| Literature DB >> 31431915 |
Annahita Ehsan1,2, Hannah Sophie Klaas1,2, Alexander Bastianen1, Dario Spini1,2.
Abstract
There are many systematic reviews on social capital (SC) and various health outcomes, but each of these reviews shows one piece of the larger SC and health puzzle. The aim of this research was to systematically review systematic reviews on SC and health, in order to provide an overview of existing evidence and to identify strategies for future research. Nine databases were searched for key words that could fall under the broad umbrella of SC and health outcomes. We screened 4941 titles and abstracts and read 187 reviews before retaining 20 of them. A critical appraisal of each review was conducted. The reviews show there is good evidence to suggest that SC predicts better mental and physical health, and indicators of SC are protective against mortality. At the same time, many reviews also found numerous non-significant and negative relationships that are important to consider. It was unclear whether SC interventions for health were really improving SC, or other aspects of the social environment. Overall, this research shows that evidence on how various aspects of SC affect different health outcomes for different actors remains unclear. Intergroup and lifecourse perspectives could help clarify this link. Future research could benefit from conceptualizing the link between SC and health in a what, who, where, when, why and how framework.Entities:
Keywords: Health; Lifecourse; Social capital; Social cohesion; Social identity; Social networks; Systematic review
Year: 2019 PMID: 31431915 PMCID: PMC6580321 DOI: 10.1016/j.ssmph.2019.100425
Source DB: PubMed Journal: SSM Popul Health ISSN: 2352-8273
Fig. 1Flow diagram of included studies.
Review characteristics.
| Reference | Aim of review | Target population | Date range of included studies | Type of review | Search sources | Type of studies | Included studies |
|---|---|---|---|---|---|---|---|
| Investigate the associations between SC and mental health | Any | Up to Dec 2003 | Interdisciplinary review | CINAHL, HealthSTAR, MEDLINE, PsycINFO, Web of Science/Knowledge | Longitudinal, cross-sectional | 12 | |
| Examine the use and measurement of family SC in the health literature | Families | Up to Sept 2015 | SR | PubMed, Sociological Abstracts, Web of Science/Knowledge | Any quantitative | 30 | |
| Synthesize the empirical evidence that links SC to population health | Any | Jan 1990 to June 2002 | SR | CINAHL, PubMed, | Quantitative and qualitative | 19 | |
| Evaluate the effect of SC on three specific health outcomes: all-cause mortality, cardiovascular disease (CVD) and cancer | Adults | Up to Oct 2018 | Meta-analysis | EMBASE, MEDLINE, PsycINFO, | Longitudinal | 14 | |
| Assess the impact on health outcomes and use of health-related resources of interventions that promote SC or its components among older people | Elderly (60+) | January 1980 to July 2015 | SR | CINAHL, Cochrane Central Register of Controlled Trials, EMBASE, MedLine, PsycINFO, Web of Science/Knowledge | RCT | 73 | |
| Systematically review quantitative studies examining the association between SC and mental illness | Any | Up to March 2003 | SR | CAB abstracts, Cochrane Library, C2-SPECTR, Eldis, EMBASE, HMIC, IBSS, ID21, Inter-American initiative on SC, ethics and development – document library, Lilacs, National Research register, Popline, PsychINFO, PubMed, Science and Social Science Citation Index, SERFile, SIGLE4, TRIP Database, World Bank SC document library, Zetoc | Any quantitative | 21 | |
| Systematically review all published quantitative studies examining the direct association between SC and common mental disorders (CMD) | Adults | Up to July 2014 | SR | Central Cochrane Database (Cochrane Database of Systematic Reviews, Cochrane Central Register of Controlled Trials) EMBASE, Global Health, IBSS, MEDLINE, PsycINFO, PubMed, SocIndex, Social Sciences, TRIP database | Longitudinal, cross-sectional | 39 | |
