Literature DB >> 31458379

Achieving Complexity at the Bottom. 2,6-Bis(arylidene)cyclohexanones and Anthocyanins: The Same General Multistate of Species.

A Alejo-Armijo1, Livia Corici2, Liliana Cseh2, Diana Aparaschivei2, Artur J Moro1, A Jorge Parola1, João C Lima1, Fernando Pina1.   

Abstract

As in supramolecular chemistry, complexity could also be achieved through a bottom-up approach. <span class="Chemical">Anthocyaninsn> and related compounds such as the compound (E)-6-(<span class="Chemical">dimethylamino)-4-(4-(<span class="Chemical">dimethylamino)-2-hydroxybenzylidene)-1,2,3,4-tetrahydroxanthylium chloride (1), here reported, exhibit this type of complexity. The thermodynamics and kinetics of the complex multistate of species of compound 1 were studied by conventional and stopped-flow UV-visible spectrophotometry as well as by NMR. The system follows the same multistate of species of anthocyanins, except for the presence at moderately basic pH values of a species possessing a spiro carbon. The introduction of two dimethylamino substituents in positions 4' and 7, modulates deeply the thermodynamic and kinetics of the system. A beautiful pH-dependent palette of colors is obtained, including a blue flavylium cation at unusually high pH values. The protonation of the dimethylamino substituents is the key aspect for explaining the details of the spiro opening kinetics. The system was fully characterized by representing the mole fraction distribution and the relative energy level diagram of all multistate species as a function of pH.

Entities:  

Year:  2018        PMID: 31458379      PMCID: PMC6643841          DOI: 10.1021/acsomega.8b02745

Source DB:  PubMed          Journal:  ACS Omega        ISSN: 2470-1343


Introduction

Complexity is a necessary r<span class="Chemical">eqn>uirement in biological systems. Complexity can be achieved through a bottom-up approach, as in supramolecular chemistry, or by a multistate of chemical species reversibly interconverted by external stimuli, such as pH and light. We coined this last concept as molecular metamorphosis.[1] While in supramolecular chemistry the complexity results from the higher dimension and diversity of the building blocks, in metamorphosis it is the number of species that gives the complexity. Anthocyanins and related compounds are a paradigm of metamorphosis. Anthocyanins are the molecules that give most of the red, purple, and blue colors of flowers and fruits. In particular, the blue color is the most intriguing one because anthocyanins in vitro only exhibit blue color in transient situations and at <span class="Chemical">equilibrium have a very small percentage of the blue quinoidal base and the colorless hemiketal is the dominant species. Moreover, the intense blue ionized quinoidal base is not stable in common anthocyanins.[2] The study of the thermodynamics and kinetics of <span class="Chemical">anthocyaninsn> and related compounds is a fundamental research necessary to understand the expression of color in plants and their benefits in <span class="Species">human health. Besides these fundamental aspe<span class="Chemical">cts, anthocyanins, and related compounds have great potential as food colorants, in photochromic systems, write–read–erase cycles, including models for optical memories.[3] The strategy used by nature to produce blue color from anthocyanins is the stabilization of the quinoidal bases (neutral and monoionized), Scheme .[4] In the flower of Commelina communis, the blue color is achieved by stabilizing the ionized quinoidal base through a metaloanthocyanin that consists in a supramolecular structure of anthocyanin/flavone/metal in a ratio 6:6:2, Scheme a.[5] Another alternative used by nature to get blue color is the acylation of the anthocyaninssugars. In the case of the heavenly blue anthocyanin there are three acylated sugar units leading to a π–π stacking around positions 2 and 4 of the flavylium core preventing in this way the hydration reaction, Scheme b.[6]
Scheme 1

Multistate of Species of Pelargonidin-3-glucoside in Acidic Medium

Ionized species are formed by deprotonation of the hydroxyl substituents at higher pH values.

Scheme 2

Two Main Strategies of Nature To Get the Blue Color: (a) Metaloanthocyanins; (b) π–π Stacking with Acylated Sugars

Adapted from ref (4).

Multistate of Species of Pelargonidin-3-glucoside in Acidic Medium

<span class="Disease">Ionized species are formed by deprotonation of the <span class="Chemical">hydroxyl substituents at higher pH values.

