Vebjørn Ekroll1. 1. Department of Psychosocial Science, University of Bergen, Norway.
Abstract
In recent years, there has been a growing interest in the idea that we may gain new insights in cognitive science by studying the art of magic. Here, I offer a first exploratory overview and preliminary conceptual analysis of a class of magic tricks, which has been largely neglected in this pursuit, namely, a set of tricks that can be loosely defined as topological tricks. The deceptive powers of many of these tricks are difficult to understand in light of known psychological principles, which suggests that closer scientific scrutiny may raise interesting questions and challenges for cognitive science. I discuss a number of known and novel psychological principles that may explain why these tricks evoke the strong feelings of impossibility that are characteristic of magical experiences. A profound and detailed understanding of how topological tricks evoke magical experiences remains elusive, though, and more research on this topic could advance our understanding of perception, imagery and reasoning.
In recent years, there has been a growing interest in the idea that we may gain new insights in cognitive science by studying the art of magic. Here, I offer a first exploratory overview and preliminary conceptual analysis of a class of magic tricks, which has been largely neglected in this pursuit, namely, a set of tricks that can be loosely defined as topological tricks. The deceptive powers of many of these tricks are difficult to understand in light of known psychological principles, which suggests that closer scientific scrutiny may raise interesting questions and challenges for cognitive science. I discuss a number of known and novel psychological principles that may explain why these tricks evoke the strong feelings of impossibility that are characteristic of magical experiences. A profound and detailed understanding of how topological tricks evoke magical experiences remains elusive, though, and more research on this topic could advance our understanding of perception, imagery and reasoning.
The idea that we may advance cognitive science by studying what magicians do and why it
works has gained considerable traction in recent years (Kuhn, 2019; Kuhn, Amlani, & Rensink, 2008; Macknik et al., 2008; Rensink & Kuhn, 2015).
Establishing links between the art of conjuring and cognitive science appears to be an
interesting and rewarding exercise for several reasons. First, as a tool for teaching,
magic tricks can be used as particularly powerful demonstrations of well-known
theoretical principles and phenomena in cognitive science, such as inattentional
blindness (Kuhn & Tatler,
2011) or Gestalt principles of perceptual organization (Barnhart, 2010; Ekroll, Sayim, & Wagemans, 2017). Second,
the academic study of magic may guide us toward questions and topics that have been
largely neglected in mainstream cognitive science (Rozin, 2006), such as the nature of magical
experiences and the sense of wonder accompanying them (Lamont, 2017; Leddington, 2016; Rensink & Kuhn, 2015). Third, the study of
magic may provide the opportunity to discover cognitive processes that are still poorly
understood (Thomas, Didierjean,
Maquestiaux, & Gygax, 2015). As an example, Ekroll et al.’s (2017) analysis of the role of
amodal completion in magic led to the discovery of an intriguing illusion of absence
(Øhrn, Svalebjørg, Andersen,
Ring, & Ekroll, 2019; Svalebjørg, Øhrn, & Ekroll, 2018) that was previously unknown in
cognitive science. In this vein, the art of magic can serve as a touchstone for
cognitive science: If there are magic tricks which we cannot understand based on the
theoretical machinery provided by cognitive science, we obviously need to expand or
revise our theories.
What Does It Mean to Understand a Magic Trick?
Although several magicians have developed sophisticated theoretical accounts of the
nature and art of magic (Ortiz,
2006; Tamariz,
1988), the art of magic is first and foremost an applied field. Since
knowing how to do something is not necessarily the same as understanding it, it is
therefore likely that the art of magic includes tricks that are not very well
understood, even by magicians. To appreciate this point, you may want to perform the
linking paper clips trick (Wilson, 1988), which is illustrated in Figure 1 and performed in Movie 1. A banknote
is folded twice and a paperclip is placed over each of the two opposing folds in the
bill (Figure 1). When you
pull the bill straight by its ends, the paperclips jump off and—as if by
magic—suddenly have become linked. You probably won’t feel like you really
understand how this happened even after having tried the trick out for yourself. For
some reason, people seem to regard it as impossible that just pulling at the ends of
the banknote will link the two paperclips, but it is not obvious what that reason
is. This example illustrates that one may be able to perform a magic trick without
having a clear understanding or “mental image” of what is really going on, let alone
why people experience the trick as magical (i.e., impossible). From the perspective
of cognitive science, the magic trick can only be said to be completely understood
if we can specify why people experience it as impossible (and hence magical, see
Ortiz, 1994).
Figure 1.
To perform the linking paper clips trick, fold up a bank note (one third of
it in one direction, one third in the other) and attach the opposite folds
to the ends as shown in the figure. When you pull the banknote straight, the
paper clips jump off and automatically become linked, as if by magic.
To perform the linking paper clips trick, fold up a bank note (one third of
it in one direction, one third in the other) and attach the opposite folds
to the ends as shown in the figure. When you pull the banknote straight, the
paper clips jump off and automatically become linked, as if by magic.
Mapping Tricks Onto Psychological Principles
To assess to what extent the plethora of tricks and effects used by magicians can be
accounted for based on extant theories and known principles in cognitive science, it
seems sensible to consider to what extent it is possible to develop a taxonomy of
magic tricks that maps them onto known underlying psychological principles. Kuhn, Caffaratti, Teszka, and
Rensink (2014) have initiated such a systematic effort and proposed a
preliminary psychologically based taxonomy of misdirection.
Aims and Plan of the Study
In this study, I aim to contribute to the development of a more complete taxonomy
mapping tricks onto underlying psychological principles by considering an
interesting domain of magic that thus far has been largely neglected in
psychological research. The type of tricks I shall consider can be loosely described
as topological tricks, because they involve flexible materials such as paper, cloth,
rope, and rubber bands (Gardner,
1956). An informal observation spurring my interest in this kind of
tricks is that although they are often quite simple and self-working (Fulves,
1981, 1990), they nevertheless tend to be surprisingly robust and
powerful, which suggests that they may rest on hitherto unknown or underestimated
cognitive phenomena (Ekroll
et al., 2017).A broad preliminary working hypothesis is that this type of magic tricks works so
well because it exploits our limited mental capacities for representing flexible
objects and mentally simulating how they might be deformed. My foray into the
psychology of topological magic is preliminary. Where possible, I try to formulate
some basic overarching principles that may help explain how various topological
tricks work, but there are many loose ends, where I can only point to interesting
challenges for future research and raise interest for this intriguing field of
inquiry.The linking paper clips trick.
Knots as Perceptual Mess
Consider the disappearing knot trick demonstrated and revealed in Movie 2. Here, the
magician seems to tie an overhand knot that magically disappears when the magician
pulls on the ends of the rope. The simple secret behind the trick is that the
magician does not tie the overhand knot in the first place. Rather, with the help of
some thin invisible thread tied around a bend in the rope, the rope is coiled up
such that it looks similar to an overhand knot. When the magician pulls on the rope,
the invisible thread breaks, and the coiled-up rope simply straightens, but it looks
like a knot magically disappears. Figure 2 shows both the fake knot and the real one. Note how difficult
it is to see which knot is the real one “just by looking.” Although one has the
impression of seeing each “knot” with utmost clarity, it requires quite some mental
effort to determine their three-dimensional (3D) spatial layout well enough to be
able to tell which of them is the real knot. One has to mentally trace the rope in a
“serial” fashion and apply mental effort to make the distinction.
Figure 2.
A real and a fake overhand knot. Note how difficult it is to tell which one
is the real knot without further scrutiny.
A real and a fake overhand knot. Note how difficult it is to tell which one
is the real knot without further scrutiny.A similar point is demonstrated by the version of the cut-and-restored rope routine
shown in Movie 3 (Cassidy &
Stroud, 1989; first described in Tarbell, 1942, as “Ted Collins’ Panama Rope
Mystery”). Here, the magician first ties a square knot in the rope, thus producing a
loop with a somewhat longer loose end (Figure 3(a)). He then proceeds to cut the
loop at a point close to the knot (short red line). The result of this is shown in
Figure 3(d). He then
makes the knot magically pop off the rope simply by pulling on the upper and lower ends.[1] This trick tends to produce a strong magical effect, but it is essentially
self-working. The basis of the trick seems to be that the spectator automatically
establishes false correspondences between the different parts of the rope leading
“into” and “out of” the knot. In Figure 3, the middle column illustrates the perceived correspondences,
while the right-hand column illustrates the actual correspondences. Due to this
confusion, the spectators have the impression that the magician cuts the rope
approximately in the middle, while in fact he is just cutting off a small piece
knotted around the unsevered main part of the original rope. It is interesting to
note that—as illustrated in Figure
4—the erroneous correspondences made by the spectators are exactly the
same as those that would occur based on the Gestalt principle of good continuation
(Wertheimer, 1923) if
the knot were hidden from direct view by a small occluder (Barnhart, 2010; Ekroll et al., 2017). Thus, although the
knot is readily visible, the spectator behaves as if it were not.