| Identify controlled studies that assess the effects of SC interventions on mental health outcomes in an adult population in any setting | Adults | Up to July 2017 | SR | CAB Abstracts, Clinical Trials Registry Platform, CENTRAL, EMBASE, EU Clinical Trials Registry, Global Health, Health Management Information Consortium, IBSS, LILACS, PsycINFO, Social Science Citation Index, Sociofile, US Clinical Trials Register, WHO International, World Bank e-library | RCT, quasi-experimental | 7 | |
| Compile the SC literature to determine whether SC has a positive relationship with health | Any | Not mentioned | Meta-analysis | Cochrane Database of Systematic Reviews, Cochrane Library, MEDLINE, PsycINFO, Sociological Abstracts, Web of Science/Knowledge | Any quantitative | 39 | |
| Analyze the quantitative studies that have investigated the association between SC and NCDs, and explore the role of SC in NCD prevention and control | Any | Up to July 2014 | SR | Biosis Previews, EBSCO, ELSEVIER ScienceDirect, JCR, PubMed, SCIE, Wiley Online Library | Longitudinal, cross-sectional | 17 | |
| Critically review the origins and different forms and dimensions of SC as it has been operationalized in the empirical literature, systematically review the empirical studies that have examined the health impact of individual and area level SC for different countries, and explore some analytical and interpretational issues that may be pertinent when assessing the health impact of area level SC | Any | Jan 1995 to June 2005 | SR | EconLit, IBSS, MEDLINE, Sociological Abstracts | Any quantitative | 42 | |
| Systematically review the impact of SC and social support on the health of female heads of households | Women- head of household | 2000 to 2015 | SR | Google Scholar, Irandoc, Iranmedex, Magiran, Scientific Information Database, PubMed, Scopus, Science Direct | Any quantative | 15 | |
| Identify, analyze and synthesize primary evidence on the association between SC and mental health and behavioral problems in children and adolescents | Children and adolescents (0–18) | Jan 1990 to Apr 2012 | SR | ASSIA, CINAHL, Cochrane Database of Systematic Reviews, Cochrane Central Register of Controlled Trials, Database of Abstracts of Reviews Effects, EMBASE, MEDLINE, PsycINFO, Sociological Abstracts" | Quantitative and qualitative | 55 | |
| Systematically review of the literature on the role and impact of SC on the health and wellbeing of children and adolescents | Children and adolescents (0–18) | Jan 1990 to Mar 2012 | SR | ASSIA, CINAHL, Cochrane Library, EMBASE, MEDLINE, PsycINFO, Sociological Abstracts | Longitudinal, cross-sectional, RCT, quasi-experimental | 102 | |
| Review prospective multilevel analytic studies of the association between SC and health | Any | Up until Aug 2011 | SR | PubMed | Longitudinal | 13 | |
| Clarify the link between SC and mortality by deconstructing the umbrella concept of SC into its different key aspects | Adults | Up to Sept 2009 | Meta-analysis | ASSIA, CINAHL, MEDLINE, PubMed, SocINDEX, Social Services Abstracts, SocAbst | Longitudinal | 20 | |
| Identify the state of the evidence of SC and it's relationship with prevention, transmission, and treatment of HIV/AIDS outcomes in the United States | USA | 2003 to 2017 | Scoping review | EMBASE, PubMed, PsycInfo, Sociological Abstracts, Web of Science/Knowledge | Quantitative and qualitative | 13 | |
| Clarify the relationship between SC and health inequalities | Any | Up to July 2012 | SR | Cochrane library, CINAHL, EMBASE, Medline | Quantitative and qualitative | 60 | |
| Search for empirical studies that have identified an association between SC and negative health outcomes | Any | Up to 2017 | SR | EMBASE, PubMed, PsycINFO | Longitudinal, cross-sectional | 44 | |
| Perform a systematic review of studies that claim to have fostered SC interventions in public health | Any | up to Jan 2018 | SR | PubMed, PsycINFO | Longitudinal, cross-sectional, RCT, quasi-experimental | 17 |
Notes: SR = Systematic Review, RCT = Randomized Control Trials.
