Serotonin Neuronal Function from the Bed to the Bench: Is This Really a Mirrored Way?

Significance Statement

Induced pluripotent stem cells (iPSCs) offer a great opportunity to recapitulate both normal and pathologic development of brain tissues. Recently, three research teams have developed human-PSC technology and direct somatic cell reprogramming to allow induction of human serotonin (5-hydroxytryptamine; 5-HT) neurons in vitro. While preclinical studies have repeatedly shown that 5-HT suppresses 5-HT neuronal firing activity, one group has tested the effect of 5-HT on the neuronal activity of those 5-HT-like cells and found a paradoxical excitatory action of 5-HT. Here, we argue that few cautions in translational interpretations have to be taken into account. Nonetheless, using patient-derived cells for generating disease relevant cell types truly offers a new and powerful approach for investigating mechanisms playing fundamental roles in psychiatric disorders.

Disease modeling by direct reprogramming into desired cell types represents a new huge challenge. Induced pluripotent stem cells (iPSCs), cells reprogrammed from human somatic cells, offer a great opportunity to recapitulate both normal and pathologic development of brain tissues and may as well provide essential strategies toward cell-based therapy of neuropsychiatric diseases (Vadodaria et al., 2018). Successfully, in 2016, three research teams have developed human-PSC technology (Lu et al., 2016) and direct somatic cell reprogramming (Vadodaria et al., 2016a; Xu et al., 2016) to allow induction of human serotonin neurons in vitro for the first time (for review, see Vadodaria et al., 2016b).

Remarkably, Lu et al. (2016) have demonstrated the accurate timely regulation of WNT, SHH, and FGF4 signaling pathways during the serotonergic (5-HT) neuron differentiation and generated an enriched population of 5-HT neurons from human embryonic stem cells (ESCs) and iPSCs. These human 5-HT neurons not only express specific biomarkers (TPH2, 5-HT, GATA3, GATA2, FEV, LMX1B, SERT, AADC, and VMAT2) but also show electrophysiological activities and release 5-HT in response to stimuli in a dose-dependent and time-dependent manner (Lu et al., 2016). Subsequently, this group further analyzed the features of human iPSCs-derived 5-HT neurons both in vitro and in vivo. They found that these human 5-HT neurons are sensitive to the specific neurotoxin 5,7-dihydroxytryptamine in vitro. After being transplanted into new-born mice, the cells not only expressed their typical molecular markers but also showed the migration and projection to the cerebellum, hindbrain, and spinal cord. Clearly, the obtained human iPSCs-derived neurons exhibit the typical features of the 5-HT neurons in the brain (Cao et al., 2017). As observed in vivo, a recent study also described selective serotonin reuptake inhibitor (SSRI)-dependent elevation of extracellular 5-HT concentrations, caused by the antidepressant citalopram exposure of human iPSC-derived 5-HT neurons (Vadodaria et al., 2019).

Accordingly, somatic cells were also shown to be directly converted to functional neurons (directly induced neurons) through ectopic expression of neural conversion factors. Consequently, dopaminergic, cholinergic, or striatal medium spiny neurons have been recently generated directly from human fibroblasts by using forced expression of lineage-specific transcription factors acting during brain development (Miskinyte et al., 2017). Therefore, Xu et al. (2016) demonstrated the efficient conversion of human fibroblasts to serotonin induced neurons following expression of the transcription factors Ascl1, Foxa2, Lmx1b, and FEV. The authors have examined the trans-differentiation that was enhanced by p53 knock-down and suitable culture conditions (including hypoxia, which was shown to increase the yield of 5-HT neurons). Importantly, Xu et al. (2016) verified that serotonin induced neurons were able to express markers for mature 5-HT neurons, presented Ca2+-dependent 5-HT release and selective 5-HT uptake, and exhibited spontaneous action potentials and spontaneous excitatory postsynaptic currents. Surprisingly however, bath application of 5-HT significantly increases the firing rate of spontaneous action potentials. In parallel, Vadodaria et al. (2016a) showed that overexpressing a different combination of 5-HT phenotype-specific transcription factors (NKX2.2, FEV, GATA2, and LMX1B) in combination with the neuronal transcription factors ASCL1 and NGN2 directly and efficiently generated 5-HT neurons from human fibroblasts. Induced 5-HT neurons showed increased expression of specific serotonergic genes known to be expressed in raphe nuclei and displayed spontaneous action potentials, released serotonin in vitro and functionally responded to SSRIs.