Two Main Strategies of Nature To Get the Blue Color: (a) Metaloanthocyanins; (b) π–π Stacking with Acylated Sugars

Adapted from ref (4). The synthetic strategies to prepare blue flavylium derivatives have followed two vectors: (i) the use of amino substituents, (ii) introduction of a double bond between ring C and ring B, to get the so called styrylflavylium compounds.[7] In recent years, we have investigated some <span class="Chemical">2,6-bis(arylidene)cyclohexanonesn>, from which it is possible to obtain the respective styrylflavylium cation at low pH values.[8,9] These molecules are considered as <span class="Chemical">curcumin analogs[10] and their biologic activity has been very intensively studied.[11] In this work, the compound (E)-6-(dimethylamino)-4-(4-(dimethylamino)-2-hydroxybenzylidene)-1,2,3,4-tetrahydroxanthylium chloride, henceforth named 1, Scheme (AH+), bearing two dimethylamino substituents in positions 7 and 4′ was prepared. The multistate of species of 2,6-bis(arylidene)cyclohexanones is very similar to the one of anthocyanins with the particularity that a new and interesting species that we identify by the name spiro, Scheme , is formed. In compound 1, it is possible to have cis–trans isomers in the pendent arm although in this compound we did not find any evidence for the cis isomers.
Scheme 3

General Kinetic Scheme for Compound 1

Through this work we did not find any experimental evidence for the cis analogs obtained from isomerization of the pendent arm. More species are obtained at higher pH values, by deprotonation of the hydroxyl substituents.

General Kinetic Scheme for Compound 1

Through this work we did not find any experimental evidence for the cis analogs obtained from isomerization of the pendent arm. More species are obtained at higher pH values, by deprotonation of the <n class="Chemical">span class="Chemical">hydroxyl substituents. One chara<span class="Chemical">ctn>eristic of the <span class="Chemical">anthocyanins and related compounds is the dramatic influence of the position and nature of the substituents on the pH-dependent mole fraction distribution of the multistate species. This fact has crucial implications on the pH-dependent color of these compounds and also on the identification of all the species that are responsible for the biological activity.[3] Moreover, other chemical species can additionally be present in some specific cases as, for example, the flavanones in 2′-hydroxyflavylium compounds[12] and, as mentioned above, the spiro in 2,6-bis(2-hydroxibenziliden)cyclohexanones.[8,9] In the next paragraph, the state of the art regarding the complex multistate of species of <n class="Chemical">span class="Chemical">anthocyanins and related compounds will be summarized, to provide insight on the comprehension of the behavior of compound 1. The studies carried out during the eighties of the last century by McClelland in synthetic <spn>an class="Chemical">flavylium[13] and Brouillard in anthocyanins,[14] paved the way to the actual knowledge of the thermodynamic and kinetic properties of these compounds. Flavylium cation is the stable species at low pH values, because the back reactions that give flavylium cation from hemiketal (B) and from quinoidal base (A) are of second order and proportional to the proton concentration, Scheme . Raising the pH, the neutral species are formed (as in Scheme ) but in basic medium ionized analogs are obtained from the deprotonation of the hydroxyl substituents. The most convenient way to study the multistate of species of these systems is to perform dire<n class="Chemical">span class="Chemical">ct and reverse pH jumps defined, respn>e<span class="Chemical">ctively by the addition of base to solutions <span class="Chemical">equilibrated at lower pH values (usually from flavylium cation at pH ≤ 1) and addition of acid to solutions equilibrated at higher pH values. Some years ago, we introduced the energy level diagram for <span class="Chemical">anthocyaninsn> and related compounds in acidic medium,[15]Scheme , and more recently extended it to the basic medium,[16] see below. In such type of diagrams the energy level of several components is positioned, provided that the <span class="Chemical">equilibrium constants (K) are calculated ΔG° = −RT ln K.a After a dire<span class="Chemical">ct pH jump to sufficiently high pH values the quinoidal base is formed during the mixing time of the stopped flow. These two species (flavylium cation and quinoidal base) remain in equilibrium during the subsequent kinetic processes that are much slower. As shown in Scheme the next step (2nd) is the hydration reaction (min) followed by the ring-opening of the hemiketal (ms) which is faster. By consequence, the second kinetic step is controlled by the hydration reaction. Finally, the system equilibrates through the isomerization that gives rise to a relatively small mole fraction of Ct, a process which usually takes a few hours, or even days.
Scheme 4

