| Literature DB >> 31775771 |
S M Havers1, E Martin2, A Wilson3, L Hall4.
Abstract
BACKGROUND: In the last 20 years governments have sought to introduce policy that improves the quality of care provided in hospitals, yet little research has been done to understand how these policies are implemented, factors that affect the implementation process or what should be considered by decision-makers during policy development or implementation planning. Experts with real-life experience in the introduction and implementation of policy are best placed to provide valuable insight into practical issues that affect implementation and the associated outcomes of these policies.Entities:
Keywords: Policy development; feasibility; financial penalty; government regulation; implementation framework; implementation research; modified Delphi; pay-for-performance; policy implementation; policy research
Mesh:
Year: 2019 PMID: 31775771 PMCID: PMC6880558 DOI: 10.1186/s12961-019-0500-8
Source DB: PubMed Journal: Health Res Policy Syst ISSN: 1478-4505
Predetermined factors and associated domains used in round 1 of the modified Delphi survey
| Factor | |
|---|---|
| Policy characteristics | |
| Perception of the quality and validity of the evidence | |
| Policy content and requirements/actions | |
| Valid and reliable evidence for policy requirements/actions | |
| Cost of implementation | |
| Outer setting | |
| External systems and infrastructure | |
| Alignment with national/corporate goals | |
| Regulatory mechanisms (e.g. accreditation, financial penalties) | |
| Inner setting | |
| Internal systems and infrastructure | |
| Established roles and responsibilities | |
| Internal relationships | |
| Organisational lines of accountability | |
| Methods for monitoring and reporting policy implementation outcomes | |
| Organisational stability | |
| Organisational goal setting | |
| Individuals | |
| Resources and tools | |
| Integration of policy requirements into current practice | |
| Implementation process | |
| Resourcing and preparedness | |
| Development of implementation plan | |
| Establishment of capacity in implementation planning |
Participant demographics
| Demographic | Frequency | Percentage |
|---|---|---|
| Country | ||
| Australia | 6 | 54.5 |
| United Kingdom | 2 | 18.2 |
| Israel | 2 | 18.2 |
| Global (multi-country) | 1 | 9.1 |
| Policy experience | ||
| Development | 11 | 100.0 |
| Implementation | 11 | 100.0 |
| Years of experience | ||
| 5–10 years | 2 | 18.2 |
| 11–15 years | 4 | 36.4 |
| 16–20 years | 3 | 27.3 |
| 20–30 years | 1 | 9.1 |
| 30+ years | 1 | 9.1 |
| Current role | ||
| Academic/researcher | 3 | 27.3 |
| Hospital/health services management | ||
| - Organisation level role | 1 | 9.1 |
| - Jurisdiction/state level role | 3 | 27.3 |
| - National level role | 3 | 27.3 |
| Other (healthcare consultant) | 1 | 9.1 |
Round 1 survey results for importance and feasibility of predetermined factors
| Round 1 | Level of agreement | |
|---|---|---|
| Factor | Importance | Feasibility |
| Policy characteristics | ||
| Perception of the quality and validity of the evidence | 90.9% | 72.7% |
| Policy content and requirements/actions | 100% | 90.9% |
| Valid and reliable evidence for policy requirements/actions | 100% | 54.6% |
| Cost of implementation | 100% | 100% |
| Outer setting | ||
| External systems and infrastructure | 100% | 72.7% |
| Alignment with national/corporate goals | 90.9% | 81.8% |
| Regulatory mechanisms (e.g. accreditation, financial penalties) | 81.8% | 90.9% |
| Inner setting | ||
| Internal systems and infrastructure | 90.9% | 100% |
| Established roles and responsibilities | 81.8% | 63.6% |
| Internal relationships | 100% | 36.4% |
| Organisational lines of accountability | 90.9% | 63.6% |
| Methods for monitoring and reporting policy implementation outcomes | 90.9% | 72.7% |
| Organisational stability | 90.9% | 27.3% |
| Organisational goal setting | 90.9% | 72.7% |
| Individuals | ||
| Resources and tools | 81.8% | 90.9% |
| Integration of policy requirements into current practice | 100% | 90.9% |
| Implementation process | ||
| Resourcing and preparedness | 90.9% | 81.8% |
| Development of implementation plan | 100% | 72.7% |
| Establishment of capacity in implementation planning | 72.7% | 63.6% |