Figure 3.
In the version of the cut-and-restored rope trick described in Cassidy and Stround
(1989, p. 64), a loop is tied as in Panel a, and the rope is cut
at the location indicated by the red bar. The rope is held at the top, and
when the loop is cut, the rope hangs down as in Panel d. Panels b and e
illustrate the perceived correspondences, while Panels c and f illustrate
the actual correspondences.
Figure 4.
Note how the knot in the cut-and-restored rope trick (a) and amodal
completion behind an occluder based on the Gestalt principle of good
continuation (b) both lead to the same wrong impression of the basic
structure of the rope (c). The knot itself has no influence on how we
perceive the structure of the rope; it is as though we were effectively
blind to it if we do not engage in effortful mental curve tracing.
The disappearing knot trick.trickIn the version of the cut-and-restored rope trick described in Cassidy and Stround
(1989, p. 64), a loop is tied as in Panel a, and the rope is cut
at the location indicated by the red bar. The rope is held at the top, and
when the loop is cut, the rope hangs down as in Panel d. Panels b and e
illustrate the perceived correspondences, while Panels c and f illustrate
the actual correspondences.Note how the knot in the cut-and-restored rope trick (a) and amodal
completion behind an occluder based on the Gestalt principle of good
continuation (b) both lead to the same wrong impression of the basic
structure of the rope (c). The knot itself has no influence on how we
perceive the structure of the rope; it is as though we were effectively
blind to it if we do not engage in effortful mental curve tracing.The basic phenomenon illustrated by these two tricks (and many others as well) is
reminiscent of, and probably related to, several well-known but poorly understood
phenomena of visual awareness. In the first instance, it is reminiscent of
systematic limitations in the visual perception of spatial relationships and
topology (Koenderink,
1984; Minsky &
Papert, 1969; Ullman,
1984), where determining the topological properties of moderately
complicated curves requires effortful and “serial” mental curve tracing (Jolicoeur, Ullman, & Mackay,
1986). On a more general level, the mental experiences evoked by these
knot tricks are reminiscent of those associated with change blindness, inattentional
blindness, and peripheral vision in the sense that they involve a failure of visual
meta-cognition (or perhaps more accurately “meta-perception”), that is, a
discrepancy between what we actually perceive and what we intuitively believe that
we are able to perceive (Levin,
2002): Although we have the impression that we experience the stimuli
with utmost clarity, our objective performance in “seeing” relatively simple spatial
and topological relationships is quite poor. Although the overhand knot involved in
the first of the two tricks considered above is just about the simplest knot there
is, our ability to discriminate it from a fake knot seems to be surprisingly
limited. Considering this, it is tempting to speak of “topology blindness,” in loose
analogy to “change blindness.” It seems to be the case that we do not see knots as
well-defined 3D objects but rather as undifferentiated and perceptually unorganized
entities—or simply as “perceptual mess” (see Casati, 2013, for a related observation). It
has been argued that failures of meta-cognition are key factors in enabling
magicians to create strong magic (Ekroll et al., 2017; Kuhn, 2019; Kuhn et al., 2014). Given that change
blindness and inattentional blindness involve a failure of visual meta-cognition,
this would explain why attentional misdirection is such a widely used and potent
factor in magic (Ortega,
Montañes, Barnhart, & Kuhn, 2018). Ekroll et al. (2017) have argued that the
well-known perceptual phenomenon of amodal completion (Van Lier & Gerbino, 2015) also involves
a failure of visual meta-cognition and that this explains the surprising potency of
the many tricks that are based on amodal completion. In line with this reasoning, I
propose that there is an analogous failure of visual meta-cognition in the
perception of knots, which also makes them excellent tools for creating strong
magic. Here, the failure of visual meta-cognition is that we visually experience
knots as clear and distinct although our perceptual system merely fails to represent
them in any detail and instead treat them as undifferentiated and unorganized
“perceptual mess.”The cut and restored rope trick.
Illusions and Limitations in Visual Imagery and Mental Simulations
Visuospatial imagery has been argued to play a central role in human thinking.
According to Shepard
(1978), imagining objects and their transformations in space makes it
possible to explore many possibilities without having to carry out the operations
out in physical reality. While there is little doubt that the ability to perform
mental simulations (Hegarty,
2004; Moulton &
Kosslyn, 2009) is a central and useful feature of human cognition, the
nature of the mental representations on which these simulations operate have been
the topic of heated debate (Chambers & Reisberg, 1985; Pylyshyn, 1973,
2003b; Reed,
1974). A major stone of contention in the so-called imagery debate (Kosslyn & Kosslyn,
1996; Pylyshyn,
1981) was whether the underlying representations are essentially
pictorial or propositional in nature. To gain a better understanding of the
representations and mechanisms underlying this kind of mental simulation, it is
particularly instructive to consider cases where the mental simulations seem to
consistently yield misleading intuitions (Hinton, 1979; Margolis, 1998a,
1998b; Pearson,
1998; Pearson &
Logie, 2015; Pylyshyn, 2003a). From this perspective, the study of topological magic
tricks seems particularly interesting, because it seems to be replete with such
“illusions of imagery.” In this section, I describe a number of illustrative
examples.Since any single trick may involve several psychological principles, and the same
psychological principle may be involved in several tricks, I shall begin by merely
describing the tricks in this section, to set the stage for a more systematic
discussion of potential unique and shared underlying psychological principles in the
following sections.The Houdini chain shackle escape trick.
The Houdini Chain Shackle Escape
In this trick, the magician’s hands are tied with chains to an elongated metal
frame with rounded ends (see Movie 4). Although it appears impossible for the
magician to sneak his hands out of the tightly fitted chains, it is actually
quite easy: When one of the hands is rotated into the frame, the chains can
slide along the frame to create a big opening (see Figure 5 and Movie 5). The interesting
question is why it is so difficult to imagine this.
Figure 5.
In the Houdini chain shackle release trick, the hands of the magician are
chained to the outside of an elongated metal frame. That is, the hands
are held in the two loops of chain shown in (a). By twisting the wrists
and the loop around the frame, the chain can be made to slide along it
(b), which provides a large opening from which the hand is easily pulled
out.
In the Houdini chain shackle release trick, the hands of the magician are
chained to the outside of an elongated metal frame. That is, the hands
are held in the two loops of chain shown in (a). By twisting the wrists
and the loop around the frame, the chain can be made to slide along it
(b), which provides a large opening from which the hand is easily pulled
out.
The Afghan Bands
In this trick (Wilson,
1988, see also Movie 6), a loop obtained by joining the two ends of a
long strip is cut along the circumference (in the Movie, a zipper is used to
“cut” the loop, see Figure
6). This is done 3 times, one after the other, and each time, a
different result is obtained. In the first case, two separate loops are
obtained, as one would expect. In the second case, however, they end up as a
single loop which is twice as long. In the third case, two loops are obtained
again, but they are linked to each other. The secret difference between the
three loops is that the strips they are made of have been twisted a different
number of times before they were joined together to form a loop. The first loop
has not been twisted, the second has been twisted by half a turn (180°), and the
third has been twisted by a complete turn (360°). The different amounts of twist
are not easily noticed when the loops are long. Even if the spectators know
about the different amounts of twist, however, the outcomes obtained with the
second and third loops are probably deeply counterintuitive. The loop that has
been twisted by half a turn is the Möbius band (Figure 6), which is well known in
topology (Hilbert &
Cohn-Vossen, 1952; Pickover, 2006), but also notoriously
difficult to get one’s head around. It seems very difficult to imagine that
cutting the Möbius strip all around along the middle of the strip fails to
produce two separate objects. The interesting question is why this is so
difficult.