Three Distinct Kinetic Processes Occurring in Anthocyanins and Related Compounds, after a Direct pH Jump

In spite of the complexity of the <span class="Chemical">anthocyanins multistate of species it can be reduced to a polyprotic system as shown in <span class="Chemical">eqs –6.where

Pseudo-Equilibrium

When the cis–trans isomerization is slow, it is possible to define a transient state before formation of significant amounts of <span class="Chemical">trans-chalconesn>, where all multistate species are in (pseudo-equilibrium). The following equations account for this statewhere

Results and Discussion

Question of the Amine Protonation

The pH dependent absorption spectra of compound 1 taken circa 1 min after direct pH jumps are shown in Figure . The system is equivalent to a single diprotic acid with pKa1 = 1.9 and pKa2 = 7.5.
Figure 1

Characterization of the pseudo-equilibrium of compound 1 (3 × 10–5 M) in H2O/MeOH 1:1 (v/v); (a) pH dependent absorption spectra circa 1 min after a direct pH jump followed by a common spectrophotometer, ∼0.2 < pH < 5.4; (b) the same for 6.0 < pH < 12.3; (c) fitting was achieved for a diprotic system with pKa1 = 1.9 and pKa2 = 7.5.

Characterization of the pseudo-equilibrium of compound 1 (3 × 10–5 M) in H2O/MeOH 1:1 (v/v); (a) pH dependent absorption spectra circa 1 min after a direct pH jump followed by a common spectrophotometer, ∼0.2 < pH < 5.4; (b) the same for 6.0 < pH < 12.3; (c) fitting was achieved for a diprotic system with pKa1 = 1.9 and pKa2 = 7.5. In synthetic <span class="Chemical">flavyliumn> compounds bearing amino substituents it was verified that the amino group can protonate at extremely high concentrations of proton in the range 1 M < pH < 6 M.[17] In the present compound, the absorption spectrum changes up to [H+] = 0.6 M and remains the same for higher proton concentrations, Figure a. This result can be explained with two alternative hypotheses: (i) the dimethylamino group of <span class="Chemical">flavylium cation does not protonate under extremely acidic solutions; (ii) the absorption spectrum at 0.6 M corresponds to the protonated flavylium and the “normal” flavylium cation is the species observed at pH = 5.4 in Figure a. The fact that 1 has two donor amino substituents supports the second argument. Regardless of which amine is protonated (in principle the one in position 4′ should protonate first because it is more distant from the pyrylium positive charge, Scheme ), the presence of the other amino group (in position 7) renders its protonation easier (taking place at less acidic pHs) because of the delocalization of the positive charge. The first inflection point at pH = 1.9 in Figure a reflects the protonation equilibrium of the amine in the flavylium cation. Therefore, the other inflection point at pH = 7.5, is equivalent to the pseudo-equilibrium defined in anthocyanins by eq , the state where AH+ equilibrates with all the other neutral species, except the trans-chalcone. Equations –17 account for the pseudo-equilibrium in 1. In eq the spiro form, SP, was also included. The spiro in 1 was obtained in a mixture of DMSO-d6 (80%)/D2O (20%) at pD 10 and characterized by NMR, see below. The absorption spectrum of the NMR solution (see Table S4 in Supporting Information) is identical to the absorption band centered at 300 nm of Figure b at higher pH values. We were not able to acquire the NMR spectra in the mixture MeOD/D2O 1:1 (v/v) used throughout this work due to the low solubility of the compound at the concentrations needed to run the NMR experiments.
Figure 2

Spectral variations followed by stopped-flow after a direct pH jump of a solution of compound 1 (2.25 × 10–5 M) in H2O/MeOH 1:1 (v/v) at pH = 1 to the following pH values: (a) pH = 1.9; (b) pH = 5.7; and (c) pH = 9.7.