Round 2 modified Delphi survey results for importance and feasibility of additional and rephrased factors
| Survey questions | Level of agreement |
|---|---|
| Policy characteristics | |
| Where valid and reliable evidence is available, how feasible is it to ensure policy requirements/actions are supported by valid and reliable evidence when developing policy for implementation? | 88.9% |
| Where valid and reliable evidence is not available, how important is it for proposed changes to be assessed/tested for unforeseen consequences and/or acceptability? | 88.9% |
| Where valid and reliable evidence is not available, how feasible is it for proposed changes to be assessed/tested for unforeseen consequences and/or acceptability? | 66.7% |
| How important is clinician perception that a policy will benefit patient care/outcomes for policy implementation? | 77.8% |
| How feasible is it to consider clinician and decision-maker perception of whether a policy will benefit patient care/outcomes when developing policy for implementation? | 88.9% |
| Outer setting | |
| How important is the alignment of policy actions and outcomes with other externally developed requirements for policy implementation? | 100% |
| How feasible is it to ensure required policy actions and outcomes do not contradict other externally developed requirements during policy development? | 88.9% |
| Inner setting | |
| How feasible is it for hospitals to consider roles and responsibilities before commencing policy implementation? | 66.7% |
| How feasible is it for hospitals to undertake internal system and infrastructure assessment to identify potential local factors that influence policy implementation? | 100% |
| How feasible is it for hospitals to establish organisational lines of accountability for implementation outcomes when developing policy for implementation? | 100% |
| How feasible is it for hospitals to consider organisational stability when planning for policy implementation? | 55.6% |
| How important are clinical leaders/professional peers (both formal and informal) in facilitating policy implementation? | 100% |
| How feasible is it for hospitals to identify potential clinical leaders/professional peers that may influence implementation before commencing policy implementation? | 88.9% |
| Implementation process | |
| How feasible is it for hospitals to quantify and build capacity for implementation before commencing policy implementation? | 66.7% |
| How important is the identification of change/s required to move from current practice to proposed practice? | 100% |
| How feasible is it to consider the change/s required to move from current practice to proposed practice and consider this transition when developing policy for implementation? | 100% |
Final list of factors of importance and indication of feasibility in policy implementation
| Factor | Feasibility | ||
|---|---|---|---|
| Yes | Local level | No | |
| Policy characteristics | |||
| Perception of the quality and validity of the evidence | ✓ | ||
| Policy content and requirements/actions | ✓ | ||
| Valid and reliable evidence for policy requirements/actions | ✓ | ||
| Assessment/testing of policy | x | ||
| Perception of benefit to patient care outcomes | ✓ | ||
| Cost of implementation | ✓ | ||
| Outer setting | |||
| External systems and infrastructure | ✓ | ||
| Alignment of policy with other external requirements | ✓ | ||
| Alignment with national/corporate goals | ✓ | ||
| Regulatory mechanisms (e.g. accreditation, financial penalties) | ✓ | ||
| Inner setting | |||
| Internal systems and infrastructure | ✓ | ||
| Hospitals establish roles and responsibilities | x | ||
| Hospitals assess for internal factors/relationships | ✓ | ||
| Hospitals establish organisational lines of accountability | ✓ | ||
| Hospitals consider organisational stability | x | ||
| Methods for monitoring and reporting policy implementation outcomes | ✓ | ||
| Clinical leaders/professional peers | ✓ | ||
| Organisational goal setting | ✓ | ||
| Individuals | |||
| Resources and tools | ✓ | ||
| Integration of policy requirements into current practice | ✓ | ||
| Implementation process | |||
| Resourcing and preparedness | ✓ | ||
| Development of implementation plan | ✓ | ||
| Hospitals establish and build capacity for implementation | x | ||
| Identification of changes needed in planning | ✓ | ||