Figure 6.
A Möbius band made of a zipper. The two ends are joined to form a loop,
but before that, one of the ends is twisted by 180°. If the Möbius band
is divided along the middle (i.e., by unzipping the zipper), a single
long loop is obtained. People tend to be surprised by this, expecting
instead to obtain two loops. It is easier to understand that a single
loop must indeed result by thinking of the band as two adjacent strips.
Due to the 180° twist, each of the ends of one of the thin strips is
attached to one of the ends of the other one, so that a single long loop
results.
A Möbius band made of a zipper. The two ends are joined to form a loop,
but before that, one of the ends is twisted by 180°. If the Möbius band
is divided along the middle (i.e., by unzipping the zipper), a single
long loop is obtained. People tend to be surprised by this, expecting
instead to obtain two loops. It is easier to understand that a single
loop must indeed result by thinking of the band as two adjacent strips.
Due to the 180° twist, each of the ends of one of the thin strips is
attached to one of the ends of the other one, so that a single long loop
results.The secret behind the Houdini chain shackle escapte trick.The Afghan bands routine performed using a zipper.
The Handcuffs Puzzle
This is more of a party game (Gardner, 1956) than a magic trick, but the same basic principle is
used in many magic tricks such as the Telekinetic Ring (Fulves, 1990, p. 130)
or Locked in Place (Fulves, 1990). Each of two participants
is handcuffed with a piece of rope, where loops are tied around both wrists
(Figure 7(a)), and
the handcuffs are looped around each other, such that the participants are
linked to each other. The task of the participants is to free themselves from
each other without cutting the ropes or untying the knots fixing the loops
around each wrist. This party game makes for great fun, as the participants
often assume hilarious poses when trying to free themselves from each other. It
is very rare that participants who do not know the trick in advance are able to
figure out the solution, which is to pull a loop of the rope of one of the
participants into the loop around one of the wrists of the other participant and
drag it around the hand before pulling it out on the other side (Figure 7(b)). Again, the
interesting question is why it is so difficult to imagine this simple
solution.
Figure 7.
(a) In the handcuffs puzzle, the hands of two participants are handcuffed
with a piece of rope, such that the participants are tied together. The
task of the participants is to release themselves from each other
without cutting the ropes or untying the knots. (b) The solution is to
wrap the rope of one of the participants under the loop and over the
hand of the other participants.
(a) In the handcuffs puzzle, the hands of two participants are handcuffed
with a piece of rope, such that the participants are tied together. The
task of the participants is to release themselves from each other
without cutting the ropes or untying the knots. (b) The solution is to
wrap the rope of one of the participants under the loop and over the
hand of the other participants.In a perhaps even more mind-bending variant of this puzzle, a longish loop of
rope is tied around the arm of a person keeping his thumb in her vest pocket.
The challenge is to remove the loop of rope without untying or cutting it or
releasing the thumb from the vest pocket. Believe it or not, it is possible
(Gardner, 1956).
Indeed, it is also possible to take off your vest without removing your jacket
(Gardner,
1956).
Hart’s Link
In this trick, the magician holds a rope folded up in the middle in each hand and
points out that it is impossible to link the two loops to each other without
threading the end of one rope around the other rope. He then takes his hands
with the two unlinked loops behind his head and does just that, while the four
ends remain in full view (Movie 7). The effect is stunning, but the method is
disappointingly simple: The magician merely wraps one of the loops around the
other rope, making sure that only half of the loop tied around the other rope is
visible above the head (Figure
8). There are several variants of this trick (see, e.g., Fulves, 1981), some of
which sell at exorbitant prices, demonstrating how hard it is to figure out the
secret for oneself. Again, the interesting question is why the simple secret
behind this trick is so difficult to figure out.
Figure 8.
Illustration of the secret behind the routine called Hart’s link (see
Movie 7). The magician twists the two ropes around each other as shown
in Panel a but only shows the upper and lower parts of the ropes. The
second turn of the ropes, which “undoes” the first remains hidden behind
the magician’s head (the red disk in Panel b).
Hart's link.Illustration of the secret behind the routine called Hart’s link (see
Movie 7). The magician twists the two ropes around each other as shown
in Panel a but only shows the upper and lower parts of the ropes. The
second turn of the ropes, which “undoes” the first remains hidden behind
the magician’s head (the red disk in Panel b).
The Belt Trick
The belt trick (Kauffman,
2001; Pengelley
& Ramras, 2017) and different variants of it, such as Dirac’s
string trick or Feynman’s plate trick, are used in the teaching of physics to
elucidate the rather counterintuitive behavior of elementary particles and the
concept of half spin. Although it is not used by magicians, it tends to evoke
the illusion of impossibility that is characteristic of magical experiences
(Ortiz, 1994).
Movie 8 shows a typical demonstration of this “magic trick which is not magic,
but which reflects a fundamental yet little known property of the space in which
we live” (Bolker,
1973, p. 984). Like in the movie, a physics professor may start with an
untwisted belt (Figure
9(a)). Then, he goes on to twist it by two full turns (720°),
obtaining the configuration in Figure 9(b) and proclaims that it is possible to untwist the belt
again (returning to the state in (a)) without ever changing the orientation of
either end of the belt (or the books in which the ends are fixed in Figure 9). Although most
people would probably regard that as downright impossible, the professor shows
that it is indeed possible, as shown in Movie 8. Interestingly, even when you
know what to do to untwist the belt, and you see the whole process in front of
your own eyes (try it out for yourself), it still feels quite counterintuitive
or even impossible that the belt should end up being untwisted, although it is
tangibly demonstrated that it is indeed possible. Again, the question is why
this is so.
Figure 9.
Illustration of the premises for the belt trick. If a straight belt (a)
is twisted by two full turns (720°) to obtain the situation in (b), it
is actually possible to untwist the belt without changing the
orientation of either end of the belt. Here, the ends are highlighted by
the books they are tucked into. Believe it or not, the twists disappear
if you move the ends a bit closer to each other and wrap the middle of
belt around one of them, as in Movie 8.
Illustration of the premises for the belt trick. If a straight belt (a)
is twisted by two full turns (720°) to obtain the situation in (b), it
is actually possible to untwist the belt without changing the
orientation of either end of the belt. Here, the ends are highlighted by
the books they are tucked into. Believe it or not, the twists disappear
if you move the ends a bit closer to each other and wrap the middle of
belt around one of them, as in Movie 8.The belt trick.
The Twisted Band
In this stunt (Gardner,
1956), the prankster starts by holding a rubber band as shown in
Figure 10(a). He
then twists the rubber band by 360° between his right-hand fingers, which leads
to the situation depicted in Panel B. A volunteer is then asked to take the band
from the prankster by grasping it in exactly the same manner (the volunteer take
the top of the rubber band held by the prankster’s right-hand fingers with his
own right-hand fingers, and the bottom with his left-hand fingers). The
challenge is to remove the twists in the band without changing the grip on the
two ends. The volunteer will find that this is impossible. But when the band is
handed back to the prankster in exactly the same way, he easily removes the
twists simply by pulling his right hand downwards (Panel C). The reason why this
is possible for the prankster and not possible for the volunteer is that because
the volunteer holds the band from the opposite sides, the direction of the twist
is also opposite relative to the hands of the person who holds the band. If the
volunteer were to make the same move as the prankster, he would not remove the
twist but rather add a second one. When the prankster untwists the rubber band
by the final move (Panel C), people tend to be surprised. Why is this so? Why is
it so difficult to figure out that the orientation of the rubber band relative
to the hands is key? As an additional point of interest, preliminary informal
observations suggest that people find it rather counterintuitive that the move
from Panels B to C, which can be thought of as rotating the upper hand by 180°
around the lower hand (or vice versa) means that the band gets twisted by 360°
(at each of the two strands, from top to bottom).
Figure 10.
In the twisted rubber band trick, the prankster holds a rubber band
pinched as shown in (a) and then twists the upper part of the rubber
band by 360° by rolling it between his fingers. Thus, the two strands
between the upper and lower parts are twisted by 360° (b). The rubber
band is then handed over to the spectator, who is asked to hold it in
exactly the same way. That is, he is also supposed to hold the upper
part with his right hand and the lower part with his left hand. The
challenge is to untwist the band without releasing or changing his grip
on the rubber band. This is impossible. But when the rubber band is
handed back to the magician, it can easily be untwisted by rotating the
upper hand by 180° around the lower hand ((b) and (c)).