Noticeably, the results from Xu and co-workers on the functional effect of 5-HT on spontaneous action potentials of induced 5-HT neurons appear to be in discrepancy with all the preclinical data obtained so far. Indeed, animal studies, mostly conducted in rodents, have demonstrated that this neurotransmitter exerts an inhibitory influence on the firing activity of mature 5-HT neurons (for review, see Blier and El Mansari, 2013). 5-HT neurons exist in nearly all animal taxa, from the invertebrate nervous system to mammalian brains. The 5-HT system in the vertebrate brain is implicated in various behaviors and diseases. In mammals, the cell bodies of 5-HT neurons are located in the brainstem, near or on the midline. The dorsal raphe nucleus (DRN) contains ∼50% of the total 5-HT neurons in both rat and human CNS (Piñeyro and Blier 1999). In rodents, the 5-HT-containing cells have been shown to exhibit a slow (1–2 Hz) and regular firing rate, with a long-duration positive action potential. This regular discharge pattern results from a pacemaker cycle attributed to a Ca2+-dependent K+ outward current. The depolarization is followed by a long afterhyperpolarization (AHP) period, which diminishes slowly during the interspike interval. During the depolarization, extracellular Ca2+ enters the neuron via a voltage-dependent Ca2+ channel activating a K+ outward conductance leading to an AHP. Ca2+ is then sequestered/extruded and the AHP diminishes slowly. When the membrane potential reaches the low-threshold Ca2+ conductance, a new action potential is triggered (Piñeyro and Blier 1999). Around five decades ago, Aghajanian et al. (1970) were the first to assess, electrophysiologically in anesthetized rodents the effects of monoamine oxidase inhibitors (MAOIs), the first class of antidepressant medications, on the firing activity of single, serotonin-containing neurons of the midbrain raphe nuclei. All MAOI tested caused depression of raphe unit firing rate by increasing endogenous 5-HT and such suppressant effects were prevented by prior treatment with an inhibitor of 5-HT synthesis. Similarly, in vitro and in vivo, direct application of exogenous 5-HT suppresses 5-HT neuronal firing activity (Piñeyro and Blier 1999). Numerous rodent studies have shown that this net effect of 5-HT is mediated via the activation of somatodendritic 5-HT1A autoreceptors (for review, see Piñeyro and Blier 1999). This 5-HT1A autoreceptor receives an increased activation by endogenous 5-HT at the beginning of a treatment with a SSRI or a MAOI and, consequently, a decreased 5-HT neuronal firing activity is obtained. Indeed, when activated by 5-HT, Gαi/o-coupled 5-HT1A autoreceptors trigger a strong reduction of 5-HT impulse flow through the opening of inwardly rectifying K+ channels and the inhibition of voltage-dependent Ca2+ channels (Piñeyro and Blier 1999). By reducing pacemaker firing, 5-HT1A autoreceptors regulate 5-HT levels both locally in the DRN and in terminal projection regions (Courtney and Ford, 2016). As the SSRI or MAOI treatment is prolonged, the 5-HT1A autoreceptor desensitizes and firing activity is restored in the presence of the SSRI or MAOI. This adaptive change has been proposed to underlie, at least in part, the delayed therapeutic effect of SSRI or MAOI in major depression (Piñeyro and Blier 1999). However, only very few studies have been conducted in humans to directly address the role of 5-HT1A autoreceptors on 5-HT neuronal activity. One of the reasons resides in the small size of the DRN, which renders it virtually invisible for MRI-based in vivo imaging studies (Sibon et al., 2008). Interestingly still, human EEG studies have reported that the stimulation of presynaptic 5-HT1A receptors induces a shift of the frequency spectrum (McAllister-Williams and Massey, 2003), an effect reflecting the inhibitory action of these receptors on 5-HT activity (Seifritz et al., 1996, 1998). More recently, clinical studies have shown that the 5-HT1A agonist buspirone produces a more pronounced shift in medication-free depressed patients, confirming the hypothesis that at least some depressive disorders may be related to an abnormally enhanced functional status of 5-HT1A autoreceptors, leading to a hypo-function of the 5-HT system (McAllister-Williams et al., 2014). Also of note, several PET studies have shown that an enhanced binding potential at DRN 5-HT1A sites correlates with a reduced 5-HT transmission within the amygdala, thus providing indirect, but strong evidence, that these receptors inhibit terminal 5-HT release (Fisher et al., 2006). Clearly, the reason of the discrepant electrophysiological findings mentioned above appears to be puzzling. For that reason, the net effect of 5-HT on spontaneous action potentials of induced 5-HT neurons, obtained from both Lu et al. (2016) and Vadodaria et al. (2016a), should be extremely interesting to be assessed and compared. Indeed, a role of the chosen transcription factors for this opposing electrophysiological result cannot be fully ruled out (Vadodaria et al., 2018). The different combinations of transcription factors employed may cause differential maturation stages of induced 5-HT neurons. In rodent, the 5-HT1A autoreceptor-mediated inhibition was shown to vary with age and was absent/reduced until Postnatal 21 (Rood et al., 2014). Xu and co-workers employed the transcription factor Ascl1, involved in rostral and caudal neurogenesis of 5-HT neurons, Foxa2, activated by sonic hedgehog signaling to induce 5-HT neuronal fate by suppression of ventral motor neuron generation, as well as Fev and Lmx1b, which are essential for the expression of the 5-HT neurochemical phenotype (Kiyasova and Gaspar, 2011). In contrast to this, Vadodaria and co-workers established generation of induced 5-HT neurons by overexpression of the 5-HT phenotype-specific transcription factors Fev, Lmx1b, Gata2, and Nkx2.2. The latter being discussed as having a cluster-specific function in 5-HT neurogenesis (Kiyasova and Gaspar, 2011). Therefore, an excitatory action of 5-HT may reflect differential maturation stages of induced 5-HT neurons, and in vitro maturation may be enhanced by forced expression of a larger number of neuronal and 5-HT specific transcription factors. Actually, a thorough examination of the supplementary data provided by Xu et al. (2016) indicates that even when considered mature (i.e., >46 d old), their induced 5-HT neurons display a resting membrane potential remaining as high as –42 mV, a value quite remote from those classically measured in vivo in preclinical studies, i.e., below –60 mv (Liu et al., 2002). Another possibility would reside in the fact that the protocol chosen by Xu and co-workers triggered a modified maturation of 5-HT1A autoreceptors, leading to an alternative coupling of these receptors and preventing them to activate the Gαi/o subunit. In this context, the use of Patch-Seq (Fuzik et al., 2016), a recent method for obtaining full transcriptome data from single cells after whole-cell patch-clamp recordings of induced 5-HT neurons, should be very helpful to provide critical clues of these paradoxical electrophysiological results. Finally, it has to be kept in mind that in vivo, 5-HT neurons are part of a mature circuitry that obviously cannot be fully recapitulated in vitro, which might also impair the efficacy of 5-HT1A autoinhibition.