Spectral variations followed by stopped-flow after a direct pH jump of a solution of compound 1 (2.25 × 10–5 M) in H2O/MeOH 1:1 (v/v) at pH = 1 to the following pH values: (a) pH = 1.9; (b) pH = 5.7; and (c) pH = 9.7. While the spectra of Figure a reflect the amine protonation of the flavylium cation, eq , the spectra of Figure b are similar to those found in some anthocyanins and related compounds, although in this case this process occurs at higher pH values. It corresponds to the equilibrium between flavylium cation and the species CB∧, that includes at least the quinoidal base, A, and the spiro, SP, eqs and 16.where In conclusion, according to Figure the pseudo-<span class="Chemical">eqn>uilibrium is defined by pKa = 1.9 (protonation of the amino group of the <span class="Chemical">flavylium cation) and pKa∧ = 7.5, the <span class="Chemical">equilibrium between the flavylium cation and the species that constitute CB∧, eq . There is experimental evidence for the existence of A and spiro in CB∧. Conversely, no spectral evidence for the formation of ionized species at the pseudo equilibrium, eqs and 17 was achieved. Additional information from the absorption spe<span class="Chemical">ctra monitored 10 ms after the addition of the base up to a few seconds was achieved by carrying out a series of dire<span class="Chemical">ct pH jumps from pH = 1.0 to representative pH values, followed by the stopped-flow, Figure . According to Figure a,b, in the pH range 1 < pH < 5.7 the protonated <span class="Chemical">flavyliumn> cation and the <span class="Chemical">flavylium cation are formed initially in a ratio <span class="Chemical">equal to [AH+]/[AH22+] = Ka^∧/[H+]. The proton transfer is the fastest reaction of the multistate and takes place during the mixing time of the stopped-flow. For pH jumps both to 1.9 and to 5.7, the absorption spectra obtained after 10 ms, after 10 s and after 1 min (not shown) are coincident. This is in accordance to the presence of AH22+ and AH+ prior to the reverse pH jump. Differently, the pH jump to pH = 9.7, Figure c, shows that the pseudo-equilibrium is reached after 0.3 s. The species that is formed, with λmax = 304 nm has the same absorption maximum as the spiro compound identified by NMR (Supporting Information, Table S4). This means that most presumably the spiro is obtained from intramolecular cyclization of the quinoidal base (i.e. formed immediately upon the pH jump to 9.7). However, we cannot exclude the possible pathway through the hemiketal. This result is similar to the behavior of anthocyanins, that is, the quinoidal base does not hydrate in acidic medium, but reacts with the hydroxide anion in basic medium to give the hemiketal, that later tautomerizes (ring opening) leading to Cc. In Figure a, a direct pH jump to pH = 12.7 shows the initial formation of the quinoidal base that disappears to give an absorption band, the shape and position of which resemble those of a trans-chalcone (below we prove that it is Ct–) together with an absorption in the UV characteristic of the spiro form (λmax = 304 nm).
Figure 3

(a) Spectral variations after a direct pH jump of compound 1 (4.7 × 10–5 M) in H2O/MeOH 1:1 (v/v) at pH = 1 to pH = 12.7; (b) pH dependent absorption bands for pH > 10 after 5 h. The data could be fitted for a pKa = 11.8.

(a) Spectral variations after a direct pH jump of compound 1 (4.7 × 10–5 M) in H2O/MeOH 1:1 (v/v) at pH = 1 to pH = 12.7; (b) pH dependent absorption bands for pH > 10 after 5 h. The data could be fitted for a pKa = 11.8. At the equilibrium, Figure b, the monoionized trans-chalcone is formed at higher pH values and a third pKa = 11.8 is defined between the neutral species (A and spiro) and the monoionized trans-chalcone (Ct–), see Supporting Information, Table S5. Only at high pH values (pH > 10), the pseudo-equilibrium and the equilibrium become different. In Scheme the mole fraction distribution of species at the pseudo-equilibrium and equilibrium are shown. The color palette obtained from equilibrated solution of compound 1 is also presented.
Scheme 5

Bottom: Mole Fraction Distribution of Species for Compound 1 at the Equilibrium (Full Orange Line) and at the Pseudo-Equilibrium (Traced Black Line); Top: Color of the Solutions at Representative pH Values in H2O/MeOH 1:1 (v/v)