Social capital conceptualizations and health outcomes.
| Reference | SC approach used to synthesize the results | SC indicators used to describe the results and show how the approach to SC is operationalized | Offered precise information on how SC was measured in each study | Key results | Overall relationship between SC and health |
|---|---|---|---|---|---|
| Cognitive and structural components of both bonding and bridging SC, on micro-(e.g. family SC) and macro-levels (e.g. community or neighborhood SC). | A broad variety of indicators used by the reviewed studies are reported. These are not grouped into SC dimensions. | Some precise information | There is consistent evidence that SC is linked to better mental health outcomes, but there are also negative relationships. The effects vary according to subgroups (low SES, minority groups, excluded groups, gender, life course) and contexts (e.g., SC can be harmful for health in disadvantaged neighborhoods). | +/− | |
| Family SC as conceptualized by cohesion and network approaches. SC dimensions are described as they are used in the reviewed studies; the authors did not re-group studies and indicators according to SC dimensions. | Precise information | There is consistent evidence that indicators of family SC in both the cohesion and network approaches were related to better health. Also, the mechanisms social influence/social control, social engagement and the exchange of social support can be related to better health. Yet, there was also evidence for non-significant relationships and the (so far still underexplored) negative impact of SC via mechanisms such as family conflict (e.g., conflicting goals or excessive demands), negative social support, and social influence. | ++/n.s./- | ||
| Broad category of community-level SC as conceptualized by Coleman and Putman; individual or geographic attributes, single or multi-level. | A variety of indicators are taken into account. The focus lies on perceptions of trust and social participation. | Some precise information | Most of the reviewed studies point to an association of SC and health, but the authors state that interpretation of the results is problematic due to a lack of conceptual and methodological development in the reviewed studies. There is also evidence for variations in the relationship between SC and health due to subgroups (black/white) and low/high income regions, but the mechanisms remain unclear. | + | |
| Seven dimensions of SC that are assessed at an individual- or area-level. These were adapted from the UK National Office for Statistics. | Precise information | Looking at all levels, the results indicate lower mortality rates for higher levels of trust, social participation and civic participation. There were non-significant relations for social support, norm of reciprocity, sense of community and social networks. | I–S: +/n.s. | ||
| Cognitive and structural components of SC at individual and community levels, bonding, bridging, linking SC, existing SC (relationships), and new SC (new relationships). | A broad variety of different indicators are assessed and are linked to SC dimensions. | Some precise information | Although the majority of intervention studies failed to show a significant improvement of health outcomes, there is evidence for positive effects when considering low-risk-of bias studies and specific populations. | +/n.s./- | |
| Cognitive and structural SC at both individual and ecological levels. | A broad variety of indicators that are used by the reviewed studies are reported. These are classified into either cognitive or structural SCs that can be assessed on either an individual or ecological level. | Some precise information | There is evidence that both cognitive and structural SCs are protective against the development of mental disorders at the individual level, but evidence is lacking or inconsistent on an ecological level. | I–C: ++ | |
| Cognitive and structural SC at both individual and ecological levels. | A broad variety of indicators that are used by the reviewed studies are reported. These are classified into either cognitive or structural SCs that can be assessed on either an individual or ecological level. | Some precise information | Cognitive indicators of SC seem to be protective against the development of common mental disorder both on an individual and ecological level, whereas structural indicators point to no or mixed associations, with some evidence of negative associations in low resource settings. | I–C: ++ | |
| Cognitive and structural SC or proxy indicators for these dimensions, both on an individual and ecological level. | A broad range of indicators are reported. Results are reported in an aggregated way according to the broader SC dimensions. | Precise information | Although most interventions improved health outcomes, evidence is inconsistent as to whether or not SC is improved. There is not enough evidence showing that an improvement in health outcomes is due to improvements in SC through the interventions. | I–C: +/n.s. | |
| Different constructs of SC at either the individual level, the group/ecological level, or multi-level. | No precise information | The relationship between SC and health is on average positive; a one unit increase in SC is related to a 27% increase to be in good health (OR = 1.27; self-reported health: OR = 1.29, survival: OR = 1.17). Yet, there is significant heterogeneity that points to numerous negative and non-significant relationships. Results seem to vary due to the different constructs of SC, levels and countries, however, none of these heterogeneity tests reached significance. | ++/n.s./- | ||