In the twisted rubber band trick, the prankster holds a rubber band
pinched as shown in (a) and then twists the upper part of the rubber
band by 360° by rolling it between his fingers. Thus, the two strands
between the upper and lower parts are twisted by 360° (b). The rubber
band is then handed over to the spectator, who is asked to hold it in
exactly the same way. That is, he is also supposed to hold the upper
part with his right hand and the lower part with his left hand. The
challenge is to untwist the band without releasing or changing his grip
on the rubber band. This is impossible. But when the rubber band is
handed back to the magician, it can easily be untwisted by rotating the
upper hand by 180° around the lower hand ((b) and (c)).The four-dimensional hanks routine performed using drinking
straws.
The Four-Dimensional Hanks Routine
In this trick (Fulves,
1981, p. 85), two handkerchiefs (or other similar items, such as two
pieces of rope or two drinking straws) are used (see (Movie 9). The vertical
rope is first tied around the horizontal rope (Figure 11(a) and (b)) and then the
latter is tied around the former (Figure 11(b) and (c)). When the magician
pulls on the ropes, they seem to penetrate right through the “double knot.” The
secret is that the second act of tying, rather than producing a second knot,
simply has the effect of untying the first knot. This is rather
counterintuitive, but closer scrutiny of the resulting “knot” (Figure 11(c)) shows that
this is indeed the case. The interesting question is why this is so
counterintuitive.
Figure 11.
In the four-dimensional hanks routine (here illustrated with ropes), two
pieces of rope are first positioned in a cross (a). The upper part of
the vertical rope is looped once around the horizontal rope, resulting
in the situation shown in (b). Then, the left-hand part of the
horizontal rope is looped around the vertical rope, resulting in the
situation shown in (c). Although one would think that the ropes are now
knotted together by two loops, they are actually not tied at all, as
closer scrutiny of the tangle in (c) reveals. This is because the second
loop actually reverses the effect of the first one.
In the four-dimensional hanks routine (here illustrated with ropes), two
pieces of rope are first positioned in a cross (a). The upper part of
the vertical rope is looped once around the horizontal rope, resulting
in the situation shown in (b). Then, the left-hand part of the
horizontal rope is looped around the vertical rope, resulting in the
situation shown in (c). Although one would think that the ropes are now
knotted together by two loops, they are actually not tied at all, as
closer scrutiny of the tangle in (c) reveals. This is because the second
loop actually reverses the effect of the first one.
The Jumping Rubber Band Trick
The jumping rubber band trick (Fulves, 1990; Wilson, 1988) is illustrated and
explained in Figure 12.
The magician starts with a rubber band around the index and the middle fingers
(a). He then closes all the fingers to a fist (b), and when he extends the
fingers again, the rubber band has magically jumped to the ring and pinky
fingers (c). What the magician does—how could it be otherwise—is to get the two
fingers already in the loop formed by the rubber band out of it and the other
two fingers into it. Importantly, though, he does not get the two first fingers
out of it by simply reversing the action of sticking them into it fingertips
first—which would be to pull them out fingertips last. Rather, the fingers fold
back ((d) and (e)) such that the fingertips leave the loop first.
Figure 12.
In the jumping rubber band trick, the magician puts a rubber band around
his index and middle fingers (a). The fingers are closed into a fist
(b), and when the fingers are stretched out again (c), the rubber band
magically jumps from the index and middle fingers to the ring finger and
the pinky. ((d) and (e)) To create this illusion, the magician uses his
thumb, which is hidden from direct view, to create an opening through
which all four fingertips are curled while the hand is closed to a fist.
This implies that the index and middle finger, which are already in the
loop, get out, while the ring finger and the pinky get in.
In the jumping rubber band trick, the magician puts a rubber band around
his index and middle fingers (a). The fingers are closed into a fist
(b), and when the fingers are stretched out again (c), the rubber band
magically jumps from the index and middle fingers to the ring finger and
the pinky. ((d) and (e)) To create this illusion, the magician uses his
thumb, which is hidden from direct view, to create an opening through
which all four fingertips are curled while the hand is closed to a fist.
This implies that the index and middle finger, which are already in the
loop, get out, while the ring finger and the pinky get in.
The Wholesale Ring Removal Trick
In this trick (James,
1975), the magician ties a rope to a ring using a lark’s head knot
(see Figure 13(a) and
(b)). While the two loose ends of the rope are being held securely by
a spectator and remain in plain view, the magician briefly covers the ring from
the direct view (in his hand or under a handkerchief) and the ring immediately
appears to have magically penetrated the rope, now being completely released
from it. The simple secret behind this trick is that the ring is released from
the rope by slipping the loop around the ring (Figure 13(c) and (d)).[2] Why is it so difficult for the spectator to figure out how this is
done?
Figure 13.
In the wholesale ring removal trick, a ring is tied to a piece of rope as
shown in (a) and (b). The two loose ends of the rope are held by one of
the spectators. Then, the magician covers the ring with a piece of cloth
and releases the ring from the rope under the cover of the cloth. This
appears impossible, but it is actually quite easy, as illustrated in (c)
and (d).
In the wholesale ring removal trick, a ring is tied to a piece of rope as
shown in (a) and (b). The two loose ends of the rope are held by one of
the spectators. Then, the magician covers the ring with a piece of cloth
and releases the ring from the rope under the cover of the cloth. This
appears impossible, but it is actually quite easy, as illustrated in (c)
and (d).The Gordian knot.
The Gordian Knot
In this trick (Duraty,
2008, see Movie 10), the magician ties one rope around another one
using a lark’s head knot. He then ties the second rope around the first one,
using the same knot. When the magician pulls the ends of the ropes apart, they
magically separate, as if they penetrate through the knots. Figure 14 illustrates why this seemingly
impossible event happens. Although the first rope is tied around the other
(left), the role of the two ropes in the knot is perfectly symmetrical (middle).
If one starts with the configuration in the middle, either of the configurations
on the left and the right is immediately obtained by pulling one of the ropes
straight. Thus, the configurations on the left and the right are topologically
identical, although they look very different. When the magician ties the second
lark’s head knot, he is thus actually just untying the first one.
Figure 14.
Illustration of the principle that underlies the Gordian knot routine. If
one starts with the configuration in the middle, either of the
configurations on the left or the right are immediately obtained by
pulling one of the ropes straight. Viewing the configuration on the left
and the right, it feels natural to say that one rope is tied around the
other, but topologically speaking the situation is perfectly
symmetrical, which is immediately apparent in the middle panel.
Illustration of the principle that underlies the Gordian knot routine. If
one starts with the configuration in the middle, either of the
configurations on the left or the right are immediately obtained by
pulling one of the ropes straight. Viewing the configuration on the left
and the right, it feels natural to say that one rope is tied around the
other, but topologically speaking the situation is perfectly
symmetrical, which is immediately apparent in the middle panel.
Buttonholed
In this stunt invented by Sam Loyd (Fulves, 1981), a pencil with a loop of
string attached to one end is used (Figure 15(a)). The loop is quickly tied
to a buttonhole in the spectator’s shirt, resulting in the knot shown in (b).
Now, the spectator is challenged to remove the loop and the pencil from the
shirt. Typically, the spectator will find this impossible. It is not too
difficult to get from (b) to (c). The difficulty seems to be to get from (c) to
the solution, which is to pull the piece of the shirt with the buttonhole
through the loop until the buttonhole reaches the other end of the stick and can
be pulled of it. Why is it so difficult to see this?
Figure 15.
In the buttonholed stunt, a pencil with a loop of string attached to one
end is used (a). Importantly, the loop is shorter than the pencil, such
that it cannot be pulled over the long end. The prankster quickly ties
the loop and the pencil to the buttonhole of the victim, resulting in
the knot shown in (b). The victim will typically find it impossible to
release the loop and the pen from the buttonhole. It is probably not so
difficult to get from the situation in (b) to the situation in (c), but
it appears that it is very difficult to realize how to get from the
situation in (c) to the solution, which is to pull the piece of shirt
where the buttonhole is through the loop until the buttonhole can be
pulled off the long end of the pencil.