NMR Experiments

The study of compound 1 was complemented by running NMR n class="Chemical">spectra at different pH values (Figure ). A sample for NMR was prepared by dissolving the synthesized compound 1 in 450 μL of DMSO-d6 and 50 μL of deuterated trifluoroacetic acid (TFA). The 1H NMR spectra were run at 298 K and any evolution of the system followed over time. The 1H NMR spectrum only shows one set of peaks corresponding to a single flavylium: two singlets assigned to protons 4 and 1′b (Table S1, Supporting Information); two ABX sets corresponding to three protons in relative positions 1, 2, and 4 in the same aromatic ring, a set of aliphatic protons corresponding to the propylene bridge and two aliphatic singlets corresponding to amine methyl groups. The singlet at the lowest field was assigned to H4 on the basis of the expected lowest electron density on this position and in accordance with many published flavylium derivatives.[18] Full characterization and assignment of 1H and 13C signals was achieved with heteronuclear single quantum coherence (HSQC), heteronuclear multiple bond correlation (HMBC) and COSY spectra (Table S1, Supporting Information) allowing identification of the corresponding monoprotonated flavylium trans isomer, most probably at the 4″ position (AH22+). The same NMR experiment was performed modifying the solvent to the same one used in UV–vis spectroscopic measurements (CD3OD/D2O/DCl 1:1:0.05). The 1H NMR spectra were run at 298 K and showed again the same set of peaks previously observed in DMSO-d6/TFA (9:1) (Figure S6, Supporting Information). According to the nuclear Overhauser enhancement spectroscopy (NOESY) correlation between the methylene aliphatic protons and H6″, the presence of the mono protonated flavylium trans isomer is confirmed (Figure , pink spectrum, AH22+, and Table S2, Supporting Information).
Figure 4

1H NMR spectrum of AH22+ species (pink spectrum at pD 1.0 in MeOD/D2O 1:1), AH+ species (blue spectrum at pD 6.0 in DMSO/D2O 8:2), spiro species (black spectrum at pD 10.0 in DMSO/D2O 8:2) and Ct– species (red spectrum at pD 14 in DMSO/NaOD) (2 M).

1H NMR spectrum of AH22+ species (pink spectrum at pD 1.0 in MeOD/D2O 1:1), AH+ species (blue spectrum at pD 6.0 in DMSO/D2O 8:2), spiro species (black spectrum at pD 10.0 in DMSO/D2O 8:2) and Ct– species (red spectrum at pD 14 in DMSO/NaOD) (2 M). The extremely low solubility of the compound 1 in MeOH/H2O 1:1 limited the use of NMR and mixtures of DMSO/D2O had to be used. Compound 1 was dissolved in a mixture of DMSO-d6/D2O (8:2) and the pD was adjusted to 6.0 with deuterated acetate buffer (0.025 M). The UV–vis spectra in this mixture of solvent is coincident with the corresponding spectra at pH 5.2 in MeOH/H2O 1:1 (Table S3, Supporting Information). The 1H NMR spectra were run at 298 K and shows only one set of peaks corresponding to a single species. Full characterization and assignment of 1H and 13C signals was achieved with HSQC, HMBC, COSY, and NOESY spectra (Table S3, Supporting Information), allowing us to identify the corresponding trans flavylium isomer (AH+) (blue spectrum, Figure ). To characterize the species present under basic conditions, compound 1 was dissolved in a mixture of DMSO-d6/D2O (8:2) and te pD adjusted to 10.0 with a 0.1 M NaOD solution in D2O. The UV–vis spectrum in this solvent mixture is coincident with the corresponding UV–vis spectrum at pH 10.0 in MeOH/H2O 1:1, except for the absence of the structured band in the visible (Table S4, Supporting Information). The low solubility of the compound in DMSO-d6/D2O (8:2) limited the use of NMR. It was nevertheless possible to acquire a 1H NMR spectrum that showed only 4 aromatic signals, a clear indication that the structure is very symmetric (Table S4, Supporting Information) and could allow us to suggest a spiropyran-like structure which most likely corresponds to the spiro (Sp) species (Figure , black spectrum). Compound 1 was further dissolved in a mixture of <span class="Chemical">DMSO-d6/n><span class="Chemical">NaOD (2 M), and the respective 1H NMR showed only 4 aromatic signals, (red spectrum, Figure , Table S5, Supporting Information), an indication of an ionized trans-chalcone.b The respective UV–vis spectrum is 30 nm red shifted with the corresponding UV–vis spectrum at pH 12.7 in MeOH/H2O 1:1 (Table S5, Supporting Information). Most probably in both solvents in basic medium we are dealing with the monoionized species; a red shift of 20 nm was also observed for the flavylium cation at pH = 1.0 from DMSO/H2O 1:1 to MeOH/H2O 1:1.