| Cognitive and structural SC on an individual or ecological level. | A broad range of indicators were assessed. | Some precise information | There was good evidence that both cognitive and structural indicators (mixed levels) and individual- and ecological-level indicators (mixed dimensions of SC) were associated with less illness. However, there were also numerous non-significant relationships. There was consistent good evidence for SC as a protective factor against CVD (most strongly at the ecological level and for structural SC), diabetes (especially for cognitive SC), cancer (especially for structural SC) and no evidence in the few studies that investigated COPD. | I-mixed: +/n.s./- (CVD, diabetes) | |
| Individual level SC, aggregated SC (individual responses aggregated), or contextual SC, including multi-level. | A broad range of individual indicators and contextual indicators are taken into consideration when results are reported. These are grouped according to levels and study designs. The authors state, however, that most of their reviewed studies operationalized SC as a combination of both cognitive (particularly, trust and reciprocity) and structural (informal participation or civic engagement) dimensions, and at an area level, most studies used aggregated responses. | Precise information | There is strong evidence for a positive relationship between SC and health or survival at both individual and ecological levels. The positive association between SC and health varies between countries and is stronger in less egalitarian countries. Cross-level interactions indicate that living in an area with high SC is more strongly associated with health in less egalitarian countries. | Single-level mixed: ++ | |
| SC as one whole concept | Indicators for SC are not exhaustively listed. In the description of the results, the authors report results for three indicators: Trust, sense of belonging and social participation. | Some precise information | There is evidence for a positive relationship between the SC and the health of female heads of households. | I–C: + | |
| Family and community SC. | Some precise information | Family SC (most consistent evidence for parent-child relationships and extended family relationships) and community SC (most consistent evidence for both children's and parent's quality and quantity of social support networks, quality of school and neighborhood) is related to better mental health and fewer behavioral problems. However, there were also a number of non-significant and negative relationships. There is evidence that this association is stronger in affluent and low-violence neighborhoods and for children at schools in urban compared to rural communities. | I-mixed: +, n.s., - | ||
| Family and community SC | Some precise information | There was good evidence that family (most consistent evidence for parent-child-relations and relations with other family members) and community SC (most consistent evidence for quality and quantity of social support networks of children and their families, civic engagement, group activities, quality of school and neighborhood) is related to better mental health and fewer behavioral problems. Yet, here were also a number of non-significant and negative relationships. Variations are observed due to e.g. ineffective coping- networks or increase health-risk-behaviour in support networks, living in urban compared to rural regions, belonging to minority groups, living in one compared to two-parents-households, being female and younger versus older adolescents. | I-mixed: +, n.s., - | ||
| Multi-level SC comprising community, workplace (ecological level, aggregated or contextual indices), and individual-level SC. SC dimensions or indicators are described as they are used in the reviewed studies, but the authors did not group the reviewed studies according to SC dimensions. | A broad range of indicators were assessed. | Some precise information | Evidence from prospective multilevel studies indicates that both individual and ecological level (community and workplace) SC can have positive effects on different health outcomes, although there were also a number of non-significant relationships. | All cause-mortality: +/n.s./- | |
| Cognitive and structural SC. | Some precise information | Longitudinal studies provide evidence for a positive relationship between higher individual-level-structural SC and length of life. This was most pronounced regarding the structural SC indicator social participation, followed by social networks. There was some evidence regarding the cognitive SC indicators of trust, and no evidence regarding social support. | I–C: + | ||
| SC as one whole on individual or ecological levels. | Some precise information | A protective effect of SC against HIV could be found in 58% of the studies, whereas there were also numerous associations pointing to a negative impact of SC on HIV or no relationships. Different indicators of SC were either associated with higher or lower diagnoses rates or HIV care, which might be explained by confounding variables such as social segregation and social conditions. | +/n.s./- | ||
| Cognitive, structural, bonding, bridging, and linking SC as individual or contextual SC (area-/community-level), including multi-level. Results are further grouped according to functions that SC can have in the relationship between socioeconomic status and health. | A broad variety of indicators that are used by the reviewed studies are reported, but it is not clear how the authors grouped specific indicators into the dimensions. | No precise information | There was a general positive relationship between SC, socioeconomic status and health, when SC was measured on an individual level. When SC was measured on the contextual level, this relationship was non-significant. Regarding bonding SC, there was consistent (individual level) and some (ecological level) evidence that the positive relationship with health was more pronounced in low-SES- and minority groups (buffer effect). For bridging and linking SC, there was some evidence that the positive relationship with health was more pronounced in high-SES compared to low-SES and minority groups (dependency effect). Also, these SCs were negatively related to health for low-SES and minority groups, especially if the latter lived in areas with high bridging and linking contextual SC. | I: ++ | |