In the buttonholed stunt, a pencil with a loop of string attached to one
end is used (a). Importantly, the loop is shorter than the pencil, such
that it cannot be pulled over the long end. The prankster quickly ties
the loop and the pencil to the buttonhole of the victim, resulting in
the knot shown in (b). The victim will typically find it impossible to
release the loop and the pen from the buttonhole. It is probably not so
difficult to get from the situation in (b) to the situation in (c), but
it appears that it is very difficult to realize how to get from the
situation in (c) to the solution, which is to pull the piece of shirt
where the buttonhole is through the loop until the buttonhole can be
pulled off the long end of the pencil.
Coin Through Hole
In this old stunt (Einhorn,
2015), the challenge is to push a coin through a smaller circular
hole in a piece of paper without tearing the paper. For instance, the task could
be to push a nickel (diameter 21 mm) through a hole the size of a dime (18 mm).
To most people, this would probably appear impossible, but it can easily be done
by folding the piece of paper along a line which crosses the hole and then bend
the folded paper such that the two opposite sides of the hole along the bend can
get further apart without tearing the paper.[3] Again, the question is why it is so difficult to come up with this simple
solution.
Toward a Theoretical Understanding of Topological Tricks
In the previous section, I have described and illustrated a number of different magic
tricks, which can be loosely described as topological tricks in the sense of Gardner (1956) because they
involve flexible materials. These tricks (and many related ones) seem particularly
interesting because it is not obvious why they create the experience of
impossibility (or magic) based on known principles from cognitive science. In the
next section, I shall delineate some preliminary ideas about psychological
principles which may be at play in these and related tricks. But before we get to
that, some conceptual clarifications about (a) the notion of topological tricks, (b)
the mapping of tricks to underlying psychological principles and (c) the
relationship between magic and imagination may be in order.
The Notion of Topological Tricks
While I believe that it is potentially interesting and useful to try to develop a
notion of “topological tricks” that makes sense in terms of the underlying
psychological principles, at least as a preliminary heuristic device, it is not
straightforward to do so. My working definition of a topological trick is “a
trick that is based, at least in part, on limitations, principles and heuristics
in the mental processing of topological properties, such as connectedness and
the possible transformations of bendable objects.” As pointed out by Gardner (1956), “the
field of topological magic is restricted almost entirely to such flexible
materials as paper, cloth, string, rope and rubber bands.” But it is worth
noting that the converse is not true. Many tricks use such materials but are not
based on principles underlying the mental processing of topological properties.
In the Lord of the Rings routine (Einhorn, 2015), for instance, a ring
seems to penetrate a piece of rope tied between the magician’s hands, but the
main underlying psychological principle is that we mistake two identical rings
for one and the same object, rather than anything that has to do with the mental
processing of topological properties. It is also worth noting that my working
definition does not refer to the type of magical effect evoked by the tricks.
For instance, many tricks can be said to be topological in the sense that the
effect is an apparent violation of basic topological laws. Impossible
penetrations (Lamont &
Wiseman, 2005), such as the aforementioned Lord of the Rings routine,
would be topological tricks in this sense, but my definition refers to the
underlying psychological principles rather than the nature of the experienced
magical effect.
Mapping Tricks to Underlying Psychological Principles
A basic problem in explaining magic tricks in terms of psychological factors (or
any other factors, for that matter) is that most tricks involve several of them.
Some of the factors may be sufficient in themselves for creating a magical
experience, but often a combination of several psychological factors is
necessary. Furthermore, given that the main concern of a conjuror is not to
develop detailed and fundamental knowledge of the individual factors, but rather
to perform a trick, which is as foolproof as possible, they may often include
more factors or ingredients than what is really necessary to create a magical
experience, just to be on the safe side. Thus, even if we are aware of one
psychological factor contributing to a trick, that factor may not be sufficient
for explaining why the trick works so well, and further unknown psychological
effects may also be involved. Figuring out what psychological factors are
relevant and how they may interact is a difficult problem that can only be
resolved through careful experimental dissection of magic tricks. This is beyond
the scope of the present article, but I hope that the ideas discussed here may
be of value in organizing and inspiring such systematic experimental
research.
The Relationship Between Magic and Imagination
On a general level, it is almost a truism that people fail to discover the secret
behind a magic trick because they are unable to imagine it. Indeed, as pointed
out by Leddington
(2016, p. 260), the experience of magic can be said to “consist in a
kind of imaginative failure.” From this point of view, understanding the
psychology of magic essentially boils down to understanding why people are
unable to imagine the secret method(s) behind the trick.
Extraneous and Intrinsic Factors That Limit the Imagination
In many cases, it seems reasonable to speak of extraneous factors which block our
powers of imagination in the sense that if these factors were removed we would
have little trouble imagining the secret method. Consider, for instance, the
cigarette trick studied by Kuhn and Tatler (2005). Here, the magician makes a cigarette
magically disappear by dropping it into his lap right in front of the
spectators’ eyes. Although the cigarette is being dropped openly in full view,
the spectators typically fail to notice it due to inattentional blindness (Mack & Rock, 1998)
provoked by attentional misdirection (Kuhn & Tatler, 2011). If we were
aware of our own inattention, it would probably not be very difficult to imagine
that the magician got rid of the cigarette simply by dropping it into his lap.
But we are not, due to the well-known failure of visual metacognition (Levin, 2002) associated
with change blindness and inattenional blindness. Thus, in this case, our
ability to imagine the “secret” move may be said to be restrained by an
extraneous factor—our blindness to our own inattentional blindness. In a similar
vein, the secret behind the multiplying balls trick—namely, that one of the
balls is not a ball at all, but rather an empty semispherical shell—is probably
not so hard to imagine in and by itself. Rather, it is probably difficult to
imagine because the perceptual phenomenon of amodal volume completion (Ekroll, Mertens, &
Wagemans, 2018; Tse, 1999; Van
Lier, 1999; Van
Lier & Wagemans, 1999) makes it look like a complete ball in a
curiously convincing fashion (Ekroll, Sayim, & Wagemans, 2013;
Ekroll, Sayim, Van der
Hallen, & Wagemans, 2016). Here, our ability to imagine the
secret may also be said to be restrained by an extraneous factor, namely, amodal
volume completion. Although our ability to imagine the secrets behind magic
tricks is often blocked by various extraneous factors such as these (as well as
many others), it is also conceivable that our inability to imagine the secrets
behind certain tricks is simply due to limitations intrinsic to our faculty of
imagery per se. I speculate that the effectiveness of many topological tricks
may, at least in part, be due to such intrinsic factors. Accordingly, the
analysis of such tricks may teach us something about the intrinsic limitations
of imagery.
Preliminary Explanatory Ideas
I shall now discuss various preliminary hypotheses about psychological factors that
may be involved in making the tricks I have described so powerful. Some of these
hypotheses are not necessarily mutually exclusive, because several factors may be
involved in a given trick. Furthermore, some of my hypotheses are formulated at a
more general level than others, meaning that one hypothesis may be a more specific
version of another. Table
1 gives an overview of how I envision that the different explanatory
principles (top row) can be applied to the tricks described in this study (left-hand
column).
Table 1.
Overview of How the Explanatory Principles Delineated in This Article May Be
Applied to the Set of Tricks Discussed.
Trick
Knots as mess
Knots as actions
Attribute substitution
Shape category precedence
Link ownership
Rigidity principle
Simplicity
Perplexing paperclips
–
–
Paperclips as closed loop
Paperclips as closed loop obscures possible v-shape
–
Yes
–
Disappearing knot
Yes
–
Knot as blob
–
–
–
–
Cut and restored rope
Yes
–
Knot as blob
–
–
–
Yes (good continuation)
Houdini shackles
–
Yes
Chain as ring around hands
Frame with external rings obscures frame with internal sliding
separators
–
Yes
–
Afghan bands
–
–
Möbius strip as simple loop and cut as a straight plane
–
–
–
–
Handcuffs puzzle
–
Yes
Arms and handcuffs as closed loop
–
–
Yes
–
Hart’s link
–
–
–
–
–
–
Yes (good continuation)
The belt trick
–
–
–
Twist obscures possible loop
–
Yes
–
The twisted band
–
Yes
–
–
–
–
–
The four-dimensional hanks
Yes
Yes
–
Yes
Yes
Yes
–
Jumping rubber band trick
–
Yes
–
–
–
–
–
Wholesale ring removal
–
Yes
Lark’s head knot as single loop
–
–
–
–
Gordian knot
Yes
Yes
Lark’s head knot as single loop
Rope as loop obscures rope as straight and vice versa
Yes
Yes
–
Buttonholed
Yes
–
Shirt as plane with hole instead of as loop
Shirt as plane with hole obscures shirt as loop
Yes
Yes
–
Coin through hole
–
–
Opening as planar hole, coin and hole must be in same plane
Opening as planar hole obscures opening as slit
–
Yes
–
Overview of How the Explanatory Principles Delineated in This Article May Be
Applied to the Set of Tricks Discussed.