Reverse pH Jumps

Reverse pH jumps from solutions n class="Chemical">eqn>uilibrated at different pH values during 1 day to pH = 1.0 are presented in Figure a. In the pH range from 1 < pH < 5 the flavylium is the sole observed-species with a more or less constant absorption spectrum. This result suggests that after 1 day the solutions in this pH range (at the pseudo-equilibrium) are flavylium cations (protonated and unprotonated at the amino substituent). In the pH range 7 < pH < 10.5 the flavylium cation is still the sole observed species but its absorption grows with a monoexponential kinetics. In this initial pH range the flavylium cation is equilibrated with quinoidal base and spiro forms. The quinoidal base existing prior to the pH jump (in equilibrium with some AH+ for lower pHs) corresponds to the initial flavylium cation, and the monoexponential growth is due to the formation of more flavylium from the spiro. However, we cannot exclude the existence of some minor fractions of cis-chalcone and hemiketal, in spite of the monoexponential nature of the trace.
Figure 5

(a) Spectral variations monitored by stopped flow after 10 ms upon reverse pH jumps from solutions of compound 1 (7.5 × 10–5 M) equilibrated at different pH values [in H2O/MeOH 1:1 (v/v)] to pH = 1.0; (b) initial spectrum obtained after a reverse pH jump from equilibrated solutions of compound 1 (4.7 × 10–5 M) at pH = 12.6 (orange) back to representative pHs. There is evidence for the second protonation of the chalcone for [H+] > 1 M.c.

(a) Spectral variations monitored by stopped flow after 10 ms upon reverse pH jumps from solutions of compound 1 (7.5 × 10–5 M) equilibrated at different pH values [in H2O/MeOH 1:1 (v/v)] to pH = 1.0; (b) initial spectrum obtained after a reverse pH jump from equilibrated solutions of compound 1 (4.7 × 10–5 M) at pH = 12.6 (orange) back to representative pHs. There is evidence for the second protonation of the chalcone for [H+] > 1 M.c. At pH = 11.7, the formation of an absorption spectrum that could be attributed to a monoprotonated trans-chalcone on the basis of the observed λmax = 348 nm is clear. The spectral evidence for the trans-chalcones is given in Figure b. The solution at pH = 12.6 was reverted back to a series of different pH values. Only three different absorption spectra could be identified, corresponding to Ct–, Ct and Ct+. The diagram of Scheme permits to rationalize not only the thermodynamic behavior but also the kinetic steps. A dire<span class="Chemical">ctn> pH jump to pH = 5.0 gives exclusively the (non-protonated) <span class="Chemical">flavylium cation. In the case of a pH jump to 10.0, the <span class="Chemical">quinoidal base is immediately formed but in a few sub-seconds equilibrates with the spiro. When a direct pH jump is performed to pH = 12.0 the most stable species is now Ct–; the kinetics is slow because the spiro should open in a cis form that has to isomerize. The isomerization can be slow by intrinsic reasons or if the energy level of the cis species is much higher than the respective trans. We were not able to position the cis forms in the energy level diagram because of their transient nature.
Scheme 6

Semiquantitative Energy Level Diagram of Compound 1

Spiro Opening

A series of reverse pH jumps from <span class="Chemical">equilibrated solutions at pH = 10.1 back to lower pH values was performed and the rate constants toward the new <span class="Chemical">equilibrium represented in Figure .
Figure 6

(a) Spectral variations after a reverse pH jump from an equilibrated solution of compound 1 (2 × 10–5 M) at pH = 10.1 to pH = 1.0 in H2O/MeOH 1:1 (v/v); (b) absorption spectra 10 ms after a reverse pH jump from equilibrated solutions at pH = 10.1 (2 × 10–5 M); and (c) representation of the rate constant for the spiro opening process as a function of pH.