| SC as a broad category that includes individual, community and multiple levels. SC dimensions or indicators are described as they are used in the reviewed studies. The authors group studies according to the negative functions of SC. In the discussion they summarize results for community, bonding, and bridging SC. | A broad variety of indicators used by the reviewed studies are reported. These indicators present both specific items, scales, and constructs (e.g., trust, community participation), as well as broader dimensions of SC (e.g., cognitive, structural, bonding, bridging, linking). | Some precise information | There is evidence that high bonding SC (especially in the presence of low bridging SC) can be related to lower health outcomes. Community SC can be positively or negatively related to health depending on specific subgroups or contexts (e.g., gender, young age, negative relationship for low-trusting individuals in regions with high community SC). Mechanisms explaining the negative relationships might be related to exclusion of outsiders, excess claims on group members, restrictions on individual freedoms, downward leveling norms, social contagion and cross-level interactions between social cohesion and individual characteristics. | C: | |
| SC as a broad category that includes individual, community and multiple levels. SC dimensions or indicators are described as they are used in the reviewed studies. | A broad variety of indicators used by the reviewed studies are reported. These indicators present both specific items, scales, and constructs (e.g., trust, community participation), as well as broader dimensions of SC (e.g., cognitive, structural, bonding, bridging, linking). | Some precise information | 8 out of 9 manuscripts show a positive effect on SC and/or the health outcomes evaluated after the intervention. Yet, it is often not tested whether an improvement in health is due to an improvement in SC. | + |
Notes: When only indicators of SC were presented in the results (e.g., trust), we re-classified these into “cognitive” or “structural” dimensions at either the individual or ecological level in order to more easily compare results across reviews.I–C (individual level cognitive); I–S (individual structural); I-mixed (individual mixed SC); E-C (ecological cognitive); E-S (ecological structural); E-mixed (ecological mixed SC); no indication = mixed SC.
++ → strong evidence that SC is associated with better health/less illness; + → some evidence that SC is associated with better health/less illness; - → evidence that SC is associated with worse health outcomes/more illness; n.s. → non-significant findings.
Target health outcomes.
| Reference | Target health outcomes | Documented reliable and valid health measures? | Mental (M) and/or Physical (P) health | Subjective (S) and/or more objective (O) health measures |
|---|---|---|---|---|
| Mental disorders and mental ill-health | Yes | M | S & O | |
| Self-rated health, psychosomatic health, mental health, depression, global health ratings, drug use, developmental skills, robust mental health | No | M & P | S | |
| Self-rated health, mortality | No | P | S & O | |
| All-cause mortality, cardio-vascular disease, cancer | No | P | O | |
| Self-perceived health, depression, anxiety, mortality General health, physical health, mental health | Yes | M & P | S & O | |
| Mental disorder | Yes | M | S | |
| Common mental disorder | Yes | M | S & O | |
| Mental or behavioral disorder, depressive and anxiety symptoms, mental wellbeing, self-rated mental health | Yes | M | S | |
| Self-rated health, all-cause mortality | No | P | S & O | |
| Cardiovascular diseases (CVD), cancers, chronic respiratory diseases (COPD), diabetes | Yes | P | O | |
| Mortality, any health status: self-rated health, chronic health conditions, STDs, HIV/AIDS, BMI, psychiatric morbidity, psychological distress, CHD | No | M & P | S & O | |
| Mental and physical health (e.g., general health, depression, social health) | Yes | M & P | S | |
| Mental and behavioral health (self esteem, internalizing behaviors, e.g., depression/anxiety, externalizing behaviors, e.g., aggression) | No | M | S | |
| Mental health and wellbeing (e.g., depression, anxiety, stress, developmental and behavioral problems, psychological and social wellbeing) | No | M | S | |
| Mortality, self-rated health, depression, hospitalizations | No | M & P | S & O | |
| All-cause mortality | No | P | O | |
| HIV/AIDS (diagnosis, treatment, incident in population, perceived risk mediators) | Yes | P | S & O | |
| Self-rated health (most frequently), premature mortality, hypertension, obesity, symptoms of mental illness, mental disorders, smoking and substance abuse, longstanding illness | No | M & P | S & O | |
| Broad range of health outcomes (e.g., self-rated health, mental health, depression, drug use, health-care use, use of psychiatric medication, physical health) | No | M & P | S & O | |
| Broad range of health outcomes (e.g., self-rated health, health-related quality of life, depressive, anxiety and posttraumatic symptoms, depressive or anxiolytic treatment, use of health services, physical and psychological functioning, bone densitometry) | No | M & P | S & O |
Notes: I–C (individual level cognitive); I–S (individual structural); I-mixed (individual mixed SC); E-C (ecological cognitive); E-S (ecological structural); E-mixed (ecological mixed SC); no indication = mixed SC.