Attribute Substitution
As noted by Kahneman and
Frederick (2002, p. 53), “when confronted with a difficult question
people often answer an easier one instead, usually without being aware of the
substitution.” On a general level, such processes of attribute substitution may
be involved in many of the tricks I have described. In the handcuffs puzzle
(Figure 7), for
instance, the real question of how the actual pair of handcuffed arms may be
released from each other may be unconsciously substituted for the simpler
question of how two interlinked closed loops (like in Figure 18) may be separated. If the
conscious problem-solving process starts on this premise, it is only to be
expected that the problem must seem impossible to solve and that it never will
be solved. Similarly, if the Möbius loop (Figure 6) is substituted by a simple
loop, it would not be surprising that people expect two loops when it is cut
along the middle. In this case, it is also conceivable that the path of the cut
made by the scissors (or the zipper) along the Möbius band is substituted by a
plane intersecting the loop, which would indeed produce two parts. In the case
of the cut-and-restored rope trick (see Figure 3), the knot may be substituted by
an amorphous blob (in accordance with the knots-as-perceptual-mess-principle,
see section “Knots as perceptual mess” described earlier), through which the
remaining parts of rope pass and are linked according to the principle of good
continuation (Barnhart,
2010; Ekroll
et al., 2017; Wertheimer, 1923). In the case of the wholesale ring removal trick
(Figure 13), the
question of how to release the rope with the lark’s head knot around the ring
while the spectators has control over both ends of the rope (Figure 16(a)) may be
substituted by the simpler question of how a rope looped around the ring (Figure 16(b)) may be
released. If this substitution is made, it would indeed be impossible to find a
solution, which would explain why people experience the trick as magical. The
same substitution may also account for the Gordian knot trick (Figure 14). In the
Houdini shackles routine (Figure 5), the frame and the chains may be substituted with a frame
with two closed loops attached to it. An interesting potential case of attribute
substitution in magic has previously been discussed by Thomas, Didierjean, and Kuhn
(2018).
Figure 18.
The link between two loops is a shared and mutual property of the two
loops. If the white loop is linked to the black one, the black one is
also linked to the white one.
Figure 16.
Illustration of a possible attribute substitution in the wholesale ring
removal trick. In the actual trick, the lark’s head knot is tied around
the ring, and the magician releases the ring from the rope while the
spectator has full control over both ends of the rope. This is indeed
possible (see Figure
13). If the spectator mentally substitutes the actual
arrangement in (a) with the simpler one in (b), however, this is
impossible. Thus, this kind of attribute substitution could explain why
people experience the trick as magical.
Illustration of a possible attribute substitution in the wholesale ring
removal trick. In the actual trick, the lark’s head knot is tied around
the ring, and the magician releases the ring from the rope while the
spectator has full control over both ends of the rope. This is indeed
possible (see Figure
13). If the spectator mentally substitutes the actual
arrangement in (a) with the simpler one in (b), however, this is
impossible. Thus, this kind of attribute substitution could explain why
people experience the trick as magical.
The Rigidity Principle: Limits in our Ability to Mentally Simulate
Deformations of Objects
One general idea that may explain why the kind of topological tricks described
here work so well is that our ability to mentally simulate deformations of
flexible objects may be more limited than our ability to mentally simulate the
shape-preserving transformations (such as rotations, translations and scalings)
that have typically been investigated in research on visual imagery (Carlton & Shepard,
1990; Kirby &
Kosslyn, 1990; Shepard & Metzler, 1971). If our mental representations of
objects have fewer degrees of freedom than the physical objects they represent,
some physically possible transformations should be experienced as impossible.
One can think of several reasons why our mental representations might be less
well suited for representing deformations than for representing shape-preserving
transformations. First, one might expect rigid transformations to be more
fundamental, because when an observer moves, seeing an object from different
perspectives, the object undergoes a rigid transformation with respect to the
observer (Carlton &
Shepard, 1990; Gibson, 1966,
1979). Second, rigid transformations are probably more frequent in
our environment (Todd,
1982), making it sensible for the perceptual system to exploit
rigidity constraints (Koenderink & Van Doorn, 1991; Ullman, 1979). A further reason why we
might be poor at imagining the secret behind tricks based on deformable objects
is that the set of possible transformations that need to be considered is just
much larger when we also allow for nonrigid transformations. Many of the tricks
we have considered earlier may, at least in part, be attributable to limits in
our ability to mentally simulate deformations of objects. The belt trick (Figure 9) is perhaps most
impressive in this regard. Here, it seems to be difficult to imagine that the
transformation is possible even when you know how it is done. With other tricks,
such as Hart’s link (Figure
8) or the handcuffs puzzle (Figure 7), it is difficult to imagine the
transformation before you know the secret but not afterward.
Prominence of Shape Categories
Obviously, rigid objects have a fixed shape, while the shape of deformable
objects may change. One potential reason why we are so poor at imagining
possible deformations could be that a reliance on shape or shape categories as a
cue to object identity is so deeply entrenched into our mental machinery that it
interferes with our ability to imagine deformations which radically change the
shape of an object. Consider, for instance, the transformations illustrated in
Figure 17, which
may be thought of as decomposition of the belt trick (Figure 9) into three simpler parts.
Different from the standard form of the belt trick, which starts with an
untwisted belt that is twisted by 720°, I here illustrate the equivalent case
which starts with a 360° clockwise twist (Figure 17(a)) that is twisted by 720° to
obtain a 360° counterclockwise twist (Figure 17(d)). It is not very difficult
to imagine that the rightward loop in (b) can be turned into the leftward loop
in (c) without ever changing the orientation of the lower end of the belt (held
by the book). What seems less obvious, though, is that the twist in (a) is
equivalent to the loop in (b) and that the twist in (d) is equivalent to the
loop in (c), which means that the movement transforming (b) to (c) actually
twists the belt by 720°, as in the belt trick. The configurations of the belt in
(a) and (b) look like categorically different shapes, although they have the
same topology: (b) can be obtained from (a) simply by moving the ends of the
belt a bit closer and letting the belt curl up. The belt configuration in (a)
can be continuously changed into at least four perceptually distinct shape
categories without changing the orientations of the ends of the belt: In
addition to the two shown, the appearance of a helix is possible, as well as an
upward looping left-right reversed version of the downward loop shown in (b). As
an everyday example of this, many people have probably wondered where all the
annoying twists and kinks in an extension cord or a garden hose come from (Jurišić, 1996). The
reason is that the loops you made when you coiled it up to store it are turned
into twists when you pull it straight. Since the cross-section of the garden
hose is round, twists such as in Figure 17(a) are largely invisible, but
when the tension is released a bit, the twists tend to turn into loops
again.
Figure 17.
Illustration of a modified version of the belt trick. Rather than
transforming an untwisted belt into a belt with a 720° twist (as in the
original version, Figure 9), we here transform a 360° clockwise twist (a) into
a 360° anticlockwise twist (d), which obviously amounts to the same net
amount of twist (720°). Note that the twist in (a) is equivalent to the
loop in (b), although it looks very different. This twist is easily
turned into the loop simply by releasing the tension of the belt by
moving the ends (the books) closer. The downward rightward loop in (b)
is transformed into the upward leftward loop in (c) by moving the bottom
end of the rope along the path shown by the blue arrow (without ever
changing the orientation of the end). Since the latter loop is
equivalent to the anticlockwise 360° twist in (d), this simple move has
produced a net twist of 720°, just as in the original belt trick.