Alternatively, the discrepancy between the results of Xu et al. (2016), and those observed in rodents may be related to a differential sensitivity toward distinct kinds of 5-HT autoregulation. Indeed, it has recently been proposed that 5-HT2B receptors may constitute a new class of autoreceptors that would actually be excitatory, therefore counteracting the influence of the 5-HT1A ones (Belmer et al., 2018). In mice, this positive autoregulation appears to be negligible with respect to the 5-HT1A-related autoinhibition, requiring the use of specific 5-HT2B agonists to be unmasked (Belmer et al., 2018). It remains possible that the induced 5-HT neurons obtained by Xu et al. (2016), express a higher proportion of 5-HT2B receptors, rendering the net influence of 5-HT positive on them. Thus, it would be very informative to assess the excitatory action exerted by 5-HT on the spontaneous action potentials of these cells with both selective 5-HT1A and 5-HT2B receptor antagonists. If this latter hypothesis were to be confirmed, the next step would be to determine whether such a higher expression of 5-HT2B receptors constitutes a distinct feature of human 5-HT neurons, or whether it results from the technique of induction.

In summary, even if several advantages and inconvenients can be addressed in the use of iPSCs versus induced neurons, in terms of cell source, time and cost efficiency as well as expendability (Mertens et al., 2018), all three groups have provided, the same year, important and robust data on the conversion of human cells to induced 5-HT neurons (Lu et al., 2016; Vadodaria et al., 2016a; Xu et al., 2016). In opposition to the electrophysiological results of Xu et al. (2016), preclinical studies have repeatedly shown that 5-HT suppresses 5-HT neuronal firing activity. Significantly, this inhibitory action of 5-HT is frequently related to the well described therapeutic delay of antidepressant action, has been recurrently considered as a “brake” of the antidepressant response and has initiated numerous studies on the development of new and effective therapeutic strategies (Artigas et al., 2017). Furthermore, learning more about the electrophysiological properties of human iPSC-derived 5-HT neurons will not only help to understand serotonergic autoregulation, but also significantly contribute to understanding 5-HT neuromodulation of neuronal circuits. Even if few cautions in translational interpretations have to be taken into account, as for data obtained in animal studies, using patient-derived cells for generating disease relevant cell types truly offers a new and powerful approach for investigating the genetic and cellular mechanisms that may play fundamental roles in psychiatric disorders (Vadodaria et al., 2018).