(a) Spectral variations after a reverse pH jump from an equilibrated solution of compound 1 (2 × 10–5 M) at pH = 10.1 to pH = 1.0 in H2O/MeOH 1:1 (v/v); (b) absorption spectra 10 ms after a reverse pH jump from equilibrated solutions at pH = 10.1 (2 × 10–5 M); and (c) representation of the rate constant for the spiro opening process as a function of pH. At pH = 10 there is an equilibrium between the spiro and the quinoidal base. The reverse pH jumps to pH = 1.0, Figure a, show the formation of the two flavylium cations with predominance of the amino protonated one. The spectrum after 10 ms results from the conversion of the quinoidal base into the flavylium cations. The kinetic process is monoexponential with a rate constant kobs = 2.5 s–1, reflecting the kinetics of the spiro opening. The intermediate from the spiro opening should be a cis form, while the observed flavylium cations are in the trans geometry. This confirms that the cis–trans isomerization in this compound seems to be very fast and consequently we only observed experimentally the trans forms. The absorption spectra taken 10 ms after the reverse pH jump, to several lower pHs, Figure b, shows the quinoidal base or the flavylium cations according to the final pH value. Besides the quinoidal base and the flavylium cation absorptions in the visible, there are absorption bands in the UV region of the spectrum characteristic of the spiro form. Interestingly, the transient forms of the protonated spiro appear at lower pH values and the absorption versus pH is compatible with two species with inflection points at pH = 2.6 and pH = 4.2. We assign these pKa’s to the first and second protonations of the spiro (at the amino groups). From this point onwards, the system evolves to the equilibrium with a rate constant that changes with pH as represented in Figure c. The shape of Figure c can be fitted with eq where X represents the mole fractions of the three spiro species, k the respective rate constants and kOH the rate for the basic catalysis, similarly to the one observed in hemiketals derived from flavylium cations.[16] The fitting was achieved for the following parameters: k1 = 1 s–1; k2 = 75 s–1; k3 = 15 s–1; kOH = 1.0 × 107 M–1 s–1. According to the kinetic data of the spiro opening reported in Figure c, four different regimes could be identified as a fun<n class="Chemical">span class="Chemical">ction of pH; (i) highly acidic (pH < 2.6) where the <spn>an class="Chemical">SP2+ species is the dominant one, (ii) acidic (2.6 < pH < 4.2) where the SP+ species prevails, (iii) neutral (4.2 < pH < 7.2) where the neutral SP is the representative species and (iv) the basic one (pH > 7.2) where the rate increases with increasing pH. The fitting through eq indicates (i) the fully protonated SP2+ species exhibits the slower rate, (ii) the highest rate takes place for the monoprotonated form, and (iii) the rate decreases again in the case of the nonprotonated spiro. We suggest, Scheme , that the spiro opening is controlled by the possibility of the nitrogen atoms to share their lone pair to the conjugated π-system and also by the electrophilicity of the ketalic carbon of spiro (C2). In that sense, it seems reasonable to suggest that the more reactive spiro species will be the one able to maximize both requirements. The monoprotonated spiro form (2.6 < pH < 4.2) has a nitrogen atom with a donating lone pair available, and the ketalic carbon shows an important electrophilic character because of the protonation of the other amino group. For that reason we consider plausible that this species presents the higher rate constant observed (k2 = 75 s–1). In the neutral spiro form (pH > 4.2) both nitrogen atoms present their lone pair available, however the electrophilic character of the ketalic carbon is lower and therefore the kinetic rate decreases (k3 = 15 s–1). Finally, the diprotonated spiro species (pH < 2.6) presents the higher electrophilic character in its ketalic carbon; however, none of the lone pair of nitrogen atoms are available to promote the intramolecular spiro opening. In this case, we propose that the spiro opening is due to a nucleophilic attack of a water molecule to its ketalic carbon. Therefore, the process is intermolecular instead of intramolecular and it is controlled by the diffusion of a water molecule. This change in the molecularity of the reaction induces a drastic reduction on the constant rates observed (k1 = 1 s–1).
Scheme 7