Illustration of a modified version of the belt trick. Rather than
transforming an untwisted belt into a belt with a 720° twist (as in the
original version, Figure 9), we here transform a 360° clockwise twist (a) into
a 360° anticlockwise twist (d), which obviously amounts to the same net
amount of twist (720°). Note that the twist in (a) is equivalent to the
loop in (b), although it looks very different. This twist is easily
turned into the loop simply by releasing the tension of the belt by
moving the ends (the books) closer. The downward rightward loop in (b)
is transformed into the upward leftward loop in (c) by moving the bottom
end of the rope along the path shown by the blue arrow (without ever
changing the orientation of the end). Since the latter loop is
equivalent to the anticlockwise 360° twist in (d), this simple move has
produced a net twist of 720°, just as in the original belt trick.The division of continuous physical dimensions into discrete perceptual
categories is prominent in many domains of perception and cognition (Harnad, 1987; Liberman, Harris, Hoffman,
& Griffith, 1957). Hence, it would not come as a surprise if
shape categories have an influence on our ability to imagine deformations.
According to the old joke, a topologist is someone who cannot tell the
difference between a doughnut and a coffee cup, but for us, the problem seems to
be that we are too hooked up with shape categories to appreciate the
equivalence.
Link Ownership Principle
The link between two loops is a shared and mutual property of the two loops. If
the black loop in Figure
18 is linked to the white one, the white one is necessarily also
linked to the black one. The same may be said for links between strands of rope.
This topological fact is independent of the geometrical configuration of the two
components in the link, that is, whether the parts close to the link are curved
or straight. However, as illustrated in Figures 14 and 19, we tend to assign ownership of the
link to the strand that goes around the other in the current geometric
configuration. This phenomenon of “link ownership assignment” is reminiscent of
the well-known phenomenon of border ownership assignment in figure-ground
perception (Rubin,
1915). A general principle, which would explain both of these
phenomena, as well as many others (e.g., Van de Cruys, Wagemans, & Ekroll,
2015), is the principle of exclusive allocation, according to which
“a sensory element should not be used in more than one description at a time”
(Bregman, 1994, p.
12).
Figure 19.
In (a), the horizontal rope is looped once around the vertical one. But
topologically speaking, the relation between the two ropes is entirely
symmetrical. To see this, just pull a bit at the ends of the horizontal
rope, to obtain an intermediate state where the symmetry is obvious (b)
or pull it entirely straight (c) to obtain the converse impression (that
the vertical rope is looped around the horizontal one).
The link between two loops is a shared and mutual property of the two
loops. If the white loop is linked to the black one, the black one is
also linked to the white one.In (a), the horizontal rope is looped once around the vertical one. But
topologically speaking, the relation between the two ropes is entirely
symmetrical. To see this, just pull a bit at the ends of the horizontal
rope, to obtain an intermediate state where the symmetry is obvious (b)
or pull it entirely straight (c) to obtain the converse impression (that
the vertical rope is looped around the horizontal one).Shape-dependent assignment of link ownership seems to be a powerful factor that
makes it difficult to appreciate that the links in the four-dimensional hanks
routine (Figure 11),
the Gordian knot routine (Figure 14) as well as the buttonholed stunt (Figure 15) are in fact a shared property
of the components in the link. Note that this phenomenon of link ownership
assignment may be considered a special case of the prominence of shape
categories, described in the previous subsection.
Problems With Establishing and Integrating Frames of Reference
Frames of reference are known to be of considerable importance in human
perception at large (Duncker, 1929; Gilchrist et al., 1999), and there is reason to believe that
intrinsic frames of reference are used for rigid objects or parts of objects
(Hinton & Parsons,
1981; Marr &
Nishihara, 1978; Rock, 1973). Establishing and using intrinsic frames of reference
for deformable objects, however, are far from straightforward, and some informal
observations suggest that we are not very good in using and combining several
frames of reference consistently. Consider the twisted rubberband trick (Figure 10). The local
360° rotation illustrated in Figure 10(a) introduces a 360° twist along each of the two vertical
strands of the rubber band, as shown in (b). Informal observations suggest that
people find it counterintuitive that this 360° twist can be undone by moving the
upper hand along the 180° semicircular trajectory shown by the blue arrow in
(b), while keeping the orientations of the upper and lower parts of the band
level (in the external frame of reference). The reason why the 180° semicircular
trajectory corresponds to a 360° twist is that relative to the frame of
reference defined by the long strands of the rubber band (which is rotated by
180° between Panels (B) and (C)), the two parts held fixed and level by the
fingers are each rotated by 180°, but in opposite directions, thus adding to a
rotation of 360°. The observation that people tend to find this counterintuitive
suggests that they have trouble integrating and taking the twists from different
frames of reference into account. Essentially, the same wrong intuition may be
involved in the belt trick (Figure 9). It is probably not too hard to realize that the motion of
the end of the belt that untwists the 720° twist in Figure 9(a) (although the orientation of
the end never changes) involves a 360° path of the end moving around a part of
the belt itself (or vice versa, of course), such that the untwisting of a single
360° twist may not appear all that mysterious. But it may be less obvious that
the very act of keeping the orientation of the end fixed at all times adds a
second full twist, in much the same way as the act of keeping both ends level in
the twisted rubber band trick while turning the main axis by 180° corresponds to
a 360° twist.
Knots as Actions
Many of the tricks we have considered suggest that our representations of even
moderately complicated spatial objects like simple knots are of very limited
fidelity (see section “Knots as perceptual mess”) and that our ability to
mentally simulate possible deformations of objects is severely limited (see
section “The rigidity principle: Limits in our ability to mentally simulate
deformations of objects”). The many counterintuitive effects used in these
tricks suggest that whatever visual imagery we engage in when trying to
understand these tricks and phenomena cannot be “mental analogs” (or “dynamic
visual images”) of the objects and their inherent flexibility. The deceptive
properties of some of the tricks are easier to understand if we assume that the
observers represent the configurations of flexible objects as actions rather
than literal analogs of the physical objects (see Casati, 2013, for a related idea).Consider, for instance, the wholesale ring removal trick (Figure 13). If the knot tied around the
ring is mentally represented in terms of the actions made to tie it, and untying
it simply as the reverse sequence of actions, it is easy to see why the
spectators experience it as impossible to untie the knot: Since the loose ends
originally tied around the ring are held by the spectator, the knot cannot be
untied by reversing the original sequence of actions. Thus, the solution, which
is to untie it by performing a different sequence of actions, is simply not an
option in terms of the spectators’ mental representation of the knot. Clearly,
this explanation can also be applied directly to the Gordian knot routine (Figure 14).This “knots-as-actions hypothesis” also accounts well for the deceptive power of
the jumping rubber band trick (Figure 12). In this case, the action the magician uses to get his
index and middle finger out of the rubber band is not the simple reversal how
they got in there. Rather, the fingers fold back such that the fingertips leave
the loop first.This hypothesis may also contribute to the deceptive power of the
four-dimensional hanks routine (Figure 11). Here, the first loop tied
around the vertical rope (Figure 11(a) and (b)) is cancelled by performing a different action
(tying a loop around the horizontal rope) rather than by simply reversing the
first action.In general, the technique of adding further knots or loops, seemingly
complicating the initial knot but actually untying it, is used in a large number
of magical tricks.
Simplicity Principle and the Hidden Inverse
In many magic tricks, a seemingly solid knot (or collection of loops) is easily
released due to a second knot, which is the exact opposite or “inverse” of the
first, and thus neutralizes it. Judah’s penetration trick (see Gardner, 1958) is a
good example of this. The principle of two mirror-image loops neutralizing each
other is also employed in Hart’s link (Figure 8), but here, the link the
spectators believe has been formed was never even created because it was
simultaneously neutralized by a mirror-image “link” that was created at the same
time but remained hidden behind the conjurer’s head. Why this possibility mostly
fails to enter peoples mind is not entirely clear, but a strong preference for
the simplest possible interpretation (Van der Helm, 2014) of the visible
parts (on a perceptual, not conscious conceptual level) and the principle of
good continuation (Barnhart,
2010; Ekroll
et al., 2017; Wertheimer, 1923) could be the driving force here.