++ → strong evidence that SC is associated with better health/less illness; + → some evidence that SC is associated with better health/less illness; - → evidence that SC is associated with worse health outcomes/more illness; n.s. → non-significant findings.
Critical appraisal of systematic reviews of non-intervention studies based off AMSTAR (Shea et al., 2007).
| 2 | 4 | 5 | 6 | 7 | 10 | 14 | 15 | 16 | |
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| – | + | – | – | – | – | ++ | – | ||
| – | + | ++ | ++ | – | – | ++ | – | ||
| – | + | – | – | – | – | – | – | ||
| + | + | ++ | – | ++ | – | ++ | ++ | ++ | |
| + | + | ++ | ++ | ++ | – | ++ | ++ | ||
| + | + | ++ | – | ++ | – | ++ | ++ | ||
| + | + | ++ | – | – | – | ++ | ++ | – | |
| + | + | ++ | ++ | + | – | ++ | – | ||
| – | + | – | ++ | – | – | – | – | ||
| – | + | ++ | ++ | + | – | ++ | ++ | ||
| + | + | ++ | ++ | + | – | ++ | ++ | ||
| + | + | ++ | ++ | + | – | ++ | ++ | ||
| – | – | – | ++ | – | – | – | ++ | ||
| + | + | ++ | – | + | – | ++ | ++ | ++ | |
| – | + | ++ | ++ | ++ | – | ++ | – | ||
| ++ | ++ | ++ | ++ | ++ | – | ++ | ++ | ||
| – | + | ++ | ++ | + | – | – | – |
Notes: ++ yes; + partial yes; - no; empty space is not applicable. AMSTAR questions are listed in supplementary materials, Appendix D.
Critical appraisal of systematic reviews of interventions based off AMSTAR (Shea et al., 2007).
| 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15 | 16 | |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| ++ | ++ | ++ | ++ | ++ | ++ | + | ++ | ++ | – | ++ | ++ | ++ | ||||
| ++ | + | – | ++ | ++ | – | + | + | + | – | ++ | ++ | ++ | ||||
| ++ | – | – | + | ++ | – | + | + | – | – | ++ | – | – |
Notes: ++ yes; + partial yes; - no; empty space is not applicable. AMSTAR questions are listed in supplementary materials, Appendix D.
Proposed conceptualization of social capital and health
| Approach | Approach definition | Dimension | Definition |
|---|---|---|---|
| Network | Patterns of social ties that exist within a set of actors (individuals, groups, organisations, etc.). Social ties refer to the links that bring different actors together, and can be formal or informal. | Binding | Long lasting, multiplex, and highly emotional relationships |
| Bonding | Resources that are accessed within networks or groups having generally similar characteristics | ||
| Bridging | Social resources that may be accessed across different groups (usually with different socio-demographic and socio-economic positions) | ||
| Linking | Networks of trust that connect individuals and groups across different structures (often in relation to institutionalized authority/ power) | ||
| Cohesion | The presence of strong social bonds that bridge divisions in society, and the lack of conflict in a society | Structural | Formal opportunities in which individual actors might develop social ties or social networks |
| Cognitive | Perceptions of trust, reciprocity, and support, shared values | ||
| Relational | Nature of relationships and identification with others | ||
| Identification | An individual’s socio-cognitive identification with one or several social category/ies or with one or several concrete groups | Cognitive | Self-categorization of belonging to a group, or group membership |
| Affective | Emotional evaluation of group membership | ||
| In-group ties | Perceptions of similarity and bonds with group members |
Notes: Adapted from Cameron (2004), Deaux (1996)Jetten et al. (2017), Kawachi & Berkman (2014), Moore & Kawachi (2017), Nahapiet & Ghoshal (1998), Obst & White (2005), Widmer (2007)