Proposed pH Dependent Mechanism for the Spiro Opening

Conclusions

The results achieved through this work confirm that the multistate of <span class="Chemical">anthocyaninsn> is not restri<span class="Chemical">cted to these compounds and could be the general behavior of all <span class="Chemical">flavylium derivatives. The scientific approach and the knowledge developed for anthocyanins multistate of species during more than one century of research is a powerful tool that permitted rationalizing the complex 2,6-bis(arylidene)cyclohexanones multistate of species. In this particular case, the presence of two amino substituents in position 7 and 4′, lead to a push–pull effe<span class="Chemical">ctn> from both amino groups to the <span class="Chemical">pyrylium core, allowing the stabilization of the blue <span class="Chemical">flavylium cation up to pH = 8, a feature not shown in conventional synthetic flavylium compounds, where Ct becomes the most stable species (typically from pH values over 4 or 5). Another important aspect in 2,6-bis(arylidene)cyclohexanones is the presence of the spiro form that is the equivalent of the hemiketal in anthocyanins, which seems to be stabilized by the propylenic bridge.

Experimental Section

Materials and Methods

All chemicals and solvents employed for synthesis and preparation of samples were of analytical grade and used without further purification if not otherwise specified. The n class="Chemical">NMR spectra were recorded on a Bruker ADVANCE III 400 spectrometer (400 MHz for 1H, 100 MHz for 13C) at 298 K. NMR assignments have been carried out on the basis of 1D NMR spectra (1H, 13C, DEPT 135) and 2D NMR spectra (NOESY, COSY, HSQC and HMBC). Elemental analysis was performed on an elemental analysis system vario MICRO cube from Elementar Analysensysteme GmbH.

Synthesis of 6-(Dimethylamino)-4-(4-(dimethylamino)-2-hydroxybenylidene)-1,2,3,4-tetrahydroxanthylium (1)

The compounds 4-dimethylamino-2-hydroxybenzaldehyde (0.39 g, 2.36 mmol) and cyclohexanone (0.116 g, 1.18 mmol) were dissolved in 10 mL of ethanol and heated to 50 °C. The mixture was stirred while dry hydrogen chloride gas was generated and bubbled in the mixture. After 3 h of stirring, the color of the solution was changed from yellow to purple. The reaction finished after 24 h. The precipitate that formed was filtered off, recrystallized from methanol/diethyl ether, and washed with diethyl ether. A dark violet powder was obtained (60% yield). Elemental analysis for <span class="Chemical">C24H29Cl3N2O2·<span class="Chemical">CH3OH (514.16 g/mol) Calcd: C, 58.2; H, 6.45; N, 5.43%. Found: C, 58.5; H, 6.53; N, 5.62%.

Thermodynamic and Kinetic Studies

The pH jumps were carried out by adding a stock solution of flavylium salt in 1:1 MeOH/HCl 0.2 M (1 mL) to a 3 mL quartz cuvette containing a solution of 1:1 MeOH/NaOH 0.2 M (1 mL), MeOH (0.5 mL), and universal buffer of Theorell and Stenhagen (0.5 mL)[19] at the desired final pH. This defined the ionic strength as 0.1 M (controlled by the NaCl concentration resulting from neutralization). The final pH of the solutions was measured in a Crison basic 20 + pH meter. Spectroscopic measurements were performed using Milli-Q water and methanol HPLC grade, with a constant temperature of 20 ± 1 °C, with a Varian-Cary 100 Bio or Varian-Cary 5000 spectrophotometers. The stopped-flow experiments were conducted in an Applied Photophysics SX20 stopped-flow spectrometer provided with a PDA.1/UV photodiode array detector. The NMR and absorption spectrum at basic medium was carried out in a saturated solution of compound 1 in (0.7 mL DMSO-d6 + 0.08 mL NaOD 40% + 0.1 mL D2O) circa 0.9 M in base.
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1.  pH-Dependent Multistate System Generated by a Synthetic Furanoflavylium Compound: An Ancestor of the Anthocyanin Multistate of Chemical Species.

Authors:  A Alejo-Armijo; A Jorge Parola; Fernando Pina
Journal:  ACS Omega       Date:  2019-02-22
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