Summary and Conclusions
In this study, I have described a selection of surprisingly powerful magic tricks,
which can be loosely categorized as topological in the sense that they involve the
use of flexible materials. Although it seems difficult to explain why these tricks
are so powerful and why they evoke the experience of magic (i.e., impossibility), I
have delineated some preliminary ideas about important psychological principles
involved, namely:Mess principle: Even moderately complicated spatial
objects like simple knots are not perceptually organized, they are
merely represented as amorphous blobs and we lack an immediate visual
understanding of them. Understanding even simple knots requires
effortful and time-consuming serial mental curve tracing.Attribute substitution: Even moderately simple spatial
configurations are mentally substituted by much cruder mental
representations.Rigidity principle: Many bendable objects are more
flexible than our mental representations of them.Prominence of shape categories: The current geometrical
shape category of a flexible object is very prominent in our immediate
visual experience and may block imagery of alternative possible shape
categories the object may assume.Link ownership principle: Links between two strands of
rope are mutual and symmetric in a topological sense, and therefore
belong to both strands, but we tend to assign ownership of the link only
to the strand that goes around the other in the current geometric
configuration.Frames of reference principle: It is particularly
difficult to establish a single and unique internal frame of reference
for flexible objects. Spatial reasoning about flexible objects may
require the establishment of several local intrinsic frames of
reference, which may be difficult to integrate and keep track of.Action principle: Knots are encoded as actions. We
falsely assume that the only way to untie them is to reverse the
original tying action.Simplicity principle: A strong preference for the
simplest possible interpretation of the visible parts of an object may
severely limit imagery for more complicated possibilities.These principles describe heuristics, limitations, and biases of our cognitive system
that sometimes lead to errors of perception and imagery. Obviously, such errors are
necessary for creating magical experiences, but they are not sufficient. Simply
being deceived does not in itself create an experience of magic. It has been argued
that some failure of metacognition is a necessary causal factor in the creation of a
magical experience (Ekroll
et al., 2017; Kuhn,
2019; Kuhn et al.,
2014). Tricks based on inattentional blindness, for instance, would not
create an experience of magic if our immediate perceptual experience would reflect
the fact that we are essentially blind at the location where the secret move happens
in full view (Kuhn, 2019;
Kuhn & Tatler,
2005; Ortega et al.,
2018). Clearly, if we are blind in a region of the visual field and aware
of it, it is obvious that the magician is free to do just about anything there
without us noticing. Thus, the conditio sine qua non in tricks
based on inattentional blindness is the failure of visual metacognition associated
with inattentional blindness—the illusion that we perceive everything in front of
our eyes in clear detail (Levin,
2002). Applied to the tricks discussed in this article, it therefore
seems reasonable to speculate that analogous failures of metacognition are essential
for creating the experience of magic. In the section “Knots as perceptual mess,” I
proposed that the tricks discussed there involve a kind of “topology blindness” or
“mess principle,” where the perceptual system fails to perceptually organize knots
into well-defined 3D objects and that our failure to experience this topology
blindness explain why these tricks evoke a feeling of magic (impossibility) rather
than just a feeling of not seeing the knots very well. That is, when we look at the
world, some things are perceptually organized and others are not, but this
difference is not reflected in our immediate visual awareness. Some of the tricks
discussed in the section “Illusions and limitations in visual imagery and mental
simulations” seem to involve limitations in our ability to mentally simulate or
imagine deformations of objects, as if our mental representations of deformable
objects have fewer degrees of freedom than the objects they represent. Importantly,
though, this inflexibility of our imagery is not reflected in our phenomenal
experience. We feel unlimited in our freedom to imagine deformations of objects, but
the deceptive power of these tricks strongly suggest that we are not. This failure
of imagery meta-cognition (or “meta-imagery”) would explain why these tricks evoke a
sense of magic (impossibility) rather than just a sense of not being able to imagine
how things can deform. This idea is in line with Pylyshyn’s (1973,
2003b) observations about the misleading phenomenology of imagery.
Furthermore, a central idea of attribute substitution is that we are not aware of
the substitution taking place (Kahneman & Frederick, 2002).A potentially interesting general observation pertaining to the set of tricks
discussed in this study is that some of them seem to retain a certain residual magic
quality even when the spectator knows what is going on (or the correct way to think
about what is going on). In the case of The Afghan Bands, for instance, a correct
intuition that explains why the cutting of the Möbius band must produce a single
long loop can be developed by thinking of the original uncut band as two separate
Strands A and B to begin with. When the 180° twist is introduced before joining the
ends, one end of Strand A is connected to one end of Strand B and the other end of
Strand A is connected to the other end of Strand B, making it obvious that a single
long strand must indeed result. But even when one is aware of this correct
intuition, the misleading intuition that two separate loops must result seem does
not go away but seem to persist and coexist in a curious manner together with the
correct intuition. Similarly, developing a correct intuition of what is going on in
The Belt Trick also does not seem to make the misleading intuition go away. In the
case of other tricks, however, such as The Handcuffs Puzzle or Hart’s link, no
misleading intuitions seem to persist once the secret is known. Ekroll et al. (2017) have
previously noted that tricks based on amodal completion seem to retain a residual
magic quality even when the spectator knows the secret behind the trick. In the case
of amodal completion, we attributed this residual magic quality to a perceptual
illusion that persists in spite of conflicting conscious knowledge. On this note,
one may speculate that the residual magic quality of some of the tricks discussed in
this study also indicate that perception-like processes are involved. Thus, further
empirical study of these informal observations regarding the presence or absence
residual magical experiences in topological tricks seem potentially rewarding.Some of the psychological principles I have discussed, such as attribute
substitution, are well known in cognitive science, while others, such as the action
principle and the link ownership principle, are novel. I believe that these
principles are of relatively broad applicability but the list is probably not
exhaustive, and I believe that further analysis of topological magic tricks and
puzzles will reveal further new insights into perception, imagery, and
reasoning.Magic tricks can be likened to Gestalt demonstrations in the sense that although they
do not obviate the need for careful experimentation, they are helpful in putting
phenomena on the agenda that are so powerful that almost everybody will experience
them. The very fact that something is a magic trick already suggests that we are
dealing with a robust and powerful phenomenon, and therefore, the study of magic may
drive cognitive science forward in much the same way as Gestalt demonstrations have
done so.The tricks discussed in this article highlight quite stunning limitations in our
perception of and imagery about topological properties. It is worth pointing out,
however, that there is a large literature suggesting that our visual system is more
sensitive to topological structure than geometrical structure, and that coding of
topological relationships plays a fundamental role in visual perception (Barth, Ferraro, & Zetzsche,
2001; Casati,
2009; Chen,
1985, 1990,
2001; Chen, Zhang, & Srinivasan,
2003; Chien et al.,
2012; Han, Humphreys,
& Chen, 1999; Hecht & Bader, 1998; Huang, Huang, Tan, & Tao, 2009; Pomerantz, 2003; Todd, Chen, & Norman,
1998; Zhou, Luo,
Zhou, Zhuo, & Chen, 2010). Thus, an important question for future
research is to figure out what mechanisms and heuristics the perceptual system uses
for coding topological properties, and how these mechanisms and heuristics may lead
to superior performance in some cases and systematic errors in others (Ullman, 1984).As pointed out by Parsons
(1995),It appears reasonable to assume that systematic theoretical and
experimental analysis of the many illusions of imagery evident in magic tricks and
puzzles could be of great value in this endeavor.Scientific understanding of which spatial transformations can be performed
readily and accurately and which are performed poorly is important for
various reasons. It can guide inferences about the processes and
representations underlying human spatial transformations in imagination,
spatial reasoning, perception, and motor behavior. In addition, a detailed
characterization of this capacity will have implications for applied areas
such as design, human-computer interaction, and the practice and teaching of
mathematics, physics, and engineering. (p. 1259)
Authors: A Gilchrist; C Kossyfidis; F Bonato; T Agostini; J Cataliotti; X Li; B Spehar; V Annan; E Economou Journal: Psychol Rev Date: 1999-10 Impact factor: 8.934
Authors: Stephen L Macknik; Mac King; James Randi; Apollo Robbins; John Thompson; Susana Martinez-Conde Journal: Nat Rev Neurosci Date: 2008-11 Impact factor: 34.870