge with increasing coupling strength, which
can be understood as a suppression of the electronic repulsion induced
by the Coulomb interaction. As He can be understood very well with
only one orbital, this is to be expected. (For g/ω
= 0.8, we still observe n1 = 1.85. However,
it should be noted that the good agreement of dressed RDMFT with the
exact calculation in comparison to dressed HF is exactly because of
the contribution of the second natural orbital, that is (still considerably)
occupied with n2 = 0.14.) Things change
for Be, where we have several dominant orbitals. With increasing coupling
strength, we see like in the dissociation example a subtle interplay
between suppression and local enhancement of the electronic repulsion,
that depends on the coupling strength. Thus, for the same coupling
strength, we can observe opposite (g/ω = 0.1
and 0.4 in the plot) but also similar effects (g/ω
= 0.8 in the plot) in two systems that have almost the same “bare”
density shape. Like in the dissociation example, this intricate behavior
can be understood by the interplay of the different natural orbitals
contributing to the electronic density. In this particular case, the
main physics happens in the second and third natural orbital, where
the former (with a double-peak structure) loses a considerable amount
of occupation to the latter (with a triple peak structure) with increasing
coupling strength.We show the differences in the electronic density (ρ(x)) of He (left)
and Be (right) for three different coupling strengths compared to
the atoms outside the cavity (insets), calculated with dressed RDMFT.
We see that the effect of the cavity is very different for both systems:
The strong localization of the electronic density for He indicates
the suppression of electronic repulsion for all coupling strengths.
For Be instead, we see additionally local enhancement of the repulsion.
The interplay of enhancement and suppression changes with increasing
coupling strength.These (seemingly simple)
examples show how subtle details of the
electronic structure influence the changes induced by the coupling
to photons. We see a nontrivial interplay between local suppression
and enhancement of the Coulomb induced repulsion between the particles.
This is reflected in the natural orbitals and occupation numbers of
the light-matter system and thus influences all possible observables.
It has been shown that such small changes are capable to strongly
affect chemical properties and reactions, which are determined by
an intricate interplay between Coulomb and photon-induced correlations.[28] Whether these modifications of the underlying
electronic structure are indeed a major player in the changes of chemical
and physical properties still needs to be seen. However, to capture
such modifications in the first place (and study their influence)
clearly needs an ab initio theory that is able to treat both types
of (strong) correlations accurately and is predictive inside as well
as outside of a cavity. We have shown here that dressed RDMFT is a
viable option to predict and analyze these intricate structural changes.
Conclusion
In this work we presented an RDMFT formalism for coupled matter–photon
systems. This formalism is capable to account for the full quantum-mechanical
degrees of freedom of the coupled fermion-boson problem. We discussed
that extending the standard formulation of electronic RDMFT to systems
with coupled fermionic and bosonic degrees of freedom is not straightforward.
Then, we presented an alternative approach which overcomes most of
the intricate representability issues by embedding the coupled matter-photon
system in a higher-dimensional auxiliary space. Specifically, we introduced
for a problem with N electrons coupled to M photon modes, (N – 1)M auxiliary coordinates, which allowed us to “fermionize”
the coupled problem with respect to new polaritonic coordinates. The
resulting dressed fermionic particles are governed by a Hamiltonian
with only one-body and two-body terms and, thus, can be applied to
any standard electronic-structure method. The extension is constructed
in such a way that the auxiliary dimensions do not modify the original
physical system, and the physical observables are easy to recover.
Notably, besides the possibility to study modifications of electronic
systems due to a cavity mode, dressed RDMFT offers also the possibility
to calculate purely photonic observables like the mode occupation
or fluctuations of the electric and magnetic field. We used this framework
to develop and implement dressed RDMFT in the electronic-structure
code Octopus[88] and tested it with the Hartree–Fock
and Müller functional. For simple one-dimensional models of
atoms and molecules, the obtained approximate results were in good
agreement with the exact results from the weak to the deep-strong
coupling regime. We then used our method to show that the modifications
due to strong matter–photon coupling are far from trivial and
depend on the detailed electronic structure. For a molecular as well
as an atomic system we showed that strong coupling can locally enhance
and suppress the Coulomb-induced repulsion between electrons. This
behavior does not only depend on the strength of the matter–photon
coupling but also on the details of the matter subsystem (e.g., the
interatomic distance of the atoms of a molecule). We showed that our
method allows to predict the structures accurately inside and outside
of the cavity and furthermore extends the well-established tools of
natural orbitals to analyze coupled light–matter systems.Although the presented method is practical only for a few photon
modes, since the number of photon modes determines the dimension of
the involved dressed orbitals, it is exactly these cases that are
the most relevant in cavity and circuit QED experiments. Since dressed
RDMFT is nonperturbative and seems to be accurate over a wide range
of couplings, it is a promising tool to investigate long-standing
problems of quantum optics, such as the quest for a super-radiant
phase in the ground state of strongly coupled matter–photon
systems.[24] Moreover, it is a very promising
tool to investigate changes in the ground-state due to matter–photon
coupling that can possibly modify chemical reactions.[5] Recently, it has been shown that charge-transfer processes
can be considerably modified due to strong coupling to a cavity mode.[28] And although the presented results were for
reduced dimensionality, an extension to three spatial dimensions is
straightforward. We can rely here again on an already existing implementation
of RDMFT in Octopus. Work along these lines is in progress. Besides
such interesting applications and fundamental questions of light matter-interactions,
there are many open questions to answer also in the presented theory
itself. For instance, how strong is the influence of the hitherto
negelected q-exchange symmetry? First calculations
for many particles indicate that it will become important to enforce
this extra symmetry to stay accurate when going from the weak to the
deep-strong coupling regime. Furthermore, it might become beneficial
to avoid the “fermionization” that we employed, and
then very interesting mathematical questions about N-representability for coupled fermion-boson systems need to be addressed.
Here, the understanding how to enforce the q-exchange
symmetries in the dressed formulation could be very useful.
Authors: E Orgiu; J George; J A Hutchison; E Devaux; J F Dayen; B Doudin; F Stellacci; C Genet; J Schachenmayer; C Genes; G Pupillo; P Samorì; T W Ebbesen Journal: Nat Mater Date: 2015-09-14 Impact factor: 43.841
Authors: Y Todorov; A M Andrews; R Colombelli; S De Liberato; C Ciuti; P Klang; G Strasser; C Sirtori Journal: Phys Rev Lett Date: 2010-11-02 Impact factor: 9.161
Authors: Xavier Andrade; David Strubbe; Umberto De Giovannini; Ask Hjorth Larsen; Micael J T Oliveira; Joseba Alberdi-Rodriguez; Alejandro Varas; Iris Theophilou; Nicole Helbig; Matthieu J Verstraete; Lorenzo Stella; Fernando Nogueira; Alán Aspuru-Guzik; Alberto Castro; Miguel A L Marques; Angel Rubio Journal: Phys Chem Chem Phys Date: 2015-12-21 Impact factor: 3.676